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The life science business of Merck KGaA,
Darmstadt, Germany operates as
MilliporeSigma in the U.S. and Canada.
Data driven strategies and
considerations for scalable
purification of Plasmid DNA
for use in vaccine
manufacturing
Thomas Parker, Global Focal Point – Vaccines and Viral Therapies,
Technology Management
29 October 2020
The life science business
of Merck KGaA, Darmstadt,
Germany operates as
MilliporeSigma in the U.S.
and Canada
1. Plasmid Production Overview
2. Cell Harvest, Lysis, and Clarification
3. Purification Considerations
4. Tangential Flow Filtration
5. Chromatography
6. Sterile Filtration
7. Summary
Clarification Sterile filtrationFermentation Alkaline Lysis ChromatographyTangential flow filtration
Plasmid
Production
Overview
• Circular double helix DNA molecules, naturally found in bacteria, intracellular replicated
• Molecular characteristics:
− Large size 1.5 – 150 kb
− Poly anion, highly negatively charged
− Sensitive to mechanical stress
− Various topological forms
ccc form I: covalentely closed circles, supercoiled, fully intact,
wound around itself
oc form: one strand nicked/broken, less compact, totally relaxed
linear form: both strands broken, free ends
Introduction
What are Plasmids?
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing5
MW Size
Plasmid 4 MD* 200 nm**
mAB 0.2 MD* 10 nm**
* Mega Dalton (6 kb Plasmid)
** Dynamic range
Supercoiled plasmid is recognized by FDA as the most therapeutically effective
Carsten Voß, 2007
Importance of Plasmid DNA
The key-role of pDNA for viral vector and vaccine production
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing6
Plasmid DNA
(Vector)
Therapeutic
transgene, structural
genes
CAGR 18%
Other
14%
Adeno
15%
LV
49%
pDNA
22%
Viral Vectors
Clinical trials by vector types
Bioprocess International,
December 17, 2019
DNA vaccines
▪ - prophylactic use,
e.g. infections
- therapeutic
applications,
e.g. cancer, allergy
mRNA vaccines
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing7
✓ Capable of inducing strong
immune response
✓ Require appropriate formulation
(buffers, stabilizers, and inorganic or
organic matrices) for protection
from degradation and enable
efficient transfer and delivery
Plasmid DNA as a Vaccine
Basic Mechanism
Delivery methods: lipofection, gene-gun (DNA coated gold particle,
micro-particles/capsules)
1) Viral protein
gene transferred
into a plasmid
2) Plasmid purified
and delivered to
patient skin or
muscle cells
3) Patient cells produce
the viral protein,
inducing an immune
response
Advantages
Challenges
Downsides
Characteristics
Plasmid DNA as a Vaccine
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing8
• Simple design
• Easy to manipulate/optimize
• Production: Reproducible, rapid,
scalable
• Requires only BL1 safety level
• No significant adverse events
• Temperature stable, long shelf life
• Similar immune response as other
platforms
• Removal of impurities and non
desired pDNA forms need careful
process design
• High concentration needed (mg
level)
• Delivery and protection of DNA
from degradation
• Poor gene transfer efficiency
• Estimated that for every 1000
plasmid molecules only one reaches
the cell and is expressed.
• Low immunogenic potential of
bacterial DNA
• Possible insertional mutagenesis
Importance of Plasmid DNA Vaccines
Fighting COVID 19
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing9
 Four pDNA based vaccines in clinical evaluation
 12 pDNA vaccines in preclinical evaluation
WHO report, 02 October 2020
COVID-19 Vaccine
developer/manufacturer
Type of candidate
vaccine
Number of
doses
Timing of
doses
Route of
Administration
Clinical Stage
Inovio Pharmaceuticals/
International Vaccine Institute
DNA plasmid vaccine with
electroporation
2 0, 28 days Intradermal I/II
Osaka University/ AnGes/ Takara
Bio
DNA plasmid vaccine +
Adjuvant
2 0, 14 days intramuscular I/II
Cadila Healthcare Limited DNA plasmid vaccine 3 0, 28, 56 days Intradermal I/II
Genexine Consortium
DNA Vaccine
(GX-19)
2 0, 28 days Intramuscular I/II
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing10
Plasmid Production
Unique challenges of pDNA purification
Adequate technologies and application expertise for providing solutions for Plasmid
manufacturing needed.
• Low productivity of microbial fermentation due to copy number limitations in the relevant strains.
• Similarity of product and contaminants (gDNA, Endotoxin, RNA, Plasmid isoforms) leads to low
resolution separation.
• Feed often highly viscous, complicating downstream processing.
• Low flowrate needed for chromatography
• Difficult to achieve desired concentrations at the final TFF step.
• Shear sensitivity.
• Need to eliminate multiple undesirable components from the process.
• Lack of platform process and integrated solutions.
From: Xenopoulos, A. and Pattnaik, P. (2014), Expert Rev. Vaccines 13, 1537-1551
Unit Operation BI LONZA Cobra bio Merck & Co. Inovio GSK GEHC BIA
Plasmid pRZ-hMCP1 pTX0161 pVAX1 Pegfp-N1
Host K12 JM108 Clean Genome DH1 DH1 OB DH1 DH5a
Cell Harvest Continuous
centrifugation
centrifugation centrifugation TFF (0.45 UM)
Cell lysis Continuous alkaline
lysis
Continuous alkaline
lysis
Alkaline lysis with
RNase
Heat lysis with
Lysozyme
Continuous alkaline
lysis
Alkaline lysis Alkaline lysis Alkaline lysis
Primary Clarification Flocculation Woven nylon bag filter Bubble column with
3/0.1 um depth filters
Centrifugation>membr
ane (0.45/0.2 um)
concentration Ultrafiltration (hollow
fiber)
TFF Ultrafiltration (hollow
fiber, 100 kD)
Contaminant
Precipitation
Ammonium sulphate Chemical CTAB Fractional Calcium chloride Calcium chloride Calcium chloride
Sec.Clarification filtration Depth filter Filtration with DE Depth filtration
1.2/0.45/0.2 um
membranes
Concentration Hollow fiber TFF TFF 100 KD
Chromatography HIC-Butyl 650 M, B/E.
AEX: Fractogel DEAE
B/E
SEC-Sepharose 6FF
HIC-hexyl 650 C F/T.
HIC-Butyl 650 S, B/E.
