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NO ABSOLUTE RECOURSE IN NECESSITY FOR THE INDIVIDUAL WHO RESORTS TO
PREVENTIVE TORTURE IN INTERNATIONAL CRIMINAL LAW
Abstract:
...The Convention Against Torture (CAT) holds an absolute prohibition on torture against
States. Under Customary Law, this prohibition is binding on all States, regardless of
ratification of any of the International Human Rights treaties. These foundations provide the
framework for the ultimate argument that the defence of necessity should be unavailable in
instances of preventive torture by the individual investigator. How we effectively approach
torture then, is governed by a fitting approach to the conflict between how the subject
matter is viewed under International Human Rights Law, against the availability of the
defence for the individual under International Criminal Law.
Ostensibly, the availability of necessity musters some consequentialist sense. But such a
conclusion cannot be made without recalling the absolute prohibition. Although the
prohibition on States does not inherently translate directly to individuals, it does create
difficulties...
...Indeed, the extent to which certain parties have endeavoured to ensure the legal
justification of torture, notably in the war on terrorism, particularly liberal scholars and the
United States, has been quite alarming. What will be discovered is that a mitigating factors
approach manages to deal with the exigent circumstances faced by the individual whilst
maintaining the absolute prohibition on the State. Ultimately, the question is: how far should
the prohibition against preventive torture extend towards individuals in regards to necessity?
2
I. INTRODUCTION
‘But if you hire torturers then you hire torturers, whose whole outlook is based on stupidity and
coercion, and you can bet that even with a ticking bomb nearby they would be busily gang-raping
the wrong guy...’
- Christopher Hitchens1
Torture is a fickle thing, frequently debated within the frameworks of both domestic and
International Criminal Law. Indeed, it is not easily defined by some discrete pro forma of prohibited
acts, making it all the more contentious from the outset.2
Today’s western society is heavily
propagandised by the media3
with the notion that torture gets results, most of which is a result of
paranoia post 9/11 almost 10 years ago. Surely there can be no mere coincidence between the
events on September 11th
and the first airing of hit US television show ‘24’ on November 6th
of the
same year. The general western population were, at the time, ravenous for results – retribution even
– in light of their perceived threats to National Security, with their heads buried in the sand,
oblivious and ignorant to the price of their protection.4
Public consensus had begun to indicate that
torture was simply an appropriately necessary price to pay.
1
Christopher Hitchens, In case anyone’s forgotten: torture doesn’t work (2001) The Guardian UK
<http://www.guardian.co.uk/world/2001/nov/14/afghanistan.terrorism2> at 15 March 2010.
2
Vienna Colucci, Denounce Torture: Torture and the Law (2001) Amnesty International USA
<http://www.amnestyusa.org/stoptorture/law.html> at 15 March 2010.
3
See James R. Silkenat, Peter M. Norman, ‘Jack Bauer and the Rule of Law: The Case of Extraordinary Rendition’
(2006-2007) 30 Fordham International Law Journal 535. Steven Keslowitz, ‘The Simpsons, 24, and the Law:
How Homer Simpson and Jack Bauer Influence Congressional Lawmaking and Judicial Reasoning’ (2007-2008)
29 Cardozo Law Review 2787. Sam Kamin, ‘How the War on Terror May Affect Domestic Interrogations: The 24
Effect’ (2006-2007) 10 Chapman Law Review 693. David Luban, ‘Torture and the Professions’ (2007) 26
Criminal Justice Ethics 2. See also Michael J Lewis, Representations and Discourse of Torture in Post 9/11
Television: an Ideological Critique of 24 and Battlstar[sic] Galactica (A Thesis, Graduate College of Bowling
Green State University, 2008) <http://rave.ohiolink.edu/etdc/view?acc_num=bgsu1205864439>.
4
See Christopher Hitchens, A moral Chernobyl: Prepare for the worst of Abu Ghraib (2004) Slate
<http://slate.msn.com/id/2102373/> at 15 March 2010.
