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Small Cell Lung Cancer
Palak Desai, MD
Natural History of SCLC
 SCLC is distinguished from NSCLC by its rapid
doubling time, high growth fraction, and the
early development of widespread metastases
 Although considered highly responsive to
chemotherapy and radiotherapy, SCLC usually
relapses within two years despite treatment
 Overall, only three to eight percent of all
patients with SCLC (10 to 13 percent of those
with limited disease) survive beyond five years
SCLC Histology
 SCLC is a “small blue round cell tumor” from neuroendocrine cells
 Classifications:
 oat cell (lymphocyte-like), fusiform, polygonal
 OR classical, large cell neuroendocrine, combined SCLC/NSCLC
 Immunohisto tests:
 TTF1+ (adeno & SCLC)
 Keratin, epithelial membrane
Antigen
Most SCLCs stain positively for markers
Of neuroendocrine differentiation, including
Chromogranin A, neuron-specific enolase,
Neural cell adhesion molecule (NCAM; CD56),
And synaptophysin
Clinical Presentation of SCLC
 Smokers (almost exclusively)
 Cough 75%
 Hemoptysis in 50%
 Dyspnea and chest pain 40%
 Constitutional symptoms 10 to 15%
 Clubbing 16 to 29%
 pneumonia, weight loss
SCLC Paraneoplastic Syndromes
 SIADH
 ectopic ACTH production- Cushing’s syndrome
 Eaton-Lambert Myasthenic syndrome
 proximal muscle weakness that improves on repetition
(“facilitation”)
 Hypercalcemia
 Peripheral Neuropathy
SCLC Staging
SCLC Staging
SCLC Staging
Where does SCLC metastasize to?
 Brain (30%)
 Adrenal (20-40%)
 Liver (25%)
 Lung
 Skeleton (35%)
Prognostic Factors
 The host factors of poor performance status and weight
loss
 Stage (limited versus extensive).
 In extensive disease, the number of organ sites involved
is inversely related to prognosis
 Metastatic involvement of the central nervous system,
the marrow, or the liver is unfavorable compared to
other sites, although these variables are confounded by
the number of sites of involvement.
 In most trials, women fare better than men, although
the reasons for this are not known.
 The presence of paraneoplastic syndromes is generally
unfavorable
Survival
 Limited Stage:
 Median OS: 14-24 months
 5-yr OS: 20%
 Extensive Stage:
 MedianOS: 6-11 months
 5-yr OS: 2%
Workup
Limited vs. Extensive stage
Limited stage Extensive stage
Incidence 1 out of 3 people with
SCLC
2 out of 3 people with
SCLC
Spread Only in one lung and
perhaps in lymph nodes
on the same side of the
chest
To other lung, to lymph
nodes on the other side
of the chest, or to
distant organs
Area confined to an area Wide spread
Treatment chemo-radiation ± PCI Chemotherapy ± PCI
Lung Cancer (small cell) Overview. American cancer society.
http://www.cancer.org/cancer/lungcancer-smallcell/overviewguide/lung-cancer-small-cell-
overview-staging Accesed july 9,2014
First Line Therapy
 During the 1970s CAV (cyclophosphamide, adriamycin,
and vincristine) was the standard regimen
 In the 1980s several phase III clinical trials
demonstrated that EP (Etoposide + Platinum) was
equivalent to CAV
CAV vs EP
 Sundstrom et al, 2002
 436 patients were randomized to chemotherapy with EP (n = 218) or
CEV (n = 218).
 Patients were stratified according to extent of disease (limited disease
[LD], n = 214; extensive disease [ED], n = 222).
 The EP group received five courses of etoposide 100 mg/m(2)
intravenously (IV) and cisplatin 75 mg/m(2) IV on day 1, followed by
oral etoposide 200 mg/m(2) daily on days 2 to 4.
 The CEV group received five courses of epirubicin 50 mg/m(2),
cyclophosphamide 1,000 mg/m(2), and vincristine 2 mg, all IV on day 1.
 In addition, LD patients received thoracic radiotherapy concurrent with
chemotherapy cycle 3, and those achieving complete remission during
the treatment period received prophylactic cranial irradiation.
Sundstrom et al, JCO 2002
CAV vs EP
 The 2- and 5-year survival rates in the EP
arm (14% and 5%, P =.0004) were
significantly higher compared with those in
the CEV arm (6% and 2%).
 Among LD patients, median survival time
was 14.5 months versus 9.7 months in the EP
and CEV arms, respectively (P =.001).
 The 2- and 5-year survival rates of 25% and
10% in the EP arm compared with 8% and 3%
in the CEV arm (P =.0001).
 For ED patients, there was no significant
survival difference between the treatment
arms.
 Quality-of-life assessments revealed no
major differences between the randomized
groups.
Carboplatin vs Cisplatin
 In clinical practice, carboplatin is frequently substituted
for cisplatin to reduse the risk of emesis, neuropathy,
and nephropathy.
 The use of carboplatin carries a greater risk of
myelosuppression
 Randomized trials have suggested similar efficacy of
cisplatin and carboplatin in patients with small cell lung
cancer
Carboplatin vs Cisplatin
 Rossi et al, 2012– Meta-analysis
 Four eligible trials with 663 patients (328 assigned to cisplatin and
335 to carboplatin) were included in the analysis.
 Median OS was 9.6 months for cisplatin and 9.4 months for
carboplatin (hazard ratio [HR], 1.08; 95% CI, 0.92 to 1.27; P = .37).
 There was no evidence of treatment difference between the cisplatin
and carboplatin arms according to sex, stage, performance status, or
age.
 Median PFS was 5.5 and 5.3 months for cisplatin and carboplatin,
respectively (HR, 1.10; 95% CI, 0.94 to 1.29; P = .25).
 ORR was 67.1% and 66.0%, respectively (relative risk, 0.98; 95% CI,
0.84 to 1.16; P = .83).
 Toxicity profile was significantly different for each of the arms:
hematologic toxicity was higher with carboplatin, and
nonhematologic toxicity was higher with cisplatin.
