This document provides information on the Australian Financial Services License of Advocate Strategic Investments Pty Ltd. It lists the license number, status, addresses, roles, external dispute resolution membership, and license authorisation conditions. The license authorizes the company to provide financial product advice and deal in financial products for wholesale clients, as well as apply for, acquire, vary or dispose of securities on behalf of retail clients.

1. Australian Financial Services Licensee
ADVOCATE STRATEGIC INVESTMENTS PTY
LTD
AFS Licence Number 224560
31/08/2021 AEST 18:33:09 1
Extracted from ASIC's database at AEST 18:33:09 on 31/08/2021
Current Details
Name: ADVOCATE STRATEGIC INVESTMENTS PTY LTD
Licence Number: 224560
Status: Current
ABN: 77 101 691 598
Commenced: 23/12/2002
Addresses
Principal Business Address: LANGLEY MCKIMMIE, 17 Nicholson Street, WOODEND VIC 3442
Service Address: LANGLEY MCKIMMIE, 17 Nicholson Street, WOODEND VIC 3442
Roles
Role: Auditor of FS Licensee
Name: TERRENCE PETER MICHAEL VAIL
Commenced: 02/06/2017
External Dispute Resolution
Scheme: Financial Industry Complaints Service
Membership Number: F-3211
Commenced: 16/09/2002
Scheme: Financial Ombudsman Service
Membership Number: 11294
Commenced: 01/07/2008
Licence Authorisation Conditions
From: 22/10/2008
Details: 1. This licence authorises the licensee to carry on a
financial services business to:
(a) provide general financial product advice to
wholesale clients only, for the following classes
of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed
to be issued by a government;
(v) interests in managed investment schemes
excluding investor directed portfolio services;
and
(vi) securities;
(b) deal in a financial product in respect of
wholesale clients only by:
(i) issuing, applying for, acquiring, varying or
disposing of a financial product to wholesale
clients only in respect of the following
classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;

2. Australian Financial Services Licensee
ADVOCATE STRATEGIC INVESTMENTS PTY
LTD
AFS Licence Number 224560
31/08/2021 AEST 18:33:09 2
Licence Authorisation Conditions
(C) interests in managed investment schemes - own
scheme only; and
(ii) applying for, acquiring, varying or disposing
of a financial product on behalf of another
person in respect of the following classes of
products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or
proposed to be issued by a government;
(E) interests in managed investment schemes
excluding investor directed portfolio
services; and
(F) securities; and
(iii) underwriting in relation to wholesale clients
only:
(A) interests in managed investment schemes; and
(B) an issue of securities; and
(c) provide the following custodial or depository
services in respect of own managed investment
schemes only:
(i) operate custodial or depository services other
than investor directed portfolio services.
(d) deal in a financial product by:
(i) applying for, acquiring, varying or disposing
of a financial product on behalf of another person
in respect of the following classes of products:
(A) securities
to retail clients only.
From: 23/12/2002
Details: 1. This licence authorises the licensee to carry on a
financial services business to:
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing
of a financial product on behalf of another
person in respect of the following classes of
products:
(A) securities;
to retail and wholesale clients.
Further information relating to this Licensee may be purchased from ASIC.