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HITECH and Meaningful Use:

The Impact on the Future of Healthcare
       Technology Management




  Amy Walker MS, RN, CPHQ, FACHE, NEA-BC
           CEO OptimizeIT Consulting
            Healthcare IT Strategist
   Past Member HIMSS Public Policy Committee
What We Will Cover…..

  • Relate the components of The HITECH Act and
    Meaningful Use to health management technology

  • Identify whether existing systems meet requirements

  • Communicate technology needs and request feedback
    from end users for a smooth transition

  • Implement best practices to move people and systems
    forward under these new requirements


                                                      2
The Foundation


                  Your EcoSystem
      Vision , Mission, and Strategic Goals

                      Communication
           New Clinical Informatics Initiatives
                   Clinical Informatics
                 Healthcare Operations

                      Communication



                   Information Technology

                                                  3
Leading from good to great does not mean coming
up with the answers and then motivating everyone
to follow your messianic vision. It means having the
   humility to grasp the fact that you do not yet
 understand enough to have all of the answers and
then to ask the questions that will lead to the best
                 possible insights.


                            (Jim Collins, Good to Great)
Your mind is like a parachute-

  It only works when open


                                 5
What This Presentation Is
Not About


 The thoughtless application of IT, for slash and
         burn downsizing, restructuring,
               and outsourcing.




                                                6
A quick trip down memory lane …


     • President Bush’s goal in 2004
        “… an Electronic Health Record for
        every American by the year 2014. By
        computerizing health records, we can
        avoid dangerous medical mistakes,
        reduce costs, and improve care.”

                      - State of the Union address,
                                      Jan. 20, 2004

     • Executive order established the Office of the National
       Coordinator for Health Information Technology (ONCHIT)
       as part of the Dept of Health & Human Services (HHS)
        – Dr. David Brailer appointed the first National Coordinator
                                                                       7
7
HITECH Act? hmm, sounds familiar…



  • Signed into law February 2009
    as part of ARRA
  • Goal
     – 90% of U.S. physicians and 70% of
       hospitals using EHR by 2019
  • How?
     – Provide $19 Billion to doctors and
       hospitals through DHS to
       implement EHR by 2011
ARRA
•   HITECH Care              • Comparativeness
•   Care Coordination          Effectiveness
•   Disease Management       • Meaningful Use
•   Value-based Purchasing   • Public Reporting and
•   Bundled Payment            Accountability
•   Medical Home             • Reward Top Performers
                             • Penalize Bottom
                               Performers


                                                   9
ARRA EHR Adoption –Incentive Requirements


•   To encourage broad adoption of EHRs, ARRA offers
    reimbursement to eligible providers/hospitals who meet
    two requirements:
    – Acquire a certified EHR product or service
    – Demonstrate that the organization or provider are using that
       product/service “meaningfully”


•   ARRA creates HIT Policy and HIT Standards Committees
    which must recommend:
    – Criteria for certifying EHR products
    – Criteria for demonstrating that an applicant is using the EHR
       meaningfully

                                                                      10
Why are We Here?


                           • 2011
                           • 2013
                           • 2015


     • Improve quality, safety, efficiency, and reduce health
       disparities
     • Engage patients and families in their health care
     • Improve care coordination
     • Improve population and public health
     • All the while maintaining privacy and security
HITECH Framework for MU of EHRs




                                  Taken from: Blumenthal, D.
                                    “Launching HITECH,” posted
                                    by the NEJM on 12-30-2009.




                                                           12
12
MU Measures Quality Measures
     VTE - 1 VTE Prophylaxis within 24 hours of   Stroke - 2 Ischemic Stroke - Discharge on
             arrival                                         Antithrombotics
     VTE - 2 VTE Prophylaxis within 24 hours of   Stroke - 3 Ischemic Stroke - Anticoagulation for
             arrival to ICU                                  A-Fib/Flutter

     VTE -3 VTE Diagnosis - Anticoagulation       Stroke - 4 Ischemic Stroke - Thrombolytic
            Overlap Therapy                                  therapy for patients arriving within 2
                                                             hours of symptom onset
     VTE -4 VTE - Platelet Monitoring on          Stroke - 5 Ischemic or Hemorrhagic Stroke -
             unfractionated Heparin                          Antithrombotic therapy by day 2
     VTE - 5 VTE - Discharge Instructions         Stroke - 6 Ischemic Stroke - Discharge on
                                                             Statins
     VTE - 6 VTE - Incidence of potentially       Stroke - 8 Ischemic or Hemorrhagic Stroke –
             preventable VTE                                 Education
     ED - 1 ED throughput-arrival to departure     Stroke - Ischemic or Hemorrhagic Stroke -
             for admitted patients                    10     Rehabilitation Assessment
     ED – 2 ED throughput - Admit decision time
            to ED departure time for admitted
            patients.