SEC-Sepharose 6FF
AEX; DEAE Expanded
bed
SEC S500HR
AEX : Q Membrane,
B/E
HIC: Resin B/E
AEX: Fractogel TMAE SEC: Sepharose 6FF
media
Thiophilic aromatic
plasmid Select B/E
AEX: Source 3 0Q, B/E
AEX: DEAE Monolith
HIC: monolith
Concentration TFF TFF (Spiral device, 20
kD)
Ethanol Precipitation
and TFF,RC, 100 Kda
TFF-PES, 50 kD
Final filtration PVDF 0.22 PVDF 0.22 PES
No industry platform solution has been accepted
Diversity of existing process schemes
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
11
Large-Scale Production Processes for Plasmid DNA
From: Xenopoulos, A. and Pattnaik, P. (2014), Expert Rev. Vaccines 13, 1537-1551
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing12
Generic Production Process for Plasmid DNA
Plasmid Overview
Fermentation Harvest Lysis
Alkaline Lysis
or
Heat,
Mechanical,
Enzymatic
Clarification/Primary recovery
Purification
Capture, Polishing
Sterile Filtration
Centrifugation
Filtration
Flocculation, ATPS,
Selective Precipitation (PEG, salt
detergent), Expanded Bed
Optional Feed pre-treatment
Centrifugation
TFF or
hollow fiber
TFF
Concentration,
Diafiltration
AEX -> HIC
HIC -> AEX
SEC -> HIC
Affinity
1-2 Chromatography steps
By
CaCl2-Preciptitation
or RNAse
Concentration Buffer
exchange by TFF
Adjustment
for Capture
RNA removal
Integrated strength from harvest to final fill
Our Capabilities for pDNA Purification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing13
Fermentation Clarification
Purification with
Chromatography(1-2 steps)
Concentration and
Diafiltration (UF/DF)
Final filtrationStorage Concentration and
diafiltration (UF/DF)
Thaw cells Cell harvest Cell lysis
Prostak®/Pellicon® Mobius® Mixer
Clarisolve®/Millistak+®
Pellicon® 2 100 or 300 kDaFractogel® DEAE
Fractogel® DMAE
Natrix® Q
Pellicon® 2 100 kDaMillipore Express®
Validation and Testing Services Mobius® Single Use Solutions
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing14
Poll Question #1
Cell Harvest,
Lysis, and
Clarification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing16
Plasmids are produced
intracellularly
• Multiple unit operations are needed before
downstream purification
Cells harvest by
centrifugation or
tangential follow
filtration (TFF)
microfiltration
Cell lysis by
physical or
chemical
treatment
Clarification by
depth filtrating
or centrifugation
Harvest overview
Cell Harvest, Lysis, & Clarification
• Plasmids are produced intracellularly in a batch and/or
fed-batch using E. coli host
• Minimal mineral salt media commonly used - low price,
autoclavable
• Productivity and specific productivity (amount of pDNA per
unit of cell mass) are proportional to the final cell density in
a fermenter
• Fast production (~1 day) relative to mammalian cell
culture
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing17
Fermentation overview and output
Cell Harvest, Lysis, & Clarification
Defining the harvest input:
• Wide range of volume possible
• 30-200L common, but
6000L proven
• OD600nm of 100-120
• 100-250 mg/L, yields up to
2 g/L reported
• Specific yield of 50 mg
pDNA/g DCW, up to 75% of
total DNA is Plasmid
Microfiltration Tangential Flow Filtration
(MF-TFF)
 High solids count favor open-channel formats
 Flat-sheet TFF devices work well in this
application
− Linear scalability
− Wide range of formats and installation options
Centrifugation
 Traditional approach is cost effective at large
scale (>500L) or very small scale with swinging
bucket (<5L)
 Special attention is needed due to high shear
generation in large scale centrifugation
Centrifugation vs Tangential Flow Filtration
Cell Harvest, Lysis, & Clarification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing18
Parameters Value
Device
Prostak™ or Pellicon® 2 with Durapore®
0.1, 0.22 µm, or 0.45 µm
Pellicon® 2 Biomax® 1000 kDa, V screen
Pellicon® 2 Ultracel® 1000 kDa, V screen
Volumetric loading 10 – 60 L/m2
Feed flow 7 - 9 L/min/m2
TMP < 0.5 bar
Average flux 20 - 30 LMH
Volumetric
concentration factor
2 to 5
Diafiltration volumes 3 to 5
MF-TFF Typical Operating Parameters
Principle
• Alkaline condition plus detergent solubilizes the cell walls and
the alkaline environment denatures genomic DNA.
• Sodium dodecyl sulfate and Triton X-100 common
• Reaction neutralized with acid after short incubation
Challenges
• Both alkaline and shear from mixing will damage supercoiled
plasmid DNA
• Sudden increase of viscosity will impact mixing efficiency
Solutions
• Optimize mix speed, incubation time, and chemical
concentrations
• Mobius® single use mixers
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing19
Key considerations for lysis
Cell Harvest, Lysis, & Clarification
• Lysis affects pDNA quality and
impurity level, directly
impacting subsequent down
stream steps.
• Continuous lysis approach
may be needed for large
scales
Aims at reducing lysate impurity level for improving
clarification and purification by use of:
• PEG/PEI for selective precipitation of gDNA
• Divalent cations (2M Ca2+) for precipitation of RNA
• RNAse for enzymatic digestion RNA (cost and regulatory
concerns)
• Anionic detergent for lowering endotoxin levels
Watch Outs
• Changes of lysate pH, salt conc. conductivity, viscosity
• Additives might not be compatible with subsequent
chromatography capture and require additional TFF for
buffer exchange
• Additives might be difficult to remove
Cell Harvest, Lysis & Clarification
Optional Pretreatment
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing20
Pretreatment impacts clarification performance and can affect
subsequent chromatography capture step.
Ca+2 mediated
RNA precipitation
AEX Capture
Clarification
AEX Capture
vs.
LysateLysate
TFF
Clarification
• Lysis output can be challenging for clarification
• Complex mixture:
• Large particles, cell debris, plasmid DNA,
genomic DNA, RNA and host cell proteins
• Very high solids load
• Highly viscous
• Two-phase separation
• Froth phase (top) – cell debris and gDNA
• Lysate phase (bottom) – pDNA, RNA, HCP
• Manufacturers utilize a wide range of pre-
clarification methods to enhance unit operation
efficiency
Cell Harvest, Lysis & Clarification
No platform solution for lysis and conditioning
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing21
Internal Data
25%
10%
10%
15%
25%
15%
Pre-clarification conditioning
Sieving/Filtration Centrifugation
Polymer Flocculation Natural Floating Separation
No Pre-clarification Proprietary
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing22
Filtration based
clarification
preferred up to
500L+
fermentation
scale Modern approach, use
size exclusion and
absorption mechanisms
 Can be used in series
 Attention: positive
charged filtration aid
may interact with
plasmid
Centrifugation vs Filtration
Cell Harvest, Lysis & Clarification
 Traditional approach,
which is capable of
handling high %solids
 May require secondary
clarification
 Attention: high shear
rate can damage the
structure of supercoiled
plasmid DNA
Centrifugation Normal flow filtration
Depth filters at a glance
Cell Harvest, Lysis & Clarification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing23
Depth filters at a glance
Cell Harvest, Lysis & Clarification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing24
Media type and density impact adsorptive properties
Lower adsorption Higher adsorption
Capacity range for non-conditioned lysateCapacity range for pre-conditioned lysate
Data summary for clarification using depth filtration
Cell Harvest, Lysis & Clarification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing25
0
50
100
150
200
250
300
350
Clarisolve
20MS
Clarisolve
40MS
Clarisolve 60
HX
Millistak+
D0HC
Millistak+
C0HC
Capacity(L/sqm)
0
50
100
150
200
250
300
350
400
450
Clarisolve
40MS
Clarisolve
60HX
Millistak+
D0HC
Millistak+
C0HC
Millistak+
D0SP
Millistak+
CE50
Capacity(L/sqm)
High yields at >90%
• Millistak+® D0HC or C0HC: >80%
• Millistak+® CE: >90%
• Clarisolve®: >90%
• Salt chase recommended
• Bioburden reduction
membrane capacity post
depth filtration varies –
>500L/m2 typical
Case Study #1
 Clarisolve® 60HX
 Alkaline lysis + CaCl2 precipitation
− gDNA and RNA being removed
Case Study #2
 Millistak+® D0HC
 Alkaline lysis without pretreatment
− gDNA removed
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing26
For 500L, Case #1 needs two
Process Scale Pod Racks
and Case #2 needs one
Case studies
Cell Harvest, Lysis & Clarification
Filter
Flux
(LMH)
Volumetric
Throughput at 15psi
dP (L/m2)
Installation for
500L with 1.5x
safety factor
Case #1 Clarisolve® 60HX 200 160 14 x 0.55m2
Case #2 Millistak+® D0HC 100 150 8 x 1.1m2
Plasmid
Purification
Considerations
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing28
Poll Question #2
General Considerations
Plasmid Purification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing29
Polish
Chromatograph
HIC
AEX
Ultrafiltration/
Diafiltration
Final filtrationFill in
assemblies
Optional
Ultrafiltration
Capture
Chromatography
AEX
HIC
Plasmid purification requires a combination of more
than one unit operation.
