Internal Control Ltd is a risk and compliance consultancy that provides regulatory support and services to intermediaries, lenders, and consumer credit firms. These services include building compliance frameworks, auditing clients' systems and controls, designing risk management environments, developing policies and procedures, and supporting clients through the authorization process with the FCA. The company's goal is to help clients achieve internal control over operational effectiveness, reliable financial reporting, and compliance.

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Governance, Risk and Compliance
We are a risk and compliance consultancy providing regulatory support to Intermediaries,
Lenders and Consumer Credit firms who require assistance in preparing for authorisa@on
with the FCA. Internal Control Ltd provide policy governance, risk management, compliance
monitoring, controls assurance and audit services.
Compliance:
Building a compliance framework that works alongside the
client’s risk management system.
External Audit:
Audi@ng the client’s systems and controls and repor@ng back to
senior management on their effec@veness.
Risk Management:
Designing and implemen@ng a risk and control environment to
meet the systems and controls rulebook.
Policy Governance:
Helping to develop your policies and procedures, including your
compliance manual, training and competence, conduct risk,
complaints handling, and financial promo@ons policies.
Prepara@on for Authorisa@on:
Suppor@ng your business through the authorisa@on process.
Developing your firms business plan, and strategy review,
ensuring alignment to the regulatory rulebooks.
Internal control, a process for assuring
achievement of an organisa@ons objec@ves in
opera@onal effec@veness and efficiency,
reliable financial repor@ng, and compliance
with laws, regula@ons and policies.