13
                                                                                                      13
1

2

3

4

5
6

7




8


9
HITECH Incentives for Hospitals – Medicare
        Example
            Four Year CMS Health IT Incentive Payment Scenarios:
 Example Numbers                              If the first qualifying year is:
            (millions)          2011   2012       2013            2014           2015   2016
                         2011   $20     $0          $0              $0            $0      $0
     Maximum             2012   $15    $20          $0              $0            $0      $0
     Medicare
     health IT           2013   $10    $15         $20              $0            $0      $0
     incentive           2014    $5    $10         $15             $15            $0      $0
     payment
     for this            2015    $0     $5         $10             $10           $10      $0
     year is:            2016    $0     $0          $5              $5            $5      $0
                         2017    $0     $0          $0              $0            $0      $0
                                                                                        Penalties
 Total of Maximum over 4, 3,
                                                                                         begin
 or 2 Years' Medicare Health    $50    $50         $50             $30           $15
    IT Incentive Payments
                                100%   100%        100%             60%          30%


                                                                                                    15
15
Current State for EMR Adoption in Home Health


 • Over 80% use telemonitoring devices – from lo tech to hi tech

 • EMR Technology Levels* (2007 survey data)
      – 43% use EMR systems with following functionality
           •   Patient demographics                             95%
           •   Point of care clinical documentation             29%
           •   Clinical notes                                   34%
           •   Clinical decision support                        23%
           •   Record MD orders                                 50%
      – 31% in process


 Resnick, H.E., and Alwan, M. (2010). Use of health information technology in home health and
    hospice agencies: United States, 2007. Journal of the American Medical Informatics
    Association 17(4):389-395.
What Does It Mean?


• Increased reliance on IT

• Greater need for informatics professionals

• SWOT analysis should come sooner rather than later

• Suddenly, certifications matters more than ever

• More governance / new regulatory and reimbursement
  guidelines
Leveraging best practices to move
      and systems forward



                                    18
Healthcare
               Reform




             Patient Care   Meaningful
  Care
                              Use of
Providers   Advancements    Technology




                Clinical
              Engineering
Goals of Healthcare Reform

• Improve quality, cut costs
    – Accountable Care Organizations
•   Larger insurance footprint
•   Not predetermined
•   Focus on value
•   Shift to outpatient care
•   Data driven problem solving
•   Refocus on fraud
•   Growing information technology footprint

                                               21
•   Medicare                         •   Health
                       Accountable                          Insurance
                       Care                                 Exchanges
                       Organizations     • Medicare         (electronic
                   •   Medicare Value-     Bundle           eligibility)
                       based               Payment      •   Reduced
•   Proposed CMO       Purchasing                           Medicare
                   •   Reduced             Pilot            Payments for   • Medicare
    ACO rules                            • ICD-10
                       Medicare                             Hospital       Expenditures
    published          Payments for        Conversion       acquired       Capped
                       Hospital                             Infections
                       Readmissions                         (HAI)




    2011               2012               2013          2014               2015

                        • Meaningful                    • Meaningful • Medicare
                                                                       payment
                          Use Stage 2                     Use Stage 3
                                                                       adjustment
                        • Advanced                        Improved     begins for
                          Clinical                        Outcomes     non
                          Process                                           meaningful
                                                                            users of IT
                                                                                  22
Accelerating Health Care Value


   “Readiness for change is one of the hardest
   problems we face”, Paul Tang, HIT Policy Committee vice chair and Palo
   Alto Medical Foundation vice president and chief medical information officer.



   “To realize our vision, we must foster a
   pervasive culture of innovation”, Douglas D. French, former
   Ascension Health president and chief executive officer.




                                                                                   23
Your EcoSystem
Vision , Mission, and Strategic Goals

                Communication
     New Clinical Informatics Initiatives
             Clinical Informatics
             Clinical Operations

                Communication



             Information Technology

                                            24
Health IT Strategic Framework




                                    Transfor-   Innovation
                                     mation
                                                  Engine



                                        Information
                                         Technology




   A learning health system is patient centered and uses information to continuously
            improve health and healthcare of individuals and the population

                                                                                       25
Meaningful Healthcare Reform A Journey
                                                   Industrial Strength
                                               LEADERSHIP & MANAGEMENT

                                   • Complete an enterprise assessment of the
                                   organizational readiness to reform

 Enterprise                        • Evaluate the present situation, identify
                      Clinical &   recommendations, and best practices to optimize the
Commitment           Operational   future state
    and               Leaders
Accountability                     • Identify obstacles, challenges, sources of issues, and
                                   needed changes

                                   • Identify indicators of healthcare reform and
                                   changes in order to maximize operational
         Communication             performance
         Transformational
            Readiness              • Create and heavily emphasize an EFFECTIVE &
                                   INNOVATIVE change management and
                                   communication plan

                                   • Create a practical benefits realization plan
  26
Healthcare
               Reform




             Patient Care   Meaningful
  Care
                              Use of
Providers   Advancements    Technology




                Clinical
              Engineering
Certified EHR Technology

 • Office of the National Coordinator for Health
   Information Technology has approved two entities as
   able to review and certify EHRs
    – Certification Commission for Health Information
      Technology (CCHIT)
    – Drummond Group Inc.

 • Unless your current system is homegrown, piecemeal
   or older, your EHR vendor is likely already pursuing
   certification
       • (and/or trying to sell you a new or upgraded system – which they
         promise will be certifiable)
Aurora Health Care HITECH Gap Analysis

     Look at each MU Criteria (and Gap) in 3 ways:
     1. Technology – do you need software installed?
     2. Adoption – do you have the required adoption?
     3. Ability to Measure – can you measure?


