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Choosing	
  a	
  Test	
  Delivery	
  Vendor	
  –	
  Part	
  1:	
  The	
  Basics	
  
Selection	
  of	
  your	
  testing	
  partner	
  will	
  either	
  free	
  you	
  to	
  focus	
  on	
  
content	
  and	
  enforcement,	
  or	
  drag	
  you	
  in	
  to	
  bondage	
  that	
  sucks	
  
the	
  life	
  from	
  your	
  certification	
  program.	
  	
  No	
  (false)	
  pressure	
  here.	
  
1
Program	
  Design	
  Assuming	
  the	
  intent	
  of	
  your	
  
program	
  is	
  to	
  measure	
  learned	
  ability	
  through	
  
the	
  use	
  of	
  written	
  assessments	
  and	
  
simulations,	
  you	
  must	
  start	
  with	
  addressing	
  
the	
  fundamental	
  issue	
  of	
  test	
  security.	
  	
  Will	
  
the	
  results	
  of	
  the	
  program	
  allow	
  individuals	
  to	
  
practice	
  in	
  an	
  area	
  that	
  could	
  put	
  the	
  public	
  at	
  
risk	
  if	
  done	
  by	
  an	
  unqualified	
  individual?	
  If	
  the	
  
answer	
  is	
  yes,	
  yours	
  is	
  a	
  high	
  stakes	
  exam.	
  
Test	
  Design	
  High	
  stakes	
  tests	
  must	
  be	
  valid	
  
and	
  reliable.	
  	
  The	
  test	
  design	
  will	
  be	
  based	
  on	
  
a	
  responsible	
  practice	
  analysis	
  and	
  test	
  
content	
  that	
  is	
  carefully	
  crafted	
  and	
  reviewed	
  
by	
  experts	
  in	
  the	
  field	
  of	
  practice.	
  	
  Unless	
  you	
  
have	
  unlimited	
  resources	
  to	
  develop	
  and	
  
maintain	
  a	
  huge	
  item	
  bank,	
  you	
  will	
  need	
  to	
  
limit	
  item	
  exposure.	
  	
  For	
  the	
  best	
  control	
  of	
  
item	
  exposure	
  you	
  probably	
  want	
  to	
  use	
  CAT	
  
to	
  reduce	
  the	
  number	
  of	
  items	
  required	
  for	
  a	
  
valid	
  test.	
  	
  CAT	
  is	
  sexy,	
  but	
  be	
  realistic	
  with	
  
your	
  goals.	
  	
  If	
  you	
  deliver	
  fewer	
  than	
  5,000	
  
tests	
  a	
  year,	
  CAT	
  is	
  not	
  for	
  you.	
  If	
  your	
  
program	
  isn’t	
  ready	
  for	
  CAT	
  yet,	
  consider	
  
LOFT.	
  
2
LOFT	
  is	
  Linear	
  On	
  the	
  Fly	
  Testing.	
  	
  It	
  offers	
  a	
  
measured	
  approach	
  that	
  selects	
  a	
  pre-­‐
defined	
  number	
  of	
  items	
  from	
  each	
  domain,	
  
but	
  not	
  necessarily	
  the	
  same	
  ones	
  for	
  each	
  
candidate.	
  Linear	
  fixed	
  form	
  remains	
  a	
  
popular,	
  if	
  not	
  innovative,	
  standard	
  for	
  high	
  
stakes	
  tests.	
  	
  Forms	
  may	
  be	
  pre	
  or	
  post	
  
administration	
  equated	
  by	
  your	
  
psychometric	
  team.	
  Not	
  all	
  platforms	
  
support	
  all	
  models.	
  If	
  you	
  don’t	
  have	
  a	
  
psychometricians	
  on	
  staff	
  (or	
  very	
  handy)	
  
don’t	
  try	
  to	
  learn	
  IRT	
  along	
  the	
  way.	
  There	
  
are	
  programs	
  that	
  will	
  run	
  the	
  statistics	
  for	
  
you	
  so	
  you	
  can	
  at	
  least	
  know	
  how	
  your	
  items	
  
and	
  your	
  forms	
  are	
  performing,	
  but	
  if	
  you	
  are	
  
moving	
  to	
  equated	
  forms,	
  or	
  CAT,	
  bring	
  in	
  
the	
  big	
  guns.	
  	
