Sarfaraz Ali, CFE

Austin, Texas Area United States

Financial, Operational & Compliance Audit | Regulatory Compliance | Risk Management

Finance / Banking / Insurance

Sarfaraz Ali; An experienced Financial Audit & Regulatory Compliance professional with 10+ years of experience in Financial Management, Audit, Compliance and Risk Management within Financial Service Industry, Audit Service Firms and Confectionery Industry. Areas of Expertise: AML Compliance, Regulatory Compliance, Financial Audits, Accounting/GAAP, Financial Analysis, Risk Assessments/Management. Audit & Compliance Experience: Internal Audit, Supervisory Committee Annual Audits,, Bank Secrecy Act (BSA) / Customer Identification Program (CIP) / Anti Money Laundering Compliance Reviews, Office of Foreign Assets Controls (OFAC) Compliance Reviews, ACH Audit.