Vladimir Bord has over 20 years of experience as a CFO, Controller, and Financial Principal for various financial firms. He has a proven track record of leading accounting teams, preparing financial reports, and ensuring compliance with regulatory requirements. Bord is skilled in areas such as financial analysis, budgeting, auditing, and developing efficient processes. He holds an MBA in Public Accounting and is licensed as a Series 27 Financial Principal.

1. Vladimir Bord
3111 Ocean Parkway av. apt. 2J  Brooklyn, NY 11235
(718) 915-7542  Email: varaharsi@gmail.com
PROFESSIONAL SUMMARY:
Dedicated and analytical CFO / Controller with 20 + years of experience leading teams through public financial (SEC) reporting,
financial audits, financial analysis, standard monthly accounting, and special projects while maximizing efficiency and accuracy.
Motivational team leader with comprehensive abilities in staff training and development; able to drive effective communication
across multiple organizational levels. Solid skills in time management, organization, leadership, and problem solving. Excel at
coupling understanding of technical accounting theory with expertise in the mechanical accounting process. Licensed with S-27.
PROFESSIONAL EXPERIENCE:
UBS Securities LLC (USA) Inc. Stamford, CT February 2015 to Present
Financial Principal- Consultant position
Responsible for supporting transitioning to Nashville, TN, the risk weighted asset and financial reporting closing processes for the
Branch entities functions as well as other processes.
 Providing support in managing the preparation of monthly risk weighted asset for under Basel III
 Providing support in managing the preparation of Focus report filing (15c3-1).
 Assisting in coordination of the monthly closing process with Product Controllers, Operations, Treasury and Tax Department.
 Preparing adjustments and other month-end close process to support the monthly formal financial close.
Mitsubishi UFG Securities (USA) Inc. New York, NY November 2013 to Jan 2015
Financial Principal-Consulting position
 Prepare daily Net Capital calculation (15c3-1). Prepare weekly Customer reserve report (15c3-3).
 Plan and coordinate the year-end audits, and monitor BD compliance and Focus report filing (15c3-1/15c3-3).
 Assist in preparation of the company Federal Reserve filing; TIC-BC/TIC-BL/TIC-S
 Advise on reporting and transfer pricing issue and intercompany reconciliation.
 Execution Cost Report - per destination (exchanges, ecn, ats) / Section 31 fee Reconciliation Report.
 Prepare on regular basis: Weekly / daily calculation of BD P&L; Work papers for compliance audit (NYSE / FINRA / SEC); WP
for audit (GAAP / SOX); Financials of the company per 17a-5.
Jefferies Group LLC. (Investment Bank), New York. NY June 2006 to August 2013
CFO for Jefex Execution Services (Broker-Dealer)
 Ensured efficient operation of the Accounting, Finance and Treasury functions including management of Payroll, Accounts
Receivable / Payable, invoicing, wires and OCS processing for the BD.
 Managed the execution of all planning, budgeting, forecasting, financial analysis and decision support activities for the group.
 Collected, interpreted and presented the group financial information to senior management and assistwith preparation of the
companywide execution cost annual budget ($50M) and approved expenditures.
 Planned and coordinated the year-end audits, examinations and monitor BD compliance and Focus report filing (15c3-1).
 Assisted in preparation of the company regulatory filing (Forms 10-K, 10-Q).
 Advised on reporting and transfer pricing issue, general control concern related to implementation of matching engine (ATS)
that the group will house and operate.
 Directly prepared monthly close process postings; by designing and developing a general ledger procedure manual achieved
significant time-span reduction (from two week to four day) of the closing process.
 Designed and prepared the following monthly reports in order to analyze and appraise operating results in term profitability
and performance against budget and operating effectiveness of the BD.
 Liquidity Report - per customer / Managerial Report by business lines and execution / Profitability analyses - per customer /
Execution Cost Report - per destination (exchanges, ecn, ats) / Section 31 fee Reconciliation Report.
 Liaison with NYSE / FINRA / Auditors. Handled NYSE / FINRA / Audit inquiries as main contact person for firm.