         Use these same categories in the
         Work Plan for tracking




                                                        29
29
Aurora Health Care MU Dashboard




                                          30
                                  Slide #30
Aurora Health Care Project Tracking Tool




                                     Slide #31
HIPAA
Privacy and Security




                       32
Today’s Privacy and Security Environment
 Covered Entities

                                                                                                                Physician
                                                                                                                Portal

 Medical Homes
                                                            Personal
                                         Primary Care      Healthcare
                                          Physician         Records
                                                                           Medical Log
                                                                                                               Exercise Log
                   Laboratories

 Medical Homes


                                                                                                         Accountable Care
                                                         Patient
                                                                                                          Organizations
                                  EMR                                                Outpatient Care



Medical Homes
                                                        Social Worker                                      Wellness Centers


                 Pharmacy
                                                                               Medical Records
                                        Emergency
                                                                   Payer                         Clinical Image Records
Increase in HIPAA Penalties



  Under the ARRA:

  All such violations of an identical provision in a calendar year
  (A) Did Not Know ............................................. $100 $50,000   $1,500,000
  (B) Reasonable Cause ..................................... 1,000    50,000    1,500,000
  (C) Willful Neglect—Corrected ........................ 10,000       50,000    1,500,000
  (C) Willful Neglect—Not Corrected .................. 50,000                   1,500,000




                                                                                             34
A Sample of Questions for HIPAA-Security Assessment


  • What is our single vulnerability from a technology or security
    point of view?
  • How vulnerable are we to attack on confidentiality, integrity,
    and availability of our data and systems?
  • What is the assessment of physical security controls at each of
    our sites (data center, home office, field offices, and other
    sites?
  • How prepared are our incident response plans?
  • Have we protected our company in contracts with vendors?
  • Do we understand what PHI we produce, capture, store,
    transport, and destroy?

                                                                 35
Standards and Interoperability




                                 36
HITECH Drives US Standards Efforts


 • Goal: Transform healthcare through the
   meaningful use of health data
 • Data capture data sharing advanced clinical
   processes

    Improved Outcomes

 • Requires organized structuring and effective use
   of information to support decision making

                                                      37
Need for Health Data Standards


• Standards are foundational to development,
  implementation and exchange of EHRs
• Clinicians need ubiquitous access to health
  information to provide optimal care
• Providers, payers and public health entities must
  exchange health information between
  departments, across organizations and agencies
• Consumers need assurance that caregivers have
  seamless access to correct information

                                                      38
What are Data Standards?



  They are standards
  having to do with the
  structure and content
  of health information


 Data + Context + Structure   Information

 Information + Rules + Analysis   Knowledge

                                            39
ONC Standards and Interoperability Framework




                                   Standards                                        Pilot Demonstration
                                  Development                                             Projects




    Use Case Development
                                Harmonization of            Implementation              Reference                 Certification
        and Functional
                                 Core Concepts               Specifications           Implementation              and Testing
        Requirements




                                                       Tools and Services
             (Use Case Development, Harmonization Tools, Vocabulary Browser, Value Set Repository, Testing Scripts, etc)




4
ICD-10




         41
ICD-10 Compliance Impact


• International Classification of Disease 10th Revision
   • federally mandated by October 1, 2013 for all providers
   • more flexible code set expands for new procedures, diagnoses and
     technologies
   • greater specificity translates to improved quality measurements and patient
     safety standards
• Impact to include:
   •   Coding Medical Records/Health Information Management
   •   Registration/Scheduling
   •   Encounter Forms/Charge Tickets
   •   Clinical Documentation
   –   Information Systems; including EHR’s
            …the entire Revenue Cycle

                                                                            42
Home Health




              43
Home Health Today

3.3 million seniors receiving care on any given day – over 14 million
   per year*
• Over 10,000 agencies – coverage in every state
• Approx 1 million clinicians; multidisciplinary
• Most provide specialty programs
   – Diabetes, Congestive Failure, COPD, Stroke
   – Patient centered, self management focus
• Many specialize in geriatrics
• Lowest cost/best outcomes in chronic care management for
  elderly**

                                 *Medicare Payment Advisory Commission. (2011)
                                 http://www.medpac.gov/documents/Mar11_EntireReport.pdf
Literature Shows

• Seniors do better at home for acute care on clinical
  outcomes, costs, satisfaction

• Transitioning elders from acute to home with teaching for self
  management and f/u more effective, low readmission rates

• Use of telemonitoring in home for CHF and cardiac patients
  w/PHR show optimal recovery and self management results.
Aging Demographics

 • 7000 Baby Boomers turning 65 yrs every day
 • 2011 Legislature targeting Medicare and
   Medicaid cuts
 • Current CMS spending and Baby-Boomer
   impact vs. national fiscal goal of deficit
   reductions
 • HH positioned to provide highest quality and
   best outcomes in care delivery for our elder
   population
                                                  46
Key Initiatives in ACA
(CBO est. 13.5b savings 2011-19 Sec 3021-3027)


   • CMI – Center for Medicare and Medicaid
     Innovation – launched November, 2010
   • Hospital at Home – for elderly
   • Care Transition Program Pilot
   • Readmissions Reduction Program
   • Accountable Care Org/Bundling Pilots
Healthcare
               Reform




             Patient Care   Meaningful
  Care
                              Use of
Providers   Advancements    Technology




                Clinical
              Engineering
Clinical Engineering


  The Clinical Engineering Department provides multiple services to ensure that
     the medical equipment needs for patients and staff are met. We provide
     services with accuracy and integrity.

