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COVID-19 mRNA Vaccines
David H. Spach, MD
Professor of Medicine
Division of Infectious Diseases
University of Washington
Last Updated: January 31, 2021
mRNA-1273 and BNT162b2: Phase 3 Data
Sarah McGuffin, MD
Senior Fellow
Division of Infectious Diseases
University of Washington
Safety and Efficacy of BNT162b2 mRNA Covid-19 Vaccine
Published Data —Placebo-controlled, observer-blinded trial
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Background
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
• BNT162b2 is a lipid nanoparticle– formulated nucleoside-modified RNA
encoding the SARS-CoV-2 full-length spike protein, modified by two proline
mutations to lock the protein in the prefusion conformation.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Study Design
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Study Design
• Background: Phase 2/3 multinational, placebo-controlled, observer-blinded, BNT162b2 COVID-
19 vaccine safety and efficacy trial conducted between July 27, 2020 and November 14, 2020
• Location: Global (United States, Argentina, Brazil, South Africa, Germany, Turkey)
• Inclusion Criteria (n = 43,448)
- Age ≥16 years
- Healthy or with stable chronic medical conditions
• Exclusion Criteria
- History of Covid-19 infection
- Treatment with immunosuppressive therapy, diagnosis of immunocompromising condition
• Primary Endpoints
- Efficacy against confirmed Covid-19 at least 7 days after the second dose
- Solicited local or systemic adverse effects within 7 days of vaccination
- Unsolicited adverse events through 1 months after the second dose
- Unsolicited serious adverse events through 6 months after the second dose
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Study Design
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
BNT162b2 30 μg (0.3 mL volume per dose), 2 IM doses, 21 days apart
Saline placebo, 2 IM doses, 21 days apart
or
Study Participant Groups
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Baseline Characteristics: Gender Distribution for ALL Participants
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
50.6% 49.4%
Male Female
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Baseline Characteristics: Age Distribution for ALL Participants
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
57.8% 42.2%
16-55 Years >55 Years
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Baseline Characteristics, by Study Group
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Baseline Characteristics
BNT162b2
(N=18,860)
Placebo
(N=18,846)
Male, n (%) 9,639 (51.1) 9,436 (50.1)
Female, n (%) 9,221 (48.9) 9,410 (49.9)
Race or ethnic group — no. (%)†
White 15,636 (82.9) 15,630 (82.9)
Black or African American 1,729 (9.2) 1,763 (9.4)
Asian 801 (4.2) 807 (4.3)
Native American or Alaska Native 102 (0.5) 99 (0.5)
Native Hawaiian or other Pacific Islander 50 (0.3) 26 (0.1)
Multiracial 449 (2.4) 406 (2.2)
Not reported 93 (0.5) 115 (0.6)
Hispanic or Latinx 5,266 (27.9) 5,277 (28.0)
Country— no. (%)
Argentina 2,883 (15.3) 2,881 (15.3)
Brazil 1,145 (6.1) 1,139 (6.0)
South Africa 372 (2.0) 372 (2.0)
United States 14,460 (76.6) 14,454 (76.7)
† Race or ethnic group was reported by the participants.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Baseline Characteristics, by Study Group
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Baseline Characteristics
BNT162b2
(N=18,860)
Placebo
(N=18,846)
Age group — no. (%)
16–55 years 10,889 (57.7) 10,896 (57.8)
>55 years 7,971 (42.3) 7,950 (42.2)
Age at vaccination — years
Median 52.0 52.0
Range 16–89 16–91
Body-mass index (BMI)
≥30.0: obese 6,556 (34.8) 6,662 (35.3)
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Outcomes Efficacy against Covid-19 ≥7 days after Second Dose*
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Efficacy End Point BNT162b2 Placebo
Vaccine Efficacy, %
(95% Credible
Interval)‡
No. of Cases
Surveillance Time
(n)†
No. of Cases
Surveillance Time
(n)†
(N=18,198) (N=18,325)
Covid-19 occurrence ≥7 days
after second dose in participants
without evidence of existing or
prior SARS-CoV-2 infection
8 2.214 (17,411) 162 2.222 (17,511) 95.0 (90.3–97.6)
(N=19,965) (N=20,172)
Covid-19 occurrence ≥7 days
after second dose in participants
with and those without evidence
of prior SARS-CoV-2 infection
9 2.332 (18,559) 169 2.345 (18,708) 94.6 (89.9–97.3)
* The total population was 40,137. The total population without evidence of baseline infection was 36,523
† The surveillance time is the total time in 1,000 person-years for the given end point across all participants within each group at risk for the end point.
‡ Calculated with the use of a beta-binomial model with prior beta (0.700102, 1) adjusted for the surveillance time.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Vaccine Efficacy Overall and by Subgroups
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Efficacy End Point
Subgroup
BNT162b2
(N=18,198)
Placebo
(N=18,325)
Vaccine Efficacy, %
(95% CI)†
No. of Cases
Surveillance time
(No. at Risk)*
No. of Cases
Surveillance time
(No. at Risk)*
Overall 8 2.214 (17,411) 162 2.222 (17,511) 95.0 (90.0–97.9)
Age group
16 to 55 years 5 1.234 (9,897) 114 1.239 (9,955) 95.6 (89.4–98.6)
>55 years 3 0.980 (7,500) 48 0.983 (7,543) 93.7 (80.6–98.8)
≥65 years 1 0.508 (3,848) 19 0.511 (3,880) 94.7 (66.7–99.9)
≥75 years 0 0.102 (774) 5 0.106 (785) 100.0 (−13.1–100.0)
Sex
Male 3 1.124 (8,875) 81 1.108 (8762) 96.4 (88.9–99.3)
Female 5 1.090 (8,536) 81 1.114 (8,749) 93.7 (84.7–98.0)
* The surveillance time is the total time in 1000 person-years for the given end point across all participants within each group at risk for the end point.