  	
  
Test	
  Assembly	
  Don’t	
  underestimate	
  the	
  
effort	
  required	
  to	
  move	
  items	
  between	
  
systems.	
  	
  QTI	
  comes	
  in	
  many	
  flavors	
  and	
  if	
  
anyone	
  says	
  you	
  can	
  just	
  put	
  your	
  items	
  in	
  a	
  
spreadsheet	
  and	
  port	
  them	
  over,	
  RUN	
  and	
  
run	
  FAST.	
  	
  
2016	
  
Test	
  
Delivery
LOREM	
  
Test	
  Assembly	
  
Fixed	
  form,	
  randomized	
  order,	
  
LOFT,	
  or	
  CAT	
  	
  
Candidate	
  Registration	
  
Requirements	
  screening,	
  
individual	
  and/or	
  batch,	
  
ecommerce	
  	
  
Test	
  Delivery	
  
Public	
  or	
  private	
  sites,	
  online	
  
and/or	
  paper	
  
Reporting	
  
Individual,	
  aggregate	
  
TRACE	
  CONSULTING	
  
3115	
  Anita	
  Circle	
  NE	
   	
  
Iowa	
  City,	
  Iowa	
  52240	
  
CONTACT	
  
319-­‐855-­‐8690	
  
terry@tracetests.com	
  
WEB	
  
www.tracetests.com	
  
	
  
 
Select	
  a	
  test	
  delivery	
  platform	
  with	
  tight	
  linkage	
  between	
  the	
  
banking	
  tool,	
  the	
  candidate	
  registration	
  system,	
  and	
  the	
  delivery	
  
engine.	
  
1
Candidate	
  Registration	
  Know	
  who	
  will	
  be	
  
looking	
  at	
  your	
  tests,	
  perhaps	
  even	
  limiting	
  
the	
  lookie-­‐loo	
  factor	
  by	
  confirming	
  each	
  test	
  
taker	
  is	
  otherwise	
  qualified	
  for	
  the	
  
certification	
  BEFORE	
  they	
  see	
  the	
  test	
  
content.	
  Several	
  vendors	
  offer	
  tools	
  to	
  
manage	
  certification	
  requirements	
  as	
  part	
  of	
  
the	
  registration	
  process.	
  
When	
  your	
  items	
  are	
  ready	
  and	
  your	
  forms	
  
are	
  assembled,	
  don’t	
  waste	
  time	
  trying	
  to	
  
register	
  test	
  takers	
  and	
  manage	
  rosters.	
  The	
  
automation	
  to	
  do	
  this	
  is	
  inexpensive	
  and	
  
powerful.	
  	
  E	
  commerce	
  is	
  a	
  little	
  trickier	
  if	
  
you	
  don’t	
  already	
  have	
  a	
  system	
  to	
  collect	
  
payment,	
  but	
  most	
  test	
  vendors	
  today	
  are	
  
PCI	
  compliant,	
  and	
  support	
  collection	
  of	
  
their	
  fees	
  and	
  yours	
  through	
  their	
  
registration	
  system.	
  
Test	
  Delivery	
  The	
  only	
  really	
  safe	
  way	
  to	
  
protect	
  your	
  intellectual	
  property	
  is	
  to	
  keep	
  
it	
  from	
  ever	
  being	
  seen.	
  	
  That	
  doesn’t	
  work	
  if	
  
you	
  need	
  to	
  let	
  people	
  take	
  the	
  tests.	
  	
