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CS Meenakshi Jayaraman
Occupational safety, health and
working conditions, 2020-Part I
2
Credits and Acknowledgments
Iswariya BS
3
Legends used in the Presentation
CG Central Government
Code Occupational Safety, health and
working conditions Cde
Govt. Government
RO Registering Officer
Sec. Section
SG State Government
4
Presentation Schema
Framework of the Code
Registration of
establishments
Duties of employer and
employee
Notice of accidents,
dangerous occurrences and
diseases
Framework of the Code
5
6
Occupational safety, health and working conditions Code, 2020 is An Act to
consolidate and amend the laws regulating the occupational safety, health and
working conditions of the persons employed in an establishment and for
matters connected therewith or incidental thereto
Non-applicability of the code – To the offices of CG / SG and any ship of war of any
nationality
Exception: If the contract labour are employed through contract in the offices of CG /
SG, where the CG / SG is the principal employer then the Code shall apply
Lok Sabha passed
the bill on 22nd
September, 2020
Rajya Sabha passed
the bill on 23rd
September, 2020
Received
President’s assent
on 28th September,
2020
Statutes repealed
7
The Working Journalists (Fixation of rates of
wages) Act, 1958
The Mines Act, 1952
The Working Journalists and other
Newspaper Employees (Conditions of Service
and Miscellaneous Provisions) Act, 1955
The Motor Transport Workers Act, 1961
The Plantations Labour Act, 1951
The Cine Workers and Cinema Theatre
Workers Act, 1981
The Sales promotion employees (Conditions
of Service) Act, 1976
The Inter-state Migrant workmen (Regulation
of Employment and Condition of Service)
Act, 1979
The Dock Workers (Safety, health and
welfare) Act, 1986
The Factories Act, 1948
The Beedi and Cigar Workers (Conditions of
Employment) Act, 1966
The Building and other Construction Workers
(Regulation of Employment and Conditions
of Service) Act, 1996
The Contract Labour (Regulation and
Abolition) Act, 1970
8
Chapters of the Act
I- Preliminary
II-Registration
III-Duties of Employer and Employee, etc.
IV-Occupational Safety and health
V-Health, Safety and working conditions
VI-Welfare provisions
VII-Hours of work and annual leave with
wages
VIII-Maintenance of registers, records and
returns
IX-Inspector cum facilitators and other
authority
X-Special provision relating to employment
of women
XI-Special provisions for contract labour
and inter-state migrant worker, etc.
XII- offences & penalties
XIII-Social Security Fund
XIV- Miscellaneous
Definitions
9
• Agent when used in relation to a mine, means every person, whether appointed
as such or not, who, acting or purporting to act on behalf of the owner, takes
part in the management, control, supervision or direction of such mine or of any
part thereof
• Contract labour means a worker who shall be deemed to be employed in / in
connection with the work of an establishment when he is hired in / in
connection with such work by / through a contractor,
• with / without the knowledge of the principal employer and includes inter-
State migrant worker
• but does not include a worker (other than part time employee) who is
regularly employed by the contractor for any activity of his establishment and
his employment is governed by mutually accepted standards of the conditions
of employment (including engagement on permanent basis), and gets
periodical increment in the pay, social security coverage and other welfare
benefits in accordance with the law for the time being in force in such
employment
Contd.
10
• Contractor - in relation to an establishment, means a person, who—
• undertakes to produce a given result for the establishment, other than a mere supply of
goods or articles of manufacture to such establishment, through contract labour or
• supplies contract labour for any work of the establishment as mere human resource,
• and includes a sub-contractor
• Dock work means any work in / within the vicinity of any port in connection with /
required for, or incidental to, the loading, unloading, movement or storage of cargoes
into or from ship or other vessel, port, dock, storage place or landing place, and
includes—
• work in connection with the preparation of ships or other vessels for receipt or
discharge of cargoes or leaving port
• all repairing and maintenance processes connected with any hold, tank structure or
lifting machinery or any other storage area on board the ship / in the docks; and
• chipping, painting / cleaning of any hold, tank, structure / lifting machinery or any
other storage area on board the ship or in the docks
Contd.