† The confidence interval (CI) for vaccine efficacy is derived according to the Clopper–Pearson method, adjusted for surveillance time.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Participants with Covid-19 After Second Dose
*Covid-19 at Least 7 Days after Second Dose of BNT162b Vaccine or Placebo
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
8
162
0
50
100
150
200
BNT162b2 Vaccine Placebo
Symptomatic
Covid-19
Infection
Vaccine Efficacy 95.0%
*Participants who had no evidence of existing or prior SARS-CoV-2 infection.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Participants with Covid-19 After First Dose
Covid-19 After First Dose of BNT162b Vaccine or Placebo
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
50
1
275
9
0
50
100
150
200
250
300
Symptomactic Covid-19 Severe Covid-19
Number
of
Participants BNT162b2 Vaccine Placebo
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Vaccine Efficacy by Age Groups
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
5 3 1 0
114
48
19
5
0
25
50
75
100
125
16-55 Years >55 Years ≥65 Years ≥75 Years
Participants
with
Symptomatic
Covid-19
Age Group
BNT162b-2 Vaccine Placebo
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Covid-19 During Study, Modified Intention-to-Treat Analysis
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
172
21
82
9
2
39
0 50 100 150 200 250
≥7 Days after Dose 2
Dose 2 to 7 Days after Dose 2
After Dose 1 to before Dose 2
Participants with Symptomatic Covid-19
BNT162b2 Vaccine
Placebo
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Vaccine Efficacy Throughout Study, Modified-Intention-to-Treat Analysis
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
94.8
90.5
52.4
0 20 40 60 80 100
≥7 Days after Dose 2
Dose 2 to 7 Days after Dose 2
After Dose 1 to before Dose 2
Vaccine Efficacy (%)
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Local and Systemic Reactions Reported with 7 Days of Injection
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Event BNT162b2 Placebo BNT162b2 Placebo
Age 16-55 years Age 16-55 years Age > 55 years Age > 55 years
Pain at injection site <7 days
After first dose 83% 14% 71% 9%
After second dose 78% 12% 66% 8%
Fatigue
After first dose 47% 33% 34% 23%
After second dose 59% 23% 51% 17%
Headache
After first dose 42% 34% 25% 18%
After second dose 52% 24% 39% 14%
Fever (≥38°C)
After first dose 4% 1% 1% 0%
After second dose 16% 0% 11% 0%
Use of antipyretic or analgesic
After first dose 28% 14% 20% 12%
After second dose 45% 13% 38% 10%
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Results: Adverse Events
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Adverse Event BNT162b2 (Na=21621) Placebo (Nb=21631)
Nb (%) Nb (%)
Any Event 5770 (26.7) 2638 (12.2)
Relatedc 4484 (20.7) 1095 (5.1)
Severe 240 (1.1) 139 (0.6)
Life-threatening 21 (0.1) 24 (0.1)
Any serious adverse event 126 (0.6) 111 (0.5)
Relatedc 4 (0.0) 0
Severe 71 (0.3) 68 (0.3)
Life-threatening 21 (0.1) 23 (0.1)
Any adverse event leading to withdrawal 37 (0.2) 30 (0.1)
Relatedc 16 (0.1) 9 (0.0)
Severe 13 (0.1) 9 (0.0)
Life-threatening 3 (0.0) 6 (0.0)
Death 2 (0.0) 4 (0.0)
aN = number of participants in the specified group. This value is the denominator for the percentage calculations.
bN = number of participants reporting ≥1 occurrence of the specified event category.
For ‘any event’, n = the number of participants reporting ≥1 occurrence of any event.
c Assessed by the investigator as related to investigational product.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Outcomes Vaccine Efficacy Overall and by Subgroup
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Efficacy End Point
Subgroup
BNT162b2
(N=18,198)
Placebo
(N=18,325)
Vaccine Efficacy, %
(95% CI)†
No. of Cases
Surveillance time
(No. at Risk)*
No. of Cases
Surveillance time
(No. at Risk)*
Race or ethnic group‡
White 7 1.889 (14,504) 146 1.903 (14,670) 95.2 (89.8–98.1)
Black or African American 0 0.165 (1,502) 7 0.164 (1,486) 100.0 (31.2–100.0)
All others 1 0.160 (1,405) 9 0.155 (1,355) 89.3 (22.6–99.8)
Hispanic or Latinx 3 0.605 (4,764) 53 0.600 (4,746) 94.4 (82.7–98.9)
Non-Hispanic, non-Latinx 5 1.596 (12,548) 109 1.608 (12,661 95.4 (88.9–98.5)
Country
Argentina 1 0.351 (2,545) 35 0.346 (2,521 97.2 (83.3–99.9)
Brazil 1 0.119 (1,129 8 0.117 (1,121) 87.7 (8.1–99.7)
United States 6 1.732 (13,359) 119 1.747 (13,506) 94.9 (88.6–98.2)
* The surveillance time is the total time in 1000 person-years for the given end point across all participants within each group at risk for the end point.
† The confidence interval (CI) for vaccine efficacy is derived according to the Clopper–Pearson method, adjusted for surveillance time.
‡ Race or ethnic group was reported by the participants. “All others” included the following categories: American Indian or Alaska Native, Asian, Native Hawaiian or other Pacific
Islander, multiracial, and not reported.
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Additional notes
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
• The cumulative incidence of Covid-19 cases over time among placebo and vaccine recipients begins to
diverge by 12 days after the first dose, 7 days after the estimated median viral incubation period of 5 days
• In the interval between the first and second doses, the observed vaccine efficacy against Covid-19 was
52%
- Some protection occurs as soon as 12 days after first dose
• Of the 10 cases of severe Covid-19 disease, only 1 was in vaccine group
- Provides preliminary evidence of vaccine-mediated protection against severe disease
- Provides preliminary evidence to alleviate concerns over vaccine-mediated disease enhancement
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Study Limitations
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
• Median follow-up time of 2 months after the second dose limits probability of detecting
less common adverse events reliably
• Assessment of long-term vaccine safety and efficacy cannot be conducted in the context
of maintaining a placebo group for the planned follow-up period of 2 years after the
second dose
• Study did not address whether vaccine prevents:
- Asymptomatic Covid-19 infection
- Covid-19 in younger adolescents, children, pregnant women, and
immunocompromised individuals
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine
Authors’ Conclusions
Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
Conclusions: “A two-dose regimen of BNT162b2 conferred 95%
protection against Covid-19 in persons 16 years of age or older.
Safety over a median of 2 months was similar to that of other viral
vaccines.”