Rossi et al, JCO 2012
Carboplatin vs Cisplatin
Other Chemotherapy
Combinations
Irinotecan
 Irinotecan and a platinum agent has
provided the greatest challenge to EP
 Small phase III trial performed in Japan
reported that patients with extensive
stage SCLC who were treated with
Irinotecan plus cisplatin experienced a
median survival of 12.8 months
compared to 9.4 months for patients
treated with EP (P= 0.002)
 In addition, the 2 year survival was
19.5% in the irinotecan plus cisplatin
group vs 5.2% in the EP group
Noda et al, NEJM 2002
Irinotecan
 Hanna et al, 2006
 The primary objective was to compare overall survival in
extensive-disease SCLC patients randomly assigned to
receive IP (n = 221) or EP (n = 110).
 Patients were randomly assigned in 2:1 ratio to:
 cisplatin 30 mg/m2 intravenously (IV) + irinotecan 65 mg/m2 IV
on days 1 and 8 every 21 days
 cisplatin 60 mg/m2 IV on day 1, and etoposide 120 mg/m2 IV
on days 1 to 3 every 21 days for at least four cycles, until
progressive disease, or until intolerable toxicity resulted.
Hanna et al, JCO 2006
Irinotecan- Hanna et al
 There was no significant
difference in:
 response rates (48% v 43.6%)
 median time to progression
(4.1 v 4.6 months)
 overall survival (median
survival time, 9.3 months v
10.2 months; P = .74).
Irinotecan
 SWOG S0124
 North American Trial
 651 patients
 Patients were randomly assigned:
 IP (irinotecan 60 mg/m(2) on days 1, 8, and 15; cisplatin 60
mg/m(2) day 1, every 4 weeks)
 EP (etoposide 100 mg/m(2) on days 1 through 3; cisplatin 80
mg/m(2) day 1, every 3 weeks).
Lara et al, JCO, 2009
SWOG S0124
 Response rates with IP and EP
were 60% and 57%, respectively
(P = .56).
 Median progression-free
survival for IP and EP was 5.8
and 5.2 months, respectively (P
= .07).
 Median overall survival for IP
and EP was 9.9 and 9.1 months,
respectively (P = .71).
 Severe diarrhea was more
common with IP (19% v 3%);
severe neutropenia and
thrombocytopenia were higher
with EP versus IP (68% v 33%
and 15% v 4%, respectively)
Irinotecan + Carboplatin
 Hermes et al
 Randomized phase III trial
 209 patients
 Patients with ED SCLC were randomly assigned to receive
either
 (IC)--carboplatin (AUC= 4) and irinotecan (175 mg/m2)
intravenously both on day 1
 (EC) consisted of carboplatin as in IC and etoposide (120
mg/m(2)/d) orally on days 1 through 5. Courses were repeated
every 3 weeks with four cycles planned.
 Doses were reduced by one third in patients with a WHO
performance status (PS) of 3 to 4 and/or age older than 70
years.
 Primary end point was overall survival (OS). Secondary end
points were quality of life (QOL) and complete response (CR)
rate.
Hermes et al, JCO 2008
Irinotecan + Carboplatin
OS was inferior in the EC
group (hazard ratio = 1.41;
95% CI, 1.06 to 1.87; P = .02).
Median survival time was 8.5
months for IC compared with
7.1 months for EC.
One-year survival rate was
34% for IC and 24% for EC.
CR was seen in 18 IC patients
compared with seven EC
patients (P = .02).
 There were no statistically significant differences in
hematologic grade 3 or 4 toxicity. Grade 3 or 4 diarrhea
was more common in the IC group. QOL differences
were small, with a trend toward prolonged palliation
with the IC regimen.
Many Drugs Have Failed In the
First Line Setting
 Data reviewed from 52 first
line phase III trials between
1980 and 2006
 Including 10,262 patients
 110 Chemotherapy arms
 NO difference in
outcomes/survival
Oze et al, Plos One 2009
Thoracic Radiotherapy
in Limited Disease
 Pignon et a, 1992
 Meta-analysis comparing
chemotherapy alone with
chemotherapy combined with
thoracic radiotherapy
 13 trials and 2140 patients with
limited disease
Pignon et al, NEJM, 1992
 The relative risk of death in the combined-
therapy group as compared with the
chemotherapy group was 0.86 (95 percent
confidence interval, 0.78 to 0.94; P =
0.001), corresponding to a 14 percent
reduction in the mortality rate.
 The benefit in terms of overall survival at
three years (+/- SD) was 5.4 +/- 1.4 percent.
 Indirect comparison of early with late
radiotherapy and of sequential with non-
sequential radiotherapy did not reveal any
optimal time for treatment.
 There was a trend toward a larger reduction
in mortality among younger patients: the
relative risk of death in the combined-
therapy as compared with the chemotherapy
group ranged from 0.72 for patients less
than 55 years old (95 percent confidence
interval, 0.56 to 0.93) to 1.07 (0.70 to 1.64)
for patients over 70.
Response Rates
 In patients with limited stage disease, response rates of
70% to 90% are expected after treatment with EP +
thoracic radiotherapy
 In extensive stage disease, response rates of 60% to 70%
can be achieved with chemotherapy alone
 Unfortunately median survival rates are only 14 to 20
months for limited stage disease and 9 to 11 months for
patients with extensive stage disease
 After appropriate treatment, the 2 year survival rate is
approximately 40% for limited stage disease and 5% in
those with extensive stage disease
Chute et al, JCO 1999
Adding a 3rd agent?
 Many strategies have been evaluated in an effort to
improve on the standard treatment for extensive stage
disease, including the addition of a third agent to
standard 2-drug regimens
 In 2 trials, the addition of ifosfamide or
cyclophosphamide + an anthracycline to EP showed
modest survival advantage for patients with extensive
disease.
Adding Ifosfamide
 Loehrer et al, JCO 1995
 Patients were randomized to receive
 cisplatin (20 mg/m2) plus etoposide (100 mg/m2) (VP) both given
intravenously (i.v.) on days 1 to 4
 cisplatin (20 mg/m2), ifosfamide (1.2 g/m2), and etoposide (75
mg/m2) (VIP) all given i.v. on days 1 to 4. Cycles were repeated
every 3 weeks for four cycles.
