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Team Physician -- Legal Liability
Sports Concussion Management
American Assoc. of Neurological Surgeons
Annual Scientific Meeting—May 2015
Michael V. Kaplen, Esq.
De Caro & Kaplen, LLP
Professorial Lecturer in Law
The George Washington University Law School
michael@brainlaw.com
www.Brainlaw.com
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Thank you for being ahead of the curve
Head and Brain Injury Prevention Campaigns
Recognition that loss of consciousness is not
required for diagnosis
Alerting public and Medical Profession to Short
& Long Term Consequences of Concussions
Second Impact Syndrome
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Football is a concussion delivery system
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
It’s Not Only Football
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
If you cannot prevent
concussions - - Can you be held
responsible for the
consequences ?I
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Is There a Problem?
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
How is the Standard of Care Established?
NFL Public Service Announcement
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Establishing & Defending the Case
Standard of Conduct:
Government Agencies
Professional Societies & Conferences
Legislation
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
“Even mild concussions should not be taken lightly.
Neurosurgeons and other brain-injury experts emphasize
that although some concussions are less serious than others,
there is no such thing as a "minor concussion." In most cases,
a single concussion should not cause permanent damage. A
second concussion soon after the first one, however, does
not have to be very strong for its effects to be deadly or
permanently disabling.”
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
You are Responsible
“Managing Concussions: The NFL’s Protocol”
“Because each player and each concussion is unique, there is
no set time-frame for recovery and return to participation
under the NFL’s current guidelines. The decision to return a
player who has a concussion back to practice and games
resides with the team physician designated to manage the
concussion protocols and is confirmed by an Independent
Neurological Consultant (INC), who is consulted specifically for
the player’s neurological health.”
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
WHEN IN DOUBT—KEEP THEM OUT!
Know the symptoms
“People who suffer a head injury may suffer from side effects that
persist for weeks or months. This is known as post-concussive
syndrome. Symptoms include memory and concentration problems,
mood swings, personality changes, headache, fatigue, dizziness,
insomnia and excessive drowsiness. Patients with post-concussive
syndrome should avoid activities that put them at risk for a repeated
concussion. Athletes should not return to play while experiencing
these symptoms. Athletes who suffer repeated concussions should
consider ending participation in the sport.”
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
He sustained a concussion in 2006 while playing middle school
football. He hit his head on the ground during a tackle – he did
not have any loss of consciousness. He was sidelined for
three plays and was returned to the game. When he resumed
play, he collapsed on the field and had to be air lifted to
hospital where had had emergency surgery for brain swelling
and increased intracranial pressure.
Who
is Zachary Lystedt?
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Common Elements
Training of Coaches
Education of Players
Remove from Play
Medical Clearance Before Returning to Play
Immunity from Law Suits
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Who clears the athlete? Coach, Trainer, M.D.,
Neurologist?
What training do they receive?
Mandatory period of restricted athletic activity? 24
hours? 7 days?
Rule changes?
Mandatory baseline testing?
Does insurance cover testing? Retesting?
No Uniformity
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Inclusion of non-school based recreational activities?
Do volunteer physicians get a free pass for malpractice?
What, if any is the obligation of non-physician to make
physician referral?
Mandatory insurance coverage for future medical costs?
Classroom modifications?
No Uniformity
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
If only it was so easy
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
High School Athletes Continue To Play Despite
Concussion Symptoms
Despite the fact that the students reported they were
aware of the risks associated with concussions from
football, a little more than half of 120 high school
players surveyed said they would continue to play.
Pediatric Academic Societies annual meeting Washington, D.C. 2013
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
If you cannot agree on a definition, how can
you diagnose the condition?
Lack of agreement on definition
Lack of objective tests
Lack of agreement on return to play
protocols
Lack of evidenced based data
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Proving Injury
The first concussion is free.
Failure to remove from play
Returning to play prematurely
How did the second concussion cause,
contribute, or exacerbate current condition?
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Mercier v. Greenwich Academy
U.S. Dist. Court, CT
•Female HS Student playing Varsity Basketball
•Struck on front side of head by player from opposing
team
•Player informed coach : dizzy, blurry vision and
needed to sit down
•Following 5 minutes of rest, coach asked player if
she was ready to return to game
•Player said “yes” copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Following return to play:
Player lost her balance, felt disoriented
Then, struck in head again
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Legal Liability
Contentions:
Coach was trained to recognize concussion symptoms
School had written protocol—no return to play without medical
evaluation
Decision:
Requesting player return to play after she told Coach that she was
struck in head and exhibited concussion symptoms could be
considered: “reckless disregard for the just rights or safety” of the
student.
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Suggestions
Clearly delineate your role and responsibility
Clearly delineate independent decision
making function
Education for athletes, parents, coaches on
concussion signs, symptoms & dangers
Do not rely on athlete
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Suggestions
Rules and penalties
When in doubt, keep them out
Retesting before return to play
Mandatory period of removal --1 week +
Medical clearance by qualified professional
before being permitted to return to play
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Suggestions
Careful documentation
Review records at beginning of every
season
Severity, frequency, and duration of
symptoms all must be considered
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
It’s only a game!