Efficacy and Safety of mRNA-1273 SARS-CoV-2 Vaccine
COVE Study
Published Data —Randomized, placebo-controlled, observer-blinded trial
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Background
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
• mRNA-1273 is a lipid-nanoparticle (LNP)-encapsulated mRNA vaccine expressing the
prefusion-stabilized spike glycoprotein
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Study Design
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Study Design
• Background: Phase 3 randomized, placebo-controlled, observer-blinded, mRNA-1273 COVID-19
vaccine safety and efficacy trial between July 27 and October 23, 2020 in the United States
• Inclusion Criteria (n = 30,420)
- Age ≥18 years
- At locations or circumstances putting the participant at an appreciable risk of SARS-CoV-2
infection and/or high risk of severe Covid-19
• Exclusion Criteria
- Known history of SARS-CoV-2 infection
- Pregnant or breastfeeding
- Immunosuppressive or immunodeficient state, asplenia, recurrent severe infections
• Primary Endpoints
- Solicited and unsolicited local and systemic adverse events
- Prevention of symptomatic Covid-19 at least 14 days after the second injection
• Secondary Endpoints
- Prevention of severe Covid-19
- Efficacy of vaccine at preventing Covid-19 after a single dose
• Follow-up Time period: median follow-up duration ≥2 months after completing two-dose regimen
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Study Design
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Risk factors for Severe Covid-19 Illness
Participants who were younger than 65 years of age were categorized as at risk for severe
Covid-19 illness if they had at least one of the following:
• Chronic lung disease or moderate to severe asthma
• Significant cardiac disease
• Severe obesity (body mass index ≥40 kg/m2 )
• Diabetes
• Liver disease
• HIV infection
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Study Design
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
mRNA-1273 100 μg (0.5 mL), 2 IM doses, 28 days apart
(n = 15,181)
Saline placebo, 2 IM doses, 28 days apart
(n = 15,170)
or
Study Participant Groups
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Baseline Characteristics: Gender Distribution for ALL Participants
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
52.7% 47.3%
Male Female
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Baseline Characteristics: Age Distribution for ALL Participants
24.8%
58.6%
16.7%
Age ≥65 Years
Age <65 Years,
not at risk for severe COVID-19
Age <65 Years,
at risk for severe COVID-19
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Baseline Characteristics, by Group
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Baseline Characteristics
Placebo
(N=15,170)
mRNA-1273
(N=15,181)
Sex — no. of participants (%)
Male 8,062 (53.1) 7,923 (52.2)
Female 7,108 (46.9) 7,258 (47.8)
Mean age (range) — years 51.3 (18–95) 51.4 (18–95)
Age category and risk for severe Covid-19 — no. (%)
18 to <65 years, not at risk 8,886 (58.6) 8,888 (58.5)
18 to <65 years, at risk 2,535 (16.7) 2,530 (16.7)
≥65 years 3,749 (24.7) 3,763 (24.8)
Risk factor for severe Covid-19 — no. of participants (%)
Chronic lung disease 744 (4.9) 710 (4.7)
Significant cardiac disease 744 (4.9) 752 (5.0)
Severe obesity 1,021 (6.7) 1,025 (6.8)
Diabetes 1,440 (9.5) 1,4 1,435 (9.5)
Liver disease 96 (0.6) 10 100 (0.7)
HIV infection 87 (0.6) 92 (0.6)
BMI, mean ± SD 29.3± 6.7 29.3±6.9
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Baseline Characteristics, by Group
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Baseline Characteristics
Placebo
(N=15,170)
mRNA-1273
(N=15,181)
Hispanic or Latino ethnicity — no. of participants (%)‡
Hispanic or Latino 3,114 (20.5) 3,121 (20.6)
Not Hispanic or Latino 11,917 (78.6) 11,918 (78.5)
Not reported and unknown 139 (0.9) 142 (0.9)
Race or ethnic group — no. of participants (%)‡
White 11,995 (79.1) 12,029 (79.2)
Black or African American 1,527 (10.1) 1,563 (10.3)
Asian 731 (4.8) 651 (4.3)
American Indian or Alaska Native 121 (0.8) 112 (0.7)
Native Hawaiian or other Pacific Islander 32 (0.2) 35 (0.2)
Multiracial 321 (2.1) 315 (2.1)
Other 316 (2.1) 321 (2.1)
Not reported and unknown 127 (0.8) 155 (1.0)
‡ Race or ethnic group was reported by the participant. Participants could be included in more than one category.
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Baseline Characteristics, by Group
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Baseline Characteristics Placebo
(N=15,170)
mRNA-1273
(N=15,181)
Baseline SARS-CoV-2 status — no. of participants (%)§
Negative 14,598 (96.2) 14,550 (95.8)
Positive 337 (2.2) 343 (2.3)
Missing data 235 (1.5) 288 (1.9)
Baseline RT-PCR test — no. of participants (%)
Negative 14,923 (98.4) 14,917 (98.3)
Positive 95 (0.6) 87 (0.6)
Missing data 152 (1.0) 177 (1.2)
Baseline binding antibody anti–SARS-CoV-2 assay —
no. of participants (%)
Negative 14,726 (97.1) 14,690 (96.8)
Positive 303 (2.0) 305 (2.0)
Missing data 141 (0.9) 186 (1.2)
§Baseline SARS-CoV-2 status was positive if there was immunologic or virologic evidence of previous illness with Covid-19, as
defined by a positive RT-PCR test or a positive binding antibody against SARS-CoV-2 at day 1.
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Vaccine Efficacy
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
11
0
185
30
0
50
100
150
200
250
Symptomactic Covid-19 Severe Covid-19
Number
of
Participants
mRNA-1273 Vaccine Placebo
Vaccine Efficacy 94.1%
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Incidence Rate and Vaccine Efficacy, Based on Type of Analysis
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
3.3 5.6
56.5
79.8
0
20
40
60
80
100
120
Per-Protocol Analysis Modified Intention-to-Treat Analysis
Incidence
Rate
per
1,000
Person-Years
mRNA-1273 Vaccine Placebo
Vaccine Efficacy 94.1% Vaccine Efficacy 93.0%
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Incidence Rate and Vaccine Efficacy, Based on Age Group
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
7 4
156
29
0
50
100
150
200
≥18 to <65 Years ≥65 Years
Participants
with
Symptomatic
Covid-19
Age Group
mRNA-1273 Vaccine Placebo
Vaccine Efficacy 95.6% Vaccine Efficacy 86.4%
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Vaccine Efficacy During Study, Modified Intention-to-Treat Analysis
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
204
19
35
11
12
0
2
5
0 50 100 150 200 250
Starting 14 Days after Dose 2
Dose 2 to 14 Days after Dose 2
14 Days after Dose 1 to Dose 2
Randomization to 14 Days after Dose 1
Participants with Symptomatic Covid-19
mRNA-1273 Vaccine
Placebo
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Vaccine Efficacy
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Endpoint
Placebo
(N=14,073)
mRNA-1273
(N=14,073)
Vaccine
Efficacy*
Cases of Symptomatic Covid-19
Number (95% CI) 185 11
94.1%
(89.3-96.8, p<.001)
Incidence per1000 person-years (95% CI) 56.5
(48.7-65.3)
3.3
(1.7 to 6.0)
Secondary end point
Cases of severe Covid-19, n 30 0 100%
*Vaccine efficacy defined as 1 minus the hazard ratio (mRNA vs placebo)
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Vaccine Efficacy– Subgroup analysis
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Subgroup
Placebo
(N=14,073)
no. of events/total no.
mRNA-1273
(N=14,134)
no. of events/total no.