11
• Hazardous means involving danger / potential danger
• Inter-State migrant worker means a person who is employed in an
establishment and who—
• has been recruited directly by the employer or indirectly through contractor in
one State for employment in such establishment situated in another State or
• has come on his own from one State and obtained employment in an
establishment of another State / has subsequently changed the establishment
within the destination State, under an agreement / other arrangement for such
employment and draws wages not exceeding the amount of Rs.18,000 p.m. /
such higher amount as may be notified by the CG
Contd.
12
• Owner, in relation to a mine, means any person who is the immediate
proprietor / lessee / occupier of the mine / of any part thereof
• and in case of a mine the business whereof is being carried on by a liquidator
/ receiver, such liquidator / receiver
• but does not include a person who merely receives a royalty, rent / fine from
the mine / is merely the proprietor of the mine, subject to any lease grant /
licence for the working thereof / is merely the owner of the soil and not
interested in the minerals of the mine
• but any contractor / sub-lessee for the working of a mine or any part thereof
shall be subject to this Code in like manner as if he were an owner but not so
as to exempt the former from any liability
Chapter II- Registration
13
14
Registration & Cancellation of
Registration process
Application to the Registering Officer has to be made by
the Employer
Application has to be made along with information
relating to the employment of inter-state migrant
workers
RO shall register the establishment and issue a certificate
of registration electronically
Any change in the ownership / management after
registration shall be intimated to the RO within 30 days
and the RO shall make respective amendment in the
certificate of registration
15
• In case of closure of establishment, the Employer has to inform the same to the RO within
30 days and certify payment of all dues to the workers employed in such establishment
• RO on receiving the information & certificate remove such establishment from the register
& cancel the certificate of registration
• If an employer of an establishment has obtained the registration of his establishment by
misrepresentation / suppression of any material fact,
• then it shall be deemed to be the contravention of the provisions of this Code for
prosecution of the employer under sec. 94 without affecting the registration and running
of the establishment
Contd.
• If an employer has obtained the registration of his establishment so fraudulently /
otherwise that the registration has become useless / ineffective to run the establishment,
• the RO may, after giving an opportunity of being heard to the employer, revoke the
registration by an order
16
• Existing establishments:
• Establishments that are already registered any Central labour law / any other law notified
by CG
• Shall be deemed to be registered under the Code
• On providing the details of registration to the RO within the prescribed time
• No employer of an establishment shall employ any employee
• If he has not registered the establishment under the Code or
• Has not preferred any appeal for cancellation of registration / revocation of registration of
establishment / the appeal preferred is dismissed
Contd.
17
• Any person aggrieved by the order of RO, may make an appeal to an Appellate Officer
(notified by appropriate Govt.)
• On receipt of the same, the Appellate officer, shall dispose of the appeal after giving an
opportunity of being heard to the Appellant
• Employer of an establishment being factory / mine / relating to contract labour / building
/ other construction work
• shall not use such establishment to commence the operation of any industry, trade,
business, manufacturing / occupation thereon
• without sending notice of such purpose and
• shall also intimate the cessation thereof to the said authority in such manner as may be
prescribed by the appropriate Government
Appeal
All intimations and certificates has to be made electronically
Notice of commencement & cessation
Chapter III- Duties of Employer &
Employee
18
19
General duties of Employer
• Ensure the workplace is free from hazards and disposal of hazardous and toxic waste
• Comply with Occupational safety and health standards specified in the Code
• Free annual health examination / tests
• Safe working environment
• Issuing a letter of appointment to the Employee on appointment
• Responsible for safety and health of employees, workers and other persons on the work
premises
20
Factory / Mine / Dock / Building / Construction
work / Plantation
Provision of information, instruction, training and supervision that are necessary
to ensure the health and safety of all employees at work
Provision, maintenance / monitoring of working environment in the workplace
Maintenance of plant and systems and the use, handling, storage and transport of
articles and substances safely and without risk to health
Maintenance of all places of work in the workplace in a condition that is safe and
without risk to health and the provision and maintenance of such means of access
to, and egress from, such places as are safe and without such risk
Owner, Agent & Manager in relation to Mine
21
Owner and agent of every mine shall jointly and severally be responsible for
making financial and other provisions and for taking such other steps as required
under the Code
In case of any contravention, the officials, manager, owner, agent and
person appointed to carry out the welfare activities shall be guilty of such
contravention, unless he proves that he had used due diligence to comply
with the provisions
Appointment made as per the provisions of the Code shall not be a defence –
In any proceedings brought against the owner / agent of a mine that the
manager and other officials have been appointed in accordance with the
provisions of this Code
22
Ensure that the article designed and constructed in the establishment is safe and without risk
to the health of the workers when properly used
Carry out / arrange for carrying out such tests and examination in the establishment for the
effective implementation of the provisions of the above clause*
Take necessary steps to ensure that adequate information is available in connection with the
use, standard etc.