 Objective responses were observed in 55 of 82 (67%) and 59 of
81 (73%) assessable patients treated with VP and VIP,
respectively (difference not significant).
 The difference in the median time to progression was
statistically different (P = .039).
 The median survival times on VP and VIP were 7.3 months and
9.0 months, respectively (P = .045) with 2-year survival rates
of 5% versus 13%, respectively.
EP + Cyclophosphamide and
Anthracycline
 Pujol et al, 2001
 Phase III trial by French Federation of Cancer Institutes
 patients were randomly assigned to receive either
 EP (n = 109; etoposide at a dose of 100 mg/m(2) on days 1-3
plus cisplatin at 100 mg/m(2) on day 2)
 PCDE (n = 117; etoposide and cisplatin given as in EP plus
cyclophosphamide at 400 mg/m(2) on days 1-3 and 4'-
epidoxorubicin at 40 mg/m(2) on day 1) every 4 weeks.
 Both groups received a total of six cycles
Pujol et al, J Natl Cancer Inst, 2001
EP + Cyclophosphamide and
Anthracycline
 Pujol et al, 2001
 Patients in the PCDE arm had a statistically significant
higher frequency of combined complete plus partial
responses compared with those in the EP arm (21% plus 55%
versus 13% plus 48%, respectively; P =.02).
 Patients in the PCDE arm survived longer than those in the
EP arm (1-year survival rate: 40% and 29%, respectively;
median survival: 10.5 and 9.3 months, respectively; log-
rank P =.0067).
 relative risk of death for patients in the PCDE arm
compared with those in the EP arm was 0.70 (95%
confidence interval = 0.51 to 0.95); the disease also
progressed more slowly in patients in the PCDE arm.
Safety
 Hematologic toxicity was higher in the PCDE arm (22% with
documented infections compared with 8% in the EP arm; P
=.0038), and the toxicity-related death rate was 9% in the
PCDE arm versus 5.5% in the EP arm (P =.22). The global
health status showed similar improvement in both arms
during treatment.
 These findings have not been uniformly observed, and the
addition of an alkylating agent, with or without
anthracycline, significantly increases hematologic toxicity
when compared to EP alone
 The addition of paclitaxel to either cisplatin or
carboplatin plus etoposide yielded promising results in
phase II trials but did not improve overall survival, and
was associated with unacceptable toxicity in a
subsequent phase III study
 Maintenance chemotherapy has not been shown to
prolong survival as well
Neill et al, JCO 2005, Zhou et al, Plos One 2013
Simon et al, Crit Rev Oncol Hematol, 2004
Outcomes of 1st line platinum-
based combination
I.K. Demedts et al Eur Respir J 2010
Thoracic Radiotherapy for ES
 Most patients with extensive stage small-cell lung cancer (ES-
SCLC) who undergo chemotherapy, and prophylactic cranial
irradiation, have persistent intrathoracic disease.
 Phase 3 randomized controlled trial at 42 hospitals, 498 patients
 Patients with WHO performance score 0–2 and confirmed ES-SCLC
who responded to chemotherapy.
 They were randomly assigned (1:1) to receive either thoracic
radiotherapy (30 Gy in ten fractions) or no thoracic radiotherapy.
 All underwent prophylactic cranial irradiation. The primary
endpoint was overall survival at 1 year in the intention-to-treat
population. Secondary endpoints included progression-free
survival
Slotman et al, Lancet 2015
 Overall survival at 1 year was not
significantly different between
groups: 33% (95% CI 27–39) for the
thoracic radiotherapy group versus
28% (95% CI 22–34) for the control
group (hazard ratio [HR] 0·84, 95% CI
0·69–1·01; p=0·066).
 However, in a secondary analysis, 2-
year overall survival was 13% (95% CI
9–19) versus 3% (95% CI 2–8; p=0·004).
 Progression was less likely in the
thoracic radiotherapy group than in
the control group (HR 0·73, 95% CI
0·61–0·87; p=0·001).
 At 6 months, progression-free survival
was 24% (95% CI 19–30) versus 7% (95%
CI 4–11; p=0·001).
Slotman et al, Lancet 2015
Second Line Therapy
 Although SCLC is very responsive to initial treatment, most
patients relapse with relatively resistant disease
 These patients have a median survival of only 4 to 5 months
when treated with further chemotherapy
 Second line and third line chemotherapy provides significant
palliation in many patients, although the likelihood of response
is highly dependent on the time from initial therapy to relapse
 If the interval is less than 3 months, response to most agents is poor
(<10%)
 If interval is more than 3 months, then the expected response rates
are approximately 25%
 If patients relapse more than 6 months after first line treatment,
then treatment with their original regimen is recommended
Topotecan
 Topotecan and cyclophosphamide, doxorubicin, and vincristine
(CAV) were evaluated in a randomized, multicenter study of
patients with small-cell lung cancer (SCLC) who had relapsed at
least 60 days after completion of first-line therapy.
 Patients received either
 topotecan (1.5 mg/m2) as a 30-minute infusion daily for 5 days every
21 days (n = 107)
 CAV (cyclophosphamide 1,000 mg/m2, doxorubicin 45 mg/m2, and
vincristine 2 mg) infused on day 1 every 21 days (n = 104).
 Eligibility included the following:
 bidimensionally measurable disease
 ECOG performance status of less than or equal to 2
 and adequate marrow, liver, and renal function.
Von Pawel et al, JCO 1999
 Response rate was:
 26 of 107 patients (24.3%) treated with topotecan
 19 of 104 patients (18.3%) treated with CAV (P = .285).
 Median times to progression were 13.3 weeks (topotecan) and 12.3 weeks (CAV) (P =
.552).
 Median survival was 25.0 weeks for topotecan and 24.7 weeks for CAV (P = .795).
 The proportion of patients who experienced symptom improvement was greater in
the topotecan group than in the CAV group for four of eight symptoms evaluated,
including dyspnea, anorexia, hoarseness, and fatigue, as well as interference with
daily activity (P< or =.043).