Tangential Flow Filtration (TFF) at 1-2 steps
• Can remove RNA, small sized genomic DNA and protein
• Essential for concentration to reduce loading time and
complete buffer exchange prior chromatography steps
• After clarification and before chromatography
Chromatography
• Selectively separates supercoiled Plasmid from oc-/linear
isoforms and residual impurities (host cell protein and nucleic
acid, endotoxin) by charge, size or hydrophobicity
• Anion Exchange (AEX) and Hydrophobic interaction (HIC)
typically used
• Sometimes size exclusion (SEC) for RNA removal
Sterile filtration to ensure process safety
or
Biggest Challenge:
Separation of Plasmid isoforms
Plasmid TFF
Ultrafiltration and Diafiltration Overview
TFF
30, 100 or 300 kD membranes can be used at two different steps
 First TFF step, after clarification and before chromatography
− Remove residual impurities and protein
− Concentrate plasmid to reduce loading time and buffer exchange for
chromatography steps
− 4-25x concentration and 5-10 diavolumes
 Second TFF step, after chromatography and before sterile filtration of
drug substance
− Achieve final concentration and exchange into formulation buffer
− 10x concentration and ~10 diavolumes typical
31
1
2
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
Two-pump control adds operational consistency
TFF
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing32
Use 2-pump control for 100kD
and higher
When low TMP causes Critical Permeate
Flux, 2-pump control is recommended
 TMP control has difficulties maintaining a stable
system at low TMP (~5psi or less)
 Very tight window of operation below ~5psi TMP
 Deviation from TMP setpoint could result in permeate flux
near or above critical flux
2-pump control allows consistent operation
 Ensures permeate flux does not approach
critical flux
 Minimize fouling
 Consistent impurity clearance and yield
0
2
4
6
8
10
12
14
30kD 100kD 300kD 1000kD
TMP(psi)
TMP @ Critical Flux
4LMM 5.5LMM 7LMM
Parameter Value
Feed Flux (LMM) 4 or less
Permeate Flux (LMH) – for
two pump
20-50
TMP (psi) – for TFF control <10
Loading (L/m2) 70-140
Concentration Factor 5x-50x
TFF
Recommended operating parameters
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing33
Watch out for:
• High viscosity
• Shear
D.R. Latulippe, A.L. Zydney / Journal of Colloid and Interface Science 357 (2011) 548–553
Operating parameters can
change retention properties:
Plasmid
Chromatography
Common Approaches at Large Scale
Chromatography
35
Anion Exchange Chromatography (AEX)
• Well suited for binding polyanionic DNA
• Applicable for capture, intermediate and polishing
• Weak AEX resins (DEAE, DMAE) give highest recovery and selective impurity removal
o Resins with higher ionic capacity can show recovery issues
• Charge similarity of Plasmid and impurities poses a challenge
• Capable of separating plasmid from proteins, RNA and gDNA and removing Endotoxin
• Separation of Plasmid isoforms difficult
Hydrophobic Interaction Chromatography (HIC)
• Works by salt promoted binding (≈ 2.5 M NH4SO4)
• Supercoiled pDNA is less hydrophobic than RNA, oc- and linear- Plasmid forms and denatured gDNA
• Conveniently used for intermediate purification after AEX capture due to high salt AEX eluate pool
o Can also be used for primary capture
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
Membrane Chromatography
• Improved hydraulic performance due to large
convective pores and low bed height
• Large accessible surface for Plasmids enabling for
improved binding capacity (5 - 10 mg/mL)
at very short residence times < 0.2 min
• High productivity due to short cycling time
• Single use format, principally scalable
Two technologies to consider
Chromatography
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing36
Resin Chromatography
• Low binding capacity due to large Plasmid size
limiting diffusion into beads restricting binding to the
resin surface only
• High pressure drops due to elevated viscosity feed
stream resulting in flow limitations and long
processing times (2-8min RT typical)
• Re-use needed for economic feasibility
• Flexible installation – pack as much as needed
• Generally better selectivity than membranes
Solutions
Chromatography Products for Plasmid Purification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing37
Single-use solution providing superior
productivity and flexibility to meet the
challenges of multi-product / multi-purpose
manufacturing of Plasmids
Ideally suited for the capture of small and
mid-sized Plasmids (<20kbp)
Versatile solution offering unique
selectivity and best in class capacity
Efficient and cost-effective operation,
however, require optimal column sizing
(in order to accomplish rapid cycling and
realize low hardware costs)
Fractogel® DEAE/DMAE (wAEX)Natrix® Q
• DMAE and DEAE ligands exhibit unique binding
selectivity
• Moderate binding capacity of 2 – 4 mg/mL
• High yield: 80% to 95% of ccc-form
• Removal of residual Endotoxin
• Good resolution due to moderate bead size
(d50: 48 - 60 µm)
• Moderate flow: 4-8 min residence time
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing38
✓ High surface area of tentacle resin
offer improved capacity relative to
conventional anion exchange resins
due to tentacles
✓ Proven resins for reliable Plasmid
purification
Plasmid Purification
Fractogel® DEAE and DMAE Chromatography Resin
Ideal for intermediate purification / polishing
but still frequently used for capture.