      –   Provide installation, preventive maintenance
      –   Provide mandatory pre-use inspections
      –   Performs investigations
      –   Provides assistance in the disposal of medical equipment
      –   Provides for in-service training and support




                                                                             49
Perhaps Clinical Engineering Might Also Focus On


   • Identifying improvement opportunities
   • Participating in information technology and management
     strategy
   • Optimization in the use of devices
   • Rounding to ensure feedback and evaluation of device
     usage
   • Expert resource in care coordination: technologies,
     equipment and information flow
   • Expert resource in equipment, process, and information
     flow for meaningful use, and
   • Expert resource for teams defining information technology
     management

                                                             50
It’s Not What We Don’t Know
  That Hurts, It’s What We
     Know That Isn't So




             Will Rogers (1879-1935)
“Systems Thinking is a discipline for seeing
       wholes, recognizing patterns and
       interrelationships, and learning
       how to structure those
       interrelationships in more
       effective, efficient ways.”


Planning for Quality the Systems Thinker
                              Senge, P., & Lannon-Kim, C., 1991
                                                                  52
Five Dysfunctions of a Team


•   Absence of Trust
•   Fear of Conflict
•   Lack of Commitment
•   Avoidance of Accountability
•   Inattention to Results
•   Identify the behaviors?
•   How do you know that these have been
    overcome?            The Five Dysfunctions of a Team: A Leadership Fable, San Francisco;
                         Jossey-Bass, 2002


                                                                                          53
Lean Incorporated into Our Teams


•   People first
•   Flexibility
•   Walking the Talk
•   Our colleagues are assets
•   Always provide value
•   Mentor and coach
•   Bridge organizational boundaries
•   Adjustments made as work flow indicates
•   Applies frontline feedback
                                              54
Listening Techniques

•   Clarify-get more information
•   Restate-check the meaning
•   Remain neutral-convey interest
•   Reflect-help them evaluate their feelings
•   Summarize-bring the discussion into focus




                                                55
Are the skills, knowledge, and experience of the
   actors well matched with the tasks they are
                  asked to perform?




                                               56
It is only after I have read, identified, and
 stimulated your needs that I will be able
      to energize our discussions while
  irresistibly presenting my ideas to you.
                        (Robert Mayer, How to Win Any Negotiation)
Power/Influence is the ability to get people to
perceive that a given behavior (or performance) is the
best action they can take in the service of their values.
Healthcare
               Reform




             Patient Care   Meaningful
  Care
                              Use of
Providers   Advancements    Technology




                Clinical
              Engineering
Care Providers

 •   At risk and accountable
 •   Will prepare for multiple reform outcomes
 •   Forge new partnerships
 •   Reliance on valid performance vs. faulty
 •   Increase in training
 •   Empowered to lead improvement
 •   Decrease in the size of the pie
 •   Increase in reliance in technology
 •   Driven by incentives and penalties

                                                 60
It Is Not The Strongest Who Survive, Or The Fastest.

   It Is The Ones Who Can Change the Quickest.


                                       Charles Darwin
Care Providers Must Simplify Communication


         • Payer to                                 • Patients as
           Employee                                   Consumers
         • Payer to
           Consumer
         • Payer to
           Employee
                          Interoper-   Meaningful
                           ability       Data




                         Adherence      Decision
                         Compliance     Support

         • Provider to                                 • Provider to Provider
           Consumer                                    • Specialty to
                                                         Specialty




                                                                                62
Communication Balancing Act


           This is What   This is What
             I Asked        I Heard




                                         63
Healthcare
               Reform




             Patient Care   Meaningful
  Care
                              Use of
Providers   Advancements    Technology




                Clinical
              Engineering
65
Accountable Care Organizations


  A concept that has the potential to revolutionize
    the way healthcare is delivered, experienced, and
    paid for in America.
     – Care coordination
     – Patient centered using to the full extent all health care
       professionals
     – Respects patient centeredness by respecting patient
       choice of provider and shared decision making
     – Positive patient experience

                                                              66
Medical Home


  Six medical home standards
    – Enhance access and continuity
    – Identify and manage patient populations
    – Plan and manage care
    – Provide self-care and community support
    – Track and coordinate care
    – Measure and improve performance
  • E-Visits

                                                67
Innovative Systems



                                                                                  The Vscan by GE, is a new
                                                                                  mobile device designed for
                                                                                  doctors who are making
                                                                                  house calls.




 FutureScan 2011: Healthcare Trends and Implications 2011 - 2016
 Society for Healthcare Strategy and Market Development / Health Administration Press January 2011

                                                                                                           68
Innovative Systems




                     AirStrip Technologies, has built its
                     revolutionary AppPoint™
                     software development platform
                     with a vision of securely sending
                     critical patient information
                     directly from hospital monitoring
                     systems, bedside devices, and
                     electronic health records to a
                     clinician's mobile device.