3
Torture is both non-derogable under Human Rights Law towards States, and of jus cogens.5
No
argument is made in this essay against excluding criminal responsibility under International Law
through the Rome Statute for acts of torture in instances of widespread systematic attack against
civilian populations or within the context of international or non-international armed conflict under
the available grounds of exclusion.6
This essay focuses on preventive torture. Nevertheless, The
Convention Against Torture (CAT) holds an absolute prohibition on torture against States.7
Under
Customary Law, this prohibition is binding on all States, regardless of ratification of any of the
International Human Rights treaties.8
These foundations provide the framework for the ultimate
argument that the defence of necessity should be unavailable in instances of preventive torture by
the individual investigator.9
How we effectively approach torture then, is governed by a fitting
approach to the conflict between how the subject matter is viewed under International Human
Rights Law, against the availability of the defence for the individual under International Criminal
Law.10
Ostensibly, the availability of necessity musters some consequentialist sense.11
But such a conclusion
cannot be made without recalling the absolute prohibition.12
Although the prohibition on States
does not inherently translate directly to individuals, it does create difficulties. Of great importance
5
Prosecutor v Furunžija (Judgement) (International Criminal Tribunal for the Former Yugoslavia, Trial Chamber,
Case No IT-95-17/1-T, 10 December 1998) [153]-[157] (‘Furunžija’). See also, Eyal Benvenisti, ‘The Role of
National Courts in Preventing Torture of Suspected Terrorists’ (1997) 8 European Journal of International Law
596, 603. Gaeta, above n 5, 787. Malcolm Shaw, International Law (Cambridge University Press, 5
th
ed, 2003)
117. See also Antonio Cassese, International Law (Oxford University Press, 2
nd
ed, 2005), 204-205.
6
See Rome Statute of the International Criminal Court, opened for signature 17 July 1998, 2187 UNTS 90
(entered into force 1 July 2002) arts 7(1)(f), 7(2)(e), 8(2)(a)(ii), 8(2)(c)(i) (‘Rome Statute’). See also Gaeta, above
n 5, 785-794. Oren Gross, ‘Are Torture Warrants Warranted?’ (2004) 88 Minnesota Law Review (2004) 1481. J.
T. Parry, W. S. White, 'Interrogating Suspected Terrorists: Should Torture be an Option?’ (2002) 63 University
of Pittsburgh Law Review 743.
7
See GA res. 39/46, annex, 39 UN GAOR Supp. (No. 51) at 197, UN Doc. A/39/51 (1984); 1465 UNTS 85 art 2(2)
(‘CAT’).
8
See Colucci, above n 2.
9
See Rome Statute art 31(1)(d).
10
See Florian Jessberger, ‘Bad Torture – Good Torture? What International Criminal Lawyers May Learn from
the Recent Trial of Police Officers in Germany’ (2005) 3 Journal of International Criminal Justice 1059.
11
See Ilias Bantekas, Susan Nash, International Criminal Law (Cavendish, 2
nd
ed, 2003) 135. Geert-Jan Knoops,
Defenses in Contemporary International Criminal Law (Transnational Publishers, 2001) 92. See also Cassese,
above n 5, 219. See Gerhard Werle, Principles of International Criminal Law (The Hague: Asser Press, 2005) 109.
12
CAT art 2(2).
4
therefore, is the clarification between the prohibition on States, against the implications for
individuals under International Criminal Law. Additionally relevant is the distinction between
approaching torture as a manner of ex ante justification as opposed to an ex post excuse for the
torturer, or arguably, neither at all.13
Indeed, the extent to which certain parties have endeavoured
to ensure the legal justification of torture, notably in the war on terrorism, particularly liberal
scholars and the United States, has been quite alarming.14
What will be discovered is that a
mitigating factors approach manages to deal with the exigent circumstances faced by the individual
whilst maintaining the absolute prohibition on the State. Ultimately, the question is: how far should
the prohibition against preventive torture extend towards individuals in regards to necessity?
I-(A). USELESS DESTRUCTION
‘Nobody has yet even suggested that the disgusting saturnalia in Abu Ghraib produced any
"intelligence" worth the name or switched off any "ticking bomb.”’
- Christopher Hitchens15
Torture more readily produces false confessions than accurate ones.16
Christopher Hitchens
conceded, after voluntarily being waterboarded, that by the end of it all, he would have been willing
to supply whatever answer required to appease his captors.17
This reality is not merely an issue
13
See Kai Ambos, ‘May a State Torture Suspects to Save the Life of Innocents’ (2008) 6 Journal of International
Criminal Justice 261, 262.
14
See Jessberger, above n 10, 1060. See Alan M. Dershowitz, ‘Is there a torturous road to justice?’, Los
Angeles Times (Los Angeles, US), 8 November 2001. See also Alan M. Dershowitz, Why Terrorism Works –
Understanding the Threat, Responding to the Challenge (Yale University Press, 2002). See also John T. Parry,
‘Torture Nation, Torture Law’ (2008) 97 The Georgetown Law Journal 1001. Mark Adams, Why does the U.S.
government torture people? (2009) The Daily Censored, <http://dailycensored.com/2009/06/24/why-does-
the-u-s-government-torture-people/> at 16 March 2010.