  Be	
  
responsible	
  about	
  how	
  you	
  expose	
  the	
  tests.	
  	
  
If	
  you	
  send	
  them	
  out	
  in	
  paper	
  form,	
  expect	
  
that	
  someone	
  will	
  make	
  a	
  copy	
  before	
  
sending	
  them	
  back.	
  	
  It	
  happens	
  in	
  the	
  best	
  of	
  
settings	
  with	
  the	
  highest	
  level	
  of	
  control.	
  	
  
Out	
  of	
  sight	
  paper	
  forms	
  should	
  be	
  
considered	
  out	
  of	
  circulation	
  (in	
  a	
  short	
  time	
  
at	
  least)	
  and	
  are	
  probably	
  the	
  best	
  excuse	
  
you	
  can	
  find	
  for	
  a	
  short	
  and	
  infrequent	
  
window	
  of	
  administration.	
  	
  	
  
Decide	
  how	
  much	
  inconvenience	
  you	
  are	
  
willing	
  to	
  tolerate	
  as	
  you	
  design	
  your	
  
security	
  features.	
  As	
  you	
  publish	
  an	
  online	
  
test,	
  don’t	
  get	
  crazy	
  protecting	
  against	
  the	
  
end	
  case	
  unless	
  you	
  are	
  SURE	
  you	
  have	
  
covered	
  the	
  basics.	
  	
  	
  
1.	
  Tell	
  your	
  test	
  takers	
  what	
  cheating	
  looks	
  
like	
  and	
  make	
  them	
  agree	
  that	
  they	
  won’t	
  
cheat	
  before	
  you	
  let	
  them	
  start	
  each	
  test.	
  
Let	
  everyone	
  know	
  that	
  if	
  a	
  cell	
  phone	
  with	
  a	
  
camera	
  (or	
  any	
  other	
  camera	
  or	
  audio	
  
recording	
  device)	
  seen	
  in	
  the	
  testing	
  room	
  it	
  
is	
  a	
  breach	
  of	
  security	
  procedures	
  that	
  will	
  
2
invalidate	
  the	
  scores	
  of	
  the	
  test	
  and	
  may	
  
lead	
  to	
  legal	
  prosecution.	
  
2.	
  Of	
  course	
  you	
  want	
  your	
  proctors	
  to	
  
verify	
  test	
  taker	
  identification.	
  	
  You	
  
probably	
  want	
  to	
  be	
  sure	
  the	
  test	
  is	
  only	
  
released	
  with	
  an	
  authorized	
  proctor	
  in	
  the	
  
room.	
  	
  Most	
  vendors	
  offer	
  proctor	
  
authentication	
  as	
  part	
  of	
  the	
  service,	
  and	
  
some	
  actually	
  train	
  and	
  certify	
  those	
  
proctors.	
  	
  The	
  proctor	
  is	
  probably	
  the	
  
weakest	
  link	
  in	
  your	
  security	
  chain	
  unless	
  
you	
  work	
  with	
  a	
  vendor	
  that	
  either	
  hires	
  
their	
  own,	
  or	
  signs	
  agreements	
  with	
  each	
  
test	
  center	
  and	
  audits	
  against	
  the	
  
requirements	
  in	
  that	
  agreement.	
  	
  	
  
3.	
  Lock-­‐down	
  browsers	
  are	
  a	
  good	
  idea,	
  
unless	
  they	
  cause	
  your	
  test	
  administration	
  
to	
  fail	
  30%	
  of	
  the	
  time.	
  	
  Installing	
  a	
  lock	
  
down	
  browser	
  on	
  third	
  party	
  testing	
  
devices	
  may	
  be	
  painful.	
  	
