FinCEN’s Anti-Money Laundering Developments: A 2015 Update LIVE WebcastThomas LaPointe
In August 2014, the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury published a proposed Anti-money Laundering (AML) rule that would require financial institutions, subject to Customer Identification Procedures (CIP), to identify beneficial owners of legal entity customers and subject them to customer due diligence. This includes banks, securities brokers and dealers, mutual funds, futures commission merchants, and others. This CLE course offers participants an overview of the latest trends and best practices with respect to FinCEN’s new rule on Anti-Money Laundering and other developments in BSA/AML enforcement. A panel of thought leaders and practitioners assembled by The Knowledge Group will help firms better understand how to advise clients about application of the new rules in their businesses.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth over-view, analysis, and discussion of FinCEN’s new rule on Anti-Money Laundering and developments in BSA/AML enforcement.
Key issues include that will be covered in this course are:
Anti-money Laundering
Proposed Rules for Financial Transparency
FinCEN Advisories on AML Compliance
Trade-based Money Laundering
Identifying Customers
Identifying Beneficial Owners
Reporting Initiative on Cross-Border Cash Couriers
Recent Enforcement Actions
Compliance and Litigation Risks
To view the webcast go to this link: http://youtu.be/7MNt-5su2LU
To learn more about the webcast please visit our website: http://theknowledgegroup.org
FINRA Supervision Rules: What You Need to Know in 2015 LIVE WebcastThomas LaPointe
In this two-hour LIVE webcast, a panel of distinguished professionals and thought leaders will help broker/dealers and financial advisors implement the new FINRA rules. They will discuss important new provisions of the new FINRA consolidated supervision rules and discuss best practices.
Key topics include:
• Supervision (New FINRA Rule 3110)
• Supervisory Control System (New FINRA Rule 3120 )
• Holding Customer Mail (New FINRA Rule 3150 )
• Tape Recording of Registered Persons by Certain Firms (New FINRA Rule 3170 )
And a lot more!
To view the webcast go to this link: http://youtu.be/IPmdXnS0WIE
To learn more about the webcast please visit our website: http://theknowledgegroup.org
U.S. Trade Controls: What You Need to Know in 2014 LIVE WebcastThomas LaPointe
In a two hour live webcast, a panel of thought leaders and practitioners assembled by the Knowledge Group will discuss the latest issues regarding U.S. trade controls. Speakers will help firms better understand recent legal developments that impact their ability to conduct business overseas and develop sound strategies for trade controls compliance.
To view the webcast go to this link: http://youtu.be/FTeH0Zp6JHA
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
FinCEN’s Anti-Money Laundering Developments: A 2015 Update LIVE WebcastThomas LaPointe
In August 2014, the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury published a proposed Anti-money Laundering (AML) rule that would require financial institutions, subject to Customer Identification Procedures (CIP), to identify beneficial owners of legal entity customers and subject them to customer due diligence. This includes banks, securities brokers and dealers, mutual funds, futures commission merchants, and others. This CLE course offers participants an overview of the latest trends and best practices with respect to FinCEN’s new rule on Anti-Money Laundering and other developments in BSA/AML enforcement. A panel of thought leaders and practitioners assembled by The Knowledge Group will help firms better understand how to advise clients about application of the new rules in their businesses.
The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an in-depth over-view, analysis, and discussion of FinCEN’s new rule on Anti-Money Laundering and developments in BSA/AML enforcement.
Key issues include that will be covered in this course are:
Anti-money Laundering
Proposed Rules for Financial Transparency
FinCEN Advisories on AML Compliance
Trade-based Money Laundering
Identifying Customers
Identifying Beneficial Owners
Reporting Initiative on Cross-Border Cash Couriers
Recent Enforcement Actions
Compliance and Litigation Risks
To view the webcast go to this link: http://youtu.be/7MNt-5su2LU
To learn more about the webcast please visit our website: http://theknowledgegroup.org
FINRA Supervision Rules: What You Need to Know in 2015 LIVE WebcastThomas LaPointe
In this two-hour LIVE webcast, a panel of distinguished professionals and thought leaders will help broker/dealers and financial advisors implement the new FINRA rules. They will discuss important new provisions of the new FINRA consolidated supervision rules and discuss best practices.
Key topics include:
• Supervision (New FINRA Rule 3110)
• Supervisory Control System (New FINRA Rule 3120 )
• Holding Customer Mail (New FINRA Rule 3150 )
• Tape Recording of Registered Persons by Certain Firms (New FINRA Rule 3170 )
And a lot more!
To view the webcast go to this link: http://youtu.be/IPmdXnS0WIE
To learn more about the webcast please visit our website: http://theknowledgegroup.org
U.S. Trade Controls: What You Need to Know in 2014 LIVE WebcastThomas LaPointe
In a two hour live webcast, a panel of thought leaders and practitioners assembled by the Knowledge Group will discuss the latest issues regarding U.S. trade controls. Speakers will help firms better understand recent legal developments that impact their ability to conduct business overseas and develop sound strategies for trade controls compliance.
To view the webcast go to this link: http://youtu.be/FTeH0Zp6JHA
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
OSSF 2018 - Overcoming Compliance Barriers to Open Source Collaboration Infra...FINOS
In this talk Jamie Jones, GitHub’s Principal Architect, Diane Mueller is Director, Community Development at Red Hat, and Maurizio Pillitu, FINOS DevOps Director, present what are the most common barriers and technical frictions that prevent financial institutions to fully embrace open source. The FinsServ Developer Experience is a new FINOS Program that aims to consolidate a safe, accessible and shared workflow for developers in the financial world, who are welcome to join the talk and share their experiences. The program leads will be on stage to present charters, updates and to call for the participation of developers and software vendors wanting to plug their build automation tools and data APIs inside the FINOS Developer Experience.
Securing Trade Secrets and Intellectual Property Against CyberattackThomas LaPointe
The rise in cyber threats is putting companies at risk of losing trade secrets and other intellectual property assets that are integral to competitive edge, revenues and reputation. Many companies, however, are unsure about how to shore up their IP and trade secret protection programs to thwart potential risks and losses.
