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Globalization and the neoliberal
wave have weakened the role of
the State in the provision and
regulation of water and sanitation
services, and the imbalance of
power has at times affected the
exercise of the human rights to
water and sanitation.
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
PIPED
WATER
COMMUNITY
WELL
BOTTLED
WATERWATER
PUMP
TAP
info
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Aspects of Accountability
Those who
hold power
Those who
do not
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Roles and
responsibilities
Three
dimensions of
Answerability Enforceability
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Roles and
responsibilities
Answerability Enforceability
The adequate application of this
principle involves clearly defining who
is accountable, who can hold actors
accountable, and what actors must be
accountable for.
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Three
dimensions of
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Who is accountable?
Fragmentation and decentralization
Roles and responsibilities
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
0 20 40 60
Who can hold actors responsible?Who can hold actors accountable?
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
What are they
accountable for?
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
AVAILABILITY
ACCEPTABILITY,
PRIVACY AND
DIGNITY
QUALITY
AND SAFETY
AFFORDABILITY
ACCESSIBILITY
Normative
content of the
human rights
to water and
sanitation
EQUALITY AND NON-
DISCRIMINATION
PARTICIPATION
TRANSPARENCY
AND FREEDOM OF
INFORMATION
ACCOUNTABILITY
SUSTAINABILITY
Human rights
principles
Answerability refers to the requirement for
actors to provide explanations and reasoned
justification for their actions, inaction and
decisions to the people affected by them, as
well as the public at large.
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Roles and
responsibilities
Answerability Enforceability
Three
dimensions of
Enabling environments for answerability
Monitoring and
reporting
Empowering
individuals
Combating
corruption
$0 20 40 60
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Answerability:
Participation and access
to information
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Answerability:
Complaint Mechanisms
In the event that the standards are not met,
enforceability mechanisms impose sanctions and
ensure that corrective and remedial actions are taken.
From the perspective of individuals, enforceability
provides a venue to claim the rights to water and
sanitation by enforcing actors’ compliance and to
exercise the right to an effective remedy.
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Roles and
responsibilities
Answerability Enforceability
Three
dimensions of
Oversight as prerequisite of enforceability
Regulators
National Human
Rights Institutions
Media
Social audits
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
It is important that courts have the
competence to assess cases related to
violations of the human rights to water and
sanitation and to allow public interest
litigation and class actions.
Quasi-judicial mechanisms refer to an
arbitrator or public administrative agency
with the power to determine facts objectively
and draw conclusions that will provide the
basis for official action.
NATIONAL
JUDICIAL
MECHANISMS
QUASI-JUDICIAL
MECHANISMS
Enforceability mechanisms
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Enforceability mechanisms
Strategies related to soft enforcement
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Enforceability mechanisms
Strategies related to soft enforcement
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
Challenges to enforceability
Economic and
social cost
Access to
mechanisms
Public
trust
Non-justiciability
Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller

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Accountability in the human rights to water and sanitation

  • 1.
  • 2. Globalization and the neoliberal wave have weakened the role of the State in the provision and regulation of water and sanitation services, and the imbalance of power has at times affected the exercise of the human rights to water and sanitation. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 3. PIPED WATER COMMUNITY WELL BOTTLED WATERWATER PUMP TAP info Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 4. Aspects of Accountability Those who hold power Those who do not Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 5. Roles and responsibilities Three dimensions of Answerability Enforceability Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 6. Roles and responsibilities Answerability Enforceability The adequate application of this principle involves clearly defining who is accountable, who can hold actors accountable, and what actors must be accountable for. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller Three dimensions of
  • 7. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller Who is accountable?
  • 8. Fragmentation and decentralization Roles and responsibilities Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller 0 20 40 60
  • 9. Who can hold actors responsible?Who can hold actors accountable? Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 10. What are they accountable for? Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller AVAILABILITY ACCEPTABILITY, PRIVACY AND DIGNITY QUALITY AND SAFETY AFFORDABILITY ACCESSIBILITY Normative content of the human rights to water and sanitation EQUALITY AND NON- DISCRIMINATION PARTICIPATION TRANSPARENCY AND FREEDOM OF INFORMATION ACCOUNTABILITY SUSTAINABILITY Human rights principles
  • 11. Answerability refers to the requirement for actors to provide explanations and reasoned justification for their actions, inaction and decisions to the people affected by them, as well as the public at large. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller Roles and responsibilities Answerability Enforceability Three dimensions of
  • 12. Enabling environments for answerability Monitoring and reporting Empowering individuals Combating corruption $0 20 40 60 Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 13. Answerability: Participation and access to information Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 14. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller Answerability: Complaint Mechanisms
  • 15. In the event that the standards are not met, enforceability mechanisms impose sanctions and ensure that corrective and remedial actions are taken. From the perspective of individuals, enforceability provides a venue to claim the rights to water and sanitation by enforcing actors’ compliance and to exercise the right to an effective remedy. Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller Roles and responsibilities Answerability Enforceability Three dimensions of
  • 16. Oversight as prerequisite of enforceability Regulators National Human Rights Institutions Media Social audits Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 17. It is important that courts have the competence to assess cases related to violations of the human rights to water and sanitation and to allow public interest litigation and class actions. Quasi-judicial mechanisms refer to an arbitrator or public administrative agency with the power to determine facts objectively and draw conclusions that will provide the basis for official action. NATIONAL JUDICIAL MECHANISMS QUASI-JUDICIAL MECHANISMS Enforceability mechanisms Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 18. Enforceability mechanisms Strategies related to soft enforcement Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 19. Enforceability mechanisms Strategies related to soft enforcement Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller
  • 20. Challenges to enforceability Economic and social cost Access to mechanisms Public trust Non-justiciability Accountability - Special Rapporteur on the human rights to water and sanitation, Léo Heller