 Grade 4 neutropenia occurred in 37.8% of topotecan courses versus 51.4% of CAV
courses (P<.001).
 Grade 4 thrombocytopenia and grade 3/4 anemia occurred more frequently with
topotecan, occurring in 9.8% and 17.7% of topotecan courses versus 1.4% and 7.2%
of CAV courses, respectively (P<.001 for both).
 Nonhematologic toxicities were generally grade 1 to 2 for both regimens.
Von Pawel et al, JCO 1999
Oral Topotecan
 O’Brien et al, 2006
 randomly assigned patients with relapsed SCLC not
considered as candidates for standard intravenous therapy
to best supportive care (BSC) alone (n = 70) or oral
topotecan (2.3 mg/m2/d, days 1 through 5, every 21 days)
plus BSC (topotecan; n = 71).
 Primary end point was overall survival
O’Brien et al, JCO 2006
Oral Topotecan
 OS was prolonged in the topotecan
group 26 weeks vs 14 weeks (log-
rank P = .0104).
 Median survival with BSC was 13.9
weeks (95% CI, 11.1 to 18.6) and
with topotecan, 25.9 weeks (95%
CI, 18.3 to 31.6).
 Statistical significance for survival
was maintained in a subgroup of
patients with a short treatment-
free interval (< or = 60 days).
 Response to topotecan was 7%
partial and 44% stable disease.
 Patients on topotecan had slower quality of life deterioration
and greater symptom control.
 Principal toxicities with topotecan were hematological: grade
4 neutropenia, 33%; grade 4 thrombocytopenia, 7%; and grade
3/4 anemia, 25%.
 Comparing topotecan with Best Supportive Care, infection
grade 2 was 14% versus 12% and sepsis 4% versus 1%; other
grade 3/4 events included vomiting 3% versus 0, diarrhea 6%
versus 0, dyspnea 3% versus 9%, and pain 3% versus 6%.
 Toxic deaths occurred in four patients (6%) in the topotecan
arm. All cause mortality within 30 days of random assignment
was 13% on BSC and 7% on topotecan.
Prophylactic Cranial Irradiation
 EORTC Study
 Patients between the ages of 18 and 75 years with
extensive stage small-cell lung cancer were randomly
assigned to undergo prophylactic cranial irradiation
(irradiation group) or receive no further therapy (control
group).
 The primary end point was the time to symptomatic brain
metastases. CT or MRI of the brain was performed when
any predefined key symptom suggestive of brain
metastases was present.
 The two groups (each with 143 patients) were well
balanced regarding baseline characteristics.
Slotman et al, NEJM 2007
Prophylactic Cranial Irradiation
 Patients in the irradiation group had a
lower risk of symptomatic brain
metastases (hazard ratio, 0.27; 95%
confidence interval [CI], 0.16 to 0.44;
P<0.001).
 The cumulative risk of brain metastases
within 1 year was 14.6% in the
irradiation group (95% CI, 8.3 to 20.9)
and 40.4% in the control group (95% CI,
32.1 to 48.6).
Slotman et al, NEJM 2007
• Irradiation was associated with an
increase in median disease-free
survival from 12.0 weeks to 14.7
weeks and a median overall
survival from 5.4 months to 6.7
months after randomization.
• The 1-year survival rate was 27.1%
(95% CI, 19.4 to 35.5) in the
irradiation group and 13.3% (95%
CI, 8.1 to 19.9) in the control
group.
QOL
Future Treatment Strategies
Immunotherapy
 Checkmate 451 (ASCO 2016)
 Ipilumumab and Nivolumab as second line and maintenance
therapy in patients with extensive stage disease
 Adult pts with ED-SCLC who achieve stable disease or
better after first-line PT-DC and have ECOG performance
status 0–1 are eligible.
 Pts with active central nervous system metastases,
autoimmune disease, or toxicities attributed to prior
anticancer therapy not resolved to grade ≤ 1 were
ineligible.
 Primary endpoints are overall survival and progression-free
survival.
Study Design
Checkmate 032
Delta-Like Protein 3 (DLL3)
 An atypical inhibitory Notch Ligand
 Induced by the key neuroendocrine
transcription factor, ASCL-1
 Aberrant cell surface expression in
>80% of small cell lung and large
cell neuroendocrine cancers
 On both cancer stem and tumor
cells, but not normal adult tissues
 Not prognostic, and does not
predict response to chemo
 Patients with progressive SCLC after at least 1 previous
systemic therapy were eligible.
 Efficacy was assessed by the investigator via RECIST and
toxicity
 when available, archived tumor tissue was assessed
retrospectively for DLL3 expression by
immunohistochemistry.
 Single-agent activity in recurrent/refractory SCLC
 Comparable responses in second and third line
 Responses and survival improved vs. historical approved
treatments
 First biomarker-directed therapy in SCLC
 Manageable safety profile
 Results justify further clinical development
Summary
 Most SCLC pts present with ED-SCLC.
 Initial response rates are high, but disease often rapidly
recurs or progresses. While 50-70% of patients with ED-
SCLC respond to first line platinum-based doublet
chemotherapy, all patients ultimately relapse, most
within the first year.
 Outcomes with second-line treatment are poor.
 Sadly not much has changed in the past decade in
regards to first line therapy, but new treatments such as
immunotherapy and antibody-drug conjugates show
promising results in the second line setting.
 Thank you
Small cell lung cancer
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Small cell lung cancer

  • 1. Small Cell Lung Cancer Palak Desai, MD
  • 2.
  • 3.