In this two-hour LIVE Webcast, a panel of distinguished professionals and thought leaders organized by The Knowledge Group will help the audience understand the important aspects of Securing Trade Secrets and Intellectual Property Against Cyberattack. They will provide an in-depth discussion of the critical issues and best practices with respect to this noteworthy topic. Speakers will also share helpful tips in developing and implementing data security programs while ensuring compliance with applicable laws.
Some of the major topics that will be covered in this course are:
IP and Trade Secrets Protection
Key Challenges and Vulnerabilities
Data Security Policies
Risk Identification and Mitigation
Best Regulatory Remedies
To view the webcast go to this link: https://youtu.be/neZTheov8LU
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Emerging Issues: FDA Food Safety Foreign Suppliers & US Importers Rules Impac...Thomas LaPointe
On July 26, 2013, the Food and Drug Administration (FDA) issued two proposed rules in accordance with Sections 301 and 307 of the FDA Food Safety Modernization Act (FSMA): (1) governing foreign supplier verification and (2) governing third-party audits and certification.
The proposed rules represent a significant change in FDA’s approach and attempt to enhance FDA oversight of all imported human and animal food. Moreover, these rules require most importers to develop and implement a Foreign Supplier Verification Program (FSVP) for all food that they import. Lastly, imports that fail to comply with a FSVP may be subject to refusal of admission.
When finalized, the proposed rules will present a significant set of new compliance obligations for all food and beverage importers. Food companies and importers should have a complete understanding of FDA’s current thinking as reflected in this proposed rule to assess its potential impact on their businesses.
The Knowledge Group has assembled a panel of key thought leaders and practitioners to help you understand the complex issues related to the proposed rule and its impact on your firm and the broader market. The speakers will present their expert opinions in a two-hour LIVE Webcast.
To view the webcast go to this link: http://youtu.be/jrxi67UjiHw
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
The U.S.-China Business Relationship – The Most Important Issues: A Complex B...Thomas LaPointe
The relationship between the U.S. and China is the most important in the world. Whether the two nations can co-exist may be a significant political and economic challenge.
Under President Xi Jinping, China’s policy is changing quickly, with greater consolidation of power and more strategic economic and market reforms. There is interest in taking some limited measures to control state enterprises, but not to reduce the power of the Communist party.
China faces formidable challenges from environmental degradation, internal dissent, and changing demography due to the ‘one-child per family’ policy. Tension between China and the U.S. increases regarding numerous issues such as the instability of North Korea, maritime security in the South China Sea, human rights, data and information theft, cyber-attacks, and trade disagreements.
Many specific, contentious issues exist. Among these, the Chinese government has invested in many Western firms, such as Dalian Wanda’s acquisition of AMC, and it is unclear whether the U.S. Committee on Foreign Investment might obfuscate further investment. The Chinese government has been trying to control corruption, and securities violations thereby affecting domestic and foreign companies. Antimonopoly review of transnational mergers by China’s Ministry of Commerce has become a significant consideration in global M&A transactions, and many foreign companies operating in China have faced antimonopoly investigations and private litigation over their pricing and licensing practices, raising concerns that the Antimonopoly Law is being used for industrial policy reasons, rather than to promote competitive markets in China. Although China has some intellectual property (IP) protection policies for foreign multi-nations, it has a long-standing reputation as a haven for violators of IP law and deep concerns remain as stated recently by the Assistant US Trade Representative for Intellectual Property and Innovation in a report on behalf of the US-China Business Council . Many Chinese students who studied in the United States now are senior government or business officials in China. US law previously did not affect China too substantially. However, many Chinese companies now are affected by far-reaching U.S. laws, regulations, investigations, or litigation. Perception of political and economic bias in the US review of mergers or in application of U.S. laws such as FCPA have resulted in reciprocal, retaliatory actions by China.
To view the webcast go to this link: http://youtu.be/o9f-3a4RJok
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Anti-Corruption Compliance and Enforcement: Key Developments in 2016 & Beyond...Thomas LaPointe
The heightened domestic crusades against corruption imply a clear message: aggressive enforcement actions across borders is on the horizon. Increased parallel enforcement actions are also expected to take place engaging multiple jurisdictions against multinational entities. In this light, enforcement authorities are encouraging companies to closely monitor the effectiveness of their policies and procedures and ramp up their compliance strategies to mitigate future legal risks and challenges.
In a two-hour LIVE Webcast, a seasoned panel of thought leaders, professionals and practitioners brought together by The Knowledge Group will provide the audience with an in-depth discussion of the fundamentals as well as recent regulatory developments relating to Anti-Corruption Compliance and Enforcement. Speakers will also present their expert thoughts and opinions on how to establish and maintain an effective and efficient anti-corruption enforcement program.
Key topics include:
Anti-Corruption Enforcement - An Overview
Foreign Corrupt Practices Act
Compliance Requirements
Recent Trends in Anti-Corruption Enforcement
Key Risk Areas
Impacts and Implications of Anti-Corruption Enforcement
The New Anti-Corruption Squad
Up-to-the-minute Regulatory Developments
To view the webcast go to this link: https://youtu.be/GY58FsUIy7A
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Are you looking for ways to build the capacity of your grantees to achieve policy change and leverage your funds for maximum impact? Do you worry about whether your grantees will be able to attract other funders? Do you work for a funder that has been nervous about funding projects that involve lobbying or grassroots advocacy? If the answer to any of these questions, is yes, then this webinar is for you.
In this session, we will challenge traditional notions of legal support for grantees. Grantees should be using foundation funds to advance advocacy that leads to legislation – it’s crucial to achieving policy change. And grantees need to know how to leverage foundation funds strategically, to maximize their impact, without crossing the line into lobbying. Learn how giving grantees on-going access to legal counsel can be a game-changer through the real-life experiences of program staff and the lawyers who support them.
201808 - An introduction to FINOS, the Fintech Open Source FoundationFINOS
201808 - An introduction to FINOS, the Fintech Open Source Foundation.
The Value of Open Source in Financial Services, how FINOS can support your open source strategy, our Programs and Community, Value of Corporate membership
Strategic planning should be an opportunity for the whole organization to learn from itself (and others) about its choices, to develop a stronger consensus, and to cultivate increased engagement among its various stakeholders. However, it is often left in the hands of a small group of senior managers. How can you involve more of the organization, effectively and efficiently, in creating or revising your plans?