                                                       69
Further Impact to Information Systems



  • Zero tolerance for negative unintended consequences will be
    identified and resolved

  • Increased support to care coordination

  • Increased certification criteria based on measurable
    achievements

  • Mathematical and logical models will become the norm to
    support healthcare reform

                                                              70
Perhaps Clinical Engineering Might Needs to Focus On


  • Identifying improvement opportunities
  • Participating in Information technology and management
    strategy
  • Optimization in the use of devices
  • Rounding to ensure feedback and evaluation of device usage
  • Expert resource in care coordination: technologies,
    equipment and information flow
  • Expert resource in equipment, process, and information flow
    for meaningful use



                                                                  71
Perhaps Clinical Engineering Might Needs to Focus On


  • Identifying improvement opportunities
  • Participating in Information technology and management
    strategy
  • Optimization in the use of devices
  • Rounding to ensure feedback and evaluation of device usage
  • Expert resource in care coordination: technologies,
    equipment and information flow
  • Expert resource in equipment, process, and information flow
    for meaningful use



                                                                  72
Health IT Strategic Framework

                                                               Enterprise
                                                              Commitment
                                                                  and
                                                              Accountability

        Organizational
                                    Transfor-
         Readiness A                 mation
                                                Innovation
          Pervasive                               Engine
           Culture

                                        Information
                                         Technology




   A learning health system is patient centered and uses information to continuously
            improve health and healthcare of individuals and the population

                                                                                       73
Implement best practices to move people and systems
forward under these new requirements


•   Industrial strength leaders
•   Industrial strength organizations
•   Un-ending curiosity and fact finding
•   Ability to project what-if scenarios
•   Ability to simplify every process
•   Ability to act lean
•   Zero tolerance for waste

                                                  74
Closing Thought…




              We can build high performance
    t e a m s t h a t t o g e t h e r, d e t e r m i n e a n d
    implement the requirements for
    healthcare organizations that operate
    as innovation engines, transforming
    p e o p l e , t e c h n o l o g y, a n d p r o c e s s e s t o
    advance healthcare reform.

            We realize it begins with us.



                                                                     75
Thank you!

For more information, please contact:
awalker@optimizeitconsulting.com or
703-283-4678

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Amy Walker Aami %202011(7)

