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Commission européenne/Europese Commissie, 1049 Bruxelles/Brussel, BELGIQUE/BELGIË - Tel. +32 22991111
Office: BERL 13/173 - Tel. direct line +32 229-58312 - Fax +32 229-93229
http://ec.europa.eu/dgs/secretariat_general/
catherine.day@ec.europa.eu
EUROPEAN COMMISSION
Secretariat-General
The Secretary-General
Brussels, 10.09.2014
C(2014) 6501 final
Mr Michael EFLER
[Personal data deleted following the consultation of the
organisers]
Subject: Your request for registration of a proposed citizens' initiative entitled
"STOP TTIP"
Dear organisers,
I refer to your request of 15 July 2014 for registration of a proposed citizens' initiative
entitled "STOP TTIP".
The proposed initiative invites the Commission to recommend to the Council "to repeal
the negotiating mandate for the Transatlantic Trade and Investment Partnership (TTIP)"
and "not to conclude the Comprehensive Economic and Trade Agreement (CETA)". You
refer to Articles 207 and 218 of the Treaty on the Functioning of the European Union
(TFEU) as legal bases for such Council decisions.
Article 2(1) of Regulation (EU) No 211/2011 of the European Parliament and of the
Council of 16 February 2011 on the Citizens’ Initiative (hereinafter: the "Regulation")
defines a citizens' initiative as one which invites the Commission, within the framework
of its powers, to submit an appropriate proposal on matters where citizens consider that a
legal act of the Union is required for the purpose of implementing the Treaties.
2
According to Article 4(2) of the Regulation, the Commission shall register a proposed
citizens’ initiative within two months from the receipt of the relevant information,
provided that the following conditions are fulfilled:
(a) the citizens’ committee has been formed and the contact persons have been
designated in accordance with Article 3(2) of Regulation (EU) No 211/2011;
(b) the proposed citizens’ initiative does not manifestly fall outside the framework of the
Commission’s powers to submit a proposal for a legal act of the Union for the purpose of
implementing the Treaties;
(c) the proposed citizens’ initiative is not manifestly abusive, frivolous or vexatious; and
(d) the proposed citizens’ initiative is not manifestly contrary to the values of the Union
as set out in Article 2 of the Treaty on European Union (TEU).
The Commission has examined the proposed citizens' initiative to ascertain whether it
meets the definition and conditions as laid down in the Regulation.
I regret to inform you that, further to this in-depth examination, the Commission cannot
register your proposed initiative for the following reasons:
Regarding TTIP
I understand this part of your proposed citizens' initiative as inviting the Commission to
submit a recommendation for a Council decision repealing the Council decision
authorising the opening of the TTIP negotiations.
The negotiation of an international agreement precedes and prepares its signature and
conclusion. The Council decision authorising the opening of negotiations is therefore a
preparatory act with respect to the Council decisions authorising the signature and
conclusion of an international agreement, which are adopted on the basis of Commission
proposals. As such, it deploys legal effects only between the institutions concerned
without modifying EU law. Such modification occurs only once the result of the
negotiations, i. e. the international agreement, is signed and concluded.
According to Article 11(4) TEU, a citizens' initiative can concern "matters where citizens
consider that a legal act of the Union is required for the purpose of implementing the
Treaties". In the area of international agreements, such legal acts are the Council
decisions on signature and conclusion of the agreement. Hence, as a matter of principle,
the signature and conclusion of an international agreement with a given subject and
content may be requested by a citizens' initiative. Conversely, the preparatory Council
decisions authorising the opening of international negotiations or repealing such
authorisation do not fall within the scope of the Regulation. Therefore, the Council
decision authorising the opening of negotiations is not a “a legal act of the Union” and
the Commission recommendation for such a Council decision does not constitute an
"appropriate proposal" within the meaning of Article 11(4) TEU and Article 2, point 1
and Article 4 (2)(b)of the Regulation.
3
Insofar as this part of your proposed citizens' initiative could also be understood, in
essence, as inviting the Commission not to submit proposals for Council decisions on the
signature and / or conclusion of TTIP, it should be pointed out that pursuant to Article 2,
point 1 of the Regulation a citizens' initiative may only invite the Commission, within the
framework of its powers, to submit an appropriate proposal for a legal act considered
necessary by the citizens for the purpose of implementing the Treaties. Conversely, a
citizens' initiative inviting the Commission not to propose a legal act is not admissible
under that provision. The same holds true for a citizens' initiative inviting the
Commission to propose a "decision" not to adopt a legal act, since such decision would
not deploy any autonomous legal effect beyond the fact of the legal act at issue not being
adopted.