  • 4. Natural History of SCLC  SCLC is distinguished from NSCLC by its rapid doubling time, high growth fraction, and the early development of widespread metastases  Although considered highly responsive to chemotherapy and radiotherapy, SCLC usually relapses within two years despite treatment  Overall, only three to eight percent of all patients with SCLC (10 to 13 percent of those with limited disease) survive beyond five years
  • 5. SCLC Histology  SCLC is a “small blue round cell tumor” from neuroendocrine cells  Classifications:  oat cell (lymphocyte-like), fusiform, polygonal  OR classical, large cell neuroendocrine, combined SCLC/NSCLC  Immunohisto tests:  TTF1+ (adeno & SCLC)  Keratin, epithelial membrane Antigen Most SCLCs stain positively for markers Of neuroendocrine differentiation, including Chromogranin A, neuron-specific enolase, Neural cell adhesion molecule (NCAM; CD56), And synaptophysin
  • 6. Clinical Presentation of SCLC  Smokers (almost exclusively)  Cough 75%  Hemoptysis in 50%  Dyspnea and chest pain 40%  Constitutional symptoms 10 to 15%  Clubbing 16 to 29%  pneumonia, weight loss
  • 7. SCLC Paraneoplastic Syndromes  SIADH  ectopic ACTH production- Cushing’s syndrome  Eaton-Lambert Myasthenic syndrome  proximal muscle weakness that improves on repetition (“facilitation”)  Hypercalcemia  Peripheral Neuropathy
  • 11. Where does SCLC metastasize to?  Brain (30%)  Adrenal (20-40%)  Liver (25%)  Lung  Skeleton (35%)
  • 12. Prognostic Factors  The host factors of poor performance status and weight loss  Stage (limited versus extensive).  In extensive disease, the number of organ sites involved is inversely related to prognosis  Metastatic involvement of the central nervous system, the marrow, or the liver is unfavorable compared to other sites, although these variables are confounded by the number of sites of involvement.  In most trials, women fare better than men, although the reasons for this are not known.  The presence of paraneoplastic syndromes is generally unfavorable
  • 13. Survival  Limited Stage:  Median OS: 14-24 months  5-yr OS: 20%  Extensive Stage:  MedianOS: 6-11 months  5-yr OS: 2%
  • 15. Limited vs. Extensive stage Limited stage Extensive stage Incidence 1 out of 3 people with SCLC 2 out of 3 people with SCLC Spread Only in one lung and perhaps in lymph nodes on the same side of the chest To other lung, to lymph nodes on the other side of the chest, or to distant organs Area confined to an area Wide spread Treatment chemo-radiation ± PCI Chemotherapy ± PCI Lung Cancer (small cell) Overview. American cancer society. http://www.cancer.org/cancer/lungcancer-smallcell/overviewguide/lung-cancer-small-cell- overview-staging Accesed july 9,2014
  • 16. First Line Therapy  During the 1970s CAV (cyclophosphamide, adriamycin, and vincristine) was the standard regimen  In the 1980s several phase III clinical trials demonstrated that EP (Etoposide + Platinum) was equivalent to CAV
  • 17. CAV vs EP  Sundstrom et al, 2002  436 patients were randomized to chemotherapy with EP (n = 218) or CEV (n = 218).  Patients were stratified according to extent of disease (limited disease [LD], n = 214; extensive disease [ED], n = 222).  The EP group received five courses of etoposide 100 mg/m(2) intravenously (IV) and cisplatin 75 mg/m(2) IV on day 1, followed by oral etoposide 200 mg/m(2) daily on days 2 to 4.  The CEV group received five courses of epirubicin 50 mg/m(2), cyclophosphamide 1,000 mg/m(2), and vincristine 2 mg, all IV on day 1.  In addition, LD patients received thoracic radiotherapy concurrent with chemotherapy cycle 3, and those achieving complete remission during the treatment period received prophylactic cranial irradiation. Sundstrom et al, JCO 2002
  • 18. CAV vs EP  The 2- and 5-year survival rates in the EP arm (14% and 5%, P =.0004) were significantly higher compared with those in the CEV arm (6% and 2%).  Among LD patients, median survival time was 14.5 months versus 9.7 months in the EP and CEV arms, respectively (P =.001).  The 2- and 5-year survival rates of 25% and 10% in the EP arm compared with 8% and 3% in the CEV arm (P =.0001).  For ED patients, there was no significant survival difference between the treatment arms.  Quality-of-life assessments revealed no major differences between the randomized groups.
  • 19. Carboplatin vs Cisplatin  In clinical practice, carboplatin is frequently substituted for cisplatin to reduse the risk of emesis, neuropathy, and nephropathy.  The use of carboplatin carries a greater risk of myelosuppression  Randomized trials have suggested similar efficacy of cisplatin and carboplatin in patients with small cell lung cancer
  • 20. Carboplatin vs Cisplatin  Rossi et al, 2012– Meta-analysis  Four eligible trials with 663 patients (328 assigned to cisplatin and 335 to carboplatin) were included in the analysis.  Median OS was 9.6 months for cisplatin and 9.4 months for carboplatin (hazard ratio [HR], 1.08; 95% CI, 0.92 to 1.27; P = .37).  There was no evidence of treatment difference between the cisplatin and carboplatin arms according to sex, stage, performance status, or age.  Median PFS was 5.5 and 5.3 months for cisplatin and carboplatin, respectively (HR, 1.10; 95% CI, 0.94 to 1.29; P = .25).  ORR was 67.1% and 66.0%, respectively (relative risk, 0.98; 95% CI, 0.84 to 1.16; P = .83).  Toxicity profile was significantly different for each of the arms: hematologic toxicity was higher with carboplatin, and nonhematologic toxicity was higher with cisplatin. Rossi et al, JCO 2012
  • 23. Irinotecan  Irinotecan and a platinum agent has provided the greatest challenge to EP  Small phase III trial performed in Japan reported that patients with extensive stage SCLC who were treated with Irinotecan plus cisplatin experienced a median survival of 12.8 months compared to 9.4 months for patients treated with EP (P= 0.002)  In addition, the 2 year survival was 19.5% in the irinotecan plus cisplatin group vs 5.2% in the EP group Noda et al, NEJM 2002
  • 24. Irinotecan  Hanna et al, 2006  The primary objective was to compare overall survival in extensive-disease SCLC patients randomly assigned to receive IP (n = 221) or EP (n = 110).  Patients were randomly assigned in 2:1 ratio to:  cisplatin 30 mg/m2 intravenously (IV) + irinotecan 65 mg/m2 IV on days 1 and 8 every 21 days  cisplatin 60 mg/m2 IV on day 1, and etoposide 120 mg/m2 IV on days 1 to 3 every 21 days for at least four cycles, until progressive disease, or until intolerable toxicity resulted. Hanna et al, JCO 2006
  • 25. Irinotecan- Hanna et al  There was no significant difference in:  response rates (48% v 43.6%)  median time to progression (4.1 v 4.6 months)  overall survival (median survival time, 9.3 months v 10.2 months; P = .74).