  There	
  are	
  test	
  
platform	
  vendors	
  that	
  prevent	
  cut	
  and	
  
paste	
  function,	
  and	
  stop	
  the	
  test	
  if	
  a	
  
candidate	
  leaves	
  the	
  screen,	
  WITHOUT	
  the	
  
pain	
  of	
  an	
  extra	
  layer	
  of	
  lock	
  down	
  browser.	
  	
  
Look	
  for	
  those.	
  
4.	
  Once	
  a	
  test	
  starts,	
  industry	
  standard	
  for	
  
Internet	
  interruptions	
  in	
  a	
  testing	
  event	
  is	
  
about	
  5%.	
  	
  Make	
  sure	
  your	
  proctors	
  know	
  
how	
  to	
  restart	
  the	
  test,	
  and	
  make	
  sure	
  your	
  
vendor	
  saves	
  responses	
  after	
  each	
  
submission	
  and	
  turns	
  the	
  clock	
  off	
  if	
  the	
  
heartbeat	
  stops.	
  
5.	
  Standards	
  of	
  fair	
  testing	
  require	
  that	
  test	
  
takers	
  know	
  why	
  they	
  are	
  taking	
  the	
  test,	
  
what	
  score	
  is	
  required	
  to	
  pass	
  the	
  test,	
  and	
  
if	
  their	
  performance	
  met	
  the	
  minimum	
  
requirements.	
  If	
  you	
  choose	
  to	
  report	
  
domain	
  and	
  even	
  sub	
  domain	
  level	
  scores,	
  
make	
  sure	
  they	
  are	
  not	
  over	
  interpreted.	
  
And	
  be	
  ready	
  to	
  do	
  a	
  lot	
  of	
  explaining.	
  
Your	
  vendor	
  is	
  working	
  for	
  you.	
  	
  Listen	
  to	
  
their	
  suggestions,	
  but	
  don’t	
  be	
  held	
  
hostage	
  by	
  a	
  hostile	
  vendor.	
  	
  Your	
  
candidates	
  and	
  your	
  field	
  of	
  practice	
  are	
  
depending	
  on	
  you	
  to	
  manage	
  the	
  process.	
  
Test	
  Assembly	
  
Candidate	
  Registration	
  
Test	
  Delivery	
  
Reporting	
  
Whether	
  you	
  are	
  
looking	
  for	
  the	
  right	
  
vendor	
  or	
  trying	
  to	
  
figure	
  out	
  how	
  to	
  
make	
  your	
  vendor	
  
right,	
  we	
  are	
  here	
  to	
  
help.	
  	
  With	
  years	
  of	
  
experience	
  delivering	
  
high	
  stakes	
  tests,	
  we	
  
offer	
  a	
  no-­‐nonsense	
  
approach	
  to	
  
supporting	
  your	
  
program.	
  
TRACE	
  CONSULTING	
  
3115	
  Anita	
  Circle	
  NE	
   	
  
Iowa	
  City,	
  Iowa	
  52240	
  
CONTACT	
  
319-­‐855-­‐8690	
  
terry@tracetests.com	
  
WEB	
  
www.tracetests.com	
  
Fixed	
  form,	
  randomized	
  order,	
  
LOFT,	
  or	
  CAT	
  	
  
Requirements	
  screening,	
  
individual	
  and/or	
  batch,	
  
ecommerce	
  	
  
Public	
  or	
  private	
  sites,	
  online	
  
and/or	
  paper	
  
Individual,	
  aggregate	
  

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Test Driver Selection 10.8.16 2