The starting point for engagement is a carefully designed strategic planning retreat. There are various choices you can make in preparing for an effective retreat. These choices can be implemented using various structural tools so that the meeting is productive and contributes to a strategic planning process that yields plans that all understand and are aligned to implement. Rick and Sam will share examples and tools for working on strategic planning with groups from 12 to 200 in size.
Government innovative projects often end when the innovator leaves. We explore what causes that as well as thoughts about how to prepare, on the front end, for the innovator's exit.
This presentation was given at NAGW2017 on September 20, 2017 in San Diego
Brian Warner covers all of the details you need to know about how to effectively work with an open source foundation so you can maximize the value your company gains.
Curious about FINOS programs and membership benefits? Want to learn more on how you can contribute to the organization that is bringing open source to financial services and fintech? And most importantly, want to know what's in it for you, whether you are large financial institution, a large or small fintech tech or data vendor or an individual? Check out this deck and start contributing today!
OSSF 2018 - Peter Crocker of Cumulus Networks - TCO and technical advantages ...FINOS
Technology leaders (CTO, VP Infrastructure, etc.) at most organisations are always looking for better and more efficient ways to address business needs. Performance is one of the critical attributes leaders consider while making data center infrastructure decisions, but with limited budgets, cost efficiency becomes an important criteria as well. This talk will discuss both CapEx and OpEx advantages of open networking, combined with technical benefits that lead to easier automation, scaling and troubleshooting.
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Similar to FINOS June 2018 Members Meeting - How FINOS Collaboration Works - Aaron Williamson
OSSF 2018 - Overcoming Compliance Barriers to Open Source Collaboration Infra...FINOS
In this talk Jamie Jones, GitHub’s Principal Architect, Diane Mueller is Director, Community Development at Red Hat, and Maurizio Pillitu, FINOS DevOps Director, present what are the most common barriers and technical frictions that prevent financial institutions to fully embrace open source. The FinsServ Developer Experience is a new FINOS Program that aims to consolidate a safe, accessible and shared workflow for developers in the financial world, who are welcome to join the talk and share their experiences. The program leads will be on stage to present charters, updates and to call for the participation of developers and software vendors wanting to plug their build automation tools and data APIs inside the FINOS Developer Experience.
Securing Trade Secrets and Intellectual Property Against CyberattackThomas LaPointe
The rise in cyber threats is putting companies at risk of losing trade secrets and other intellectual property assets that are integral to competitive edge, revenues and reputation. Many companies, however, are unsure about how to shore up their IP and trade secret protection programs to thwart potential risks and losses.
In this two-hour LIVE Webcast, a panel of distinguished professionals and thought leaders organized by The Knowledge Group will help the audience understand the important aspects of Securing Trade Secrets and Intellectual Property Against Cyberattack. They will provide an in-depth discussion of the critical issues and best practices with respect to this noteworthy topic. Speakers will also share helpful tips in developing and implementing data security programs while ensuring compliance with applicable laws.
Some of the major topics that will be covered in this course are:
IP and Trade Secrets Protection
Key Challenges and Vulnerabilities
Data Security Policies
Risk Identification and Mitigation
Best Regulatory Remedies
To view the webcast go to this link: https://youtu.be/neZTheov8LU
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Emerging Issues: FDA Food Safety Foreign Suppliers & US Importers Rules Impac...Thomas LaPointe
On July 26, 2013, the Food and Drug Administration (FDA) issued two proposed rules in accordance with Sections 301 and 307 of the FDA Food Safety Modernization Act (FSMA): (1) governing foreign supplier verification and (2) governing third-party audits and certification.
The proposed rules represent a significant change in FDA’s approach and attempt to enhance FDA oversight of all imported human and animal food. Moreover, these rules require most importers to develop and implement a Foreign Supplier Verification Program (FSVP) for all food that they import. Lastly, imports that fail to comply with a FSVP may be subject to refusal of admission.
When finalized, the proposed rules will present a significant set of new compliance obligations for all food and beverage importers. Food companies and importers should have a complete understanding of FDA’s current thinking as reflected in this proposed rule to assess its potential impact on their businesses.
The Knowledge Group has assembled a panel of key thought leaders and practitioners to help you understand the complex issues related to the proposed rule and its impact on your firm and the broader market. The speakers will present their expert opinions in a two-hour LIVE Webcast.
To view the webcast go to this link: http://youtu.be/jrxi67UjiHw
To learn more about the webcast please visit our website: http://theknowledgegroup.org/
The U.S.-China Business Relationship – The Most Important Issues: A Complex B...Thomas LaPointe
The relationship between the U.S. and China is the most important in the world. Whether the two nations can co-exist may be a significant political and economic challenge.
Under President Xi Jinping, China’s policy is changing quickly, with greater consolidation of power and more strategic economic and market reforms. There is interest in taking some limited measures to control state enterprises, but not to reduce the power of the Communist party.
China faces formidable challenges from environmental degradation, internal dissent, and changing demography due to the ‘one-child per family’ policy. Tension between China and the U.S. increases regarding numerous issues such as the instability of North Korea, maritime security in the South China Sea, human rights, data and information theft, cyber-attacks, and trade disagreements.
Many specific, contentious issues exist. Among these, the Chinese government has invested in many Western firms, such as Dalian Wanda’s acquisition of AMC, and it is unclear whether the U.S. Committee on Foreign Investment might obfuscate further investment. The Chinese government has been trying to control corruption, and securities violations thereby affecting domestic and foreign companies. Antimonopoly review of transnational mergers by China’s Ministry of Commerce has become a significant consideration in global M&A transactions, and many foreign companies operating in China have faced antimonopoly investigations and private litigation over their pricing and licensing practices, raising concerns that the Antimonopoly Law is being used for industrial policy reasons, rather than to promote competitive markets in China. Although China has some intellectual property (IP) protection policies for foreign multi-nations, it has a long-standing reputation as a haven for violators of IP law and deep concerns remain as stated recently by the Assistant US Trade Representative for Intellectual Property and Innovation in a report on behalf of the US-China Business Council . Many Chinese students who studied in the United States now are senior government or business officials in China. US law previously did not affect China too substantially. However, many Chinese companies now are affected by far-reaching U.S. laws, regulations, investigations, or litigation. Perception of political and economic bias in the US review of mergers or in application of U.S. laws such as FCPA have resulted in reciprocal, retaliatory actions by China.
