1. Frequently Asked Questions
For information purposes only. Visit www.richardschwartzfraud.com
and the last page of this presentation for important information and
disclaimers. This presentation includes attorney advertising.

2. 
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
Richard Schwartz investors can find up-to-date
information regarding Schwartz and RAS &
Associates at www.richardschwartzfraud.com .
A number of legal proceedings are currently
pending, regarding the estate of Richard
Schwartz and his life insurance policies.
Attorneys Alan Rosca and Joe Peiffer have
assembled evidence regarding RAS Associates
and Richard Schwartz for their case.

3. 
Richard Schwartz investors may review
Richard A. Schwartz’ BrokerCheck Report at
http://brokercheck.finra.org/Search/Search.aspx
(search for Richard A. Schwartz)

The BrokerCheck Report includes Richard
Schwartz’ professional background and the
securities rule violations of which he has been
accused.

4. 
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Last month, the Indiana Securities Regulator
has accused Schwartz with organizing a Ponzi
scheme and converting investor funds.
The Securities Regulator has filed a lawsuit
against Schwartz’ estate to freeze its assets.
The Indiana Regulator stated that the
securities Schwartz offered to investors were
fictional.

5. 
Richard Schwartz investors should talk to a law
firm about their options to seek compensation.

Our law firm is preparing to take action on
behalf of Richard Schwartz investors.

We intend to seek compensation from Richard
Schwartz’ former employer who, we believe,
failed to adequately supervise Schwartz’ sales of
securities to the investing public.

6. 
Our firm has the size, expertise, resources,
and manpower required to prosecute
complex, group cases on behalf of investors
against nationwide financial corporations.

We represent investors in investment fraud
cases across the country.

Investors may contact us for a free evaluation
of their case.

7. Alan L. Rosca
Partner
Peiffer Rosca
Leader Building, Ste. 401
526 Superior Avenue
Cleveland, OH 44114
Direct: 216-570-0097
arosca@praclawfirm.com
Joseph C. Peiffer
Managing Partner
Peiffer Rosca
201 St. Charles Avenue
Suite 4610
New Orleans, LA 70170
Direct: 504-586-5259
jpeiffer@praclawfirm.com
richardschwartzfraud.com
richardschwartzfraud.com

8. Important Disclosures
This disclaimer contains important information about this presentation. Please read it carefully.
This presentation has general information about Richard Schwartz, RAS & Associates and our firm,
Peiffer Rosca Abdullah & Carr, LLC (“Peiffer Rosca”), but it is not legal advice. We are not offering to
provide you with legal representation through this presentation. Neither your use of this presentation,
nor any e-mail you send to us, will create an attorney-client relationship with us. Such a relationship
can be formed only through a personal conversation between you and one of our lawyers, after a
thorough screening for potential conflicts that we might have. You should not take any action or
decline to take any action concerning a legal matter based upon the information in this presentation
without first obtaining the advice of a lawyer.
Do not send us any information or materials you consider to be confidential without first obtaining a
statement from us in writing that we represent you, and the authorization by one of our lawyers to
send us the information. We will not treat any information you send us without that written statement
and authorization as confidential.
Joe Peiffer’s office is in New Orleans. He is licensed to practice law in Louisiana. Alan Rosca's office
is in Cleveland. He is licensed to practice law in Ohio. We handle financial fraud cases in most
states. However, our firm's lawyers are not admitted to practice law in every state. In those
jurisdictions in which we are not admitted to practice, we will associate with local co-counsel to assist
with the matter, at no additional cost to our clients, whenever required by the respective jurisdiction.
We are not certified or recognized as specialists or experts in any area of law. The descriptions of our
lawyers` and our firm's areas of practice do not state or imply that our lawyers hold certifications or are
specialists or experts in any particular areas of law.
Copyright © 2013. All rights reserved. You may download and print out any part of this presentation for
your own personal, non-commercial use. Any other reproduction or retransmission of this presentation
without our prior written consent is prohibited. This presentation includes attorney advertising.