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Ray S. Kim, Ph.D.
 The idea of a defense to criminal
responsibility based on mental disability can
be traced back to the 13th century.
 The premise of the insanity defense is that
most criminal offenders choose to commit
crime for rational reasons and of their own
“free will” and are therefore deserving of
punishment. However, some mentally
disturbed offenders are so
irrational or so unable to
control their behavior that
treatment rather than
imprisonment is warranted.
 The insanity defense is considered one of the
most controversial issues in criminal law.
 It is rarely used.
 It is rarely successful.
 Famous cases include John Hinckley, Jeffrey
Dahmer, and Andrea Yates.
 The McNaughton case in 1843 was the first
famous legal test for insanity.
 “…the accused was laboring under such a
defect of reason, from disease of the mind,
as not to know the nature and quality of the
act he was doing or, if he did know it, that
he did not know what he was doing was
wrong.”
 Standard for insanity in almost half of the
States.
 In 1954, a Judge tried to reform the
McNaughton standard.
 “…that an accused is not criminally
responsible if his unlawful act was the
product of mental disease or mental
defect.”
 The Durham standard drew criticism and was
eventually rejected by the federal courts
because its definition of insanity was too
broad (much more lenient than the
McNaughton standard).
 In 1984, the United States
Congress adopted an insanity
test based on a proposal by
the American Bar Association.
 “A person is not responsible for criminal
conduct if, at the time of such conduct, and
as a result of mental disease or defect, that
person was unable to appreciate the
wrongfulness of such conduct.”
 Returned to a more strict interpretation of
insanity.
 720 ILCS 5/6-2. NOT GUILTY BY REASON
OF INSANITY
 Section 6-2. Insanity.
 “A person is not criminally responsible for
conduct if at the time of such conduct, as a
result of mental disease or mental defect, he
lacks substantial capacity to appreciate the
criminality of his conduct.”
 After a finding or verdict
of not guilty by reason of
insanity, the defendant
shall be ordered to the Department of
Human Services for an evaluation as to
whether he is in need of mental health
services. The order shall specify whether the
evaluation shall be conducted on an
inpatient or outpatient basis.”
 “The Department of Human
Services shall provide the
court with a report of its
evaluation within 30 days of the date of this
order. The Court shall hold a hearing as
provided under the Mental Health and
Developmental Disabilities Code to
determine if the individual is: (a) in need of
mental health services on an inpatient basis,
(b) in need of mental health services on an
outpatient basis, or (c) a person not in need
of mental health services.”
 “If the defendant is found to
be in need of mental health
services on an inpatient care
basis, the court shall order
the defendant to the Department of Human
Services. The defendant shall be placed in a
secure setting unless the court determines
that there are compelling reasons why such
placement is not necessary.”
 “If the defendant is found to be in need of
mental health services, but not on an
inpatient care basis, the court shall
conditionally release the defendant, under
such conditions as will reasonably assure the
defendant’s satisfactory progress and
participation in treatment or rehabilitation
and the safety of the defendant and others.
Such conditional release shall be for a period
of five years.”
 “If the court finds the person not in need of
mental health services, then the court shall
order the defendant discharged from
custody.”
 “Not more than 30 days
after admission and every
60 days thereafter so long
as the initial order remains
in effect, the facility director
shall file a treatment plan
report in writing with the court.”
 “The facility director shall give written
notice to the court when:
1. The defendant is no longer in need of
mental health services on an inpatient
basis.
2. The defendant may be conditionally
released because he is still in need of
mental health services.
3. The defendant may be discharged as not
in need of any mental health services.
4. The defendant no longer requires
placement in a secure setting.”
 “Upon receipt of a petition for treatment
plan review, transfer to a non-secure setting,
or discharge or conditional release, the court
shall set a hearing to be held within 120
days.”
 “Before the court orders that the defendant
be discharged or conditionally released, it
shall order the facility director to establish a
discharge plan that includes a plan for the
defendant’s shelter, support, and
medication.”