  • 26.
  • 27. Irinotecan  SWOG S0124  North American Trial  651 patients  Patients were randomly assigned:  IP (irinotecan 60 mg/m(2) on days 1, 8, and 15; cisplatin 60 mg/m(2) day 1, every 4 weeks)  EP (etoposide 100 mg/m(2) on days 1 through 3; cisplatin 80 mg/m(2) day 1, every 3 weeks). Lara et al, JCO, 2009
  • 28. SWOG S0124  Response rates with IP and EP were 60% and 57%, respectively (P = .56).  Median progression-free survival for IP and EP was 5.8 and 5.2 months, respectively (P = .07).  Median overall survival for IP and EP was 9.9 and 9.1 months, respectively (P = .71).  Severe diarrhea was more common with IP (19% v 3%); severe neutropenia and thrombocytopenia were higher with EP versus IP (68% v 33% and 15% v 4%, respectively)
  • 29. Irinotecan + Carboplatin  Hermes et al  Randomized phase III trial  209 patients  Patients with ED SCLC were randomly assigned to receive either  (IC)--carboplatin (AUC= 4) and irinotecan (175 mg/m2) intravenously both on day 1  (EC) consisted of carboplatin as in IC and etoposide (120 mg/m(2)/d) orally on days 1 through 5. Courses were repeated every 3 weeks with four cycles planned.  Doses were reduced by one third in patients with a WHO performance status (PS) of 3 to 4 and/or age older than 70 years.  Primary end point was overall survival (OS). Secondary end points were quality of life (QOL) and complete response (CR) rate. Hermes et al, JCO 2008
  • 30. Irinotecan + Carboplatin OS was inferior in the EC group (hazard ratio = 1.41; 95% CI, 1.06 to 1.87; P = .02). Median survival time was 8.5 months for IC compared with 7.1 months for EC. One-year survival rate was 34% for IC and 24% for EC. CR was seen in 18 IC patients compared with seven EC patients (P = .02).
  • 31.  There were no statistically significant differences in hematologic grade 3 or 4 toxicity. Grade 3 or 4 diarrhea was more common in the IC group. QOL differences were small, with a trend toward prolonged palliation with the IC regimen.
  • 32. Many Drugs Have Failed In the First Line Setting  Data reviewed from 52 first line phase III trials between 1980 and 2006  Including 10,262 patients  110 Chemotherapy arms  NO difference in outcomes/survival Oze et al, Plos One 2009
  • 33. Thoracic Radiotherapy in Limited Disease  Pignon et a, 1992  Meta-analysis comparing chemotherapy alone with chemotherapy combined with thoracic radiotherapy  13 trials and 2140 patients with limited disease Pignon et al, NEJM, 1992
  • 34.  The relative risk of death in the combined- therapy group as compared with the chemotherapy group was 0.86 (95 percent confidence interval, 0.78 to 0.94; P = 0.001), corresponding to a 14 percent reduction in the mortality rate.  The benefit in terms of overall survival at three years (+/- SD) was 5.4 +/- 1.4 percent.  Indirect comparison of early with late radiotherapy and of sequential with non- sequential radiotherapy did not reveal any optimal time for treatment.  There was a trend toward a larger reduction in mortality among younger patients: the relative risk of death in the combined- therapy as compared with the chemotherapy group ranged from 0.72 for patients less than 55 years old (95 percent confidence interval, 0.56 to 0.93) to 1.07 (0.70 to 1.64) for patients over 70.
  • 35. Response Rates  In patients with limited stage disease, response rates of 70% to 90% are expected after treatment with EP + thoracic radiotherapy  In extensive stage disease, response rates of 60% to 70% can be achieved with chemotherapy alone  Unfortunately median survival rates are only 14 to 20 months for limited stage disease and 9 to 11 months for patients with extensive stage disease  After appropriate treatment, the 2 year survival rate is approximately 40% for limited stage disease and 5% in those with extensive stage disease Chute et al, JCO 1999
  • 36. Adding a 3rd agent?  Many strategies have been evaluated in an effort to improve on the standard treatment for extensive stage disease, including the addition of a third agent to standard 2-drug regimens  In 2 trials, the addition of ifosfamide or cyclophosphamide + an anthracycline to EP showed modest survival advantage for patients with extensive disease.
  • 37. Adding Ifosfamide  Loehrer et al, JCO 1995  Patients were randomized to receive  cisplatin (20 mg/m2) plus etoposide (100 mg/m2) (VP) both given intravenously (i.v.) on days 1 to 4  cisplatin (20 mg/m2), ifosfamide (1.2 g/m2), and etoposide (75 mg/m2) (VIP) all given i.v. on days 1 to 4. Cycles were repeated every 3 weeks for four cycles.  Objective responses were observed in 55 of 82 (67%) and 59 of 81 (73%) assessable patients treated with VP and VIP, respectively (difference not significant).  The difference in the median time to progression was statistically different (P = .039).  The median survival times on VP and VIP were 7.3 months and 9.0 months, respectively (P = .045) with 2-year survival rates of 5% versus 13%, respectively.