  • 1. Choosing  a  Test  Delivery  Vendor  –  Part  1:  The  Basics   Selection  of  your  testing  partner  will  either  free  you  to  focus  on   content  and  enforcement,  or  drag  you  in  to  bondage  that  sucks   the  life  from  your  certification  program.    No  (false)  pressure  here.   1 Program  Design  Assuming  the  intent  of  your   program  is  to  measure  learned  ability  through   the  use  of  written  assessments  and   simulations,  you  must  start  with  addressing   the  fundamental  issue  of  test  security.    Will   the  results  of  the  program  allow  individuals  to   practice  in  an  area  that  could  put  the  public  at   risk  if  done  by  an  unqualified  individual?  If  the   answer  is  yes,  yours  is  a  high  stakes  exam.   Test  Design  High  stakes  tests  must  be  valid   and  reliable.    The  test  design  will  be  based  on   a  responsible  practice  analysis  and  test   content  that  is  carefully  crafted  and  reviewed   by  experts  in  the  field  of  practice.    Unless  you   have  unlimited  resources  to  develop  and   maintain  a  huge  item  bank,  you  will  need  to   limit  item  exposure.    For  the  best  control  of   item  exposure  you  probably  want  to  use  CAT   to  reduce  the  number  of  items  required  for  a   valid  test.    CAT  is  sexy,  but  be  realistic  with   your  goals.    If  you  deliver  fewer  than  5,000   tests  a  year,  CAT  is  not  for  you.  If  your   program  isn’t  ready  for  CAT  yet,  consider   LOFT.   2 LOFT  is  Linear  On  the  Fly  Testing.    It  offers  a   measured  approach  that  selects  a  pre-­‐ defined  number  of  items  from  each  domain,   but  not  necessarily  the  same  ones  for  each   candidate.  Linear  fixed  form  remains  a   popular,  if  not  innovative,  standard  for  high   stakes  tests.    Forms  may  be  pre  or  post   administration  equated  by  your   psychometric  team.  Not  all  platforms   support  all  models.  If  you  don’t  have  a   psychometricians  on  staff  (or  very  handy)   don’t  try  to  learn  IRT  along  the  way.  There   are  programs  that  will  run  the  statistics  for   you  so  you  can  at  least  know  how  your  items   and  your  forms  are  performing,  but  if  you  are   moving  to  equated  forms,  or  CAT,  bring  in   the  big  guns.       Test  Assembly  Don’t  underestimate  the   effort  required  to  move  items  between   systems.    QTI  comes  in  many  flavors  and  if   anyone  says  you  can  just  put  your  items  in  a   spreadsheet  and  port  them  over,  RUN  and   run  FAST.     2016   Test   Delivery LOREM   Test  Assembly   Fixed  form,  randomized  order,   LOFT,  or  CAT     Candidate  Registration   Requirements  screening,   individual  and/or  batch,   ecommerce     Test  Delivery   Public  or  private  sites,  online   and/or  paper   Reporting   Individual,  aggregate   TRACE  CONSULTING   3115  Anita  Circle  NE     Iowa  City,  Iowa  52240   CONTACT   319-­‐855-­‐8690   terry@tracetests.com   WEB   www.tracetests.com    
  • 2.   Select  a  test  delivery  platform  with  tight  linkage  between  the   banking  tool,  the  candidate  registration  system,  and  the  delivery   engine.   1 Candidate  Registration  Know  who  will  be   looking  at  your  tests,  perhaps  even  limiting   the  lookie-­‐loo  factor  by  confirming  each  test   taker  is  otherwise  qualified  for  the   certification  BEFORE  they  see  the  test   content.  Several  vendors  offer  tools  to   manage  certification  requirements  as  part  of   the  registration  process.   When  your  items  are  ready  and  your  forms   are  assembled,  don’t  waste  time  trying  to   register  test  takers  and  manage  rosters.  The   automation  to  do  this  is  inexpensive  and   powerful.    E  commerce  is  a  little  trickier  if   you  don’t  already  have  a  system  to  collect   payment,  but  most  test  vendors  today  are   PCI  compliant,  and  support  collection  of   their  fees  and  yours  through  their   registration  system.   