To view the webcast go to this link: http://youtu.be/o9f-3a4RJok
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Anti-Corruption Compliance and Enforcement: Key Developments in 2016 & Beyond...Thomas LaPointe
The heightened domestic crusades against corruption imply a clear message: aggressive enforcement actions across borders is on the horizon. Increased parallel enforcement actions are also expected to take place engaging multiple jurisdictions against multinational entities. In this light, enforcement authorities are encouraging companies to closely monitor the effectiveness of their policies and procedures and ramp up their compliance strategies to mitigate future legal risks and challenges.
In a two-hour LIVE Webcast, a seasoned panel of thought leaders, professionals and practitioners brought together by The Knowledge Group will provide the audience with an in-depth discussion of the fundamentals as well as recent regulatory developments relating to Anti-Corruption Compliance and Enforcement. Speakers will also present their expert thoughts and opinions on how to establish and maintain an effective and efficient anti-corruption enforcement program.
Key topics include:
Anti-Corruption Enforcement - An Overview
Foreign Corrupt Practices Act
Compliance Requirements
Recent Trends in Anti-Corruption Enforcement
Key Risk Areas
Impacts and Implications of Anti-Corruption Enforcement
The New Anti-Corruption Squad
Up-to-the-minute Regulatory Developments
To view the webcast go to this link: https://youtu.be/GY58FsUIy7A
To learn more about the webcast please visit our website: http://theknowledgegroup.org
Are you looking for ways to build the capacity of your grantees to achieve policy change and leverage your funds for maximum impact? Do you worry about whether your grantees will be able to attract other funders? Do you work for a funder that has been nervous about funding projects that involve lobbying or grassroots advocacy? If the answer to any of these questions, is yes, then this webinar is for you.
In this session, we will challenge traditional notions of legal support for grantees. Grantees should be using foundation funds to advance advocacy that leads to legislation – it’s crucial to achieving policy change. And grantees need to know how to leverage foundation funds strategically, to maximize their impact, without crossing the line into lobbying. Learn how giving grantees on-going access to legal counsel can be a game-changer through the real-life experiences of program staff and the lawyers who support them.
201808 - An introduction to FINOS, the Fintech Open Source FoundationFINOS
201808 - An introduction to FINOS, the Fintech Open Source Foundation.
The Value of Open Source in Financial Services, how FINOS can support your open source strategy, our Programs and Community, Value of Corporate membership
Strategic planning should be an opportunity for the whole organization to learn from itself (and others) about its choices, to develop a stronger consensus, and to cultivate increased engagement among its various stakeholders. However, it is often left in the hands of a small group of senior managers. How can you involve more of the organization, effectively and efficiently, in creating or revising your plans?
The starting point for engagement is a carefully designed strategic planning retreat. There are various choices you can make in preparing for an effective retreat. These choices can be implemented using various structural tools so that the meeting is productive and contributes to a strategic planning process that yields plans that all understand and are aligned to implement. Rick and Sam will share examples and tools for working on strategic planning with groups from 12 to 200 in size.
Government innovative projects often end when the innovator leaves. We explore what causes that as well as thoughts about how to prepare, on the front end, for the innovator's exit.
This presentation was given at NAGW2017 on September 20, 2017 in San Diego
Brian Warner covers all of the details you need to know about how to effectively work with an open source foundation so you can maximize the value your company gains.
Similar to FINOS June 2018 Members Meeting - How FINOS Collaboration Works - Aaron Williamson (20)
Curious about FINOS programs and membership benefits? Want to learn more on how you can contribute to the organization that is bringing open source to financial services and fintech? And most importantly, want to know what's in it for you, whether you are large financial institution, a large or small fintech tech or data vendor or an individual? Check out this deck and start contributing today!
OSSF 2018 - Peter Crocker of Cumulus Networks - TCO and technical advantages ...FINOS
Technology leaders (CTO, VP Infrastructure, etc.) at most organisations are always looking for better and more efficient ways to address business needs. Performance is one of the critical attributes leaders consider while making data center infrastructure decisions, but with limited budgets, cost efficiency becomes an important criteria as well. This talk will discuss both CapEx and OpEx advantages of open networking, combined with technical benefits that lead to easier automation, scaling and troubleshooting.
OSSF 2018 - Steve Helvie of the Open Compute Network - Rethinking Infrastruct...FINOS
This talk focuses on how Financial Services companies prepare for the next big technology step change while running a heterogeneous infrastructure environment (edge, fog, colo, primary data centre, etc).
Financial Services companies are looking for best practices gleamed from hyper-scale companies like Facebook, Microsoft and Google who run highly efficient private and public clouds. The sharing of open hardware and data centre designs is a core strategy for these companies and the basis for the Open Compute Project (OCP).
The Open Compute Project (OCP) was started by Facebook in 2011 with the idea of delivering the most efficient designs for scalable computing through an open source hardware community. We believe that openly sharing ideas, specifications, and other intellectual property is the key to maximizing innovation and reducing complexity in technology components. Goldman Sachs (a current board member of OCP) is one example of a company who is leveraging these designs.
OCP designs are more efficient at the ingredient level (server, storage, networking) compared to traditional gear yielding energy savings of 15% + and reduced service costs of ≈ 50%. Also, OCP data centres achieve PUE's better than 1.1 (definition). In fact, IDC forecast that by 2020 OCP Servers are expected to represent 50% of the global market.
In this session we would discuss the key strategies Financial Services companies need to consider now to simplify the migration and data centre transformation from conventional gear to OCP and open source. We would provide specific examples of how other Financial Services companies and large enterprises have made this transition. Additional goals would include:
• Research findings – share results comparing OCP with legacy infrastructure from large enterprises who have tested OCP gear in their local facilities.
• Facebook and Microsoft – help the audience understand which OCP designs from hyper-scale companies can be used for each environment (colo, edge, etc.)
OSSF 2018 - Stefan Just of Codescoop - OSCAR - a new approach to Software Com...FINOS
The scale of modern software systems is growing beyond the capability of individuals and teams to keep track of them. This is caused by new software development and deployment technologies, DevOps automation, increasingly powerful hardware and massive use of open source. Traditional proprietary Software Composition Analysis (SCA) products, which were developed to help mitigate Open Source licensing and vulnerability risks, and ensure software is within company policy and industry compliant, have struggled to keep up with this new scale and its modern methods like continuous integration, continuous package updates and agile releases. Because proprietary solutions are unable to keep up, companies are working to build their own internal systems to plug the gaps, which takes away from their core business needs.
