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Heterogeneous Networks
A new paradigm for increasing cellular capacity


                                                    Avneesh Agrawal,
                                        Sr VP, Technology, Qualcomm
                                                              Jan’09

QUALCOMM Proprietary and Confidential                             1
Wireless data traffic is increasing exponentially




                             3,000,000


                             2,500,000
Global traffic (terabytes)




                             2,000,000


                             1,500,000
                                                                          data
                             1,000,000                                                all data
                              500,000                                                  Source: Informa Telecoms & Media


                                    -
                                                              Circuit-switched
                                         2007   2008   2009      2010     voice2012
                                                                        2011
Revenue growth is slowing.




 Source: T-Mobile
Radio Link Improvement is Slowing, What is Next?




              IS-95 vs. AMPS




                          Topology will provide gains
                             beyond technology




                                                                        LTE versus
                                                                      HSPA+ & EV-DO




                                          Focus needs to be spectral efficiency/area/cost
Terminology

• Macro – conventional base stations that use dedicated backhaul and open to public access.
  Typical transmit power ~43 dBm; antenna gain ~12-15 dBi.


• Pico – low power base stations that use dedicated backhaul connections and open to public
  access. Typical transmit power range from ~ 23 dBm-30 dBm, 0-5 dBi antenna gain;


• Femto – consumer-deployable base stations that utilize consumer’s broadband connection as
  backhaul; femto base stations may have restricted association. Typical transmit power <
  23dBm.


• Relays– base stations using the same spectrum as backhaul and access. Similar power as
  Pico’s.


• Heterogeneous Network: A deployment that supports macros, picos, femtos and relays in the
  same spectrum.


• UE = User Equipment
Macro-centric Planned Network Expansions Are
Complex And Iterative
                                      • Network topologies change with
                                        time
                                         – Varying traffic demand and RF
                                           environment


                                      • Cell splitting needed to maintain
                                        uniform user experience by
                                        overcoming capacity and link
                                        budget limitations.


                                      • Indoor coverage very
                                        challenging


                                      • Site acquisition is difficult
Deployment Model Vision: Heterogeneous Networks

• Target coverage with Macro base stations for initial deployments
• Pico/Femto and Relay stations added for incremental capacity growth, richer user
  experience and in-building coverage
• Pico, Femto and Relay base stations can offer flexible site acquisition with low power
  base stations
• Relays & Femtos provide coverage extension and capacity with little to no
  incremental backhaul expense
                                                    Relay Backhaul




                                     Pico
                     HNB                    Macro
                                                                     Relay

                              Pico                   Pico




   Heterogeneous networks create significant challenges in interference management.
                Overcoming these challenges is the focus of this talk.
Macro-Pico base station Coexistence Creates Challenging
RF Environment




                                              Macro                Pico

                                                           UE




 • More “cell-edge” created by Pico base stations within macro coverage
 • In conventional cellular systems (e.g: 3G, LTE) UE associates with a base
   station with best DL SINR
    – UE with larger Macro SINR may have lower path loss to pico base stations thus causing
      significant UL interference at the lower power base stations.
    – Pico/femto cell coverage is limited (significantly) in the presence of macro coverage.
Home Femtos with Restricted Association Leads To
Complex Co-channel Deployments




                                                           HeNBs



                                        Macro




• Unplanned deployments of home femtos with restricted association creates
  significant interference scenarios
   – DL of macro UE can be jammed due to close proximity to femto
   – UL transmissions from macro UE can severely impede femto
   – Severe interference may exist between femto’s and their UEs
Relays Create Additional Interference Challenges

              Wired Backhaul




                                                                       Relay Node
                                           Macro
                                                     Relay Node



• Relays create extra “cell-edge” similar to a Pico base station
•    Multiple relay nodes can have different duplexing schedules which create
    interference.
Relay and Femto’s Support Non-traditional Backhaul
Connections
• Handoff decisions need to take backhaul availability into consideration
• Relays use over-the-air (OTA) link to Macro base stations as backhaul connection
   – Need to take OTA backhaul into considerations when choosing between relay access and direct
     access
   – Direct access to macro by UEs in relay coverage may cause significant interference with relay base
     station
• Femto uses customer’s broadband connections for backhaul
   – Femto’s need to support non-carrier-grade backhaul in terms of outage and bandwidth




             Core
            Network




            Internet                                   Macro
                               Femto
                                                                                  Relay
Some techniques for enhancing performance with
heterogeneous networks