The best cure for a brain injury is
prevention
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
Thank you
Michael V. Kaplen, Esq.
michael@Brainlaw.com
www.Brainlaw.com
copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com

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Neurosugery presentation (1)

  • 1. Team Physician -- Legal Liability Sports Concussion Management American Assoc. of Neurological Surgeons Annual Scientific Meeting—May 2015 Michael V. Kaplen, Esq. De Caro & Kaplen, LLP Professorial Lecturer in Law The George Washington University Law School michael@brainlaw.com www.Brainlaw.com copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 2. Thank you for being ahead of the curve Head and Brain Injury Prevention Campaigns Recognition that loss of consciousness is not required for diagnosis Alerting public and Medical Profession to Short & Long Term Consequences of Concussions Second Impact Syndrome copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 3. Football is a concussion delivery system copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 4. It’s Not Only Football copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 5. If you cannot prevent concussions - - Can you be held responsible for the consequences ?I copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 6. Is There a Problem? copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 7. copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 8. How is the Standard of Care Established? NFL Public Service Announcement copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 9. copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 10. Establishing & Defending the Case Standard of Conduct: Government Agencies Professional Societies & Conferences Legislation copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 11. copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 12. “Even mild concussions should not be taken lightly. Neurosurgeons and other brain-injury experts emphasize that although some concussions are less serious than others, there is no such thing as a "minor concussion." In most cases, a single concussion should not cause permanent damage. A second concussion soon after the first one, however, does not have to be very strong for its effects to be deadly or permanently disabling.” copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 13. You are Responsible “Managing Concussions: The NFL’s Protocol” “Because each player and each concussion is unique, there is no set time-frame for recovery and return to participation under the NFL’s current guidelines. The decision to return a player who has a concussion back to practice and games resides with the team physician designated to manage the concussion protocols and is confirmed by an Independent Neurological Consultant (INC), who is consulted specifically for the player’s neurological health.” copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 14. WHEN IN DOUBT—KEEP THEM OUT! Know the symptoms “People who suffer a head injury may suffer from side effects that persist for weeks or months. This is known as post-concussive syndrome. Symptoms include memory and concentration problems, mood swings, personality changes, headache, fatigue, dizziness, insomnia and excessive drowsiness. Patients with post-concussive syndrome should avoid activities that put them at risk for a repeated concussion. Athletes should not return to play while experiencing these symptoms. Athletes who suffer repeated concussions should consider ending participation in the sport.” copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 15. He sustained a concussion in 2006 while playing middle school football. He hit his head on the ground during a tackle – he did not have any loss of consciousness. He was sidelined for three plays and was returned to the game. When he resumed play, he collapsed on the field and had to be air lifted to hospital where had had emergency surgery for brain swelling and increased intracranial pressure. Who is Zachary Lystedt? copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 16. Common Elements Training of Coaches Education of Players Remove from Play Medical Clearance Before Returning to Play Immunity from Law Suits copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 17. Who clears the athlete? Coach, Trainer, M.D., Neurologist? What training do they receive? Mandatory period of restricted athletic activity? 24 hours? 7 days? Rule changes? Mandatory baseline testing? Does insurance cover testing? Retesting? No Uniformity copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 18. Inclusion of non-school based recreational activities? Do volunteer physicians get a free pass for malpractice? What, if any is the obligation of non-physician to make physician referral? Mandatory insurance coverage for future medical costs? Classroom modifications? No Uniformity copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 19. If only it was so easy copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 20. High School Athletes Continue To Play Despite Concussion Symptoms Despite the fact that the students reported they were aware of the risks associated with concussions from football, a little more than half of 120 high school players surveyed said they would continue to play. Pediatric Academic Societies annual meeting Washington, D.C. 2013 copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 21. If you cannot agree on a definition, how can you diagnose the condition? Lack of agreement on definition Lack of objective tests Lack of agreement on return to play protocols Lack of evidenced based data copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 22. Proving Injury The first concussion is free. Failure to remove from play Returning to play prematurely How did the second concussion cause, contribute, or exacerbate current condition? copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 23. Mercier v. Greenwich Academy U.S. Dist. Court, CT •Female HS Student playing Varsity Basketball •Struck on front side of head by player from opposing team •Player informed coach : dizzy, blurry vision and needed to sit down •Following 5 minutes of rest, coach asked player if she was ready to return to game •Player said “yes” copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 24. Following return to play: Player lost her balance, felt disoriented Then, struck in head again copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 25. Legal Liability Contentions: Coach was trained to recognize concussion symptoms School had written protocol—no return to play without medical evaluation Decision: Requesting player return to play after she told Coach that she was struck in head and exhibited concussion symptoms could be considered: “reckless disregard for the just rights or safety” of the student. copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 26. Suggestions Clearly delineate your role and responsibility Clearly delineate independent decision making function Education for athletes, parents, coaches on concussion signs, symptoms & dangers Do not rely on athlete copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 27. Suggestions Rules and penalties When in doubt, keep them out Retesting before return to play Mandatory period of removal --1 week + Medical clearance by qualified professional before being permitted to return to play copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 28. Suggestions Careful documentation Review records at beginning of every season Severity, frequency, and duration of symptoms all must be considered copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 29. It’s only a game! The best cure for a brain injury is prevention copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com
  • 30. Thank you Michael V. Kaplen, Esq. michael@Brainlaw.com www.Brainlaw.com copyright 2015 De Caro & Kaplen, LLP www.brainlaw.com