Optimal amount of salt supplement:
• depends on resin type
• varies with initial lysate conditions
(protocol specific lysis buffer)
• gives higher binding capacity and
improved Plasmid eluate purity
• should be determined for each specific
lysate condition by screening
Optimal Conditions for direct AEX Capture
Fractogel® DEAE and DMAE Chromatography Resin
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing39
0.0
1.0
2.0
3.0
4.0
5.0
0 100 200 300 400 500
PlasmidSBC(mg/mL)
NaCl supplement (mM)
FG DEAE (M)
FG DMAE (M)
1 Marker
2 0 mM NaCl
3 100 mM NaCl
4 120 mM NaCl
5 150 mM NaCl
Purity of Fractogel® DEAE
capture eluates from lysates
with varying NaCl supplement
Binding of Plasmid
from lysate
Salt supplementation of lysate is a simple and efficient method to prevent RNA
binding and reduce interference with plasmid binding on AEX
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing40
Commercial Plasmid Production
Preferred Chromatography Approach
• Lysate with 120 mM NaCL
supplement
• Capacity of ~2.5 mg Plasmid /
mL CV
• > 95% RNA in flow through
• > 95% pDNA purity in eluate
• > 90% pDNA yield by salt
step gradient
• Pre-elution wash step including
alcohols (e.g. 2-Propanol)
required for improved endotoxin
removal
AEX Capture
Fractogel® DEAE or
Fractogel ® DMAE
Removes RNA, endotoxin,
gDNA, host cell proteinSupplementation
of NaCl
HIC Polishing
Separates Plasmid
isoforms
Clarified lysate
pH 5.0, 67 mS/cm,
1M K-acetate
adjust to 2.4M
NH4SO4
Plasmid Capture with Fractogel® DEAE (M)
Salt supplementation for AEX direct capture
eliminates need for pre-treatment and TFF
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing41
Alternative Chromatography Approach
Commercial Plasmid Production
pDNA binding to Fractogel® AEX resins
tolerates presence of elevated
concentration of (NH4)2SO4
Precipitate formation upon lysate
adjustment to HIC conditions is an issue,
involves additional effort for clarification
AEX Polishing
Fractogel® DEAE or Fractogel ® DMAE
Removes residual RNA, endotoxin, gDNA, host cell
protein
HIC Capture
Clarified lysate
pH 5.0, 67 mS/cm, 1M K-acetate
Adjustment to HIC binding conditions
*Data using purified pDNA, 4.7kbp
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing42
Natrix® Q Chromatography Membrane in Single-Use Format
High-throughput Capture
Plasmid Application
• High capacity of 5-10 mg/mL at only 0.1 min
residence time possible with small (5.7 kb) and
mid-sized Plasmids (13kb)
• Yield: ≥80 % of ccc-form
• > 95 % RNA removal
• Short cycle time: 35 min
• Caustic stability enables for efficient cleaning
(1M NaOH +2M NaCl)
• Re-use in rapid-cycling operation mode allows for
cost reduction
• Narrow pore size poses challenge for larger Plasmids
Material Properties
• Composite membrane
• High mechanical strength and hydraulic
permeability
• Nominal pore size: 0.4 µm
• Permits high flow
• Recommended 10MV/min,
(6 sec. residence), range of 5-25 MV/min
Performance Overview - Examples
Plasmid Purification with Natrix® Q Chromatography Membrane
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing43
Feed used:
• Original E. coli lysates from alkaline lysis, clarified by centrifugation/depth filtration, supplemented with optimal NaCl
to eliminate RNA interference, pH 5.0, finally 0.22 µm filtered
• Plasmids ranging from small to large size
• Varying initial pDNA purity ranging from 0.7% - 4%
For Plasmids with 20 kb size or larger, a collapse of membrane permeability was encountered with loadings greater
than 2 mg/mL.
Plasmid
Size
Plasmid
Titer
(µg/mL)
Initial pDNA
Purity
(A260 based)
Initial Lysate
Conductivity
(mS/cm)
Optimal NaCl
Supplement
(mM)
Final Lysate
Conductivity
(mS/cm)
Residence
Time
(min)
Operating
Capacity
(mg/mL MV)
Yield
(%)
pDNA Eluate Purity
(A260 based)
5.7 kb 45 4.0 % 69 160 82 0.1  10 ≥ 80 ≥ 80 % pDNA
13 kb 33 2.4 % 72 130 82 0.1  4 ≥ 77 ≥ 90 % pDNA
20 kb 25 0.7 % 79 100 86 0.2 1 ≥ 65 ≥ 62 % pDNA
Performance Overview - Examples
Chromatography Products for Plasmid Purification
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing44
Recommended
Process Step
Resin /
Membrane
Adsorber
Dynamic
Capacity
(mg/mL)
Cycle
Time
(min)
Residence
Time
(min)
RNA
Remov
al
Yield
ccc-
Form
Purity
(A260
based)
High-
throughput
capture
Natrix® Q 10  0.5 h 0.1 – 0.03 >95 % ≥80 %
>80 %
pDNA
Polishing
Purification
Fractogel®
DEAE (M)
2.5  3 h 4 >95 % ≥80 %
>95 %
pDNA
Fractogel®
DMAE (M)
3  3 h 4 >95 % ≥95 %
>95 %
pDNA
Feed used:
 Original E. coli lysate, clarified by centrifugation and subsequent depth filtration, directly
supplemented with NaCl (120 – 250 mM, depending on resin or membrane type) to eliminate RNA
interference, pH 5.0, 74 – 82 mS/cm
 pDNA size 5.7 kbp, pDNA titer 45 µg/mL
* 10 cm bed height
Plasmid Sterile
Filtration
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing46
Sterile Filtration
Overview of pDNA Sterile Filtration
Recommendations
✓Millipore Express® SHC (PES)
over Durapore® 0.22um (PVDF)
✓Optimize conditions for best
yield and capacity
Attributes Parameters Issues
Sterility assurance Membrane pore size Large size of pDNA
Particulate reduction Membrane chemistry
Shear sensitivity of
pDNA
Filtration capacity and
flux
Driving force
Viscosity of pDNA
solution (especially
at high
concentration,
>5mg/mL)
pDNA yield Formulation
Bacterial retention
for adjuvanted pDNA
solutions
Filtration endpoint
• Internal data and literature search show that pDNA size,
purity, and concentration have significant effect on sterile
filtration
• Effective size of pDNA can be altered by changing the ionic
concentration of background buffer solution
• Yield issues (<90%) are common with >10kbp plasmid and
can be significant (<80%) with >20kbp
Sterile Filtration
pDNA Sterile Filtration Optimization Suggestions
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing47
Optimization
Parameter
Yield Capacity Product integrity
Salt concentration X X
Supercoiled pDNA
content (purity) X X
Filtration endpoint X
Membrane type – PVDF
or PES X – PES X - PES
pDNA concentration X X
Feed flux or pressure X
doi:10.1002/bit.21575
Summary
Clarification Sterile filtrationFermentation Alkaline Lysis ChromatographyTangential flow filtration
Integrated solutions for pDNA purification
Capabilities Summary
49
Lysis – Mobius® Mix - extract DNA, denature gDNA, potentially precipitate or
degrade RNA
Clarification – Clarisolve® 60HX or Millistak+® D0xx - remove cell debris and precipitated impurities
(gDNA, RNA)
TFF – Pellicon® 30kD, 100kD, 300kD – concentrate and remove small impurities
Chromatography – Natrix® Q or Fractogel® DEAE or DMAE – remove RNA, gDNA, HCP, and endotoxin
Sterile Filtration – Millipore Express® SHC – sterility assurance
Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
Acknowledgements
• Andreas Stein
• Andre Kiesewetter
• Niddhivinayak Mishra
• Youness Cherradi
• Josselyn Haas
Thomas Parker
thomas.parker@milliporesigma.com
Thank You
Merck, Millipore, Biomax, Bioreliance , Clarisolve, Durapore, Fractogel, Millistak, Millistak+, Millipore Express,
Mobius, Natrix, Pellicon, Prostak, Ultracel and the vibrant M are trademarks of Merck KGaA, Darmstadt, Germany
or its affiliates. All other trademarks are the property of their respective owners. Detailed information on
trademarks is available via publicly accessible resources.