Vaccine efficacy
(95% CI)
All patients 185/14,073 11/14,134 94.1 (89.3–96.8)
Age
≥18 to <65 years 156/10,521 7/10,551 95.6 (90.6–97.9)
>65 years 29/3552 4/3583 86.4 (61.4–95.2)
Age, risk for severe Covid-19
18 to <65 years, not at risk 121/8403 5/8396 95.9 (90.0–98.3)
18 to <65 years, at risk 35/2118 2/2155 94.4 (76.9–98.7
≥65 years 29/3552 4/3583 86.4 (61.4–95.2)
Sex
Male 87/7462 4/7366 95.4 (87.4–98.3)
Female 98/6611 7/6768 93.1 (85.2–96.8)
At risk for severe Covid-19
Yes 43/3167 4/3206 90.9 (74.7–96.7)
No 142/10,906 7/10,928 95.1 (89.6–97.7)
Race and ethnic group
White 144/8916 10/9023 93.2 (87.1–96.4)
Communities of color 41/5132 1/5088 97.5 (82.2–99.7)
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Injection-Site Adverse Events
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
84.2
88.6
19.8 18.8
0
20
40
60
80
100
After First Dose After Second Dose
Participants
(%)
Adverse Events at Injection-Site
mRNA-1273 Vaccine Placebo
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Safety, Localized Adverse Events (1)
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Localized Adverse Events Grade 1 Grade 2 Grade 3
Any local adverse event, %
Placebo, dose 1 18.7 0.5 0.5
Placebo, dose 2 17.7 0.6 0.5
mRNA-1273, dose 1 70.8 9.9 3.5
mRNA-1273, dose 2 59.8 21.9 7.0
Pain
Placebo, dose 1 16.8 0.4 0.4
Placebo, dose 2 16.3 0.4 0.3
mRNA-1273, dose 1 72.5 8.5 2.7
mRNA-1273, dose 2 64.7 19.4 4.1
Erythema
Placebo, dose 1 0.3 <0.1 <0.1
Placebo, dose 2 0.3 <0.1 0.1
mRNA-1273, dose 1 1.8 0.8 0.3
mRNA-1273, dose 2 3.0 3.6 2.0
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Safety, Localized Adverse Events (2)
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Localized Adverse Events Grade 1 Grade 2 Grade 3
Swelling
Placebo, dose 1 0.3 <0.1 <0.1
Placebo, dose 2 0.2 <0.1 <0.1
mRNA-1273, dose 1 4.0 1.6 0.5
mRNA-1273, dose 2 6.1 4.4 1.7
Lymphadenopathy
Placebo, dose 1 4.4 0.2 0.2
Placebo, dose 2 3.6 0.2 0.1
mRNA-1273, dose 1 9.2 0.7 0.3
mRNA-1273, dose 2 11.8 1.9 0.5
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Systemic Adverse Events
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
54.9
79.4
42.2
36.5
0
20
40
60
80
100
After First Dose After Second Dose
Participants
(%)
Systemic Adverse Events
mRNA-1273 Vaccine Placebo
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Safety: Systemic Adverse Events (1)
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Systemic Adverse Events Grade 1 Grade 2 Grade 3
Any systemic adverse event, % participants
Placebo, dose 1 28.7 11.5 2.0
Placebo, dose 2 24.2 10.4 1.9
mRNA-1273, dose 1 35.4 16.5 2.9
mRNA-1273, dose 2 25.4 38.1 15.8
Fever
Placebo, dose 1 0.2 <0.1 <0.1
Placebo, dose 2 0.2 <0.1 <0.1
mRNA-1273, dose 1 0.5 0.2 <0.1
mRNA-1273, dose 2 9.3 4.8 1.4
Headache
Placebo, dose 1 21.8 3.5 1.3
Placebo, dose 2 18.8 3.5 1.1
mRNA-1273, dose 1 26.1 4.8 1.8
mRNA-1273, dose 2 32.7 21.4 4.5
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Safety: Systemic Adverse Events (2)
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Systemic Adverse Events Grade 1 Grade 2 Grade 3
Fatigue
Placebo, dose 1 17.9 8.7 0.7
Placebo, dose 2 15.0 7.7 0.7
mRNA-1273, dose 1 23.7 12.4 1.0
mRNA-1273, dose 2 23.4 32.2 9.7
Myalgia
Placebo, dose 1 10.3 3.0 0.3
Placebo, dose 2 8.9 3.1 0.4
mRNA-1273, dose 1 16.1 6.0 0.6
mRNA-1273, dose 2 22.1 26.9 9.0
Arthralgia
Placebo, dose 1 8.9 2.7 0.2
Placebo, dose 2 7.8 2.6 0.3
mRNA-1273, dose 1 12.2 4.0 0.4
mRNA-1273, dose 2 19.1 18.5 5.2
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine
Safety: Systemic Adverse Events (3)
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Systemic Adverse Events Grade 1 Grade 2 Grade 3
Nausea or vomiting
Placebo, dose 1 5.9 1.1 <0.1
Placebo, dose 2 5.2 1.1 <0.1
mRNA-1273, dose 1 6.9 1.3 <0.1
mRNA-1273, dose 2 14.2 4.6 0.1
Chills
Placebo, dose 1 4.7 1.0 <0.1
Placebo, dose 2 4.3 1.1 0.1
mRNA-1273, dose 1 6.2 1.9 0.2
mRNA-1273, dose 2 19.8 23.1 1.3
Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine: Additional notes
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
• Fewer occurrences of symptomatic SARS-CoV-2 infection were noted after a singe dose of mRNA-1273,
though the trial was not designed to evaluate the efficacy of a single dose
• The magnitude of mRNA-1273 vaccine efficacy at preventing symptomatic SARS-CoV-2 infection is higher
than the efficacy observed for vaccines for respiratory viruses (e.g. 59% efficacy seen for inactivated
influenza vaccine)
• No evidence in the short term of enhanced respiratory disease after infection
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine: Limitations
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
• Short duration of safety and efficacy follow-up
• Lack of an identified correlate of protection
• Insufficient data to assess the incidence of asymptomatic or subclinical infection and viral shedding after
infection
• Pregnant women and children were excluded from this trial
Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine: Authors’ Conclusions
Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
Conclusions: “The mRNA-1273 vaccine showed 94.1% efficacy at
preventing Covid-19 illness, including severe disease. Aside from
transient local and systemic reactions, no safety concerns were
identified.”