Designers, Manufacturers, Importers / Suppliers
Additional compliance with the National Occupational Safety and Health Advisory Board*
*If the testing is already carried out, then he is not required to repeat the same if, he
relies on the results thereof for the purposes of the above duties
• Article and substance is regarded as not properly used,
• if they are used without regard to any information / advice relating to their use
• which has been made available by the person who has designed, manufactured, imported
/ supplied the article and substance
Contd.
23
• Substance for use in any factory means such substance, whether / not intended
for use by persons working in a factory
• Substance means any natural / artificial substance whether in a solid /liquid form
or in the form of a gas / vapour
• Article- includes plant and machinery
Definition for the purposes of the aforesaid provisions
24
Architect, Project engineer / Designer
Responsible for any building / other construction work / the design of any project
and to ensure that, at the planning stage, due consideration is given to the safety
and health aspects of the building workers and employees who are employed
Not to include anything in the design which would involve the use of dangerous
structures / other processes / materials, hazardous to health / safety of building
workers and employees during the course of erection, operation and execution
To take into account the safety aspects associated with the maintenance and upkeep
of the structures and buildings, where it involves such hazards as may be notified by
the appropriate Govt.
25
Rights & Duties of Employee
Duties
•Take reasonable care and safety
measures for himself and others
•Comply with safety and health
requirements
•Co-operate with the Employer in meeting
the statutory obligations
•Report to the Employer / respective
persons, the unsafe / unhealthy
situations
•not wilfully interfere with / misuse /
neglect any appliance, convenience /
other thing provided at workplace
•not do, wilfully and without reasonable
cause, anything, likely to endanger
himself / others
•Perform such other duties as prescribed
by appropriate Govt.
Rights
•Right to obtain from the employer
information relating to employee's health
and safety at work
•Represent inadequate provision for
protection of his safety / health in
connection with the work activity
•Bringing to the notice of the Employer,
about any likelihood of imminent serious
personal injury / death / imminent
danger to health
Notice of accidents, dangerous
occurrences and diseases
26
27
• Where at any place in an establishment, an accident occurs which causes death / any
bodily injury
• And by reason of which the person injured is prevented from working for a period of 48
hours / more immediately following the accident / which is of such nature as
prescribed by the appropriate Govt., then the respective persons prescribed in the
Code, shall send notice of the same to such authorities
 Mine - employer / owner / agent / manager
 Factory / dock work - employer / manager
 Plantation / Building or other construction work - Employer
Accidents
• On receipt of the notice, the respective authority shall make an inquiry into the
occurrence within 2 months /
• if there is no such authority, the Chief Inspector-cum-Facilitator shall cause the Inspector-
cum-Facilitator to make an inquiry within the said period
28
• If any worker in an establishment contracts any disease specified in the Third Schedule*,
the employer shall send notice thereof to such authorities
• If any qualified medical practitioner attends on a person, who is / has been employed in
an establishment, and believes that he is suffering from any disease specified in the
Third Schedule, then, he shall without delay send a report in writing to the office of the
Chief Inspector-cum-Facilitator
• Penal provision: Medical practitioner who fails to comply with the above provision, shall
be punishable with penalty which may extend to Rs. 10,000
• If there is any dangerous occurrence (whether causing any bodily injury / disability / not)
• the employer shall send notice thereof to such authorities
Dangerous occurrences
Diseases
*List of 29 diseases as specified in the Code, like Lead poisoning, Anthrax, Silicosis,
Toxic anaemia, Occupational Cancer, etc.