  • 1. HITECH and Meaningful Use: The Impact on the Future of Healthcare Technology Management Amy Walker MS, RN, CPHQ, FACHE, NEA-BC CEO OptimizeIT Consulting Healthcare IT Strategist Past Member HIMSS Public Policy Committee
  • 2. What We Will Cover….. • Relate the components of The HITECH Act and Meaningful Use to health management technology • Identify whether existing systems meet requirements • Communicate technology needs and request feedback from end users for a smooth transition • Implement best practices to move people and systems forward under these new requirements 2
  • 3. The Foundation Your EcoSystem Vision , Mission, and Strategic Goals Communication New Clinical Informatics Initiatives Clinical Informatics Healthcare Operations Communication Information Technology 3
  • 4. Leading from good to great does not mean coming up with the answers and then motivating everyone to follow your messianic vision. It means having the humility to grasp the fact that you do not yet understand enough to have all of the answers and then to ask the questions that will lead to the best possible insights. (Jim Collins, Good to Great)
  • 5. Your mind is like a parachute- It only works when open 5
  • 6. What This Presentation Is Not About The thoughtless application of IT, for slash and burn downsizing, restructuring, and outsourcing. 6
  • 7. A quick trip down memory lane … • President Bush’s goal in 2004 “… an Electronic Health Record for every American by the year 2014. By computerizing health records, we can avoid dangerous medical mistakes, reduce costs, and improve care.” - State of the Union address, Jan. 20, 2004 • Executive order established the Office of the National Coordinator for Health Information Technology (ONCHIT) as part of the Dept of Health & Human Services (HHS) – Dr. David Brailer appointed the first National Coordinator 7 7
  • 8. HITECH Act? hmm, sounds familiar… • Signed into law February 2009 as part of ARRA • Goal – 90% of U.S. physicians and 70% of hospitals using EHR by 2019 • How? – Provide $19 Billion to doctors and hospitals through DHS to implement EHR by 2011
  • 9. ARRA • HITECH Care • Comparativeness • Care Coordination Effectiveness • Disease Management • Meaningful Use • Value-based Purchasing • Public Reporting and • Bundled Payment Accountability • Medical Home • Reward Top Performers • Penalize Bottom Performers 9
  • 10. ARRA EHR Adoption –Incentive Requirements • To encourage broad adoption of EHRs, ARRA offers reimbursement to eligible providers/hospitals who meet two requirements: – Acquire a certified EHR product or service – Demonstrate that the organization or provider are using that product/service “meaningfully” • ARRA creates HIT Policy and HIT Standards Committees which must recommend: – Criteria for certifying EHR products – Criteria for demonstrating that an applicant is using the EHR meaningfully 10
  • 11. Why are We Here? • 2011 • 2013 • 2015 • Improve quality, safety, efficiency, and reduce health disparities • Engage patients and families in their health care • Improve care coordination • Improve population and public health • All the while maintaining privacy and security
  • 12. HITECH Framework for MU of EHRs Taken from: Blumenthal, D. “Launching HITECH,” posted by the NEJM on 12-30-2009. 12 12
  • 13. MU Measures Quality Measures VTE - 1 VTE Prophylaxis within 24 hours of Stroke - 2 Ischemic Stroke - Discharge on arrival Antithrombotics VTE - 2 VTE Prophylaxis within 24 hours of Stroke - 3 Ischemic Stroke - Anticoagulation for arrival to ICU A-Fib/Flutter VTE -3 VTE Diagnosis - Anticoagulation Stroke - 4 Ischemic Stroke - Thrombolytic Overlap Therapy therapy for patients arriving within 2 hours of symptom onset VTE -4 VTE - Platelet Monitoring on Stroke - 5 Ischemic or Hemorrhagic Stroke - unfractionated Heparin Antithrombotic therapy by day 2 VTE - 5 VTE - Discharge Instructions Stroke - 6 Ischemic Stroke - Discharge on Statins VTE - 6 VTE - Incidence of potentially Stroke - 8 Ischemic or Hemorrhagic Stroke – preventable VTE Education ED - 1 ED throughput-arrival to departure Stroke - Ischemic or Hemorrhagic Stroke - for admitted patients 10 Rehabilitation Assessment ED – 2 ED throughput - Admit decision time to ED departure time for admitted patients. 13 13
  • 15. HITECH Incentives for Hospitals – Medicare Example Four Year CMS Health IT Incentive Payment Scenarios: Example Numbers If the first qualifying year is: (millions) 2011 2012 2013 2014 2015 2016 2011 $20 $0 $0 $0 $0 $0 Maximum 2012 $15 $20 $0 $0 $0 $0 Medicare health IT 2013 $10 $15 $20 $0 $0 $0 incentive 2014 $5 $10 $15 $15 $0 $0 payment for this 2015 $0 $5 $10 $10 $10 $0 year is: 2016 $0 $0 $5 $5 $5 $0 2017 $0 $0 $0 $0 $0 $0 Penalties Total of Maximum over 4, 3, begin or 2 Years' Medicare Health $50 $50 $50 $30 $15 IT Incentive Payments 100% 100% 100% 60% 30% 15 15
  • 16. Current State for EMR Adoption in Home Health • Over 80% use telemonitoring devices – from lo tech to hi tech • EMR Technology Levels* (2007 survey data) – 43% use EMR systems with following functionality • Patient demographics 95% • Point of care clinical documentation 29% • Clinical notes 34% • Clinical decision support 23% • Record MD orders 50% – 31% in process Resnick, H.E., and Alwan, M. (2010). Use of health information technology in home health and hospice agencies: United States, 2007. Journal of the American Medical Informatics Association 17(4):389-395.
  • 17. What Does It Mean? • Increased reliance on IT • Greater need for informatics professionals • SWOT analysis should come sooner rather than later • Suddenly, certifications matters more than ever • More governance / new regulatory and reimbursement guidelines
  • 18. Leveraging best practices to move and systems forward 18
  • 19. Healthcare Reform Patient Care Meaningful Care Use of Providers Advancements Technology Clinical Engineering
  • 20.
  • 21. Goals of Healthcare Reform • Improve quality, cut costs – Accountable Care Organizations • Larger insurance footprint • Not predetermined • Focus on value • Shift to outpatient care • Data driven problem solving • Refocus on fraud • Growing information technology footprint 21
  • 22. Medicare • Health Accountable Insurance Care Exchanges Organizations • Medicare (electronic • Medicare Value- Bundle eligibility) based Payment • Reduced • Proposed CMO Purchasing Medicare • Reduced Pilot Payments for • Medicare ACO rules • ICD-10 Medicare Hospital Expenditures published Payments for Conversion acquired Capped Hospital Infections Readmissions (HAI) 2011 2012 2013 2014 2015 • Meaningful • Meaningful • Medicare payment Use Stage 2 Use Stage 3 adjustment • Advanced Improved begins for Clinical Outcomes non Process meaningful users of IT 22
  • 23. Accelerating Health Care Value “Readiness for change is one of the hardest problems we face”, Paul Tang, HIT Policy Committee vice chair and Palo Alto Medical Foundation vice president and chief medical information officer. “To realize our vision, we must foster a pervasive culture of innovation”, Douglas D. French, former Ascension Health president and chief executive officer. 23