© 2020 Merck KGaA, Darmstadt, Germany and/or its affiliates. All Rights Reserved.
Brought to you by Merck KGaA, Darmstadt, Germany and its portfolio brands:
For more information about vaccine production, please visit:
sigmaaldrich.com/vaccines

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Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing

  • 1. The life science business of Merck KGaA, Darmstadt, Germany operates as MilliporeSigma in the U.S. and Canada. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing Thomas Parker, Global Focal Point – Vaccines and Viral Therapies, Technology Management 29 October 2020
  • 2. The life science business of Merck KGaA, Darmstadt, Germany operates as MilliporeSigma in the U.S. and Canada
  • 3. 1. Plasmid Production Overview 2. Cell Harvest, Lysis, and Clarification 3. Purification Considerations 4. Tangential Flow Filtration 5. Chromatography 6. Sterile Filtration 7. Summary Clarification Sterile filtrationFermentation Alkaline Lysis ChromatographyTangential flow filtration
  • 5. • Circular double helix DNA molecules, naturally found in bacteria, intracellular replicated • Molecular characteristics: − Large size 1.5 – 150 kb − Poly anion, highly negatively charged − Sensitive to mechanical stress − Various topological forms ccc form I: covalentely closed circles, supercoiled, fully intact, wound around itself oc form: one strand nicked/broken, less compact, totally relaxed linear form: both strands broken, free ends Introduction What are Plasmids? Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing5 MW Size Plasmid 4 MD* 200 nm** mAB 0.2 MD* 10 nm** * Mega Dalton (6 kb Plasmid) ** Dynamic range Supercoiled plasmid is recognized by FDA as the most therapeutically effective Carsten Voß, 2007
  • 6. Importance of Plasmid DNA The key-role of pDNA for viral vector and vaccine production Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing6 Plasmid DNA (Vector) Therapeutic transgene, structural genes CAGR 18% Other 14% Adeno 15% LV 49% pDNA 22% Viral Vectors Clinical trials by vector types Bioprocess International, December 17, 2019 DNA vaccines ▪ - prophylactic use, e.g. infections - therapeutic applications, e.g. cancer, allergy mRNA vaccines
  • 7. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing7 ✓ Capable of inducing strong immune response ✓ Require appropriate formulation (buffers, stabilizers, and inorganic or organic matrices) for protection from degradation and enable efficient transfer and delivery Plasmid DNA as a Vaccine Basic Mechanism Delivery methods: lipofection, gene-gun (DNA coated gold particle, micro-particles/capsules) 1) Viral protein gene transferred into a plasmid 2) Plasmid purified and delivered to patient skin or muscle cells 3) Patient cells produce the viral protein, inducing an immune response
  • 8. Advantages Challenges Downsides Characteristics Plasmid DNA as a Vaccine Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing8 • Simple design • Easy to manipulate/optimize • Production: Reproducible, rapid, scalable • Requires only BL1 safety level • No significant adverse events • Temperature stable, long shelf life • Similar immune response as other platforms • Removal of impurities and non desired pDNA forms need careful process design • High concentration needed (mg level) • Delivery and protection of DNA from degradation • Poor gene transfer efficiency • Estimated that for every 1000 plasmid molecules only one reaches the cell and is expressed. • Low immunogenic potential of bacterial DNA • Possible insertional mutagenesis
  • 9. Importance of Plasmid DNA Vaccines Fighting COVID 19 Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing9  Four pDNA based vaccines in clinical evaluation  12 pDNA vaccines in preclinical evaluation WHO report, 02 October 2020 COVID-19 Vaccine developer/manufacturer Type of candidate vaccine Number of doses Timing of doses Route of Administration Clinical Stage Inovio Pharmaceuticals/ International Vaccine Institute DNA plasmid vaccine with electroporation 2 0, 28 days Intradermal I/II Osaka University/ AnGes/ Takara Bio DNA plasmid vaccine + Adjuvant 2 0, 14 days intramuscular I/II Cadila Healthcare Limited DNA plasmid vaccine 3 0, 28, 56 days Intradermal I/II Genexine Consortium DNA Vaccine (GX-19) 2 0, 28 days Intramuscular I/II
  • 10. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing10 Plasmid Production Unique challenges of pDNA purification Adequate technologies and application expertise for providing solutions for Plasmid manufacturing needed. • Low productivity of microbial fermentation due to copy number limitations in the relevant strains. • Similarity of product and contaminants (gDNA, Endotoxin, RNA, Plasmid isoforms) leads to low resolution separation. • Feed often highly viscous, complicating downstream processing. • Low flowrate needed for chromatography • Difficult to achieve desired concentrations at the final TFF step. • Shear sensitivity. • Need to eliminate multiple undesirable components from the process. • Lack of platform process and integrated solutions. From: Xenopoulos, A. and Pattnaik, P. (2014), Expert Rev. Vaccines 13, 1537-1551
  • 11. Unit Operation BI LONZA Cobra bio Merck & Co. Inovio GSK GEHC BIA Plasmid pRZ-hMCP1 pTX0161 pVAX1 Pegfp-N1 Host K12 JM108 Clean Genome DH1 DH1 OB DH1 DH5a Cell Harvest Continuous centrifugation centrifugation centrifugation TFF (0.45 UM) Cell lysis Continuous alkaline lysis Continuous alkaline lysis Alkaline lysis with RNase Heat lysis with Lysozyme Continuous alkaline lysis Alkaline lysis Alkaline lysis Alkaline lysis Primary Clarification Flocculation Woven nylon bag filter Bubble column with 3/0.1 um depth filters Centrifugation>membr ane (0.45/0.2 um) concentration Ultrafiltration (hollow fiber) TFF Ultrafiltration (hollow fiber, 100 kD) Contaminant Precipitation Ammonium sulphate Chemical CTAB Fractional Calcium chloride Calcium chloride Calcium chloride Sec.Clarification filtration Depth filter Filtration with DE Depth filtration 1.2/0.45/0.2 um membranes Concentration Hollow fiber TFF TFF 100 KD Chromatography HIC-Butyl 650 M, B/E. AEX: Fractogel DEAE B/E SEC-Sepharose 6FF HIC-hexyl 650 C F/T. HIC-Butyl 650 S, B/E. SEC-Sepharose 6FF AEX; DEAE Expanded bed SEC S500HR AEX : Q Membrane, B/E HIC: Resin B/E AEX: Fractogel TMAE SEC: Sepharose 6FF media Thiophilic aromatic plasmid Select B/E AEX: Source 3 0Q, B/E AEX: DEAE Monolith HIC: monolith Concentration TFF TFF (Spiral device, 20 kD) Ethanol Precipitation and TFF,RC, 100 Kda TFF-PES, 50 kD Final filtration PVDF 0.22 PVDF 0.22 PES No industry platform solution has been accepted Diversity of existing process schemes Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing 11 Large-Scale Production Processes for Plasmid DNA From: Xenopoulos, A. and Pattnaik, P. (2014), Expert Rev. Vaccines 13, 1537-1551