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covid19_mrna_vaccines_phase_3__wide.pptx

  • 1. COVID-19 mRNA Vaccines David H. Spach, MD Professor of Medicine Division of Infectious Diseases University of Washington Last Updated: January 31, 2021 mRNA-1273 and BNT162b2: Phase 3 Data Sarah McGuffin, MD Senior Fellow Division of Infectious Diseases University of Washington
  • 2. Safety and Efficacy of BNT162b2 mRNA Covid-19 Vaccine Published Data —Placebo-controlled, observer-blinded trial Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15.
  • 3. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Background Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. • BNT162b2 is a lipid nanoparticle– formulated nucleoside-modified RNA encoding the SARS-CoV-2 full-length spike protein, modified by two proline mutations to lock the protein in the prefusion conformation.
  • 4. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Study Design Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Study Design • Background: Phase 2/3 multinational, placebo-controlled, observer-blinded, BNT162b2 COVID- 19 vaccine safety and efficacy trial conducted between July 27, 2020 and November 14, 2020 • Location: Global (United States, Argentina, Brazil, South Africa, Germany, Turkey) • Inclusion Criteria (n = 43,448) - Age ≥16 years - Healthy or with stable chronic medical conditions • Exclusion Criteria - History of Covid-19 infection - Treatment with immunosuppressive therapy, diagnosis of immunocompromising condition • Primary Endpoints - Efficacy against confirmed Covid-19 at least 7 days after the second dose - Solicited local or systemic adverse effects within 7 days of vaccination - Unsolicited adverse events through 1 months after the second dose - Unsolicited serious adverse events through 6 months after the second dose
  • 5. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Study Design Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. BNT162b2 30 μg (0.3 mL volume per dose), 2 IM doses, 21 days apart Saline placebo, 2 IM doses, 21 days apart or Study Participant Groups
  • 6. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Baseline Characteristics: Gender Distribution for ALL Participants Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 50.6% 49.4% Male Female
  • 7. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Baseline Characteristics: Age Distribution for ALL Participants Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 57.8% 42.2% 16-55 Years >55 Years
  • 8. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Baseline Characteristics, by Study Group Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Baseline Characteristics BNT162b2 (N=18,860) Placebo (N=18,846) Male, n (%) 9,639 (51.1) 9,436 (50.1) Female, n (%) 9,221 (48.9) 9,410 (49.9) Race or ethnic group — no. (%)† White 15,636 (82.9) 15,630 (82.9) Black or African American 1,729 (9.2) 1,763 (9.4) Asian 801 (4.2) 807 (4.3) Native American or Alaska Native 102 (0.5) 99 (0.5) Native Hawaiian or other Pacific Islander 50 (0.3) 26 (0.1) Multiracial 449 (2.4) 406 (2.2) Not reported 93 (0.5) 115 (0.6) Hispanic or Latinx 5,266 (27.9) 5,277 (28.0) Country— no. (%) Argentina 2,883 (15.3) 2,881 (15.3) Brazil 1,145 (6.1) 1,139 (6.0) South Africa 372 (2.0) 372 (2.0) United States 14,460 (76.6) 14,454 (76.7) † Race or ethnic group was reported by the participants.
  • 9. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Baseline Characteristics, by Study Group Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Baseline Characteristics BNT162b2 (N=18,860) Placebo (N=18,846) Age group — no. (%) 16–55 years 10,889 (57.7) 10,896 (57.8) >55 years 7,971 (42.3) 7,950 (42.2) Age at vaccination — years Median 52.0 52.0 Range 16–89 16–91 Body-mass index (BMI) ≥30.0: obese 6,556 (34.8) 6,662 (35.3)
  • 10. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Outcomes Efficacy against Covid-19 ≥7 days after Second Dose* Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Efficacy End Point BNT162b2 Placebo Vaccine Efficacy, % (95% Credible Interval)‡ No. of Cases Surveillance Time (n)† No. of Cases Surveillance Time (n)† (N=18,198) (N=18,325) Covid-19 occurrence ≥7 days after second dose in participants without evidence of existing or prior SARS-CoV-2 infection 8 2.214 (17,411) 162 2.222 (17,511) 95.0 (90.3–97.6) (N=19,965) (N=20,172) Covid-19 occurrence ≥7 days after second dose in participants with and those without evidence of prior SARS-CoV-2 infection 9 2.332 (18,559) 169 2.345 (18,708) 94.6 (89.9–97.3) * The total population was 40,137. The total population without evidence of baseline infection was 36,523 † The surveillance time is the total time in 1,000 person-years for the given end point across all participants within each group at risk for the end point. ‡ Calculated with the use of a beta-binomial model with prior beta (0.700102, 1) adjusted for the surveillance time.
  • 11. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Vaccine Efficacy Overall and by Subgroups Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Efficacy End Point Subgroup BNT162b2 (N=18,198) Placebo (N=18,325) Vaccine Efficacy, % (95% CI)† No. of Cases Surveillance time (No. at Risk)* No. of Cases Surveillance time (No. at Risk)* Overall 8 2.214 (17,411) 162 2.222 (17,511) 95.0 (90.0–97.9) Age group 16 to 55 years 5 1.234 (9,897) 114 1.239 (9,955) 95.6 (89.4–98.6) >55 years 3 0.980 (7,500) 48 0.983 (7,543) 93.7 (80.6–98.8) ≥65 years 1 0.508 (3,848) 19 0.511 (3,880) 94.7 (66.7–99.9) ≥75 years 0 0.102 (774) 5 0.106 (785) 100.0 (−13.1–100.0) Sex Male 3 1.124 (8,875) 81 1.108 (8762) 96.4 (88.9–99.3) Female 5 1.090 (8,536) 81 1.114 (8,749) 93.7 (84.7–98.0) * The surveillance time is the total time in 1000 person-years for the given end point across all participants within each group at risk for the end point. † The confidence interval (CI) for vaccine efficacy is derived according to the Clopper–Pearson method, adjusted for surveillance time.
  • 12. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Participants with Covid-19 After Second Dose *Covid-19 at Least 7 Days after Second Dose of BNT162b Vaccine or Placebo Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 8 162 0 50 100 150 200 BNT162b2 Vaccine Placebo Symptomatic Covid-19 Infection Vaccine Efficacy 95.0% *Participants who had no evidence of existing or prior SARS-CoV-2 infection.