29
Thank You!
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Occupational safety code summary

  • 1. CS Meenakshi Jayaraman Occupational safety, health and working conditions, 2020-Part I
  • 3. 3 Legends used in the Presentation CG Central Government Code Occupational Safety, health and working conditions Cde Govt. Government RO Registering Officer Sec. Section SG State Government
  • 4. 4 Presentation Schema Framework of the Code Registration of establishments Duties of employer and employee Notice of accidents, dangerous occurrences and diseases
  • 6. 6 Occupational safety, health and working conditions Code, 2020 is An Act to consolidate and amend the laws regulating the occupational safety, health and working conditions of the persons employed in an establishment and for matters connected therewith or incidental thereto Non-applicability of the code – To the offices of CG / SG and any ship of war of any nationality Exception: If the contract labour are employed through contract in the offices of CG / SG, where the CG / SG is the principal employer then the Code shall apply Lok Sabha passed the bill on 22nd September, 2020 Rajya Sabha passed the bill on 23rd September, 2020 Received President’s assent on 28th September, 2020
  • 7. Statutes repealed 7 The Working Journalists (Fixation of rates of wages) Act, 1958 The Mines Act, 1952 The Working Journalists and other Newspaper Employees (Conditions of Service and Miscellaneous Provisions) Act, 1955 The Motor Transport Workers Act, 1961 The Plantations Labour Act, 1951 The Cine Workers and Cinema Theatre Workers Act, 1981 The Sales promotion employees (Conditions of Service) Act, 1976 The Inter-state Migrant workmen (Regulation of Employment and Condition of Service) Act, 1979 The Dock Workers (Safety, health and welfare) Act, 1986 The Factories Act, 1948 The Beedi and Cigar Workers (Conditions of Employment) Act, 1966 The Building and other Construction Workers (Regulation of Employment and Conditions of Service) Act, 1996 The Contract Labour (Regulation and Abolition) Act, 1970
  • 8. 8 Chapters of the Act I- Preliminary II-Registration III-Duties of Employer and Employee, etc. IV-Occupational Safety and health V-Health, Safety and working conditions VI-Welfare provisions VII-Hours of work and annual leave with wages VIII-Maintenance of registers, records and returns IX-Inspector cum facilitators and other authority X-Special provision relating to employment of women XI-Special provisions for contract labour and inter-state migrant worker, etc. XII- offences & penalties XIII-Social Security Fund XIV- Miscellaneous
  • 9. Definitions 9 • Agent when used in relation to a mine, means every person, whether appointed as such or not, who, acting or purporting to act on behalf of the owner, takes part in the management, control, supervision or direction of such mine or of any part thereof • Contract labour means a worker who shall be deemed to be employed in / in connection with the work of an establishment when he is hired in / in connection with such work by / through a contractor, • with / without the knowledge of the principal employer and includes inter- State migrant worker • but does not include a worker (other than part time employee) who is regularly employed by the contractor for any activity of his establishment and his employment is governed by mutually accepted standards of the conditions of employment (including engagement on permanent basis), and gets periodical increment in the pay, social security coverage and other welfare benefits in accordance with the law for the time being in force in such employment
  • 10. Contd. 10 • Contractor - in relation to an establishment, means a person, who— • undertakes to produce a given result for the establishment, other than a mere supply of goods or articles of manufacture to such establishment, through contract labour or • supplies contract labour for any work of the establishment as mere human resource, • and includes a sub-contractor • Dock work means any work in / within the vicinity of any port in connection with / required for, or incidental to, the loading, unloading, movement or storage of cargoes into or from ship or other vessel, port, dock, storage place or landing place, and includes— • work in connection with the preparation of ships or other vessels for receipt or discharge of cargoes or leaving port • all repairing and maintenance processes connected with any hold, tank structure or lifting machinery or any other storage area on board the ship / in the docks; and • chipping, painting / cleaning of any hold, tank, structure / lifting machinery or any other storage area on board the ship or in the docks
  • 11. Contd. 11 • Hazardous means involving danger / potential danger • Inter-State migrant worker means a person who is employed in an establishment and who— • has been recruited directly by the employer or indirectly through contractor in one State for employment in such establishment situated in another State or • has come on his own from one State and obtained employment in an establishment of another State / has subsequently changed the establishment within the destination State, under an agreement / other arrangement for such employment and draws wages not exceeding the amount of Rs.18,000 p.m. / such higher amount as may be notified by the CG