 “If within the period of the defendant’s
conditional release the State’s Attorney
determines that the defendant has not
fulfilled the conditions of his release, the
State’s Attorney may petition the court to
revoke or modify the conditional release of
the defendant. Upon the filing of such
petition, the defendant may
be remanded to the custody
of the Department of Human
Services pending the
resolution of the petition.”
NGRI
No
Treatment
Released
Outpatient
Treatment
Conditional
Release
Inpatient
Treatment
DHS Facility
Discharged
Conditional
Release
Thiem Date
Released
Civil
Commitment
 Supervised On-Grounds Pass Privileges
 Unsupervised On-Grounds Pass Privileges
 Supervised Off-Grounds Pass Privileges
 Unsupervised Off-Grounds Pass Privileges
 Transfer to a Non-Secure Setting
 Conditional Release
 Discharge
 Risk factors (i.e., managed adequately?).
 Clinical stability (i.e., extended period of
stability?).
 Compliance with treatment (e.g., taking
medication?, participating in counseling?,
attending groups?).
 Behavior on the unit (e.g., aggressive?,
cooperative?, compliant?).
 Use of current privileges (i.e., responsible
use versus inappropriate use).
 Insight (i.e., aware of wrongfulness of crime,
connection between mental illness and the
crime, need for continued treatment).
 Nature of the crime (i.e., severity).
 Patient’s current perception of the criminal act
(e.g., personal responsibility, remorse, regret).
 Clarity of connection between the patient’s
mental illness and the crime (i.e., clear
connection is a good predictor of future safety).
 Viable aftercare plan (i.e., structured
residence, treatment services).
 Comprehensive plan that focuses on
management of risk factors (i.e., preventing
violence).
 Structured and stable living arrangement (e.g.,
halfway houses, group homes).
 Mental health services (e.g., medication
management, individual counseling, group
therapy).
 Substance abuse services (e.g., chemical
dependence groups, random drug tests).
 Supervision and monitoring (i.e., DHS monitors
NGRIs while under court jurisdiction).
 Other supportive services (e.g., case
management).
Insanity.2015

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Insanity.2015

  • 1. Ray S. Kim, Ph.D.
  • 2.
  • 3.  The idea of a defense to criminal responsibility based on mental disability can be traced back to the 13th century.  The premise of the insanity defense is that most criminal offenders choose to commit crime for rational reasons and of their own “free will” and are therefore deserving of punishment. However, some mentally disturbed offenders are so irrational or so unable to control their behavior that treatment rather than imprisonment is warranted.
  • 4.  The insanity defense is considered one of the most controversial issues in criminal law.  It is rarely used.  It is rarely successful.  Famous cases include John Hinckley, Jeffrey Dahmer, and Andrea Yates.
  • 5.  The McNaughton case in 1843 was the first famous legal test for insanity.  “…the accused was laboring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing or, if he did know it, that he did not know what he was doing was wrong.”  Standard for insanity in almost half of the States.
  • 6.  In 1954, a Judge tried to reform the McNaughton standard.  “…that an accused is not criminally responsible if his unlawful act was the product of mental disease or mental defect.”  The Durham standard drew criticism and was eventually rejected by the federal courts because its definition of insanity was too broad (much more lenient than the McNaughton standard).
  • 7.  In 1984, the United States Congress adopted an insanity test based on a proposal by the American Bar Association.  “A person is not responsible for criminal conduct if, at the time of such conduct, and as a result of mental disease or defect, that person was unable to appreciate the wrongfulness of such conduct.”  Returned to a more strict interpretation of insanity.
  • 8.  720 ILCS 5/6-2. NOT GUILTY BY REASON OF INSANITY  Section 6-2. Insanity.  “A person is not criminally responsible for conduct if at the time of such conduct, as a result of mental disease or mental defect, he lacks substantial capacity to appreciate the criminality of his conduct.”
