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SRLs and Procedural Fairness:
Developing An
Administrative Justice Framework
Professor Laverne Jacobs
Associate Dean (Research & Graduate Studies)
University of Windsor, Faculty of Law
SOAR's 30th Annual Conference
November 1, 2018
1
Overview
• What must you do as an administrative
actor in order to ensure procedural
fairness to SRLs?
• As an administrative actor, what must
you refrain from doing in order to
prevent procedural unfairness?
2
• When can you disengage from an SRL?
• A Framework for Administrative Justice
3
• What must you do as an administrative
actor in order to ensure procedural
fairness to SRLs?
1. Ensure inclusion.
 Challans v. Timms-Fryer 2017 ONSC 1300
(Div. Crt)
 See also: Timms-Fryer and Amherstburg
Police Service and Challans, 2015 CanLII
69340 (ON CPC) (for transcript excerpts)
42017 ONSC 1300
2. Fulfill your duty to inquire.
 W.V. v. Strike 2018 ONSC 1263
5
3. Use active adjudication – be an active
adjudicator.
• legislative and practical means of
implementation
 defining the issues
 formality and setting the tone
 requesting more information
 see active adjudication as an element of your institutional
design- eg pre-hearing matters
 the importance of professional development/adjudicator
training
6
Inquisitorial processes:
Terminology and meaning viewed from a
global perspective
▫ duty to inquire (Australia)
▫ enabling approach (UK)
▫ investigative approach (Commonwealth)
▫ duty of care (EU)
▫ engaged neutrality (US)
▫ active adjudication (Canada)
7
Active adjudication, bias and fairness
• As an administrative actor, what must
you refrain from doing in order to
prevent procedural unfairness?
▫ Avoid entering into the fray
▫ avoid reasonable perceptions of bias generally
• Law Society of Upper Canada v. Cengarle [2010] L.S.D.D. No. 61 (QL)
• Shemou v. ING Insurance Co. of Canada [2007] O.F.S.C.D. No. 157
(Ontario Financial Services Commission)
8
When can you disengage from an SRL?
abuse of process
issue estoppel
impermissible collateral attack
vexatious litigation
civility
WSIAT v Lochner 2018 ONSC 3823 (Div Crt)
9
A Framework for Administrative Justice
Administrative actors and their institutions should
strive to be:
1. Empathetic;
2. Trauma-informed;
3. Self-reflective;
4. Transparent.
extending, complementing and modernizing the
traditional values of administrative law theory
10
Useful resources
• Laverne Jacobs & Sasha Baglay, eds., The
Nature of Inquisitorial Processes in
Administrative Regimes: Global
Perspectives (Surrey, UK: Ashgate,
2013).
• S. Green & L. Sossin, “Administrative
Justice and Innovation: Beyond the
Adversarial/Inquisitorial Dichotomy” in
Jacobs & Baglay, ibid.
• Michelle Flaherty, “Self-represented
Litigants, Active Adjudication and the
Perception of Bias: Issues in
Administrative Law” Dalhousie Law
Journal, Spring 2015, Vol.38(1), pp.119-
146.
• “Administrative Justice in The District of
Columbia: Recommendations to Improve
DC’s Office of Administrative Hearings”
(2017) 37 J. Nat’l Ass’n Admin. L.
Judiciary 73.
• Im v. BMO Investorline Inc. 2017
ONSC 95 (F. Kristjanson J.)
• Challans v. Timms-Fryer 2017
ONSC 1300 (Div. Crt)
• W.V. v. Strike 2018 ONSC 1263
• Law Society of Upper Canada v.
Cengarle [2010] L.S.D.D. No. 61
(QL)
• Shemou v. ING Insurance Co. of
Canada [2007] O.F.S.C.D. No. 157
(Ontario Financial Services
Commission)
• Lochner v. Ontario (Workplace
Safety and Insurance Appeals
Tribunal) 2018 ONSC 3823 (Div Crt)
11
Follow Laverne on Linkedin and Twitter @lavjacobs
Thank you!