Test  Delivery  The  only  really  safe  way  to   protect  your  intellectual  property  is  to  keep   it  from  ever  being  seen.    That  doesn’t  work  if   you  need  to  let  people  take  the  tests.    Be   responsible  about  how  you  expose  the  tests.     If  you  send  them  out  in  paper  form,  expect   that  someone  will  make  a  copy  before   sending  them  back.    It  happens  in  the  best  of   settings  with  the  highest  level  of  control.     Out  of  sight  paper  forms  should  be   considered  out  of  circulation  (in  a  short  time   at  least)  and  are  probably  the  best  excuse   you  can  find  for  a  short  and  infrequent   window  of  administration.       Decide  how  much  inconvenience  you  are   willing  to  tolerate  as  you  design  your   security  features.  As  you  publish  an  online   test,  don’t  get  crazy  protecting  against  the   end  case  unless  you  are  SURE  you  have   covered  the  basics.       1.  Tell  your  test  takers  what  cheating  looks   like  and  make  them  agree  that  they  won’t   cheat  before  you  let  them  start  each  test.   Let  everyone  know  that  if  a  cell  phone  with  a   camera  (or  any  other  camera  or  audio   recording  device)  seen  in  the  testing  room  it   is  a  breach  of  security  procedures  that  will   2 invalidate  the  scores  of  the  test  and  may   lead  to  legal  prosecution.   2.  Of  course  you  want  your  proctors  to   verify  test  taker  identification.    You   probably  want  to  be  sure  the  test  is  only   released  with  an  authorized  proctor  in  the   room.    Most  vendors  offer  proctor   authentication  as  part  of  the  service,  and   some  actually  train  and  certify  those   proctors.    The  proctor  is  probably  the   weakest  link  in  your  security  chain  unless   you  work  with  a  vendor  that  either  hires   their  own,  or  signs  agreements  with  each   test  center  and  audits  against  the   requirements  in  that  agreement.       3.  Lock-­‐down  browsers  are  a  good  idea,   unless  they  cause  your  test  administration   to  fail  30%  of  the  time.    Installing  a  lock   down  browser  on  third  party  testing   devices  may  be  painful.    There  are  test   platform  vendors  that  prevent  cut  and   paste  function,  and  stop  the  test  if  a   candidate  leaves  the  screen,  WITHOUT  the   pain  of  an  extra  layer  of  lock  down  browser.     Look  for  those.   4.  Once  a  test  starts,  industry  standard  for   Internet  interruptions  in  a  testing  event  is   about  5%.    Make  sure  your  proctors  know   how  to  restart  the  test,  and  make  sure  your   vendor  saves  responses  after  each   submission  and  turns  the  clock  off  if  the   heartbeat  stops.   5.  Standards  of  fair  testing  require  that  test   takers  know  why  they  are  taking  the  test,   what  score  is  required  to  pass  the  test,  and   if  their  performance  met  the  minimum   requirements.  If  you  choose  to  report   domain  and  even  sub  domain  level  scores,   make  sure  they  are  not  over  interpreted.   And  be  ready  to  do  a  lot  of  explaining.   Your  vendor  is  working  for  you.    Listen  to   their  suggestions,  but  don’t  be  held   hostage  by  a  hostile  vendor.    Your   candidates  and  your  field  of  practice  are   depending  on  you  to  manage  the  process.   Test  Assembly   Candidate  Registration   Test  Delivery   Reporting   Whether  you  are   looking  for  the  right   vendor  or  trying  to   figure  out  how  to   make  your  vendor   right,  we  are  here  to   help.    With  years  of   experience  delivering   high  stakes  tests,  we   offer  a  no-­‐nonsense   approach  to   supporting  your   program.   TRACE  CONSULTING   3115  Anita  Circle  NE     Iowa  City,  Iowa  52240   CONTACT   319-­‐855-­‐8690   terry@tracetests.com   WEB   www.tracetests.com   Fixed  form,  randomized  order,   LOFT,  or  CAT     Requirements  screening,   individual  and/or  batch,   ecommerce     Public  or  private  sites,  online   and/or  paper   Individual,  aggregate