• Range Extension using Intelligent Association Algorithms




• Dynamic resource reservation/load balancing across base stations.
Range Extension using Intelligent Association
• Range extension can be used to expand coverage area for low-power base station
   – UE association is determined by minimal path loss
• Intelligent association achieves better spectrum efficiency and network capacity
   – Lower interference per bit to the network on both DL and UL
   – Achieve better spatial reuse efficiency similar to cell splitting
       •   Multiple Pico/Femto nodes can simultaneously use the resource vacated by the macro base station
   – Lower traffic load on macro base station
• Enabling techniques
   – Deep penetration synchronization signals
   – Deep penetration control channels
   – Adaptive Resource Reservation




                                                                                                  Range
                                                                                                  Extension
                                                                           Macro
                                                            Pico                           Pico
Distributed Adaptive Resource Partitioning Algorithm

• Resource partitioning should adapt to network loading, backhaul availability,
  topology, SINR conditions at UE/base station, mobility, QoS, traffic patterns, etc.
• Distributed, adaptive resource partitioning schemes are essential to manage
  interference and optimize throughput performance in heterogeneous networks
   – The nodes in the network negotiates their resource reservation by sending messages to each
     other
   – The resource request/grant messages can be sent over backhaul connections or OTA
• Slowly adaptive resource negotiation algorithm
   – Based on node load status and feedback from active UEs
   – Works in a longer time scale (hundreds of msec)
   – Partitioning can be applied to both control resources and traffic resources
• Dynamically adaptive resource negotiation algorithm
   – Further improves the user experience with bursty traffic
                                                                                   Request/Grant
   – Resources can be temporarily loaned between nodes
   – Requires OTA signaling

                                                                        Feedback
Simulation Scenario: Hierarchical cells, Macro-Pico co-existence




 Picos are randomly dropped within macro coverage.
Mixed Macro and Pico/Relay Deployment
•   Evaluation methodology proposed for LTE-A in R1-084026
•   10 MHz FDD spectrum
•   2x2 MIMO
•   19 cell wrap around, 500m site-to-site distance
•   1 macro base station per cell                                                   Macro   Pico /   UE
                                                                                    eNB     Relay
•   UE density: 25 UEs in each macro cell
•   10 Pico/Relay per macro cell unless specified otherwise
                                                                     Maximum PA     46      30       23
    –   Uniform layout: UEs and Pico/Relays randomly dropped         Power (dBm)
        within macro cell
    –   Hotspot layout: 80% UEs are placed within 28.9 meters from
        corresponding Pico/Relay nodes
                                                                     Antenna Gain   16      5        -1
•   Pathloss model                                                   (dB)
    – Macro to UE: 128 + 37.6*logD
    – Macro to Relay: 124.5 + 37.6*logD                              Connector      2       0        0
    – Relay to UE: 140.7 + 36.7*logD                                 Loss (dB)
•   Building penetration loss 20 dB
•   Log-normal shadowing and TU3 fading channel modelled
•   Noise figure at UE: 10 dB
•   Noise figure at base station: 5 dB
•   Full Buffer Traffic Model with EGOS scheduler
•   Throughput shown reflects respective overhead
Range Extension Brings the Network Closer to UEs
    • Compared to LTE Rel-8 association, range extension reduces the propagation
      pathloss from base station to UEs
    • Smaller pathloss lowers interference per bit to the network




                                                              Range extension reduces
                                                               propagation pathloss




Pathloss excluding eNB transmission antenna gains
10 picos, 25 UEs, uniform random layout
Based on proposed LTE-A evaluation methodology in R1-084026
Range Extension Allows More UEs to Benefit Directly
from Low-power base stations
    • With default association method in LTE Rel 8, only a small fraction of UEs are
      served by Pico nodes
    • Range extension enables more equitable distribution of air resource to each UE
                                                       Percentage of UEs associated with Picos

                                                           Rel 8 Association                             83%

                                                           Range Extension
                                                                                          65%




                                                                           40%


                                                                                                 28%
                                                            24%



                                                                                   6.2%
                                                  1.3%              2.6%

                                                                                                                 Number of Picos
                                                           2               4         10             10           per Macro cell


Based on proposed LTE-A evaluation methodology in R1-084026
                                                                  Uniform layout                Hotspot layout
10 MHz FDD, 2x2 MIMO, 25 UEs, uniform random or hotspot layout
DL Performance