  • 13. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Participants with Covid-19 After First Dose Covid-19 After First Dose of BNT162b Vaccine or Placebo Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 50 1 275 9 0 50 100 150 200 250 300 Symptomactic Covid-19 Severe Covid-19 Number of Participants BNT162b2 Vaccine Placebo
  • 14. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Vaccine Efficacy by Age Groups Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 5 3 1 0 114 48 19 5 0 25 50 75 100 125 16-55 Years >55 Years ≥65 Years ≥75 Years Participants with Symptomatic Covid-19 Age Group BNT162b-2 Vaccine Placebo
  • 15. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Covid-19 During Study, Modified Intention-to-Treat Analysis Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 172 21 82 9 2 39 0 50 100 150 200 250 ≥7 Days after Dose 2 Dose 2 to 7 Days after Dose 2 After Dose 1 to before Dose 2 Participants with Symptomatic Covid-19 BNT162b2 Vaccine Placebo
  • 16. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Vaccine Efficacy Throughout Study, Modified-Intention-to-Treat Analysis Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. 94.8 90.5 52.4 0 20 40 60 80 100 ≥7 Days after Dose 2 Dose 2 to 7 Days after Dose 2 After Dose 1 to before Dose 2 Vaccine Efficacy (%)
  • 17. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Local and Systemic Reactions Reported with 7 Days of Injection Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Event BNT162b2 Placebo BNT162b2 Placebo Age 16-55 years Age 16-55 years Age > 55 years Age > 55 years Pain at injection site <7 days After first dose 83% 14% 71% 9% After second dose 78% 12% 66% 8% Fatigue After first dose 47% 33% 34% 23% After second dose 59% 23% 51% 17% Headache After first dose 42% 34% 25% 18% After second dose 52% 24% 39% 14% Fever (≥38°C) After first dose 4% 1% 1% 0% After second dose 16% 0% 11% 0% Use of antipyretic or analgesic After first dose 28% 14% 20% 12% After second dose 45% 13% 38% 10%
  • 18. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Results: Adverse Events Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Adverse Event BNT162b2 (Na=21621) Placebo (Nb=21631) Nb (%) Nb (%) Any Event 5770 (26.7) 2638 (12.2) Relatedc 4484 (20.7) 1095 (5.1) Severe 240 (1.1) 139 (0.6) Life-threatening 21 (0.1) 24 (0.1) Any serious adverse event 126 (0.6) 111 (0.5) Relatedc 4 (0.0) 0 Severe 71 (0.3) 68 (0.3) Life-threatening 21 (0.1) 23 (0.1) Any adverse event leading to withdrawal 37 (0.2) 30 (0.1) Relatedc 16 (0.1) 9 (0.0) Severe 13 (0.1) 9 (0.0) Life-threatening 3 (0.0) 6 (0.0) Death 2 (0.0) 4 (0.0) aN = number of participants in the specified group. This value is the denominator for the percentage calculations. bN = number of participants reporting ≥1 occurrence of the specified event category. For ‘any event’, n = the number of participants reporting ≥1 occurrence of any event. c Assessed by the investigator as related to investigational product.
  • 19. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Outcomes Vaccine Efficacy Overall and by Subgroup Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Efficacy End Point Subgroup BNT162b2 (N=18,198) Placebo (N=18,325) Vaccine Efficacy, % (95% CI)† No. of Cases Surveillance time (No. at Risk)* No. of Cases Surveillance time (No. at Risk)* Race or ethnic group‡ White 7 1.889 (14,504) 146 1.903 (14,670) 95.2 (89.8–98.1) Black or African American 0 0.165 (1,502) 7 0.164 (1,486) 100.0 (31.2–100.0) All others 1 0.160 (1,405) 9 0.155 (1,355) 89.3 (22.6–99.8) Hispanic or Latinx 3 0.605 (4,764) 53 0.600 (4,746) 94.4 (82.7–98.9) Non-Hispanic, non-Latinx 5 1.596 (12,548) 109 1.608 (12,661 95.4 (88.9–98.5) Country Argentina 1 0.351 (2,545) 35 0.346 (2,521 97.2 (83.3–99.9) Brazil 1 0.119 (1,129 8 0.117 (1,121) 87.7 (8.1–99.7) United States 6 1.732 (13,359) 119 1.747 (13,506) 94.9 (88.6–98.2) * The surveillance time is the total time in 1000 person-years for the given end point across all participants within each group at risk for the end point. † The confidence interval (CI) for vaccine efficacy is derived according to the Clopper–Pearson method, adjusted for surveillance time. ‡ Race or ethnic group was reported by the participants. “All others” included the following categories: American Indian or Alaska Native, Asian, Native Hawaiian or other Pacific Islander, multiracial, and not reported.
  • 20. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Additional notes Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. • The cumulative incidence of Covid-19 cases over time among placebo and vaccine recipients begins to diverge by 12 days after the first dose, 7 days after the estimated median viral incubation period of 5 days • In the interval between the first and second doses, the observed vaccine efficacy against Covid-19 was 52% - Some protection occurs as soon as 12 days after first dose • Of the 10 cases of severe Covid-19 disease, only 1 was in vaccine group - Provides preliminary evidence of vaccine-mediated protection against severe disease - Provides preliminary evidence to alleviate concerns over vaccine-mediated disease enhancement
  • 21. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Study Limitations Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. • Median follow-up time of 2 months after the second dose limits probability of detecting less common adverse events reliably • Assessment of long-term vaccine safety and efficacy cannot be conducted in the context of maintaining a placebo group for the planned follow-up period of 2 years after the second dose • Study did not address whether vaccine prevents: - Asymptomatic Covid-19 infection - Covid-19 in younger adolescents, children, pregnant women, and immunocompromised individuals
  • 22. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine Authors’ Conclusions Source: Polack FP, et al. N Engl J Med. 2020;383:2603-15. Conclusions: “A two-dose regimen of BNT162b2 conferred 95% protection against Covid-19 in persons 16 years of age or older. Safety over a median of 2 months was similar to that of other viral vaccines.”