  • 12. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing12 Generic Production Process for Plasmid DNA Plasmid Overview Fermentation Harvest Lysis Alkaline Lysis or Heat, Mechanical, Enzymatic Clarification/Primary recovery Purification Capture, Polishing Sterile Filtration Centrifugation Filtration Flocculation, ATPS, Selective Precipitation (PEG, salt detergent), Expanded Bed Optional Feed pre-treatment Centrifugation TFF or hollow fiber TFF Concentration, Diafiltration AEX -> HIC HIC -> AEX SEC -> HIC Affinity 1-2 Chromatography steps By CaCl2-Preciptitation or RNAse Concentration Buffer exchange by TFF Adjustment for Capture RNA removal
  • 13. Integrated strength from harvest to final fill Our Capabilities for pDNA Purification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing13 Fermentation Clarification Purification with Chromatography(1-2 steps) Concentration and Diafiltration (UF/DF) Final filtrationStorage Concentration and diafiltration (UF/DF) Thaw cells Cell harvest Cell lysis Prostak®/Pellicon® Mobius® Mixer Clarisolve®/Millistak+® Pellicon® 2 100 or 300 kDaFractogel® DEAE Fractogel® DMAE Natrix® Q Pellicon® 2 100 kDaMillipore Express® Validation and Testing Services Mobius® Single Use Solutions
  • 14. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing14 Poll Question #1
  • 16. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing16 Plasmids are produced intracellularly • Multiple unit operations are needed before downstream purification Cells harvest by centrifugation or tangential follow filtration (TFF) microfiltration Cell lysis by physical or chemical treatment Clarification by depth filtrating or centrifugation Harvest overview Cell Harvest, Lysis, & Clarification
  • 17. • Plasmids are produced intracellularly in a batch and/or fed-batch using E. coli host • Minimal mineral salt media commonly used - low price, autoclavable • Productivity and specific productivity (amount of pDNA per unit of cell mass) are proportional to the final cell density in a fermenter • Fast production (~1 day) relative to mammalian cell culture Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing17 Fermentation overview and output Cell Harvest, Lysis, & Clarification Defining the harvest input: • Wide range of volume possible • 30-200L common, but 6000L proven • OD600nm of 100-120 • 100-250 mg/L, yields up to 2 g/L reported • Specific yield of 50 mg pDNA/g DCW, up to 75% of total DNA is Plasmid
  • 18. Microfiltration Tangential Flow Filtration (MF-TFF)  High solids count favor open-channel formats  Flat-sheet TFF devices work well in this application − Linear scalability − Wide range of formats and installation options Centrifugation  Traditional approach is cost effective at large scale (>500L) or very small scale with swinging bucket (<5L)  Special attention is needed due to high shear generation in large scale centrifugation Centrifugation vs Tangential Flow Filtration Cell Harvest, Lysis, & Clarification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing18 Parameters Value Device Prostak™ or Pellicon® 2 with Durapore® 0.1, 0.22 µm, or 0.45 µm Pellicon® 2 Biomax® 1000 kDa, V screen Pellicon® 2 Ultracel® 1000 kDa, V screen Volumetric loading 10 – 60 L/m2 Feed flow 7 - 9 L/min/m2 TMP < 0.5 bar Average flux 20 - 30 LMH Volumetric concentration factor 2 to 5 Diafiltration volumes 3 to 5 MF-TFF Typical Operating Parameters
  • 19. Principle • Alkaline condition plus detergent solubilizes the cell walls and the alkaline environment denatures genomic DNA. • Sodium dodecyl sulfate and Triton X-100 common • Reaction neutralized with acid after short incubation Challenges • Both alkaline and shear from mixing will damage supercoiled plasmid DNA • Sudden increase of viscosity will impact mixing efficiency Solutions • Optimize mix speed, incubation time, and chemical concentrations • Mobius® single use mixers Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing19 Key considerations for lysis Cell Harvest, Lysis, & Clarification • Lysis affects pDNA quality and impurity level, directly impacting subsequent down stream steps. • Continuous lysis approach may be needed for large scales
  • 20. Aims at reducing lysate impurity level for improving clarification and purification by use of: • PEG/PEI for selective precipitation of gDNA • Divalent cations (2M Ca2+) for precipitation of RNA • RNAse for enzymatic digestion RNA (cost and regulatory concerns) • Anionic detergent for lowering endotoxin levels Watch Outs • Changes of lysate pH, salt conc. conductivity, viscosity • Additives might not be compatible with subsequent chromatography capture and require additional TFF for buffer exchange • Additives might be difficult to remove Cell Harvest, Lysis & Clarification Optional Pretreatment Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing20 Pretreatment impacts clarification performance and can affect subsequent chromatography capture step. Ca+2 mediated RNA precipitation AEX Capture Clarification AEX Capture vs. LysateLysate TFF Clarification
  • 21. • Lysis output can be challenging for clarification • Complex mixture: • Large particles, cell debris, plasmid DNA, genomic DNA, RNA and host cell proteins • Very high solids load • Highly viscous • Two-phase separation • Froth phase (top) – cell debris and gDNA • Lysate phase (bottom) – pDNA, RNA, HCP • Manufacturers utilize a wide range of pre- clarification methods to enhance unit operation efficiency Cell Harvest, Lysis & Clarification No platform solution for lysis and conditioning Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing21 Internal Data 25% 10% 10% 15% 25% 15% Pre-clarification conditioning Sieving/Filtration Centrifugation Polymer Flocculation Natural Floating Separation No Pre-clarification Proprietary
  • 22. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing22 Filtration based clarification preferred up to 500L+ fermentation scale Modern approach, use size exclusion and absorption mechanisms  Can be used in series  Attention: positive charged filtration aid may interact with plasmid Centrifugation vs Filtration Cell Harvest, Lysis & Clarification  Traditional approach, which is capable of handling high %solids  May require secondary clarification  Attention: high shear rate can damage the structure of supercoiled plasmid DNA Centrifugation Normal flow filtration
  • 23. Depth filters at a glance Cell Harvest, Lysis & Clarification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing23
  • 24. Depth filters at a glance Cell Harvest, Lysis & Clarification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing24 Media type and density impact adsorptive properties Lower adsorption Higher adsorption