  Improvement by co-channel
  heterogeneous deployment
  using LTE Rel-8 is concentrated
  to a small fraction of users




Smaller numbers of Picos with
proposed techniques outperform
Rel-8 co-channel deployment using
10 Picos/Macro at cell edge to median




                                             DL user data rates using proposed adaptive interlace partitioning
                                             compared to LTE Rel-8 co-channel deployment of Macro + 10 Pico
                             Pico density                      Gain of cell edge data rates   Gain of median users rates
                             10 Picos / Macro                             82 %                          183 %




 Based on proposed LTE-A evaluation methodology in R1-084026
 10 MHz FDD, 2x2 MIMO UE, uniform random layout
 Picos and UEs randomly dropped in Macro cell
UL Performance




  A small fraction of users benefit
  from co-channel heterogeneous
  deployment using LTE Rel-8 at
  expense of other users




Smaller numbers of Picos with
proposed techniques outperform
Rel-8 co-channel deployment using                                                                                          Resource partitioning for
10 Picos/Macro at 10% to median                                                                                            this simulation is fixed
                                                                                                                           throughout the network.



                                                  UL user data rates with resource partitioning compared to
                                                    LTE Rel-8 co-channel deployment of Macro + 10 Picos
                             Pico density                      Gain of cell edge data rates   Gain of median users rates
                             10 Picos / Macro                             160 %                         406 %




 Based on proposed LTE-A evaluation methodology in R1-084026
 10 MHz FDD, uniform random layout, single TX antenna UE
 Picos and UEs randomly dropped in Macro cell
Macro + Relay Deployment

•    Decode and Forward Relay
       –     Behaves like a MS on the backhaul link with directional patch antenna (Shown below)
       –     Behaves like an BS on the access link with backhaul limitation




Based on proposed LTE-A evaluation methodology in R1-084026
10 MHz FDD, 2x2 MIMO UE, Relays using 2 Rx donor antennas, uniform layout
DL partitioning between access/direct link and relay backhaul is 8:2
Relay Performance




                                          Gains in DL User Data Rate Compared to Macro-only LTE




 Based on proposed LTE-A evaluation methodology in R1-084026
 10 MHz FDD, 2x2 MIMO UE, Relays using 2 Rx donor antennas, uniform layout
 DL partitioning between access/direct link and relay backhaul is 8:2
Conclusion


 • There is a need for substantial increase in cellular capacity.
 • Radio link improvements alone cannot meet the traffic requirements.
 • Focus should be on increasing cell density cost effectively using heterogenous
   networks.
 • Optimizing heterogeneous network performance requires a rethinking of the
   cellular design paradigm.
 • Techniques such as range extension and adaptive resource partitioning promise
   substantial gains in capacity.


 • Interference management for heterogeneous networks is a promising area for
   wireless research.
Thank You