  • 12. Contd. 12 • Owner, in relation to a mine, means any person who is the immediate proprietor / lessee / occupier of the mine / of any part thereof • and in case of a mine the business whereof is being carried on by a liquidator / receiver, such liquidator / receiver • but does not include a person who merely receives a royalty, rent / fine from the mine / is merely the proprietor of the mine, subject to any lease grant / licence for the working thereof / is merely the owner of the soil and not interested in the minerals of the mine • but any contractor / sub-lessee for the working of a mine or any part thereof shall be subject to this Code in like manner as if he were an owner but not so as to exempt the former from any liability
  • 14. 14 Registration & Cancellation of Registration process Application to the Registering Officer has to be made by the Employer Application has to be made along with information relating to the employment of inter-state migrant workers RO shall register the establishment and issue a certificate of registration electronically Any change in the ownership / management after registration shall be intimated to the RO within 30 days and the RO shall make respective amendment in the certificate of registration
  • 15. 15 • In case of closure of establishment, the Employer has to inform the same to the RO within 30 days and certify payment of all dues to the workers employed in such establishment • RO on receiving the information & certificate remove such establishment from the register & cancel the certificate of registration • If an employer of an establishment has obtained the registration of his establishment by misrepresentation / suppression of any material fact, • then it shall be deemed to be the contravention of the provisions of this Code for prosecution of the employer under sec. 94 without affecting the registration and running of the establishment Contd. • If an employer has obtained the registration of his establishment so fraudulently / otherwise that the registration has become useless / ineffective to run the establishment, • the RO may, after giving an opportunity of being heard to the employer, revoke the registration by an order
  • 16. 16 • Existing establishments: • Establishments that are already registered any Central labour law / any other law notified by CG • Shall be deemed to be registered under the Code • On providing the details of registration to the RO within the prescribed time • No employer of an establishment shall employ any employee • If he has not registered the establishment under the Code or • Has not preferred any appeal for cancellation of registration / revocation of registration of establishment / the appeal preferred is dismissed Contd.
  • 17. 17 • Any person aggrieved by the order of RO, may make an appeal to an Appellate Officer (notified by appropriate Govt.) • On receipt of the same, the Appellate officer, shall dispose of the appeal after giving an opportunity of being heard to the Appellant • Employer of an establishment being factory / mine / relating to contract labour / building / other construction work • shall not use such establishment to commence the operation of any industry, trade, business, manufacturing / occupation thereon • without sending notice of such purpose and • shall also intimate the cessation thereof to the said authority in such manner as may be prescribed by the appropriate Government Appeal All intimations and certificates has to be made electronically Notice of commencement & cessation
  • 18. Chapter III- Duties of Employer & Employee 18
  • 19. 19 General duties of Employer • Ensure the workplace is free from hazards and disposal of hazardous and toxic waste • Comply with Occupational safety and health standards specified in the Code • Free annual health examination / tests • Safe working environment • Issuing a letter of appointment to the Employee on appointment • Responsible for safety and health of employees, workers and other persons on the work premises
  • 20. 20 Factory / Mine / Dock / Building / Construction work / Plantation Provision of information, instruction, training and supervision that are necessary to ensure the health and safety of all employees at work Provision, maintenance / monitoring of working environment in the workplace Maintenance of plant and systems and the use, handling, storage and transport of articles and substances safely and without risk to health Maintenance of all places of work in the workplace in a condition that is safe and without risk to health and the provision and maintenance of such means of access to, and egress from, such places as are safe and without such risk
