Lloyd Bancaire Firm Brochure

Selected Transactions
(proprietary and 20 .27. syndicate)

$157,500,000 $314,285,708 $49,999,998 $91,547,730 $372,600,000

Common Stock Common Stock Common Stock Common Stock Common Stock
Follow‐on IPO Follow‐on IPO Follow‐on

Selling Group Selling Group Selling Group Selling Group Selling Group

$187,795,000 $154,500,000 $299,000,000 $252,448,000 $753,480,000

Follow‐on Follow‐on Follow‐on Follow‐on Follow‐on


$901,600,000 $38,644,000 $60,000,000 $19,750,002 $1,204,740,000
ANDATEE ANNALY
CHINA MARINE CAPITAL
FUEL SERVICES MANAGEMENT
Follow‐on Follow‐on IPO Follow‐on Follow‐on


$575,000,000 $42,000,000 $96,000,000 $9,335,963 $165,000,000
ANNALY
CAPITAL
MANAGEMENT
Common Stock Common Stock Common Stock Units Common Stock
Follow‐on IPO Follow‐on Follow‐on Follow‐on


$59,200,000 $34,492,500 $29,000,000 $45,300,000 $58,900,000



$87,500,000 $72,375,000 $162,000,000 $64,000,000 $435,250,000
AUSTRALIA
ACQUISITION
CORP.
Common Stock Common Stock Common Stock Units Common Stock
Follow‐on Follow‐on Follow‐on IPO Follow‐on


$193,500,000 $395,471,152 $168,350,000 $151,389,000 $247,000,000



$33,750,000 $168,000,000 $807,300,000 $762,500,000 $112,500,000
DOUGLAS
DYNAMICS

Follow‐on Follow‐on Follow‐on Follow‐on IPO


$101,250,000 $422,538,750 $351,225,000 $411,600,000 $210,600,000

Common Stock Units Units Units ADRs
IPO Follow‐on Follow‐on Follow‐on IPO


$312,624,000 $43,600,000 $504,953,500 $474,375,000 $1,244,900,000
ENERGY INCOME
AND
GROWTH FUND
Units Common Stock Common Stock Units Common Stock


$550,000,000 $155,480,000 $150,412,500 $85,000,000 $151,250,000

Common Stock Common Stock Units Common Stock Common Stock
Follow‐on Follow‐on Follow‐on IPO Follow‐on


$126,500,000 $1,700,000,008 $22,000,000 $75,037,495 $18,000,000
FIFTH FLATWORLD
STREET ACQUISITION
FINANCE CORP. CORP.
Follow‐on Follow‐on IPO IPO IPO


$81,600,000 $15,000,000 $2,015,000 $12,800,000 $20,670,000
INTERVEST
BANCSHARES
CORPORATION
Common Stock Common Stock Convertible Debt Debt Common Stock
IPO Follow‐on Bridge Loan Recapitalization Follow‐on

Selling Group Selling Group Co‐Placement Agent Exclusive Advisor Selling Group

$143,000,000 $200,000,000 $54,325,000 $156,275,000 $95,700,000

IPO Follow‐on Follow‐on Follow‐on Follow‐on


$625,000,000 $2,863,998,000 $22,968,000 $16,500,000 $312,000,000
KRONOS
WORLDWIDE

Follow‐on IPO Follow‐on IPO Follow‐on


$40,000,000 $1,000,000 $400,000 $25,000,000 $98,975,000
L&L
ACQUISITION
CORP Convertible
Units Preffered Stock Convertible Debt Common Stock Common Stock
IPO Private Placement
Private Placement Private Placement
Private Placement Follow on
Follow‐on Follow on
Follow‐on

Selling Group Lead Placement Agent Lead Placement Agent Selling Group Selling Group

$148,800,000 $52,000,000 $77,000,000 $59,597,000 $11,500,000

ADRs ADRs Common Stock Common Stock Units
Follow‐on IPO Follow‐on Follow‐on Follow‐on


$10,000,000 $17,000,000 $32,000,000 $1,414,500,000 $206,250,000
LOAN OAK
ACQUISITION
CORP.
IPO Follow‐on IPO Follow‐on Follow‐on


$133,000,000 $42,000,000 $64,225,000 $90,217,400 $57,500,000

ADRs Common Stock Common Stock Common Stock Common Stock
IPO Follow‐on Follow‐on IPO IPO


$253,500,000 $8,250,000 $133,333,344 $3,150,000,000
MEDLEY
CAPITAL
MEDICAL CORPORATION
CONNECTIONS, INC. Common Stock Units Common Stock Common Stock
Follow‐on Follow‐on IPO Follow‐on

Exclusive Advisor Selling Group Selling Group Selling Group Selling Group

$6,350,000,000 $160,000,000 $605,475,000 $868,827,300 $3,700,000

MORLEX, INC.

Follow‐on Follow‐on Follow‐on Follow‐on PIPE

Selling Group Selling Group Selling Group Selling Group Lead Placement Agent

$50,000,000 $245,640,000 $225,150,000 $90,000,000 $1,642,857,156
NEWCASTLE
INVESTMENT
CORP.
Common Stock Units Common Stock Common Stock Common Stock
IPO Follow on
Follow‐on IPO


$24,000,000 $138,483,000 $42,795,000 $120,000,000 $107,500,000



$22,500,000 $36,500,000 $50,000,000 $72,800,000 $322,500,000
OSSEN PERRY ELLIS
INNOVATIONS INTERNATIONAL
INC.
ADRs Common Stock Common Stock Common Stock Common Stock
IPO IPO Follow‐on Follow‐on Follow‐on


$262,360,000 $775,000 $2,615,859 $1,700,000 $13,400,000

Units Promissory Note Common Stock Units Debt
Follow‐on PIPE PIPE PIPE Recapitalization

Selling Group Lead Placement Agent Lead Placement Agent Co‐Placement Agent Exclusive Advisor

$136,800,000 $94,325,000 $99,630,000 $97,438,000 $56,000,000

Follow‐on Follow‐on Follow‐on Follow‐on IPO


$30,000,000 $226,100,000 $198,999,996 $41,000,000 $1,060,000,000
TORTOISE
THL CREDIT, INC. MLP
FUND, INC.
IPO IPO IPO Follow‐on IPO


$37,920,000 $57,750,000 $498,700,000 $102,350,000 $181,500,000

Common Stock Common Stock Common Stock Common Stock Depository Shares
Follow on
Follow‐on


$127,050,000 $14,000,000 $45,125,000 $97,500,000 $182,787,174



$11,003,200 $668,437,500 $522,461,892 $119,340,000 $220,282,500

IPO Follow‐on Follow‐on Follow‐on Follow‐on


$89,000,000 $224,400,000 $124,782,500 $26,400,000 $1,074,815,000

Units Units Units Common Stock ADS


$10,000,000 $185,000,000 $55,200,000 $42,000,000
ZEUS ZIONS
MANAGEMENT BANCORPORATION
SERVICES INC.
Debt / Profit Participation Equity Warrant Common Stock ADS
Facility Financing Derivatives Offering Follow‐on IPO

Placement Agent Selling Group Selling Group Selling Group

Lloyd Bancaire Firm Brochure

Recommended

Recommended

More Related Content

More from D S.

More from D S. (12)

Lloyd Bancaire Firm Brochure