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01 29 09

  • 1. Heterogeneous Networks A new paradigm for increasing cellular capacity Avneesh Agrawal, Sr VP, Technology, Qualcomm Jan’09 QUALCOMM Proprietary and Confidential 1
  • 2. Wireless data traffic is increasing exponentially 3,000,000 2,500,000 Global traffic (terabytes) 2,000,000 1,500,000 data 1,000,000 all data 500,000 Source: Informa Telecoms & Media - Circuit-switched 2007 2008 2009 2010 voice2012 2011
  • 3. Revenue growth is slowing. Source: T-Mobile
  • 4. Radio Link Improvement is Slowing, What is Next? IS-95 vs. AMPS Topology will provide gains beyond technology LTE versus HSPA+ & EV-DO Focus needs to be spectral efficiency/area/cost
  • 5. Terminology • Macro – conventional base stations that use dedicated backhaul and open to public access. Typical transmit power ~43 dBm; antenna gain ~12-15 dBi. • Pico – low power base stations that use dedicated backhaul connections and open to public access. Typical transmit power range from ~ 23 dBm-30 dBm, 0-5 dBi antenna gain; • Femto – consumer-deployable base stations that utilize consumer’s broadband connection as backhaul; femto base stations may have restricted association. Typical transmit power < 23dBm. • Relays– base stations using the same spectrum as backhaul and access. Similar power as Pico’s. • Heterogeneous Network: A deployment that supports macros, picos, femtos and relays in the same spectrum. • UE = User Equipment
  • 6. Macro-centric Planned Network Expansions Are Complex And Iterative • Network topologies change with time – Varying traffic demand and RF environment • Cell splitting needed to maintain uniform user experience by overcoming capacity and link budget limitations. • Indoor coverage very challenging • Site acquisition is difficult
  • 7. Deployment Model Vision: Heterogeneous Networks • Target coverage with Macro base stations for initial deployments • Pico/Femto and Relay stations added for incremental capacity growth, richer user experience and in-building coverage • Pico, Femto and Relay base stations can offer flexible site acquisition with low power base stations • Relays & Femtos provide coverage extension and capacity with little to no incremental backhaul expense Relay Backhaul Pico HNB Macro Relay Pico Pico Heterogeneous networks create significant challenges in interference management. Overcoming these challenges is the focus of this talk.
  • 8. Macro-Pico base station Coexistence Creates Challenging RF Environment Macro Pico UE • More “cell-edge” created by Pico base stations within macro coverage • In conventional cellular systems (e.g: 3G, LTE) UE associates with a base station with best DL SINR – UE with larger Macro SINR may have lower path loss to pico base stations thus causing significant UL interference at the lower power base stations. – Pico/femto cell coverage is limited (significantly) in the presence of macro coverage.
  • 9. Home Femtos with Restricted Association Leads To Complex Co-channel Deployments HeNBs Macro • Unplanned deployments of home femtos with restricted association creates significant interference scenarios – DL of macro UE can be jammed due to close proximity to femto – UL transmissions from macro UE can severely impede femto – Severe interference may exist between femto’s and their UEs
  • 10. Relays Create Additional Interference Challenges Wired Backhaul Relay Node Macro Relay Node • Relays create extra “cell-edge” similar to a Pico base station • Multiple relay nodes can have different duplexing schedules which create interference.
  • 11. Relay and Femto’s Support Non-traditional Backhaul Connections • Handoff decisions need to take backhaul availability into consideration • Relays use over-the-air (OTA) link to Macro base stations as backhaul connection – Need to take OTA backhaul into considerations when choosing between relay access and direct access – Direct access to macro by UEs in relay coverage may cause significant interference with relay base station • Femto uses customer’s broadband connections for backhaul – Femto’s need to support non-carrier-grade backhaul in terms of outage and bandwidth Core Network Internet Macro Femto Relay
  • 12. Some techniques for enhancing performance with heterogeneous networks • Range Extension using Intelligent Association Algorithms • Dynamic resource reservation/load balancing across base stations.
  • 13. Range Extension using Intelligent Association • Range extension can be used to expand coverage area for low-power base station – UE association is determined by minimal path loss • Intelligent association achieves better spectrum efficiency and network capacity – Lower interference per bit to the network on both DL and UL – Achieve better spatial reuse efficiency similar to cell splitting • Multiple Pico/Femto nodes can simultaneously use the resource vacated by the macro base station – Lower traffic load on macro base station • Enabling techniques – Deep penetration synchronization signals – Deep penetration control channels – Adaptive Resource Reservation Range Extension Macro Pico Pico