Therefore, your proposed citizens' initiative falls outside the framework of the
Commission’s powers to submit a proposal for a legal act of the Union for the purpose of
implementing the Treaties, within the meaning of Article 4(2)(b) of the Regulation, read
in conjunction with Article 2, point 1, insofar as it invites the Commission to submit a
recommendation to the Council on the repeal of the Council decision authorising the
opening of the TTIP negotiations or not to submit proposals for Council decisions on the
signature and / or conclusion of TTIP or to submit proposals for "decisions" not to
authorise the signature of or not to conclude TTIP.
Regarding CETA
I understand your proposed citizens' initiative as inviting the Commission not to submit
proposals for Council decisions on the signature and / or conclusion of CETA or to
submit proposals for Council decisions not to authorise the signature of or not to
conclude CETA.
As already stated, as a matter of principle, the signature and conclusion of an
international agreement with a given subject and content may be requested by a citizens'
initiative. However, a citizens' initiative inviting the Commission not to propose a legal
act or to propose a "decision" not to adopt a legal act is not admissible under the
Regulation.
Therefore, this part of the proposed citizens' initiative also falls outside the framework of
the Commission’s powers to submit a proposal for a legal act of the Union for the
purpose of implementing the Treaties, within the meaning of Article 4(2)(b) of the
Regulation, read in conjunction with Article 2, point 1, thereof, also insofar as it invites
the Commission not to submit proposals for Council decisions on the signature of and /
or conclusion of CETA or to submit proposals for "decisions" not to authorise the
signature of or not to conclude CETA.
For those reasons, both parts of the proposed citizens' initiative fall outside the
framework of the Commission’s powers to submit a proposal for a legal act of the Union
for the purpose of implementing the Treaties within the meaning of Article 4(2)(b) of the
Regulation, read in conjunction with Article 2, point 1,thereof.
4
I would like to draw your attention to the means of redress available against this decision.
You may either:
- bring proceedings before the General Court under the conditions specified in Article
263 of the TFEU; or
- if you wish to complain about maladministration, file a complaint with the European
Ombudsman under the conditions specified in Article 228 of the TFEU.
This decision is addressed to the organisers (members of the citizens' committee) of the
proposed citizens' initiative called "Stop TTIP", represented by Mr Michael EFLER and
[Personal data deleted following the consultation of the organisers], acting as contact persons.
Please note that this letter will be published on the Commission's website for the citizens'
initiative in order to inform the public of this decision in a transparent way.
Yours faithfully,
Catherine Day

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  • 1. Commission européenne/Europese Commissie, 1049 Bruxelles/Brussel, BELGIQUE/BELGIË - Tel. +32 22991111 Office: BERL 13/173 - Tel. direct line +32 229-58312 - Fax +32 229-93229 http://ec.europa.eu/dgs/secretariat_general/ catherine.day@ec.europa.eu EUROPEAN COMMISSION Secretariat-General The Secretary-General Brussels, 10.09.2014 C(2014) 6501 final Mr Michael EFLER [Personal data deleted following the consultation of the organisers] Subject: Your request for registration of a proposed citizens' initiative entitled "STOP TTIP" Dear organisers, I refer to your request of 15 July 2014 for registration of a proposed citizens' initiative entitled "STOP TTIP". The proposed initiative invites the Commission to recommend to the Council "to repeal the negotiating mandate for the Transatlantic Trade and Investment Partnership (TTIP)" and "not to conclude the Comprehensive Economic and Trade Agreement (CETA)". You refer to Articles 207 and 218 of the Treaty on the Functioning of the European Union (TFEU) as legal bases for such Council decisions. Article 2(1) of Regulation (EU) No 211/2011 of the European Parliament and of the Council of 16 February 2011 on the Citizens’ Initiative (hereinafter: the "Regulation") defines a citizens' initiative as one which invites the Commission, within the framework of its powers, to submit an appropriate proposal on matters where citizens consider that a legal act of the Union is required for the purpose of implementing the Treaties.