  • 38. EP + Cyclophosphamide and Anthracycline  Pujol et al, 2001  Phase III trial by French Federation of Cancer Institutes  patients were randomly assigned to receive either  EP (n = 109; etoposide at a dose of 100 mg/m(2) on days 1-3 plus cisplatin at 100 mg/m(2) on day 2)  PCDE (n = 117; etoposide and cisplatin given as in EP plus cyclophosphamide at 400 mg/m(2) on days 1-3 and 4'- epidoxorubicin at 40 mg/m(2) on day 1) every 4 weeks.  Both groups received a total of six cycles Pujol et al, J Natl Cancer Inst, 2001
  • 39. EP + Cyclophosphamide and Anthracycline  Pujol et al, 2001  Patients in the PCDE arm had a statistically significant higher frequency of combined complete plus partial responses compared with those in the EP arm (21% plus 55% versus 13% plus 48%, respectively; P =.02).  Patients in the PCDE arm survived longer than those in the EP arm (1-year survival rate: 40% and 29%, respectively; median survival: 10.5 and 9.3 months, respectively; log- rank P =.0067).  relative risk of death for patients in the PCDE arm compared with those in the EP arm was 0.70 (95% confidence interval = 0.51 to 0.95); the disease also progressed more slowly in patients in the PCDE arm.
  • 40. Safety  Hematologic toxicity was higher in the PCDE arm (22% with documented infections compared with 8% in the EP arm; P =.0038), and the toxicity-related death rate was 9% in the PCDE arm versus 5.5% in the EP arm (P =.22). The global health status showed similar improvement in both arms during treatment.  These findings have not been uniformly observed, and the addition of an alkylating agent, with or without anthracycline, significantly increases hematologic toxicity when compared to EP alone
  • 41.  The addition of paclitaxel to either cisplatin or carboplatin plus etoposide yielded promising results in phase II trials but did not improve overall survival, and was associated with unacceptable toxicity in a subsequent phase III study  Maintenance chemotherapy has not been shown to prolong survival as well Neill et al, JCO 2005, Zhou et al, Plos One 2013
  • 42. Simon et al, Crit Rev Oncol Hematol, 2004
  • 43. Outcomes of 1st line platinum- based combination I.K. Demedts et al Eur Respir J 2010
  • 44. Thoracic Radiotherapy for ES  Most patients with extensive stage small-cell lung cancer (ES- SCLC) who undergo chemotherapy, and prophylactic cranial irradiation, have persistent intrathoracic disease.  Phase 3 randomized controlled trial at 42 hospitals, 498 patients  Patients with WHO performance score 0–2 and confirmed ES-SCLC who responded to chemotherapy.  They were randomly assigned (1:1) to receive either thoracic radiotherapy (30 Gy in ten fractions) or no thoracic radiotherapy.  All underwent prophylactic cranial irradiation. The primary endpoint was overall survival at 1 year in the intention-to-treat population. Secondary endpoints included progression-free survival Slotman et al, Lancet 2015
  • 45.  Overall survival at 1 year was not significantly different between groups: 33% (95% CI 27–39) for the thoracic radiotherapy group versus 28% (95% CI 22–34) for the control group (hazard ratio [HR] 0·84, 95% CI 0·69–1·01; p=0·066).  However, in a secondary analysis, 2- year overall survival was 13% (95% CI 9–19) versus 3% (95% CI 2–8; p=0·004).  Progression was less likely in the thoracic radiotherapy group than in the control group (HR 0·73, 95% CI 0·61–0·87; p=0·001).  At 6 months, progression-free survival was 24% (95% CI 19–30) versus 7% (95% CI 4–11; p=0·001). Slotman et al, Lancet 2015
  • 46. Second Line Therapy  Although SCLC is very responsive to initial treatment, most patients relapse with relatively resistant disease  These patients have a median survival of only 4 to 5 months when treated with further chemotherapy  Second line and third line chemotherapy provides significant palliation in many patients, although the likelihood of response is highly dependent on the time from initial therapy to relapse  If the interval is less than 3 months, response to most agents is poor (<10%)  If interval is more than 3 months, then the expected response rates are approximately 25%  If patients relapse more than 6 months after first line treatment, then treatment with their original regimen is recommended
  • 47. Topotecan  Topotecan and cyclophosphamide, doxorubicin, and vincristine (CAV) were evaluated in a randomized, multicenter study of patients with small-cell lung cancer (SCLC) who had relapsed at least 60 days after completion of first-line therapy.  Patients received either  topotecan (1.5 mg/m2) as a 30-minute infusion daily for 5 days every 21 days (n = 107)  CAV (cyclophosphamide 1,000 mg/m2, doxorubicin 45 mg/m2, and vincristine 2 mg) infused on day 1 every 21 days (n = 104).  Eligibility included the following:  bidimensionally measurable disease  ECOG performance status of less than or equal to 2  and adequate marrow, liver, and renal function. Von Pawel et al, JCO 1999
  • 48.  Response rate was:  26 of 107 patients (24.3%) treated with topotecan  19 of 104 patients (18.3%) treated with CAV (P = .285).  Median times to progression were 13.3 weeks (topotecan) and 12.3 weeks (CAV) (P = .552).  Median survival was 25.0 weeks for topotecan and 24.7 weeks for CAV (P = .795).  The proportion of patients who experienced symptom improvement was greater in the topotecan group than in the CAV group for four of eight symptoms evaluated, including dyspnea, anorexia, hoarseness, and fatigue, as well as interference with daily activity (P< or =.043).  Grade 4 neutropenia occurred in 37.8% of topotecan courses versus 51.4% of CAV courses (P<.001).  Grade 4 thrombocytopenia and grade 3/4 anemia occurred more frequently with topotecan, occurring in 9.8% and 17.7% of topotecan courses versus 1.4% and 7.2% of CAV courses, respectively (P<.001 for both).  Nonhematologic toxicities were generally grade 1 to 2 for both regimens. Von Pawel et al, JCO 1999
  • 49. Oral Topotecan  O’Brien et al, 2006  randomly assigned patients with relapsed SCLC not considered as candidates for standard intravenous therapy to best supportive care (BSC) alone (n = 70) or oral topotecan (2.3 mg/m2/d, days 1 through 5, every 21 days) plus BSC (topotecan; n = 71).  Primary end point was overall survival O’Brien et al, JCO 2006
  • 50. Oral Topotecan  OS was prolonged in the topotecan group 26 weeks vs 14 weeks (log- rank P = .0104).  Median survival with BSC was 13.9 weeks (95% CI, 11.1 to 18.6) and with topotecan, 25.9 weeks (95% CI, 18.3 to 31.6).  Statistical significance for survival was maintained in a subgroup of patients with a short treatment- free interval (< or = 60 days).  Response to topotecan was 7% partial and 44% stable disease.