  • 14. Distributed Adaptive Resource Partitioning Algorithm • Resource partitioning should adapt to network loading, backhaul availability, topology, SINR conditions at UE/base station, mobility, QoS, traffic patterns, etc. • Distributed, adaptive resource partitioning schemes are essential to manage interference and optimize throughput performance in heterogeneous networks – The nodes in the network negotiates their resource reservation by sending messages to each other – The resource request/grant messages can be sent over backhaul connections or OTA • Slowly adaptive resource negotiation algorithm – Based on node load status and feedback from active UEs – Works in a longer time scale (hundreds of msec) – Partitioning can be applied to both control resources and traffic resources • Dynamically adaptive resource negotiation algorithm – Further improves the user experience with bursty traffic Request/Grant – Resources can be temporarily loaned between nodes – Requires OTA signaling Feedback
  • 15. Simulation Scenario: Hierarchical cells, Macro-Pico co-existence Picos are randomly dropped within macro coverage.
  • 16. Mixed Macro and Pico/Relay Deployment • Evaluation methodology proposed for LTE-A in R1-084026 • 10 MHz FDD spectrum • 2x2 MIMO • 19 cell wrap around, 500m site-to-site distance • 1 macro base station per cell Macro Pico / UE eNB Relay • UE density: 25 UEs in each macro cell • 10 Pico/Relay per macro cell unless specified otherwise Maximum PA 46 30 23 – Uniform layout: UEs and Pico/Relays randomly dropped Power (dBm) within macro cell – Hotspot layout: 80% UEs are placed within 28.9 meters from corresponding Pico/Relay nodes Antenna Gain 16 5 -1 • Pathloss model (dB) – Macro to UE: 128 + 37.6*logD – Macro to Relay: 124.5 + 37.6*logD Connector 2 0 0 – Relay to UE: 140.7 + 36.7*logD Loss (dB) • Building penetration loss 20 dB • Log-normal shadowing and TU3 fading channel modelled • Noise figure at UE: 10 dB • Noise figure at base station: 5 dB • Full Buffer Traffic Model with EGOS scheduler • Throughput shown reflects respective overhead
  • 17. Range Extension Brings the Network Closer to UEs • Compared to LTE Rel-8 association, range extension reduces the propagation pathloss from base station to UEs • Smaller pathloss lowers interference per bit to the network Range extension reduces propagation pathloss Pathloss excluding eNB transmission antenna gains 10 picos, 25 UEs, uniform random layout Based on proposed LTE-A evaluation methodology in R1-084026
  • 18. Range Extension Allows More UEs to Benefit Directly from Low-power base stations • With default association method in LTE Rel 8, only a small fraction of UEs are served by Pico nodes • Range extension enables more equitable distribution of air resource to each UE Percentage of UEs associated with Picos Rel 8 Association 83% Range Extension 65% 40% 28% 24% 6.2% 1.3% 2.6% Number of Picos 2 4 10 10 per Macro cell Based on proposed LTE-A evaluation methodology in R1-084026 Uniform layout Hotspot layout 10 MHz FDD, 2x2 MIMO, 25 UEs, uniform random or hotspot layout
  • 19. DL Performance Improvement by co-channel heterogeneous deployment using LTE Rel-8 is concentrated to a small fraction of users Smaller numbers of Picos with proposed techniques outperform Rel-8 co-channel deployment using 10 Picos/Macro at cell edge to median DL user data rates using proposed adaptive interlace partitioning compared to LTE Rel-8 co-channel deployment of Macro + 10 Pico Pico density Gain of cell edge data rates Gain of median users rates 10 Picos / Macro 82 % 183 % Based on proposed LTE-A evaluation methodology in R1-084026 10 MHz FDD, 2x2 MIMO UE, uniform random layout Picos and UEs randomly dropped in Macro cell
  • 20. UL Performance A small fraction of users benefit from co-channel heterogeneous deployment using LTE Rel-8 at expense of other users Smaller numbers of Picos with proposed techniques outperform Rel-8 co-channel deployment using Resource partitioning for 10 Picos/Macro at 10% to median this simulation is fixed throughout the network. UL user data rates with resource partitioning compared to LTE Rel-8 co-channel deployment of Macro + 10 Picos Pico density Gain of cell edge data rates Gain of median users rates 10 Picos / Macro 160 % 406 % Based on proposed LTE-A evaluation methodology in R1-084026 10 MHz FDD, uniform random layout, single TX antenna UE Picos and UEs randomly dropped in Macro cell
  • 21. Macro + Relay Deployment • Decode and Forward Relay – Behaves like a MS on the backhaul link with directional patch antenna (Shown below) – Behaves like an BS on the access link with backhaul limitation Based on proposed LTE-A evaluation methodology in R1-084026 10 MHz FDD, 2x2 MIMO UE, Relays using 2 Rx donor antennas, uniform layout DL partitioning between access/direct link and relay backhaul is 8:2
  • 22. Relay Performance Gains in DL User Data Rate Compared to Macro-only LTE Based on proposed LTE-A evaluation methodology in R1-084026 10 MHz FDD, 2x2 MIMO UE, Relays using 2 Rx donor antennas, uniform layout DL partitioning between access/direct link and relay backhaul is 8:2
  • 23. Conclusion • There is a need for substantial increase in cellular capacity. • Radio link improvements alone cannot meet the traffic requirements. • Focus should be on increasing cell density cost effectively using heterogenous networks. • Optimizing heterogeneous network performance requires a rethinking of the cellular design paradigm. • Techniques such as range extension and adaptive resource partitioning promise substantial gains in capacity. • Interference management for heterogeneous networks is a promising area for wireless research.