  • 24. Your EcoSystem Vision , Mission, and Strategic Goals Communication New Clinical Informatics Initiatives Clinical Informatics Clinical Operations Communication Information Technology 24
  • 25. Health IT Strategic Framework Transfor- Innovation mation Engine Information Technology A learning health system is patient centered and uses information to continuously improve health and healthcare of individuals and the population 25
  • 26. Meaningful Healthcare Reform A Journey Industrial Strength LEADERSHIP & MANAGEMENT • Complete an enterprise assessment of the organizational readiness to reform Enterprise • Evaluate the present situation, identify Clinical & recommendations, and best practices to optimize the Commitment Operational future state and Leaders Accountability • Identify obstacles, challenges, sources of issues, and needed changes • Identify indicators of healthcare reform and changes in order to maximize operational Communication performance Transformational Readiness • Create and heavily emphasize an EFFECTIVE & INNOVATIVE change management and communication plan • Create a practical benefits realization plan 26
  • 27. Healthcare Reform Patient Care Meaningful Care Use of Providers Advancements Technology Clinical Engineering
  • 28. Certified EHR Technology • Office of the National Coordinator for Health Information Technology has approved two entities as able to review and certify EHRs – Certification Commission for Health Information Technology (CCHIT) – Drummond Group Inc. • Unless your current system is homegrown, piecemeal or older, your EHR vendor is likely already pursuing certification • (and/or trying to sell you a new or upgraded system – which they promise will be certifiable)
  • 29. Aurora Health Care HITECH Gap Analysis Look at each MU Criteria (and Gap) in 3 ways: 1. Technology – do you need software installed? 2. Adoption – do you have the required adoption? 3. Ability to Measure – can you measure? Use these same categories in the Work Plan for tracking 29 29
  • 30. Aurora Health Care MU Dashboard 30 Slide #30
  • 31. Aurora Health Care Project Tracking Tool Slide #31
  • 33. Today’s Privacy and Security Environment Covered Entities Physician Portal Medical Homes Personal Primary Care Healthcare Physician Records Medical Log Exercise Log Laboratories Medical Homes Accountable Care Patient Organizations EMR Outpatient Care Medical Homes Social Worker Wellness Centers Pharmacy Medical Records Emergency Payer Clinical Image Records
  • 34. Increase in HIPAA Penalties Under the ARRA: All such violations of an identical provision in a calendar year (A) Did Not Know ............................................. $100 $50,000 $1,500,000 (B) Reasonable Cause ..................................... 1,000 50,000 1,500,000 (C) Willful Neglect—Corrected ........................ 10,000 50,000 1,500,000 (C) Willful Neglect—Not Corrected .................. 50,000 1,500,000 34
  • 35. A Sample of Questions for HIPAA-Security Assessment • What is our single vulnerability from a technology or security point of view? • How vulnerable are we to attack on confidentiality, integrity, and availability of our data and systems? • What is the assessment of physical security controls at each of our sites (data center, home office, field offices, and other sites? • How prepared are our incident response plans? • Have we protected our company in contracts with vendors? • Do we understand what PHI we produce, capture, store, transport, and destroy? 35
  • 37. HITECH Drives US Standards Efforts • Goal: Transform healthcare through the meaningful use of health data • Data capture data sharing advanced clinical processes Improved Outcomes • Requires organized structuring and effective use of information to support decision making 37
  • 38. Need for Health Data Standards • Standards are foundational to development, implementation and exchange of EHRs • Clinicians need ubiquitous access to health information to provide optimal care • Providers, payers and public health entities must exchange health information between departments, across organizations and agencies • Consumers need assurance that caregivers have seamless access to correct information 38
  • 39. What are Data Standards? They are standards having to do with the structure and content of health information Data + Context + Structure Information Information + Rules + Analysis Knowledge 39
  • 40. ONC Standards and Interoperability Framework Standards Pilot Demonstration Development Projects Use Case Development Harmonization of Implementation Reference Certification and Functional Core Concepts Specifications Implementation and Testing Requirements Tools and Services (Use Case Development, Harmonization Tools, Vocabulary Browser, Value Set Repository, Testing Scripts, etc) 4
  • 41. ICD-10 41
  • 42. ICD-10 Compliance Impact • International Classification of Disease 10th Revision • federally mandated by October 1, 2013 for all providers • more flexible code set expands for new procedures, diagnoses and technologies • greater specificity translates to improved quality measurements and patient safety standards • Impact to include: • Coding Medical Records/Health Information Management • Registration/Scheduling • Encounter Forms/Charge Tickets • Clinical Documentation – Information Systems; including EHR’s …the entire Revenue Cycle 42
  • 44. Home Health Today 3.3 million seniors receiving care on any given day – over 14 million per year* • Over 10,000 agencies – coverage in every state • Approx 1 million clinicians; multidisciplinary • Most provide specialty programs – Diabetes, Congestive Failure, COPD, Stroke – Patient centered, self management focus • Many specialize in geriatrics • Lowest cost/best outcomes in chronic care management for elderly** *Medicare Payment Advisory Commission. (2011) http://www.medpac.gov/documents/Mar11_EntireReport.pdf
  • 45. Literature Shows • Seniors do better at home for acute care on clinical outcomes, costs, satisfaction • Transitioning elders from acute to home with teaching for self management and f/u more effective, low readmission rates • Use of telemonitoring in home for CHF and cardiac patients w/PHR show optimal recovery and self management results.
  • 46. Aging Demographics • 7000 Baby Boomers turning 65 yrs every day • 2011 Legislature targeting Medicare and Medicaid cuts • Current CMS spending and Baby-Boomer impact vs. national fiscal goal of deficit reductions • HH positioned to provide highest quality and best outcomes in care delivery for our elder population 46
  • 47. Key Initiatives in ACA (CBO est. 13.5b savings 2011-19 Sec 3021-3027) • CMI – Center for Medicare and Medicaid Innovation – launched November, 2010 • Hospital at Home – for elderly • Care Transition Program Pilot • Readmissions Reduction Program • Accountable Care Org/Bundling Pilots
  • 48. Healthcare Reform Patient Care Meaningful Care Use of Providers Advancements Technology Clinical Engineering