 Prepared on regular basis: Weekly / daily calculation of BD P&L; Work papers for compliance audit (NYSE / FINRA / SEC); WP
for audit (GAAP / SOX); Financials of the company per 17a-5.
Morgan Stanley Dean Witter Inc., (Investment Management Division), New York, NY May 2005 to June 2006
Vice-President, Financial Controller Group
 Supervised two employees directly and oversight of broker dealers employees.
 Responsible for day-to-day management of the Unit Investment Trust accounting and regulatory reporting for three
investment Management Broker dealers.
 Supervised preparation and filing of the broker dealers’ Focus reports (15c3-3).
 Supervised Monthly UIT close process; worked closely with the internal/external Auditors and NYSE / SEC / NASD examiners.

2.  Reviewed / prepared on regular basis: Weekly / daily calculation of UIT P&L; Work papers for compliance audit (NYSE / NASD
/ SEC); WP for audit.
Winmill & CO, Incorporated (Asset Management), New York, NY May 2002 to May 2005
Controller
 Supervised accounting staff with direct oversight of all accounting, payroll & banking activities.
 Refined operational controls in the management reporting process.
 Enhanced productivity by automating the month-end reporting process.
 Designed and developed a general ledger procedure manual.
 Reviewed / prepared: Financial Statements of the Funds; Statements of Cash Flow; Consolidated statement of the Funds /
Company; stock based employee compensation plan (APB Opinion 25, FASB 123), 10-Q and 10-K (SEC). Daily trade transaction
reports of the Funds; Mark-to-Market reports of the Funds. Diversification test of the Funds
 Focus report (15c3-1); Prepared on regular basis: Work papers for compliance audit (NYSE / NASD / SEC); WP for audit;
Consolidated Statements of the firm and its subs.; cost / revenue departmental / company budget (forecast)
Lynch, Jones & Ryan Inc., (Broker / Dealer), New York, NY May 2000 to May 2002
Assistant Controller
 Reviewed / prepared: Daily P&L; Blotter report; Monthly cash flow analysis; Focus report (15c (3-1).
 Reviewed: Financials of subsidiaries including analysis and evaluation of execution cost, NYSE floor cost
 Maintained: Schedule of the Firms investments, including Mark to Market and Interest accruals on the firm positions (FASB
115).
Vladimir Bord Resume Page 2
 Prepared on regular basis: Work papers for compliance audit (NYSE / NASD / SEC); Work papers for financial audit; Financial
Statements of the firm and its subs.; cost / revenue departmental / company budget (forecast),
 Supervised accounting staff.
Clarion Capital LLC, (Asset Management), New York, NY May 1999 to May 2000
Senior Accountant
 Prepared / analyzed: Financial Statements of the Funds (REITS); Statements of Cash Flow; Consolidated statement of the
Funds / Company and its subs; Monthly bond pricing schedule (FASB 115); Scheduled for accrual expense and revenues; Daily
transaction report of the Funds and Monthly repurchase agreement sch. (FASB 133); 10-Q and 10-K (SEC). Daily trade
transaction reports of the Funds.
Bassini Playfair + Associates LLC, (Asset Management), New York, NY April 1995 to May 1999
Accountant
 Created and implemented monthly close procedures and manuals.
 Prepared / analyzed: Financial Statements of the company; weekly / monthly / annual statements of Cash Flows; schedules of
Capital Expenditures; schedules of accrual expenses and revenues.
 Responsible for: Cash transactions between the company’s domestic and oversea subsidiaries.
 Maintained: Payroll, Accounts Receivable and Payable of the company.
EDUCATION / LICENSES:
Pace University, Lubin School of Business, New York, NY
MBA - Public Accounting (December 1999)
BBA - Public Accounting (December 1996)
Licenses: Series 27
PRODUCT KNOWLEDGE:
Products: Equity; Repo/RRepo; US Treasury Sec.; Corporate Bond; Options; Future/Forward.
SKILLS:
Languages: Bilingual (Russian / English)
Technical Skills: MS Excel / Word / Access & accounting software (Oracle, LDB, People Soft, Lawson, Omega, UIT trading system,
Salomon IV, Great Plains, MRI, Peach Tree).