The Eclipse Foundation recently announced a new project, OSCAR, to solve the problem of scaling SCA to modern needs with an Open Source approach. OSCAR, which stands for Open Software Composition Analysis Reinvented, aims to integrate the new building blocks into a complete installable SCA solution and act as an industry forum to coordinate coherent further development.
Different from other “community driven” OSS projects, OSCAR is built around an industry consortium of supporters, which fund and contribute to the project, in an Eclipse Working Group (OpenSCA). Foundation of a Steering Committee, decision meetings on first milestone goals to build as well as first contributions are underway. The talk will explain why SCA is vital for any organization who works with Open Source, the OSCAR’s “hybrid” approach, and give an outlook on what to expect from OSCAR
OSSF 2018 - Nick Kolba of OpenFin - FDC3 and the Legacy of Web IntentsFINOS
Why Web Intents is the model: All financial applications are moving to web, The stated goal of web intents is what we want in finance, De-centralized. Why web intents failed: politics, Too broad , UX issues that can’t be solved without aggregator platforms. Why FDC3 won’t: timing, Industry specific focus, A different kind of User Agent (Desktop Agent / OpenFin Approach).
OSSF 2018 - Matt Barrett of Adaptive - Open sourcing a bank's software: exact...FINOS
Banks have been users of open source software for a long time, but now they are thinking seriously about giving back. A lot of internal resistance needs to be overcome, and lots of individuals within a large investment bank truly believe their piece of custom built software provides a competitive advantage. At Adaptive, we have seen a lot of very similar internal projects at various institutions, and have formed a view about what truly constitutes competitive advantage. What is good for the organisation may not be good for a given development manager.
Further to the issues around over jealously guarding specific development efforts is the problem that what is open sourced is often far too coupled to a bank's non-open sourced tech stack. Causing more subtle difficulties in working with another bank's open sourced technology stack is that it is often implicitly coupled to their culture, processes or business model. Picking what to open source is a huge part of the challenge.
In this talk, I will give Adaptive's view on what is competitive advantage, what to open source so that it is picked up by the wider community, and actual benefits are seen.
OSSF 2018 - Jilayne Lovejoy - Training: Intro to Open SourceFINOS
This training session will cover some of the topics from the OpenChain curriculum, including:
introduction to intellectual property law as related to open source
introduction to open source licenses
overview of using open source software in products and open source license compliance
considerations for open source contributions and projects
The goal of this session is to provide basic foundation knowledge of open source software upon which to start building policy, process and practices within your organization.
OSSF 2018 - Jeff Luszcz of Flexera - Day 2 - Open Source Culture, Standards, ...FINOS
The draw for financial services' use of open source in today's competitive environment is certainly built on the need to manage costs, but equally as important, to innovate and help solve business challenges. Implementing open source policies, processes and tools the right way could mean the difference between being a leader in the industry and costly mistakes that impact your reputation and bottom-line. In this session, Jeff Luszcz, Vice President of Product Management at Flexera, takes a deep dive into some of the common--and not so common--concerns and best practices surrounding using open source. Jeff will discuss the needs of the different open source culture types including compliance and security, how to manage commercial suppliers and compliance artifacts (third party notices, 'About' boxes, source bundles, etc.), and industry standards such as OpenChain and SPDX.
Jeff will address lessons learned from deploying software composition analysis (SCA) scanning tools across the enterprise, the importance of developing processes that enhance the value of engineers and developers versus making their jobs harder, and how legal, engineering, and security work together to develop remediation policies that make sense. Jeff will also discuss how to work best with Open Source projects in order to give back to the community. Join Jeff for this talk if you are involved in open source use, compliance and security and want an in-depth look at both the expected and unexpected issues you could face in your open source efforts.
OSSF 2018 - Jeff Luszcz of Flexera - Common Open Source Intake Issues and How...FINOS
In this talk Jeff Luszcz, Vice President of Product Management at Flexera, explores the lessons learned over years of experience with Open Source consumption, the most common compliance and security issues, reasons for software component rejection, and tips and tricks for improving your compliance efforts. It is becoming common for open source compliance reviews to be performed both when a component is being first selected, or later on after the component has already been integrated into a system. This presentation will detail the most common reasons why an open source software component would be rejected for use or would be removed from an existing system due to compliance or security reasons. This talk will include a checklist of the most common compliance review failures as well as the differences in expectations between the creators of open source packages and their users. Common remediation tasks, go-no tests and documentation expectations will be discussed. The talk is for anyone involved with ensuring open source license compliance.
OSSF 2018 - Jared Broad of QuantConnect - Motivations and Business Goals for ...FINOS
Many firms first look to open source to lower the costs of their non-competitive technology, like back-office systems. This talk will show how open-sourcing software that is critical to an organization's competitive edge can create value by exploiting the network effects of collaborative development. Jared Broad, CEO of QuantConnect, will explore why his company open-sourced LEAN, its radically open source algorithmic trading platform, and how QuantConnect has attracted over 60,000 engineers with its professional-grade backtesting and live-trading system used by banks and funds globally.
OSSF 2018 - Jamie Jones of GitHub - Pull what where? Contributing to Open Sou...FINOS
Pull Requests? Upstream Remotes? Compact Discs? Understanding how to publish code developed inside your organization into the Open Source world can leave you with more questions than answers. In this talk, we will cover key strategies, as well as the workflows and tools that make it possible, for moving past merely consuming open source on GitHub to becoming contributors. Whether you are an IT Manager or Head of Open Source, you will walk away with tips to on how to contribute while staying compliant with legal, technical and security approvals within your organization.
OSSF 2018 - Greg Olson of Open Source Sense - Building Mission- and Business-...FINOS
Today, open source dominates IT and communications infrastructure from the cloud to corporate data centers and the emerging edge. But open source with its rapid pace of development, frequent releases, and prolific patch set defies traditional practices and conditions for building mission- and business-critical software: stability, auditability and standards-compliance.