  • 21. Owner, Agent & Manager in relation to Mine 21 Owner and agent of every mine shall jointly and severally be responsible for making financial and other provisions and for taking such other steps as required under the Code In case of any contravention, the officials, manager, owner, agent and person appointed to carry out the welfare activities shall be guilty of such contravention, unless he proves that he had used due diligence to comply with the provisions Appointment made as per the provisions of the Code shall not be a defence – In any proceedings brought against the owner / agent of a mine that the manager and other officials have been appointed in accordance with the provisions of this Code
  • 22. 22 Ensure that the article designed and constructed in the establishment is safe and without risk to the health of the workers when properly used Carry out / arrange for carrying out such tests and examination in the establishment for the effective implementation of the provisions of the above clause* Take necessary steps to ensure that adequate information is available in connection with the use, standard etc. Designers, Manufacturers, Importers / Suppliers Additional compliance with the National Occupational Safety and Health Advisory Board* *If the testing is already carried out, then he is not required to repeat the same if, he relies on the results thereof for the purposes of the above duties • Article and substance is regarded as not properly used, • if they are used without regard to any information / advice relating to their use • which has been made available by the person who has designed, manufactured, imported / supplied the article and substance
  • 23. Contd. 23 • Substance for use in any factory means such substance, whether / not intended for use by persons working in a factory • Substance means any natural / artificial substance whether in a solid /liquid form or in the form of a gas / vapour • Article- includes plant and machinery Definition for the purposes of the aforesaid provisions
  • 24. 24 Architect, Project engineer / Designer Responsible for any building / other construction work / the design of any project and to ensure that, at the planning stage, due consideration is given to the safety and health aspects of the building workers and employees who are employed Not to include anything in the design which would involve the use of dangerous structures / other processes / materials, hazardous to health / safety of building workers and employees during the course of erection, operation and execution To take into account the safety aspects associated with the maintenance and upkeep of the structures and buildings, where it involves such hazards as may be notified by the appropriate Govt.
  • 25. 25 Rights & Duties of Employee Duties •Take reasonable care and safety measures for himself and others •Comply with safety and health requirements •Co-operate with the Employer in meeting the statutory obligations •Report to the Employer / respective persons, the unsafe / unhealthy situations •not wilfully interfere with / misuse / neglect any appliance, convenience / other thing provided at workplace •not do, wilfully and without reasonable cause, anything, likely to endanger himself / others •Perform such other duties as prescribed by appropriate Govt. Rights •Right to obtain from the employer information relating to employee's health and safety at work •Represent inadequate provision for protection of his safety / health in connection with the work activity •Bringing to the notice of the Employer, about any likelihood of imminent serious personal injury / death / imminent danger to health
  • 26. Notice of accidents, dangerous occurrences and diseases 26
  • 27. 27 • Where at any place in an establishment, an accident occurs which causes death / any bodily injury • And by reason of which the person injured is prevented from working for a period of 48 hours / more immediately following the accident / which is of such nature as prescribed by the appropriate Govt., then the respective persons prescribed in the Code, shall send notice of the same to such authorities  Mine - employer / owner / agent / manager  Factory / dock work - employer / manager  Plantation / Building or other construction work - Employer Accidents • On receipt of the notice, the respective authority shall make an inquiry into the occurrence within 2 months / • if there is no such authority, the Chief Inspector-cum-Facilitator shall cause the Inspector- cum-Facilitator to make an inquiry within the said period
  • 28. 28 • If any worker in an establishment contracts any disease specified in the Third Schedule*, the employer shall send notice thereof to such authorities • If any qualified medical practitioner attends on a person, who is / has been employed in an establishment, and believes that he is suffering from any disease specified in the Third Schedule, then, he shall without delay send a report in writing to the office of the Chief Inspector-cum-Facilitator • Penal provision: Medical practitioner who fails to comply with the above provision, shall be punishable with penalty which may extend to Rs. 10,000 • If there is any dangerous occurrence (whether causing any bodily injury / disability / not) • the employer shall send notice thereof to such authorities Dangerous occurrences Diseases *List of 29 diseases as specified in the Code, like Lead poisoning, Anthrax, Silicosis, Toxic anaemia, Occupational Cancer, etc.
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