  • 51.  Patients on topotecan had slower quality of life deterioration and greater symptom control.  Principal toxicities with topotecan were hematological: grade 4 neutropenia, 33%; grade 4 thrombocytopenia, 7%; and grade 3/4 anemia, 25%.  Comparing topotecan with Best Supportive Care, infection grade 2 was 14% versus 12% and sepsis 4% versus 1%; other grade 3/4 events included vomiting 3% versus 0, diarrhea 6% versus 0, dyspnea 3% versus 9%, and pain 3% versus 6%.  Toxic deaths occurred in four patients (6%) in the topotecan arm. All cause mortality within 30 days of random assignment was 13% on BSC and 7% on topotecan.
  • 52. Prophylactic Cranial Irradiation  EORTC Study  Patients between the ages of 18 and 75 years with extensive stage small-cell lung cancer were randomly assigned to undergo prophylactic cranial irradiation (irradiation group) or receive no further therapy (control group).  The primary end point was the time to symptomatic brain metastases. CT or MRI of the brain was performed when any predefined key symptom suggestive of brain metastases was present.  The two groups (each with 143 patients) were well balanced regarding baseline characteristics. Slotman et al, NEJM 2007
  • 53. Prophylactic Cranial Irradiation  Patients in the irradiation group had a lower risk of symptomatic brain metastases (hazard ratio, 0.27; 95% confidence interval [CI], 0.16 to 0.44; P<0.001).  The cumulative risk of brain metastases within 1 year was 14.6% in the irradiation group (95% CI, 8.3 to 20.9) and 40.4% in the control group (95% CI, 32.1 to 48.6). Slotman et al, NEJM 2007
  • 54. • Irradiation was associated with an increase in median disease-free survival from 12.0 weeks to 14.7 weeks and a median overall survival from 5.4 months to 6.7 months after randomization. • The 1-year survival rate was 27.1% (95% CI, 19.4 to 35.5) in the irradiation group and 13.3% (95% CI, 8.1 to 19.9) in the control group.
  • 55. QOL
  • 57. Immunotherapy  Checkmate 451 (ASCO 2016)  Ipilumumab and Nivolumab as second line and maintenance therapy in patients with extensive stage disease  Adult pts with ED-SCLC who achieve stable disease or better after first-line PT-DC and have ECOG performance status 0–1 are eligible.  Pts with active central nervous system metastases, autoimmune disease, or toxicities attributed to prior anticancer therapy not resolved to grade ≤ 1 were ineligible.  Primary endpoints are overall survival and progression-free survival.
  • 58.
  • 61.
  • 62. Delta-Like Protein 3 (DLL3)  An atypical inhibitory Notch Ligand  Induced by the key neuroendocrine transcription factor, ASCL-1  Aberrant cell surface expression in >80% of small cell lung and large cell neuroendocrine cancers  On both cancer stem and tumor cells, but not normal adult tissues  Not prognostic, and does not predict response to chemo
  • 63.
  • 64.  Patients with progressive SCLC after at least 1 previous systemic therapy were eligible.  Efficacy was assessed by the investigator via RECIST and toxicity  when available, archived tumor tissue was assessed retrospectively for DLL3 expression by immunohistochemistry.
  • 65.
  • 66.
  • 67.
  • 68.
  • 69.
  • 70.  Single-agent activity in recurrent/refractory SCLC  Comparable responses in second and third line  Responses and survival improved vs. historical approved treatments  First biomarker-directed therapy in SCLC  Manageable safety profile  Results justify further clinical development
  • 71.
  • 72.
  • 73.
  • 74.
  • 75.
  • 76. Summary  Most SCLC pts present with ED-SCLC.  Initial response rates are high, but disease often rapidly recurs or progresses. While 50-70% of patients with ED- SCLC respond to first line platinum-based doublet chemotherapy, all patients ultimately relapse, most within the first year.  Outcomes with second-line treatment are poor.  Sadly not much has changed in the past decade in regards to first line therapy, but new treatments such as immunotherapy and antibody-drug conjugates show promising results in the second line setting.
  • 77.
  • 78.
  • 79.
  • 80.

Editor's Notes

  1. Due to the high rate of early metastases, chemotherapy is an integral part of treatment for all stages of SCLC
  2. EP is superior to CEV in LD-SCLC patients. In ED-SCLC patients, the benefits of EP and CEV chemotherapy seem equivalent, with similar survival time and quality of life.
  3. Forest plot by sub group, forest plot hazard ratios (a OS) b is PFS
  4. Selected grade 3/4 toxicities for IP/EP were: neutropenia (36.2% v 86.5%; P < .01), febrile neutropenia (3.7% v 10.4%; P = .06), anemia (4.8% v 11.5%; P = .02), thrombocytopenia (4.3% v 19.2%; P < .01), vomiting (12.5% v 3.8%; P = .04), and diarrhea (21.3% v 0%; P < .01).
  5. failed to confirm the previously reported survival benefit observed with IP in Japanese patients. Both regimens produced comparable efficacy, with less hematologic and greater gastrointestinal toxicity with IP. These results emphasize the potential importance of PG in interpreting trials of cancer therapy.
  6. Based on these findings, the carboplatin and irinotecan regimen has been added to the NCCN guidleines as an option for patients with extensive stage disease. But the panel still favors etop + cisplatin as first line therapy
  7. 25% reduction in local failure, 5 to 7 % improvement in 2 year survival
  8. Based on the above data, topotecan is approved by the FDA as subsequent therapy for pateints with SCLC who experience initial response to chemo but then experience progression after 2 to 3 months. Category 1 relapse after 2-3 months and category 2A for less than 2-3 months
  9. Hazard ratio of brain metastasis 0.27
  10. Irradiation had side effects but did not have a clinically significant effect on global health status.