  • 25. Capacity range for non-conditioned lysateCapacity range for pre-conditioned lysate Data summary for clarification using depth filtration Cell Harvest, Lysis & Clarification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing25 0 50 100 150 200 250 300 350 Clarisolve 20MS Clarisolve 40MS Clarisolve 60 HX Millistak+ D0HC Millistak+ C0HC Capacity(L/sqm) 0 50 100 150 200 250 300 350 400 450 Clarisolve 40MS Clarisolve 60HX Millistak+ D0HC Millistak+ C0HC Millistak+ D0SP Millistak+ CE50 Capacity(L/sqm) High yields at >90% • Millistak+® D0HC or C0HC: >80% • Millistak+® CE: >90% • Clarisolve®: >90% • Salt chase recommended • Bioburden reduction membrane capacity post depth filtration varies – >500L/m2 typical
  • 26. Case Study #1  Clarisolve® 60HX  Alkaline lysis + CaCl2 precipitation − gDNA and RNA being removed Case Study #2  Millistak+® D0HC  Alkaline lysis without pretreatment − gDNA removed Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing26 For 500L, Case #1 needs two Process Scale Pod Racks and Case #2 needs one Case studies Cell Harvest, Lysis & Clarification Filter Flux (LMH) Volumetric Throughput at 15psi dP (L/m2) Installation for 500L with 1.5x safety factor Case #1 Clarisolve® 60HX 200 160 14 x 0.55m2 Case #2 Millistak+® D0HC 100 150 8 x 1.1m2
  • 28. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing28 Poll Question #2
  • 29. General Considerations Plasmid Purification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing29 Polish Chromatograph HIC AEX Ultrafiltration/ Diafiltration Final filtrationFill in assemblies Optional Ultrafiltration Capture Chromatography AEX HIC Plasmid purification requires a combination of more than one unit operation. Tangential Flow Filtration (TFF) at 1-2 steps • Can remove RNA, small sized genomic DNA and protein • Essential for concentration to reduce loading time and complete buffer exchange prior chromatography steps • After clarification and before chromatography Chromatography • Selectively separates supercoiled Plasmid from oc-/linear isoforms and residual impurities (host cell protein and nucleic acid, endotoxin) by charge, size or hydrophobicity • Anion Exchange (AEX) and Hydrophobic interaction (HIC) typically used • Sometimes size exclusion (SEC) for RNA removal Sterile filtration to ensure process safety or Biggest Challenge: Separation of Plasmid isoforms
  • 31. Ultrafiltration and Diafiltration Overview TFF 30, 100 or 300 kD membranes can be used at two different steps  First TFF step, after clarification and before chromatography − Remove residual impurities and protein − Concentrate plasmid to reduce loading time and buffer exchange for chromatography steps − 4-25x concentration and 5-10 diavolumes  Second TFF step, after chromatography and before sterile filtration of drug substance − Achieve final concentration and exchange into formulation buffer − 10x concentration and ~10 diavolumes typical 31 1 2 Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
  • 32. Two-pump control adds operational consistency TFF Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing32 Use 2-pump control for 100kD and higher When low TMP causes Critical Permeate Flux, 2-pump control is recommended  TMP control has difficulties maintaining a stable system at low TMP (~5psi or less)  Very tight window of operation below ~5psi TMP  Deviation from TMP setpoint could result in permeate flux near or above critical flux 2-pump control allows consistent operation  Ensures permeate flux does not approach critical flux  Minimize fouling  Consistent impurity clearance and yield 0 2 4 6 8 10 12 14 30kD 100kD 300kD 1000kD TMP(psi) TMP @ Critical Flux 4LMM 5.5LMM 7LMM
  • 33. Parameter Value Feed Flux (LMM) 4 or less Permeate Flux (LMH) – for two pump 20-50 TMP (psi) – for TFF control <10 Loading (L/m2) 70-140 Concentration Factor 5x-50x TFF Recommended operating parameters Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing33 Watch out for: • High viscosity • Shear D.R. Latulippe, A.L. Zydney / Journal of Colloid and Interface Science 357 (2011) 548–553 Operating parameters can change retention properties:
  • 35. Common Approaches at Large Scale Chromatography 35 Anion Exchange Chromatography (AEX) • Well suited for binding polyanionic DNA • Applicable for capture, intermediate and polishing • Weak AEX resins (DEAE, DMAE) give highest recovery and selective impurity removal o Resins with higher ionic capacity can show recovery issues • Charge similarity of Plasmid and impurities poses a challenge • Capable of separating plasmid from proteins, RNA and gDNA and removing Endotoxin • Separation of Plasmid isoforms difficult Hydrophobic Interaction Chromatography (HIC) • Works by salt promoted binding (≈ 2.5 M NH4SO4) • Supercoiled pDNA is less hydrophobic than RNA, oc- and linear- Plasmid forms and denatured gDNA • Conveniently used for intermediate purification after AEX capture due to high salt AEX eluate pool o Can also be used for primary capture Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
  • 36. Membrane Chromatography • Improved hydraulic performance due to large convective pores and low bed height • Large accessible surface for Plasmids enabling for improved binding capacity (5 - 10 mg/mL) at very short residence times < 0.2 min • High productivity due to short cycling time • Single use format, principally scalable Two technologies to consider Chromatography Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing36 Resin Chromatography • Low binding capacity due to large Plasmid size limiting diffusion into beads restricting binding to the resin surface only • High pressure drops due to elevated viscosity feed stream resulting in flow limitations and long processing times (2-8min RT typical) • Re-use needed for economic feasibility • Flexible installation – pack as much as needed • Generally better selectivity than membranes
  • 37. Solutions Chromatography Products for Plasmid Purification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing37 Single-use solution providing superior productivity and flexibility to meet the challenges of multi-product / multi-purpose manufacturing of Plasmids Ideally suited for the capture of small and mid-sized Plasmids (<20kbp) Versatile solution offering unique selectivity and best in class capacity Efficient and cost-effective operation, however, require optimal column sizing (in order to accomplish rapid cycling and realize low hardware costs) Fractogel® DEAE/DMAE (wAEX)Natrix® Q
  • 38. • DMAE and DEAE ligands exhibit unique binding selectivity • Moderate binding capacity of 2 – 4 mg/mL • High yield: 80% to 95% of ccc-form • Removal of residual Endotoxin • Good resolution due to moderate bead size (d50: 48 - 60 µm) • Moderate flow: 4-8 min residence time Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing38 ✓ High surface area of tentacle resin offer improved capacity relative to conventional anion exchange resins due to tentacles ✓ Proven resins for reliable Plasmid purification Plasmid Purification Fractogel® DEAE and DMAE Chromatography Resin Ideal for intermediate purification / polishing but still frequently used for capture.