  • 9.  After a finding or verdict of not guilty by reason of insanity, the defendant shall be ordered to the Department of Human Services for an evaluation as to whether he is in need of mental health services. The order shall specify whether the evaluation shall be conducted on an inpatient or outpatient basis.”
  • 10.  “The Department of Human Services shall provide the court with a report of its evaluation within 30 days of the date of this order. The Court shall hold a hearing as provided under the Mental Health and Developmental Disabilities Code to determine if the individual is: (a) in need of mental health services on an inpatient basis, (b) in need of mental health services on an outpatient basis, or (c) a person not in need of mental health services.”
  • 11.  “If the defendant is found to be in need of mental health services on an inpatient care basis, the court shall order the defendant to the Department of Human Services. The defendant shall be placed in a secure setting unless the court determines that there are compelling reasons why such placement is not necessary.”
  • 12.  “If the defendant is found to be in need of mental health services, but not on an inpatient care basis, the court shall conditionally release the defendant, under such conditions as will reasonably assure the defendant’s satisfactory progress and participation in treatment or rehabilitation and the safety of the defendant and others. Such conditional release shall be for a period of five years.”
  • 13.  “If the court finds the person not in need of mental health services, then the court shall order the defendant discharged from custody.”
  • 14.  “Not more than 30 days after admission and every 60 days thereafter so long as the initial order remains in effect, the facility director shall file a treatment plan report in writing with the court.”
  • 15.  “The facility director shall give written notice to the court when: 1. The defendant is no longer in need of mental health services on an inpatient basis. 2. The defendant may be conditionally released because he is still in need of mental health services. 3. The defendant may be discharged as not in need of any mental health services. 4. The defendant no longer requires placement in a secure setting.”
  • 16.  “Upon receipt of a petition for treatment plan review, transfer to a non-secure setting, or discharge or conditional release, the court shall set a hearing to be held within 120 days.”  “Before the court orders that the defendant be discharged or conditionally released, it shall order the facility director to establish a discharge plan that includes a plan for the defendant’s shelter, support, and medication.”
  • 17.  “If within the period of the defendant’s conditional release the State’s Attorney determines that the defendant has not fulfilled the conditions of his release, the State’s Attorney may petition the court to revoke or modify the conditional release of the defendant. Upon the filing of such petition, the defendant may be remanded to the custody of the Department of Human Services pending the resolution of the petition.”
  • 19.  Supervised On-Grounds Pass Privileges  Unsupervised On-Grounds Pass Privileges  Supervised Off-Grounds Pass Privileges  Unsupervised Off-Grounds Pass Privileges  Transfer to a Non-Secure Setting  Conditional Release  Discharge
  • 20.  Risk factors (i.e., managed adequately?).  Clinical stability (i.e., extended period of stability?).  Compliance with treatment (e.g., taking medication?, participating in counseling?, attending groups?).  Behavior on the unit (e.g., aggressive?, cooperative?, compliant?).  Use of current privileges (i.e., responsible use versus inappropriate use).
  • 21.  Insight (i.e., aware of wrongfulness of crime, connection between mental illness and the crime, need for continued treatment).  Nature of the crime (i.e., severity).  Patient’s current perception of the criminal act (e.g., personal responsibility, remorse, regret).  Clarity of connection between the patient’s mental illness and the crime (i.e., clear connection is a good predictor of future safety).  Viable aftercare plan (i.e., structured residence, treatment services).
  • 22.  Comprehensive plan that focuses on management of risk factors (i.e., preventing violence).  Structured and stable living arrangement (e.g., halfway houses, group homes).  Mental health services (e.g., medication management, individual counseling, group therapy).  Substance abuse services (e.g., chemical dependence groups, random drug tests).  Supervision and monitoring (i.e., DHS monitors NGRIs while under court jurisdiction).  Other supportive services (e.g., case management).