This talk will examine how companies address this "impedance mismatch" in consuming, integrating and deploying open source in applications that demand predictability and sustainability. In particular, the presentation will cover
(re)defining mission- and business-critical in the context of open source
technology-centric and process-based approaches to OSS-derived product life-cycles
forking and minimizing technical debt
building community visibility to support derived product roadmaps
OSSF 2018 - Dawn Foster of Pivotal - Open Source Collaboration: Finding the R...FINOS
Collaboration within open source projects is becoming increasingly important for most companies, but it can be difficult to strike the right balance between the needs of the company and the open source project. Dawn Foster works on open source software strategy at Pivotal and has 20+ years of experience leading open source software initiatives at companies like Puppet Labs, Intel, and Jive Software. Her talk will focus on how companies can develop a successful strategy for participation and collaboration in open source projects, including how to be a good corporate citizen.
OSSF 2018 - David Kappos of Cravath, Swaine & Moore - Accounting for Patents ...FINOS
Innovation in the past decade has been been propelled by collaborative yet market-driven approaches to intellectual property rights. The standard setting process is a prime example of such a collaborative effort by incorporating the best intellectual property of a given field into a standard and insuring such standard essential patents (SEPs) are then licensed to adapters on fair, reasonable and non-discriminatory (FRAND) terms. This construct has resulted in groundbreaking technology in sectors ranging from telecommunications to autonomous vehicles. However, some have argued that SEPs are incompatible with open source licenses. Examining the historical record of open source development, the open source definition and relevant case law shows that open source and SEPs can and do work together to protect intellectual property rights and spur innovation.
OSSF 2018 - David habusha of Whitesource - Open Source Vulnerabilities 101FINOS
Open source components have become a key building block for application development in today’s market where companies are under constant pressure to deploy products as fast as possible. The recent increase in open source usage, however, has introduced many new security challenges. Over the past few years, we have seen a variety of open source vulnerabilities wreak havoc across the web (Heartbleed, Shellshock, and POODLE) which woke organizations up to the risks that come along with the convenience of using open source components.
Join our session to:
Learn how open source security vulnerabilities are found
Learn how to address any open source security concerns within your organization
Understand the difference between securing your open source components and your proprietary code
Learn how to automatically detect vulnerable open source components and prioritize security alerts
OSSF 2018 - Daniel Izquierdo of Bitergia / InnerSource Commons - Starting wit...FINOS
Inner source applies the lessons learned from open source way of developing software within organizations. This helps to scale organizations development strategy, break silos of developers, encourage internal collaboration, and be faster to market.
If we think about why open source has been so successful, we have to consider attributes such as transparency, communication, collaboration, innovation or meritocracy. And this can be applied internally within the walls of each organization creating an 'internal open source' or the so called inner source.
As more and more developers are becoming used to platforms such GitLab, GitHub, or Bitbucket, those are willing to use similar infrastructure and modern tools internally at their organizations. Thus, inner source is another way to modernize development teams, but at the same time, a way to be close to how open source is developed from a cultural point of view, process, and tooling.
Inner source can be considered then as a pre-step to publicly release a project. Ideally, only a press-button-action is the difference between having that project as inner source within the organization, or as open source, available to everyone.
Daniel will discuss best practices for innersourcing based on his participation in InnerSource Commons, a community of practitioners built for developing and sharing knowledge and patterns for successful innersourcing.
OSSF 2018 - Danese Cooper of NearForm - Getting the most out of Open Source i...FINOS
Leading Fintech companies are bullish on Open Source, but most of them still don't know how to get involved in ways that harmonize with the Regulatory climate of the Financial Services industry. In this talk you'll learn how to maintain Security within transparently developed software assets and how to teach your internal developers to collaborate safely and sanely? You'll hear about the best pathways to building an Open Source program at your Fintech company without costly mistakes that can reflect badly on your brand. Lastly you'll learn about a community of practice that is perfectly suited to the needs of Fintech companies looking to get started in Open Source.
OSSF 2018 - Colin Charles of GrokOpen - Community vs. enterprise how not to ...FINOS
The Developer (GrokOpen - Colin Charles)
Your popular OSS project gets corporate-backing & widespread community adoption. You create an enterprise supported version as it's easier to sell an "enterprise spin-off with support" that is better than the currently "stable" community edition. It flourishes as the money starts rolling in. Is one version better than the other? The community gets annoyed but you need resources to keep the releases coming and the code maintained. Just because it’s open source doesn’t mean it’s free. Forking happens. Rewind.
What works? What doesn’t work? How do you manage the split personality nature well to keep management as well as the community happy. Learn from other successful models as well as the many failed experiments.
OSSF 2018 - Andrew Katz of Moorcrofts - OpenChain: a Tested Framework for Ope...FINOS
OpenChain is a scalable, flexible compliance programme, developed by the Linux Foundation. Based on well-understood compliance programmes such as ISO 27001, it maps existing supply-chain procurement and production practices from other sectors into software development. It provides a great foundation for businesses of all sizes to adopt appropriate practices and procedures in place to control development and supply chain risks, with particular emphasis on open source licence compliance. Already adopted by companies like Qualcomm, Siemens, Toyota and ARM, it’s rapidly becoming a procurement standard for open source and open-source-derived software. The speaker, Andrew Katz, has helped companies of all sizes to adopt open chain procurement practices, and presents case studies on the process and benefits.
OSSF 2018 - Amanda Brock of The Open Invention Network - Open Source AuditsFINOS
Open Source Audits: Good open source software and license management is an essential part of any fintech compliance programme. Where do open source audits fit into this programme? This session will delve into why, when and how audits should be undertaken and consider the consequences, remediation and go forward from an audit. With a practical approach, the session should enable you to understand who should be involved in an audit, and what their roles and activities will be and the outputs that may be achieved.
Abhay Bhutada Leads Poonawalla Fincorp To Record Low NPA And Unprecedented Gr...Vighnesh Shashtri
Under the leadership of Abhay Bhutada, Poonawalla Fincorp has achieved record-low Non-Performing Assets (NPA) and witnessed unprecedented growth. Bhutada's strategic vision and effective management have significantly enhanced the company's financial health, showcasing a robust performance in the financial sector. This achievement underscores the company's resilience and ability to thrive in a competitive market, setting a new benchmark for operational excellence in the industry.
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Financial Assets: Debit vs Equity Securities.pptxWrito-Finance
financial assets represent claim for future benefit or cash. Financial assets are formed by establishing contracts between participants. These financial assets are used for collection of huge amounts of money for business purposes.