  • 39. Optimal amount of salt supplement: • depends on resin type • varies with initial lysate conditions (protocol specific lysis buffer) • gives higher binding capacity and improved Plasmid eluate purity • should be determined for each specific lysate condition by screening Optimal Conditions for direct AEX Capture Fractogel® DEAE and DMAE Chromatography Resin Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing39 0.0 1.0 2.0 3.0 4.0 5.0 0 100 200 300 400 500 PlasmidSBC(mg/mL) NaCl supplement (mM) FG DEAE (M) FG DMAE (M) 1 Marker 2 0 mM NaCl 3 100 mM NaCl 4 120 mM NaCl 5 150 mM NaCl Purity of Fractogel® DEAE capture eluates from lysates with varying NaCl supplement Binding of Plasmid from lysate Salt supplementation of lysate is a simple and efficient method to prevent RNA binding and reduce interference with plasmid binding on AEX
  • 40. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing40 Commercial Plasmid Production Preferred Chromatography Approach • Lysate with 120 mM NaCL supplement • Capacity of ~2.5 mg Plasmid / mL CV • > 95% RNA in flow through • > 95% pDNA purity in eluate • > 90% pDNA yield by salt step gradient • Pre-elution wash step including alcohols (e.g. 2-Propanol) required for improved endotoxin removal AEX Capture Fractogel® DEAE or Fractogel ® DMAE Removes RNA, endotoxin, gDNA, host cell proteinSupplementation of NaCl HIC Polishing Separates Plasmid isoforms Clarified lysate pH 5.0, 67 mS/cm, 1M K-acetate adjust to 2.4M NH4SO4 Plasmid Capture with Fractogel® DEAE (M) Salt supplementation for AEX direct capture eliminates need for pre-treatment and TFF
  • 41. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing41 Alternative Chromatography Approach Commercial Plasmid Production pDNA binding to Fractogel® AEX resins tolerates presence of elevated concentration of (NH4)2SO4 Precipitate formation upon lysate adjustment to HIC conditions is an issue, involves additional effort for clarification AEX Polishing Fractogel® DEAE or Fractogel ® DMAE Removes residual RNA, endotoxin, gDNA, host cell protein HIC Capture Clarified lysate pH 5.0, 67 mS/cm, 1M K-acetate Adjustment to HIC binding conditions *Data using purified pDNA, 4.7kbp
  • 42. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing42 Natrix® Q Chromatography Membrane in Single-Use Format High-throughput Capture Plasmid Application • High capacity of 5-10 mg/mL at only 0.1 min residence time possible with small (5.7 kb) and mid-sized Plasmids (13kb) • Yield: ≥80 % of ccc-form • > 95 % RNA removal • Short cycle time: 35 min • Caustic stability enables for efficient cleaning (1M NaOH +2M NaCl) • Re-use in rapid-cycling operation mode allows for cost reduction • Narrow pore size poses challenge for larger Plasmids Material Properties • Composite membrane • High mechanical strength and hydraulic permeability • Nominal pore size: 0.4 µm • Permits high flow • Recommended 10MV/min, (6 sec. residence), range of 5-25 MV/min
  • 43. Performance Overview - Examples Plasmid Purification with Natrix® Q Chromatography Membrane Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing43 Feed used: • Original E. coli lysates from alkaline lysis, clarified by centrifugation/depth filtration, supplemented with optimal NaCl to eliminate RNA interference, pH 5.0, finally 0.22 µm filtered • Plasmids ranging from small to large size • Varying initial pDNA purity ranging from 0.7% - 4% For Plasmids with 20 kb size or larger, a collapse of membrane permeability was encountered with loadings greater than 2 mg/mL. Plasmid Size Plasmid Titer (µg/mL) Initial pDNA Purity (A260 based) Initial Lysate Conductivity (mS/cm) Optimal NaCl Supplement (mM) Final Lysate Conductivity (mS/cm) Residence Time (min) Operating Capacity (mg/mL MV) Yield (%) pDNA Eluate Purity (A260 based) 5.7 kb 45 4.0 % 69 160 82 0.1  10 ≥ 80 ≥ 80 % pDNA 13 kb 33 2.4 % 72 130 82 0.1  4 ≥ 77 ≥ 90 % pDNA 20 kb 25 0.7 % 79 100 86 0.2 1 ≥ 65 ≥ 62 % pDNA
  • 44. Performance Overview - Examples Chromatography Products for Plasmid Purification Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing44 Recommended Process Step Resin / Membrane Adsorber Dynamic Capacity (mg/mL) Cycle Time (min) Residence Time (min) RNA Remov al Yield ccc- Form Purity (A260 based) High- throughput capture Natrix® Q 10  0.5 h 0.1 – 0.03 >95 % ≥80 % >80 % pDNA Polishing Purification Fractogel® DEAE (M) 2.5  3 h 4 >95 % ≥80 % >95 % pDNA Fractogel® DMAE (M) 3  3 h 4 >95 % ≥95 % >95 % pDNA Feed used:  Original E. coli lysate, clarified by centrifugation and subsequent depth filtration, directly supplemented with NaCl (120 – 250 mM, depending on resin or membrane type) to eliminate RNA interference, pH 5.0, 74 – 82 mS/cm  pDNA size 5.7 kbp, pDNA titer 45 µg/mL * 10 cm bed height
  • 46. Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing46 Sterile Filtration Overview of pDNA Sterile Filtration Recommendations ✓Millipore Express® SHC (PES) over Durapore® 0.22um (PVDF) ✓Optimize conditions for best yield and capacity Attributes Parameters Issues Sterility assurance Membrane pore size Large size of pDNA Particulate reduction Membrane chemistry Shear sensitivity of pDNA Filtration capacity and flux Driving force Viscosity of pDNA solution (especially at high concentration, >5mg/mL) pDNA yield Formulation Bacterial retention for adjuvanted pDNA solutions Filtration endpoint
  • 47. • Internal data and literature search show that pDNA size, purity, and concentration have significant effect on sterile filtration • Effective size of pDNA can be altered by changing the ionic concentration of background buffer solution • Yield issues (<90%) are common with >10kbp plasmid and can be significant (<80%) with >20kbp Sterile Filtration pDNA Sterile Filtration Optimization Suggestions Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing47 Optimization Parameter Yield Capacity Product integrity Salt concentration X X Supercoiled pDNA content (purity) X X Filtration endpoint X Membrane type – PVDF or PES X – PES X - PES pDNA concentration X X Feed flux or pressure X doi:10.1002/bit.21575
  • 49. Clarification Sterile filtrationFermentation Alkaline Lysis ChromatographyTangential flow filtration Integrated solutions for pDNA purification Capabilities Summary 49 Lysis – Mobius® Mix - extract DNA, denature gDNA, potentially precipitate or degrade RNA Clarification – Clarisolve® 60HX or Millistak+® D0xx - remove cell debris and precipitated impurities (gDNA, RNA) TFF – Pellicon® 30kD, 100kD, 300kD – concentrate and remove small impurities Chromatography – Natrix® Q or Fractogel® DEAE or DMAE – remove RNA, gDNA, HCP, and endotoxin Sterile Filtration – Millipore Express® SHC – sterility assurance Data driven strategies and considerations for scalable purification of Plasmid DNA for use in vaccine manufacturing
  • 50. Acknowledgements • Andreas Stein • Andre Kiesewetter • Niddhivinayak Mishra • Youness Cherradi • Josselyn Haas Thomas Parker thomas.parker@milliporesigma.com
  • 51. Thank You Merck, Millipore, Biomax, Bioreliance , Clarisolve, Durapore, Fractogel, Millistak, Millistak+, Millipore Express, Mobius, Natrix, Pellicon, Prostak, Ultracel and the vibrant M are trademarks of Merck KGaA, Darmstadt, Germany or its affiliates. All other trademarks are the property of their respective owners. Detailed information on trademarks is available via publicly accessible resources. © 2020 Merck KGaA, Darmstadt, Germany and/or its affiliates. All Rights Reserved. Brought to you by Merck KGaA, Darmstadt, Germany and its portfolio brands: For more information about vaccine production, please visit: sigmaaldrich.com/vaccines