  • 49. Clinical Engineering The Clinical Engineering Department provides multiple services to ensure that the medical equipment needs for patients and staff are met. We provide services with accuracy and integrity. – Provide installation, preventive maintenance – Provide mandatory pre-use inspections – Performs investigations – Provides assistance in the disposal of medical equipment – Provides for in-service training and support 49
  • 50. Perhaps Clinical Engineering Might Also Focus On • Identifying improvement opportunities • Participating in information technology and management strategy • Optimization in the use of devices • Rounding to ensure feedback and evaluation of device usage • Expert resource in care coordination: technologies, equipment and information flow • Expert resource in equipment, process, and information flow for meaningful use, and • Expert resource for teams defining information technology management 50
  • 51. It’s Not What We Don’t Know That Hurts, It’s What We Know That Isn't So Will Rogers (1879-1935)
  • 52. “Systems Thinking is a discipline for seeing wholes, recognizing patterns and interrelationships, and learning how to structure those interrelationships in more effective, efficient ways.” Planning for Quality the Systems Thinker Senge, P., & Lannon-Kim, C., 1991 52
  • 53. Five Dysfunctions of a Team • Absence of Trust • Fear of Conflict • Lack of Commitment • Avoidance of Accountability • Inattention to Results • Identify the behaviors? • How do you know that these have been overcome? The Five Dysfunctions of a Team: A Leadership Fable, San Francisco; Jossey-Bass, 2002 53
  • 54. Lean Incorporated into Our Teams • People first • Flexibility • Walking the Talk • Our colleagues are assets • Always provide value • Mentor and coach • Bridge organizational boundaries • Adjustments made as work flow indicates • Applies frontline feedback 54
  • 55. Listening Techniques • Clarify-get more information • Restate-check the meaning • Remain neutral-convey interest • Reflect-help them evaluate their feelings • Summarize-bring the discussion into focus 55
  • 56. Are the skills, knowledge, and experience of the actors well matched with the tasks they are asked to perform? 56
  • 57. It is only after I have read, identified, and stimulated your needs that I will be able to energize our discussions while irresistibly presenting my ideas to you. (Robert Mayer, How to Win Any Negotiation)
  • 58. Power/Influence is the ability to get people to perceive that a given behavior (or performance) is the best action they can take in the service of their values.
  • 59. Healthcare Reform Patient Care Meaningful Care Use of Providers Advancements Technology Clinical Engineering
  • 60. Care Providers • At risk and accountable • Will prepare for multiple reform outcomes • Forge new partnerships • Reliance on valid performance vs. faulty • Increase in training • Empowered to lead improvement • Decrease in the size of the pie • Increase in reliance in technology • Driven by incentives and penalties 60
  • 61. It Is Not The Strongest Who Survive, Or The Fastest. It Is The Ones Who Can Change the Quickest. Charles Darwin
  • 62. Care Providers Must Simplify Communication • Payer to • Patients as Employee Consumers • Payer to Consumer • Payer to Employee Interoper- Meaningful ability Data Adherence Decision Compliance Support • Provider to • Provider to Provider Consumer • Specialty to Specialty 62
  • 63. Communication Balancing Act This is What This is What I Asked I Heard 63
  • 64. Healthcare Reform Patient Care Meaningful Care Use of Providers Advancements Technology Clinical Engineering
  • 65. 65
  • 66. Accountable Care Organizations A concept that has the potential to revolutionize the way healthcare is delivered, experienced, and paid for in America. – Care coordination – Patient centered using to the full extent all health care professionals – Respects patient centeredness by respecting patient choice of provider and shared decision making – Positive patient experience 66
  • 67. Medical Home Six medical home standards – Enhance access and continuity – Identify and manage patient populations – Plan and manage care – Provide self-care and community support – Track and coordinate care – Measure and improve performance • E-Visits 67
  • 68. Innovative Systems The Vscan by GE, is a new mobile device designed for doctors who are making house calls. FutureScan 2011: Healthcare Trends and Implications 2011 - 2016 Society for Healthcare Strategy and Market Development / Health Administration Press January 2011 68
  • 69. Innovative Systems AirStrip Technologies, has built its revolutionary AppPoint™ software development platform with a vision of securely sending critical patient information directly from hospital monitoring systems, bedside devices, and electronic health records to a clinician's mobile device. 69
  • 70. Further Impact to Information Systems • Zero tolerance for negative unintended consequences will be identified and resolved • Increased support to care coordination • Increased certification criteria based on measurable achievements • Mathematical and logical models will become the norm to support healthcare reform 70
  • 71. Perhaps Clinical Engineering Might Needs to Focus On • Identifying improvement opportunities • Participating in Information technology and management strategy • Optimization in the use of devices • Rounding to ensure feedback and evaluation of device usage • Expert resource in care coordination: technologies, equipment and information flow • Expert resource in equipment, process, and information flow for meaningful use 71
  • 72. Perhaps Clinical Engineering Might Needs to Focus On • Identifying improvement opportunities • Participating in Information technology and management strategy • Optimization in the use of devices • Rounding to ensure feedback and evaluation of device usage • Expert resource in care coordination: technologies, equipment and information flow • Expert resource in equipment, process, and information flow for meaningful use 72
  • 73. Health IT Strategic Framework Enterprise Commitment and Accountability Organizational Transfor- Readiness A mation Innovation Pervasive Engine Culture Information Technology A learning health system is patient centered and uses information to continuously improve health and healthcare of individuals and the population 73
  • 74. Implement best practices to move people and systems forward under these new requirements • Industrial strength leaders • Industrial strength organizations • Un-ending curiosity and fact finding • Ability to project what-if scenarios • Ability to simplify every process • Ability to act lean • Zero tolerance for waste 74
  • 75. Closing Thought… We can build high performance t e a m s t h a t t o g e t h e r, d e t e r m i n e a n d implement the requirements for healthcare organizations that operate as innovation engines, transforming p e o p l e , t e c h n o l o g y, a n d p r o c e s s e s t o advance healthcare reform. We realize it begins with us. 75
  • 76. Thank you! For more information, please contact: awalker@optimizeitconsulting.com or 703-283-4678