Email: ljacobs@uwindsor.ca
12

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Laverne Jacobs - Self-Representation and Procedural Fairness - Developing an Administrative Justice Framework (nov1-18)

  • 1. SRLs and Procedural Fairness: Developing An Administrative Justice Framework Professor Laverne Jacobs Associate Dean (Research & Graduate Studies) University of Windsor, Faculty of Law SOAR's 30th Annual Conference November 1, 2018 1
  • 2. Overview • What must you do as an administrative actor in order to ensure procedural fairness to SRLs? • As an administrative actor, what must you refrain from doing in order to prevent procedural unfairness? 2
  • 3. • When can you disengage from an SRL? • A Framework for Administrative Justice 3
  • 4. • What must you do as an administrative actor in order to ensure procedural fairness to SRLs? 1. Ensure inclusion.  Challans v. Timms-Fryer 2017 ONSC 1300 (Div. Crt)  See also: Timms-Fryer and Amherstburg Police Service and Challans, 2015 CanLII 69340 (ON CPC) (for transcript excerpts) 42017 ONSC 1300
  • 5. 2. Fulfill your duty to inquire.  W.V. v. Strike 2018 ONSC 1263 5
  • 6. 3. Use active adjudication – be an active adjudicator. • legislative and practical means of implementation  defining the issues  formality and setting the tone  requesting more information  see active adjudication as an element of your institutional design- eg pre-hearing matters  the importance of professional development/adjudicator training 6
  • 7. Inquisitorial processes: Terminology and meaning viewed from a global perspective ▫ duty to inquire (Australia) ▫ enabling approach (UK) ▫ investigative approach (Commonwealth) ▫ duty of care (EU) ▫ engaged neutrality (US) ▫ active adjudication (Canada) 7
  • 8. Active adjudication, bias and fairness • As an administrative actor, what must you refrain from doing in order to prevent procedural unfairness? ▫ Avoid entering into the fray ▫ avoid reasonable perceptions of bias generally • Law Society of Upper Canada v. Cengarle [2010] L.S.D.D. No. 61 (QL) • Shemou v. ING Insurance Co. of Canada [2007] O.F.S.C.D. No. 157 (Ontario Financial Services Commission) 8
  • 9. When can you disengage from an SRL? abuse of process issue estoppel impermissible collateral attack vexatious litigation civility WSIAT v Lochner 2018 ONSC 3823 (Div Crt) 9
  • 10. A Framework for Administrative Justice Administrative actors and their institutions should strive to be: 1. Empathetic; 2. Trauma-informed; 3. Self-reflective; 4. Transparent. extending, complementing and modernizing the traditional values of administrative law theory 10
  • 11. Useful resources • Laverne Jacobs & Sasha Baglay, eds., The Nature of Inquisitorial Processes in Administrative Regimes: Global Perspectives (Surrey, UK: Ashgate, 2013). • S. Green & L. Sossin, “Administrative Justice and Innovation: Beyond the Adversarial/Inquisitorial Dichotomy” in Jacobs & Baglay, ibid. • Michelle Flaherty, “Self-represented Litigants, Active Adjudication and the Perception of Bias: Issues in Administrative Law” Dalhousie Law Journal, Spring 2015, Vol.38(1), pp.119- 146. • “Administrative Justice in The District of Columbia: Recommendations to Improve DC’s Office of Administrative Hearings” (2017) 37 J. Nat’l Ass’n Admin. L. Judiciary 73. • Im v. BMO Investorline Inc. 2017 ONSC 95 (F. Kristjanson J.) • Challans v. Timms-Fryer 2017 ONSC 1300 (Div. Crt) • W.V. v. Strike 2018 ONSC 1263 • Law Society of Upper Canada v. Cengarle [2010] L.S.D.D. No. 61 (QL) • Shemou v. ING Insurance Co. of Canada [2007] O.F.S.C.D. No. 157 (Ontario Financial Services Commission) • Lochner v. Ontario (Workplace Safety and Insurance Appeals Tribunal) 2018 ONSC 3823 (Div Crt) 11
  • 12. Follow Laverne on Linkedin and Twitter @lavjacobs Thank you! Email: ljacobs@uwindsor.ca 12