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Vaka almas: eriden
2011 ylnda bir federal jri, tannm bir yatrm firmas iin alan bir hisse senedi tccarn ve iki szde su
ortan ieriden renenlerin ticaretinden mahkum etti. ddianameye gre, tccar avukatlardan bekleyen
birlemeler hakknda ieriden bilgi ald. ddiaya gre avukatlar, firmadaki dier kiilerin zerinde alt
kurumsal anlamalar hakknda bilgi toplamak iin hukuk firmalarna gz attlar. Avukatlarn daha sonra
bilgilerini bir arkadana iletecei ve onun da tccara iletecei iddia edildi. Bu tr ieriden bilgilerin, tccarn
(ve yatrm firmasnn) milyonlarca dolar kazanmasna yardmc olduu bildirildi. Tccar daha sonra
iddiaya gre avukatlara, rnein nakit dolu zarflarla teekkr edecekti. Elbette byle eyler yaanmamal.
Federal ve eyalet yasalar bunu yasaklyor. Ve yatrm firmalarnn, rnein glgeli ilemleri belirlemek ve
nlemek iin uyum prosedrleri vardr. Sorun u ki, firma iin ieriden ticaret yapmaya eilimli olabilecek
biri altnda bu tr davranlar kontrol etmek kolay deil. Bir uzman, en bata bu tr insanlar ie almaktan
kanmak daha iyi dedi. Manhattan'daki Park Avenue yaknlarndaki Four Seasons restorannda le
yemeinde, birka yatrm firmasnn bakan mahkumiyeti ve firmalarnda byle bir eyin meydana
gelmemesini salamak iin ne yapabileceklerini tartyorlard. Bu sadece itaat deil, dedi biri, rk elmalarn
kapdan ieri girmesini engellemeliyiz. Senden tavsiyeni istiyorlar.
Sorular
1. Kursunuz (nsan Kaynaklar Ynetimi) dorultusunda, vakann nemini tanmlar msnz?
2. Bir K Mdr olarak, organizasyonda bu tr durumlarla karlamamak iin hangi ie alm ve seme
yntemlerini firmada uygulayacaksnz? Cevabnz salam bir mantkla gerekelendiriyor musunuz?
3. Organizasyon bavuru formuna hangi sorular ekleyeceksiniz?
4. Adaylarn gemilerini nasl kontrol edersiniz ve nceki iverenlerinizden ve referanslarnzdan hangi
sorular sorarsnz?
5. Kurulu iin yllk bir ie alma ve seme plan hazrlyor ve gelitiriyor musunuz?

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Vaka almas eriden 2011 ylnda bir federal jri tannm bir .pdf

  • 1. Vaka almas: eriden 2011 ylnda bir federal jri, tannm bir yatrm firmas iin alan bir hisse senedi tccarn ve iki szde su ortan ieriden renenlerin ticaretinden mahkum etti. ddianameye gre, tccar avukatlardan bekleyen birlemeler hakknda ieriden bilgi ald. ddiaya gre avukatlar, firmadaki dier kiilerin zerinde alt kurumsal anlamalar hakknda bilgi toplamak iin hukuk firmalarna gz attlar. Avukatlarn daha sonra bilgilerini bir arkadana iletecei ve onun da tccara iletecei iddia edildi. Bu tr ieriden bilgilerin, tccarn (ve yatrm firmasnn) milyonlarca dolar kazanmasna yardmc olduu bildirildi. Tccar daha sonra iddiaya gre avukatlara, rnein nakit dolu zarflarla teekkr edecekti. Elbette byle eyler yaanmamal. Federal ve eyalet yasalar bunu yasaklyor. Ve yatrm firmalarnn, rnein glgeli ilemleri belirlemek ve nlemek iin uyum prosedrleri vardr. Sorun u ki, firma iin ieriden ticaret yapmaya eilimli olabilecek biri altnda bu tr davranlar kontrol etmek kolay deil. Bir uzman, en bata bu tr insanlar ie almaktan kanmak daha iyi dedi. Manhattan'daki Park Avenue yaknlarndaki Four Seasons restorannda le yemeinde, birka yatrm firmasnn bakan mahkumiyeti ve firmalarnda byle bir eyin meydana gelmemesini salamak iin ne yapabileceklerini tartyorlard. Bu sadece itaat deil, dedi biri, rk elmalarn kapdan ieri girmesini engellemeliyiz. Senden tavsiyeni istiyorlar. Sorular 1. Kursunuz (nsan Kaynaklar Ynetimi) dorultusunda, vakann nemini tanmlar msnz? 2. Bir K Mdr olarak, organizasyonda bu tr durumlarla karlamamak iin hangi ie alm ve seme yntemlerini firmada uygulayacaksnz? Cevabnz salam bir mantkla gerekelendiriyor musunuz? 3. Organizasyon bavuru formuna hangi sorular ekleyeceksiniz? 4. Adaylarn gemilerini nasl kontrol edersiniz ve nceki iverenlerinizden ve referanslarnzdan hangi sorular sorarsnz? 5. Kurulu iin yllk bir ie alma ve seme plan hazrlyor ve gelitiriyor musunuz?