  • 23. Efficacy and Safety of mRNA-1273 SARS-CoV-2 Vaccine COVE Study Published Data —Randomized, placebo-controlled, observer-blinded trial Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389
  • 24. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Background Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 • mRNA-1273 is a lipid-nanoparticle (LNP)-encapsulated mRNA vaccine expressing the prefusion-stabilized spike glycoprotein
  • 25. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Study Design Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Study Design • Background: Phase 3 randomized, placebo-controlled, observer-blinded, mRNA-1273 COVID-19 vaccine safety and efficacy trial between July 27 and October 23, 2020 in the United States • Inclusion Criteria (n = 30,420) - Age ≥18 years - At locations or circumstances putting the participant at an appreciable risk of SARS-CoV-2 infection and/or high risk of severe Covid-19 • Exclusion Criteria - Known history of SARS-CoV-2 infection - Pregnant or breastfeeding - Immunosuppressive or immunodeficient state, asplenia, recurrent severe infections • Primary Endpoints - Solicited and unsolicited local and systemic adverse events - Prevention of symptomatic Covid-19 at least 14 days after the second injection • Secondary Endpoints - Prevention of severe Covid-19 - Efficacy of vaccine at preventing Covid-19 after a single dose • Follow-up Time period: median follow-up duration ≥2 months after completing two-dose regimen
  • 26. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Study Design Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Risk factors for Severe Covid-19 Illness Participants who were younger than 65 years of age were categorized as at risk for severe Covid-19 illness if they had at least one of the following: • Chronic lung disease or moderate to severe asthma • Significant cardiac disease • Severe obesity (body mass index ≥40 kg/m2 ) • Diabetes • Liver disease • HIV infection
  • 27. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Study Design Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 mRNA-1273 100 μg (0.5 mL), 2 IM doses, 28 days apart (n = 15,181) Saline placebo, 2 IM doses, 28 days apart (n = 15,170) or Study Participant Groups
  • 28. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Baseline Characteristics: Gender Distribution for ALL Participants Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 52.7% 47.3% Male Female
  • 29. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Baseline Characteristics: Age Distribution for ALL Participants 24.8% 58.6% 16.7% Age ≥65 Years Age <65 Years, not at risk for severe COVID-19 Age <65 Years, at risk for severe COVID-19
  • 30. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Baseline Characteristics, by Group Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Baseline Characteristics Placebo (N=15,170) mRNA-1273 (N=15,181) Sex — no. of participants (%) Male 8,062 (53.1) 7,923 (52.2) Female 7,108 (46.9) 7,258 (47.8) Mean age (range) — years 51.3 (18–95) 51.4 (18–95) Age category and risk for severe Covid-19 — no. (%) 18 to <65 years, not at risk 8,886 (58.6) 8,888 (58.5) 18 to <65 years, at risk 2,535 (16.7) 2,530 (16.7) ≥65 years 3,749 (24.7) 3,763 (24.8) Risk factor for severe Covid-19 — no. of participants (%) Chronic lung disease 744 (4.9) 710 (4.7) Significant cardiac disease 744 (4.9) 752 (5.0) Severe obesity 1,021 (6.7) 1,025 (6.8) Diabetes 1,440 (9.5) 1,4 1,435 (9.5) Liver disease 96 (0.6) 10 100 (0.7) HIV infection 87 (0.6) 92 (0.6) BMI, mean ± SD 29.3± 6.7 29.3±6.9
  • 31. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Baseline Characteristics, by Group Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Baseline Characteristics Placebo (N=15,170) mRNA-1273 (N=15,181) Hispanic or Latino ethnicity — no. of participants (%)‡ Hispanic or Latino 3,114 (20.5) 3,121 (20.6) Not Hispanic or Latino 11,917 (78.6) 11,918 (78.5) Not reported and unknown 139 (0.9) 142 (0.9) Race or ethnic group — no. of participants (%)‡ White 11,995 (79.1) 12,029 (79.2) Black or African American 1,527 (10.1) 1,563 (10.3) Asian 731 (4.8) 651 (4.3) American Indian or Alaska Native 121 (0.8) 112 (0.7) Native Hawaiian or other Pacific Islander 32 (0.2) 35 (0.2) Multiracial 321 (2.1) 315 (2.1) Other 316 (2.1) 321 (2.1) Not reported and unknown 127 (0.8) 155 (1.0) ‡ Race or ethnic group was reported by the participant. Participants could be included in more than one category.
  • 32. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Baseline Characteristics, by Group Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Baseline Characteristics Placebo (N=15,170) mRNA-1273 (N=15,181) Baseline SARS-CoV-2 status — no. of participants (%)§ Negative 14,598 (96.2) 14,550 (95.8) Positive 337 (2.2) 343 (2.3) Missing data 235 (1.5) 288 (1.9) Baseline RT-PCR test — no. of participants (%) Negative 14,923 (98.4) 14,917 (98.3) Positive 95 (0.6) 87 (0.6) Missing data 152 (1.0) 177 (1.2) Baseline binding antibody anti–SARS-CoV-2 assay — no. of participants (%) Negative 14,726 (97.1) 14,690 (96.8) Positive 303 (2.0) 305 (2.0) Missing data 141 (0.9) 186 (1.2) §Baseline SARS-CoV-2 status was positive if there was immunologic or virologic evidence of previous illness with Covid-19, as defined by a positive RT-PCR test or a positive binding antibody against SARS-CoV-2 at day 1.
  • 33. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Vaccine Efficacy Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 11 0 185 30 0 50 100 150 200 250 Symptomactic Covid-19 Severe Covid-19 Number of Participants mRNA-1273 Vaccine Placebo Vaccine Efficacy 94.1%
  • 34. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Incidence Rate and Vaccine Efficacy, Based on Type of Analysis Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 3.3 5.6 56.5 79.8 0 20 40 60 80 100 120 Per-Protocol Analysis Modified Intention-to-Treat Analysis Incidence Rate per 1,000 Person-Years mRNA-1273 Vaccine Placebo Vaccine Efficacy 94.1% Vaccine Efficacy 93.0%
  • 35. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Incidence Rate and Vaccine Efficacy, Based on Age Group Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 7 4 156 29 0 50 100 150 200 ≥18 to <65 Years ≥65 Years Participants with Symptomatic Covid-19 Age Group mRNA-1273 Vaccine Placebo Vaccine Efficacy 95.6% Vaccine Efficacy 86.4%