Two major Types: Debt Securities and Equity Securities.
Debt Securities are Also known as fixed-income securities or instruments. The type of assets is formed by establishing contracts between investor and issuer of the asset.
• The first type of Debit securities is BONDS. Bonds are issued by corporations and government (both local and national government).
• The second important type of Debit security is NOTES. Apart from similarities associated with notes and bonds, notes have shorter term maturity.
• The 3rd important type of Debit security is TRESURY BILLS. These securities have short-term ranging from three months, six months, and one year. Issuer of such securities are governments.
• Above discussed debit securities are mostly issued by governments and corporations. CERTIFICATE OF DEPOSITS CDs are issued by Banks and Financial Institutions. Risk factor associated with CDs gets reduced when issued by reputable institutions or Banks.
Following are the risk attached with debt securities: Credit risk, interest rate risk and currency risk
There are no fixed maturity dates in such securities, and asset’s value is determined by company’s performance. There are two major types of equity securities: common stock and preferred stock.
Common Stock: These are simple equity securities and bear no complexities which the preferred stock bears. Holders of such securities or instrument have the voting rights when it comes to select the company’s board of director or the business decisions to be made.
Preferred Stock: Preferred stocks are sometime referred to as hybrid securities, because it contains elements of both debit security and equity security. Preferred stock confers ownership rights to security holder that is why it is equity instrument
<a href="https://www.writofinance.com/equity-securities-features-types-risk/" >Equity securities </a> as a whole is used for capital funding for companies. Companies have multiple expenses to cover. Potential growth of company is required in competitive market. So, these securities are used for capital generation, and then uses it for company’s growth.
Concluding remarks
Both are employed in business. Businesses are often established through debit securities, then what is the need for equity securities. Companies have to cover multiple expenses and expansion of business. They can also use equity instruments for repayment of debits. So, there are multiple uses for securities. As an investor, you need tools for analysis. Investment decisions are made by carefully analyzing the market. For better analysis of the stock market, investors often employ financial analysis of companies.
BYD SWOT Analysis and In-Depth Insights 2024.pptxmikemetalprod
Indepth analysis of the BYD 2024
BYD (Build Your Dreams) is a Chinese automaker and battery manufacturer that has snowballed over the past two decades to become a significant player in electric vehicles and global clean energy technology.
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Founded in 1995 and headquartered in Shenzhen, BYD started as a battery company before expanding into automobiles in the early 2000s.
Initially manufacturing gasoline-powered vehicles, BYD focused on plug-in hybrid and fully electric vehicles, leveraging its expertise in battery technology.
Today, BYD is the world’s largest electric vehicle manufacturer, delivering over 1.2 million electric cars globally. The company also produces electric buses, trucks, forklifts, and rail transit.
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Seminar on gender diversity spillovers through ownership networks at FAME|GRAPE. Presenting novel research. Studies in economics and management using econometrics methods.
BONKMILLON Unleashes Its Bonkers Potential on Solana.pdfcoingabbar
Introducing BONKMILLON - The Most Bonkers Meme Coin Yet
Let's be real for a second – the world of meme coins can feel like a bit of a circus at times. Every other day, there's a new token promising to take you "to the moon" or offering some groundbreaking utility that'll change the game forever. But how many of them actually deliver on that hype?
1. Elemental Economics - Introduction to mining.pdfNeal Brewster
After this first you should: Understand the nature of mining; have an awareness of the industry’s boundaries, corporate structure and size; appreciation the complex motivations and objectives of the industries’ various participants; know how mineral reserves are defined and estimated, and how they evolve over time.
Turin Startup Ecosystem 2024 - Ricerca sulle Startup e il Sistema dell'Innov...Quotidiano Piemontese
Turin Startup Ecosystem 2024
Una ricerca de il Club degli Investitori, in collaborazione con ToTeM Torino Tech Map e con il supporto della ESCP Business School e di Growth Capital
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2. Elemental Economics - Mineral demand.pdfNeal Brewster
After this second you should be able to: Explain the main determinants of demand for any mineral product, and their relative importance; recognise and explain how demand for any product is likely to change with economic activity; recognise and explain the roles of technology and relative prices in influencing demand; be able to explain the differences between the rates of growth of demand for different products.
FINOS June 2018 Members Meeting - How FINOS Collaboration Works - Aaron Williamson
1. finos.orgFintech Open Source Foundation
Confidential
How Finos Collaboration
Works
Aaron Williamson
General Counsel &
Director of Governance
June 2018
3. finos.orgFintech Open Source Foundation
How: FINOS transparent Governance
CORPORATE
GOVERNANCE,
STRATEGY
Reports To
MEMBERS
Approves Propose /
Sponsor
NEW PROGRAMS
Each program decides
scope and composition
COMMUNITY
GOVERNANCE
OPERATIONS
SteersReports To
Board of Directors & Cmtees
Made up of representatives from
member firms and classes
Steers
Approves &
Steers
Reports To
PROGRAM A
PROJECTS
WORKING
GROUPS
PROGRAM A PMC
Each program decides
scope and composition
PROJECTS
WORKING
GROUPS
PROGRAM B
Approves &
Steers
Reports To
PROGRAM B PMC
Each program decides
scope and composition
4. finos.orgFintech Open Source Foundation
Programs, Project, Working Groups
Financial Desktop
Connectivity and
Collaboration
Consortium (FDC3)
Context Data
Intents
App Directory
API
Use Cases
FinServ Developer
Experience (FDX)
Developer
Experience Working
group
Project Catalogue
Working Group
Containerized
Architectures
Working Group
Financial Objects
Financial Object
Working Group (new)
Hadouken
Symphony
Integration
Application
Templates
Layouts Service
Notifications Service
Desktop Services
Open Source
Readiness
Reference FOSS Policy
for Financial Services
Firms
GitHub Chatops Bot
Plexus Interop
Desktop Interop
Working Group
Interop Use Case
Validation Working
Group
Symphony
Voice, Voice
Metadata and
Voice API Program
GreenKey SDK Project
Call Metadata
Standardization
Working Group
WG - Tag
Standardization
Working Group
Java Client
Integration Bridge
Symphony Electron
ContainerJS
Jcurl
More
REST API Specification
Open Developer
Platform Project
(new)
5. finos.orgFintech Open Source Foundation
Confidential
Working Groups,
Meetings & the
Antitrust Policy
Collaborating for the
good of the industry.