  • 2. 2 According to Article 4(2) of the Regulation, the Commission shall register a proposed citizens’ initiative within two months from the receipt of the relevant information, provided that the following conditions are fulfilled: (a) the citizens’ committee has been formed and the contact persons have been designated in accordance with Article 3(2) of Regulation (EU) No 211/2011; (b) the proposed citizens’ initiative does not manifestly fall outside the framework of the Commission’s powers to submit a proposal for a legal act of the Union for the purpose of implementing the Treaties; (c) the proposed citizens’ initiative is not manifestly abusive, frivolous or vexatious; and (d) the proposed citizens’ initiative is not manifestly contrary to the values of the Union as set out in Article 2 of the Treaty on European Union (TEU). The Commission has examined the proposed citizens' initiative to ascertain whether it meets the definition and conditions as laid down in the Regulation. I regret to inform you that, further to this in-depth examination, the Commission cannot register your proposed initiative for the following reasons: Regarding TTIP I understand this part of your proposed citizens' initiative as inviting the Commission to submit a recommendation for a Council decision repealing the Council decision authorising the opening of the TTIP negotiations. The negotiation of an international agreement precedes and prepares its signature and conclusion. The Council decision authorising the opening of negotiations is therefore a preparatory act with respect to the Council decisions authorising the signature and conclusion of an international agreement, which are adopted on the basis of Commission proposals. As such, it deploys legal effects only between the institutions concerned without modifying EU law. Such modification occurs only once the result of the negotiations, i. e. the international agreement, is signed and concluded. According to Article 11(4) TEU, a citizens' initiative can concern "matters where citizens consider that a legal act of the Union is required for the purpose of implementing the Treaties". In the area of international agreements, such legal acts are the Council decisions on signature and conclusion of the agreement. Hence, as a matter of principle, the signature and conclusion of an international agreement with a given subject and content may be requested by a citizens' initiative. Conversely, the preparatory Council decisions authorising the opening of international negotiations or repealing such authorisation do not fall within the scope of the Regulation. Therefore, the Council decision authorising the opening of negotiations is not a “a legal act of the Union” and the Commission recommendation for such a Council decision does not constitute an "appropriate proposal" within the meaning of Article 11(4) TEU and Article 2, point 1 and Article 4 (2)(b)of the Regulation.
  • 3. 3 Insofar as this part of your proposed citizens' initiative could also be understood, in essence, as inviting the Commission not to submit proposals for Council decisions on the signature and / or conclusion of TTIP, it should be pointed out that pursuant to Article 2, point 1 of the Regulation a citizens' initiative may only invite the Commission, within the framework of its powers, to submit an appropriate proposal for a legal act considered necessary by the citizens for the purpose of implementing the Treaties. Conversely, a citizens' initiative inviting the Commission not to propose a legal act is not admissible under that provision. The same holds true for a citizens' initiative inviting the Commission to propose a "decision" not to adopt a legal act, since such decision would not deploy any autonomous legal effect beyond the fact of the legal act at issue not being adopted. Therefore, your proposed citizens' initiative falls outside the framework of the Commission’s powers to submit a proposal for a legal act of the Union for the purpose of implementing the Treaties, within the meaning of Article 4(2)(b) of the Regulation, read in conjunction with Article 2, point 1, insofar as it invites the Commission to submit a recommendation to the Council on the repeal of the Council decision authorising the opening of the TTIP negotiations or not to submit proposals for Council decisions on the signature and / or conclusion of TTIP or to submit proposals for "decisions" not to authorise the signature of or not to conclude TTIP. Regarding CETA I understand your proposed citizens' initiative as inviting the Commission not to submit proposals for Council decisions on the signature and / or conclusion of CETA or to submit proposals for Council decisions not to authorise the signature of or not to conclude CETA. As already stated, as a matter of principle, the signature and conclusion of an international agreement with a given subject and content may be requested by a citizens' initiative. However, a citizens' initiative inviting the Commission not to propose a legal act or to propose a "decision" not to adopt a legal act is not admissible under the Regulation. Therefore, this part of the proposed citizens' initiative also falls outside the framework of the Commission’s powers to submit a proposal for a legal act of the Union for the purpose of implementing the Treaties, within the meaning of Article 4(2)(b) of the Regulation, read in conjunction with Article 2, point 1, thereof, also insofar as it invites the Commission not to submit proposals for Council decisions on the signature of and / or conclusion of CETA or to submit proposals for "decisions" not to authorise the signature of or not to conclude CETA. For those reasons, both parts of the proposed citizens' initiative fall outside the framework of the Commission’s powers to submit a proposal for a legal act of the Union for the purpose of implementing the Treaties within the meaning of Article 4(2)(b) of the Regulation, read in conjunction with Article 2, point 1,thereof.
  • 4. 4 I would like to draw your attention to the means of redress available against this decision. You may either: - bring proceedings before the General Court under the conditions specified in Article 263 of the TFEU; or - if you wish to complain about maladministration, file a complaint with the European Ombudsman under the conditions specified in Article 228 of the TFEU. This decision is addressed to the organisers (members of the citizens' committee) of the proposed citizens' initiative called "Stop TTIP", represented by Mr Michael EFLER and [Personal data deleted following the consultation of the organisers], acting as contact persons. Please note that this letter will be published on the Commission's website for the citizens' initiative in order to inform the public of this decision in a transparent way. Yours faithfully, Catherine Day