  • 36. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Vaccine Efficacy During Study, Modified Intention-to-Treat Analysis Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 204 19 35 11 12 0 2 5 0 50 100 150 200 250 Starting 14 Days after Dose 2 Dose 2 to 14 Days after Dose 2 14 Days after Dose 1 to Dose 2 Randomization to 14 Days after Dose 1 Participants with Symptomatic Covid-19 mRNA-1273 Vaccine Placebo
  • 37. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Vaccine Efficacy Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Endpoint Placebo (N=14,073) mRNA-1273 (N=14,073) Vaccine Efficacy* Cases of Symptomatic Covid-19 Number (95% CI) 185 11 94.1% (89.3-96.8, p<.001) Incidence per1000 person-years (95% CI) 56.5 (48.7-65.3) 3.3 (1.7 to 6.0) Secondary end point Cases of severe Covid-19, n 30 0 100% *Vaccine efficacy defined as 1 minus the hazard ratio (mRNA vs placebo)
  • 38. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Vaccine Efficacy– Subgroup analysis Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Subgroup Placebo (N=14,073) no. of events/total no. mRNA-1273 (N=14,134) no. of events/total no. Vaccine efficacy (95% CI) All patients 185/14,073 11/14,134 94.1 (89.3–96.8) Age ≥18 to <65 years 156/10,521 7/10,551 95.6 (90.6–97.9) >65 years 29/3552 4/3583 86.4 (61.4–95.2) Age, risk for severe Covid-19 18 to <65 years, not at risk 121/8403 5/8396 95.9 (90.0–98.3) 18 to <65 years, at risk 35/2118 2/2155 94.4 (76.9–98.7 ≥65 years 29/3552 4/3583 86.4 (61.4–95.2) Sex Male 87/7462 4/7366 95.4 (87.4–98.3) Female 98/6611 7/6768 93.1 (85.2–96.8) At risk for severe Covid-19 Yes 43/3167 4/3206 90.9 (74.7–96.7) No 142/10,906 7/10,928 95.1 (89.6–97.7) Race and ethnic group White 144/8916 10/9023 93.2 (87.1–96.4) Communities of color 41/5132 1/5088 97.5 (82.2–99.7)
  • 39. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Injection-Site Adverse Events Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 84.2 88.6 19.8 18.8 0 20 40 60 80 100 After First Dose After Second Dose Participants (%) Adverse Events at Injection-Site mRNA-1273 Vaccine Placebo
  • 40. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Safety, Localized Adverse Events (1) Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Localized Adverse Events Grade 1 Grade 2 Grade 3 Any local adverse event, % Placebo, dose 1 18.7 0.5 0.5 Placebo, dose 2 17.7 0.6 0.5 mRNA-1273, dose 1 70.8 9.9 3.5 mRNA-1273, dose 2 59.8 21.9 7.0 Pain Placebo, dose 1 16.8 0.4 0.4 Placebo, dose 2 16.3 0.4 0.3 mRNA-1273, dose 1 72.5 8.5 2.7 mRNA-1273, dose 2 64.7 19.4 4.1 Erythema Placebo, dose 1 0.3 <0.1 <0.1 Placebo, dose 2 0.3 <0.1 0.1 mRNA-1273, dose 1 1.8 0.8 0.3 mRNA-1273, dose 2 3.0 3.6 2.0
  • 41. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Safety, Localized Adverse Events (2) Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Localized Adverse Events Grade 1 Grade 2 Grade 3 Swelling Placebo, dose 1 0.3 <0.1 <0.1 Placebo, dose 2 0.2 <0.1 <0.1 mRNA-1273, dose 1 4.0 1.6 0.5 mRNA-1273, dose 2 6.1 4.4 1.7 Lymphadenopathy Placebo, dose 1 4.4 0.2 0.2 Placebo, dose 2 3.6 0.2 0.1 mRNA-1273, dose 1 9.2 0.7 0.3 mRNA-1273, dose 2 11.8 1.9 0.5
  • 42. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Systemic Adverse Events Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 54.9 79.4 42.2 36.5 0 20 40 60 80 100 After First Dose After Second Dose Participants (%) Systemic Adverse Events mRNA-1273 Vaccine Placebo
  • 43. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Safety: Systemic Adverse Events (1) Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Systemic Adverse Events Grade 1 Grade 2 Grade 3 Any systemic adverse event, % participants Placebo, dose 1 28.7 11.5 2.0 Placebo, dose 2 24.2 10.4 1.9 mRNA-1273, dose 1 35.4 16.5 2.9 mRNA-1273, dose 2 25.4 38.1 15.8 Fever Placebo, dose 1 0.2 <0.1 <0.1 Placebo, dose 2 0.2 <0.1 <0.1 mRNA-1273, dose 1 0.5 0.2 <0.1 mRNA-1273, dose 2 9.3 4.8 1.4 Headache Placebo, dose 1 21.8 3.5 1.3 Placebo, dose 2 18.8 3.5 1.1 mRNA-1273, dose 1 26.1 4.8 1.8 mRNA-1273, dose 2 32.7 21.4 4.5
  • 44. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Safety: Systemic Adverse Events (2) Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Systemic Adverse Events Grade 1 Grade 2 Grade 3 Fatigue Placebo, dose 1 17.9 8.7 0.7 Placebo, dose 2 15.0 7.7 0.7 mRNA-1273, dose 1 23.7 12.4 1.0 mRNA-1273, dose 2 23.4 32.2 9.7 Myalgia Placebo, dose 1 10.3 3.0 0.3 Placebo, dose 2 8.9 3.1 0.4 mRNA-1273, dose 1 16.1 6.0 0.6 mRNA-1273, dose 2 22.1 26.9 9.0 Arthralgia Placebo, dose 1 8.9 2.7 0.2 Placebo, dose 2 7.8 2.6 0.3 mRNA-1273, dose 1 12.2 4.0 0.4 mRNA-1273, dose 2 19.1 18.5 5.2
  • 45. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine Safety: Systemic Adverse Events (3) Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Systemic Adverse Events Grade 1 Grade 2 Grade 3 Nausea or vomiting Placebo, dose 1 5.9 1.1 <0.1 Placebo, dose 2 5.2 1.1 <0.1 mRNA-1273, dose 1 6.9 1.3 <0.1 mRNA-1273, dose 2 14.2 4.6 0.1 Chills Placebo, dose 1 4.7 1.0 <0.1 Placebo, dose 2 4.3 1.1 0.1 mRNA-1273, dose 1 6.2 1.9 0.2 mRNA-1273, dose 2 19.8 23.1 1.3
  • 46. Efficacy and Safety of the mRNA-1273 SARS-CoV-2 Vaccine: Additional notes Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 • Fewer occurrences of symptomatic SARS-CoV-2 infection were noted after a singe dose of mRNA-1273, though the trial was not designed to evaluate the efficacy of a single dose • The magnitude of mRNA-1273 vaccine efficacy at preventing symptomatic SARS-CoV-2 infection is higher than the efficacy observed for vaccines for respiratory viruses (e.g. 59% efficacy seen for inactivated influenza vaccine) • No evidence in the short term of enhanced respiratory disease after infection
  • 47. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine: Limitations Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 • Short duration of safety and efficacy follow-up • Lack of an identified correlate of protection • Insufficient data to assess the incidence of asymptomatic or subclinical infection and viral shedding after infection • Pregnant women and children were excluded from this trial
  • 48. Safety and Efficacy of the BNT162b2 mRNA Covid-19 Vaccine: Authors’ Conclusions Source: Baden LR, et al. N Engl J Med. 2020 Dec 30. DOI: 10.1056/NEJMoa2035389 Conclusions: “The mRNA-1273 vaccine showed 94.1% efficacy at preventing Covid-19 illness, including severe disease. Aside from transient local and systemic reactions, no safety concerns were identified.”