6. finos.orgFintech Open Source Foundation
Why do we have an antitrust policy?
Because antitrust laws prohibit business from
anticompetitive cooperation.
Because FINOS is a 501(c)(6) trade association—our
purpose is to benefit the financial technology industry
as a whole (not individual members).
7. finos.orgFintech Open Source Foundation
What is required by the antitrust policy?
If you are organizing or facilitating a meeting of a FINOS working
group or project, or any other Foundation meeting:
▪ Circulate an agenda setting out each topic to be discussed.
High-level topics are OK, but be as specific as reasonably
possible.
▪ Ensure the discussion sticks to the agenda. If the discussion
strays to other topics, even harmless ones, end the discussion
and offer to table the topic for th next meeting.
8. finos.orgFintech Open Source Foundation
What is prohibited by the antitrust policy?
The Antitrust Policy prohibits discussion of any of the these topics in the context of
Foundation meetings or collaborations:
▪ Pricing, including prices, pricing terms, pricing policies, differentials, etc.
▪ Production changes, including to output, capacity, inventory
▪ Bids, including specific bids, bidding & RFP procedures, contractual arrangements
▪ Individual suppliers, in a way that might exclude them or influence prospects
▪ Individual customers, in a way that might exclude them or influence prospects
▪ Supply chain costs, including costs of procurement, development, or manufacture
of a product
▪ Market shares for specific products or all products in a market
▪ Confidential information, including sensitive business plans or strategy
9. finos.orgFintech Open Source Foundation
Responsibilities of FINOS community
All participants in FINOS projects, working groups, events, and other matters should:
▪ Understand the purposes and authority of each Foundation committee, project,
committee, advisory councils (if any), or other group in which they participate.
▪ Consult with their respective counsel on all Antitrust Law questions related to
Foundation meetings, including, where appropriate, requesting legal review of
agendas and written information intended for distribution.
▪ Object to any discussions that appear to violate this Policy or the Antitrust Laws,
leave any meeting in which such discussions continue, and either request that such
protest be noted in the minutes, if occurring during a meeting, or make such
protest known to the Legal Counsel of the Foundation.
10. finos.orgFintech Open Source Foundation
Confidential
Open Source
Projects & IP Rights
We need a little help with
the boring stuff.
11. finos.orgFintech Open Source Foundation
Extremely simplified legal background
Software can be subject to copyrights and patent claims
▪ Copyrights
▪ The author of any minimally original software automatically owns a copyright to
that software.
▪ Registration is not required, but comes with additional rights
▪ Everyone else needs a license to copy, modify, publish, or distribute the
software
▪ In most cases, the employer is considered the author of their employees’ code
▪ Patents
▪ Not automatic—expensive and time-consuming to acquire
▪ Expensive, time-consuming, and difficult for a company to search own patents
against software
▪ Issued to inventor, but employers typically require assignment to employer
▪ Trade Secret Rights: automatic but disappear with the secret
12. finos.orgFintech Open Source Foundation
FINOS Contributor License Agreements
▪ Copyright terms
▪ Author licenses all copyrights to FINOS
▪ FINOS licenses contributions publicly under Apache 2.0
▪ Permits copying, modification, and distribution of code
▪ Patent terms
▪ Patent owner licenses applicable patents for use in the version of the
FINOS project the company contributes to
▪ License is not applicable to patents applicable only to modified
versions
▪ Trade secret terms
▪ Because FINOS code is public, these are abandoned upon
contribution
13. finos.orgFintech Open Source Foundation
CLAs and the contribution process
Every contribution must be covered by a CLA
▪ For employee contributions, the employer must sign the CLA
▪ Typically, developers are not authorized to contract on their
employers’ behalf
▪ Companies can sign a CLA authorizing contributions in advance for
all or some of their employees
▪ For truly individual contributions, the individual contributor can sign the
CLA
▪ We’re sorry for the delay this sometimes causes
▪ CLAs are important to protect our members
▪ FINOS is always looking to speed up the process
15. finos.orgFintech Open Source Foundation
FINOS Community Code of Conduct
● Be friendly and patient.
● Be welcoming. We strive to be a community that welcomes and supports people of all
backgrounds and identities. This includes members of any race, ethnicity, culture,
national origin, color, immigration status, social and economic class, educational level,
sex, sexual orientation, gender identity and expression, age, size, family status, political
belief, religion, and mental and physical ability.
● Be considerate. Your work will be used by other people, and you in turn will depend on
the work of others. Any decision you take will affect users and colleagues, and you
should take those consequences into account when making decisions. Remember that
we're a world-wide community, so you might not be communicating in someone else's
primary language.
16. finos.orgFintech Open Source Foundation
FINOS Community Code of Conduct (cont’d)
● Be careful in the words that you choose. Conduct yourself professionally. Be kind to
others. Refrain from all forms of harassment, including:
● Violent threats or language directed against another person.
● Discriminatory jokes and language.
● Posting sexually explicit or violent material.
● Posting (or threatening to post) other people's personally identifying information
("doxing").
● Personal insults, especially those using racist or sexist terms.
● Unwelcome sexual attention.
● Advocating for, or encouraging, any of the above behavior.
● Repeated harassment of others. In general, if someone asks you to stop, then stop.
17. finos.orgFintech Open Source Foundation
FINOS Community Code of Conduct (cont’d)
● Be respectful. People working together will inevitably disagree or become frustrated
with one another at time, but conflict is no excuse for bad behavior or personal attacks.
A community where people feel uncomfortable or threatened is not a productive one.
Be respectful of one another and those outside our community who interact with us.
● Be understanding. Strive to resolve disagreements constructively. Our contributors
come from different backgrounds and have different perspectives. If you disagree with
someone, seek to understand their perspective and share yours respectfully.
18. finos.orgFintech Open Source Foundation
finos.org
1117 So. California Avenue
Palo Alto, CA 94304
+1 650.665.9773
info@finos.org
Engage with our Programs
Overview
finos.org/programs
Get In Touch:
finosfoundation.atlassian.net/wiki/x/4oClB
Open Source projects and Working Groups:
finos.github.io