15
Hitchens, above n 4.
16
See Hitchens, above n 1.
17
See Christopher Hitchens, Believe me, It’s Torture (2008) Vanity Fair
<http://www.vanityfair.com/politics/features/2008/08/hitchens200808> at 15 March 2010.
5
relevant to the effectiveness of torture, but also to its morality and impact on human dignity.18
Regardless of whether the investigator is trained to apply acts of torture, skill is not a relevant factor
in situations that toy with the violation of the dignity of a human being.
Despite countless years of torture by the United States,19
no definitive evidence has yet been
brought to rationally infer that we have come any closer to the prevention of violence, criminal
activities, or, more recently, a victory in the war against terrorism.20
And yet, the concept of torture
as a viable mechanism to obtain valuable information has grown deceptively enticing, notably after
9/11. If torture is truly the sole means through which precious life-saving information can be
retrieved from ‘terrorists’, then why not? Terrorists don’t deserve to be treated like the rest of us.21
Unfortunately, such a ‘last resort’ approach is troublesome once one considers what is really at stake.
Any fool can be hastily lured by the notion that an impending force of necessity can righteously
dictate torture. Indeed, in circumstances involving growing serious and imminent terrorist attacks, it
almost becomes superficially unclear whether the absolute prohibition should prevail in every
situation, particularly in abstracto.22
But such blind consideration foregoes the imperative values of
18
See contrary TheSophist, A Policy for Torture – Responding to Christopher Hitchens (2008) Redstate
<http://archive.redstate.com/blogs/thesophist/2008/jul/02/a_policy_for_torture_responding_to_christopher
_hitchens> at 15 March 2010.
19
See Parry, above n 14, 1001. David A. Wallace, ‘Torture v. The Basic Principles of the US Military’ (2008) 6
Journal of International Criminal Justice 309.
20
See Parry, above n 14, 1001. See Alon Harel, Assaf Sharon, ‘Can We Ever Justify or Excuse Torture? What is
Really Wrong with Torture?’ (2008) 6 Journal of International Criminal Justice 241, 244. David Sussman,
‘What’s Wrong with Torture?’ (2005) 33 Philosophy and Public Affairs 1, 12. Wallace, above n 19, 309.
21
See Parry, above n 14, 1001. Jay S. Bybee, Assistant Attorney Gen., Office of Legal Counsel, U.S. Department
of Justice, to Alberto R. Gonzales, Counsel to the President, regarding Standards of Conduct for Interrogation
under 18 U.S.C. §§ 2340–2340A (Aug. 1, 2002), <http://www.washingtonpost.com/wp-
srv/nation/documents/dojinterrogationmemo20020801.pdf>. Charles Judson Harwood Jr to Alberto R.
Gonzales, Counsel to the President, Re: Standards of Conduct for Interrogation under 18 U.S.C. §§ 2340-2340A
<http://homepage.ntlworld.com/jksonc/docs/torture-doj-20020801.html>. John C. Yoo, Deputy, Assistant
Attorney General, Office of Legal Counsel, U.S Dep’t of Justice to William J. Haynes II, General Counsel of the
Department of Defense, Re: Military Interrogation of Alien Unlawful Combatants Held outside the United
States (March 14, 2003) <http://www.fas.org/irp/agency/doj/olc-interrogation.pdf>.
22
See Gaeta, above n 5, 790.
6
human dignity that International Law serves to protect.23
What must be acknowledged, is that
torture is not merely an offence against its direct victim, but one against all humankind.24
It must be made clear that an appeal to Human Rights Law as a cornerstone influence of
International Criminal Law is not merely some absolutist deontological plea25
to maintain the
absolute prohibition regardless of the consequences. It is instead, a call to light on the significance of
Human Rights on the foundation of International Criminal Law. As such, this essay still maintains its
focus primarily on preventive torture and the defence of necessity for individuals under
International Criminal Law.
I-(B). HUMAN DIGNITY
Human Rights guarantees are integral to International Law, particularly in regards to International
Criminal law.26
As such, the assertion that a State agent considers preventive torture and applies it as
a last resort to save the lives of innocent persons should in no way exclude his or her criminal
responsibility.27
Torture essentially instrumentalizes the victim for a preventive ends by profoundly
violating human dignity.28
It is worrying that human dignity should fail, on balance, against the
weight of the threat of terrorism. The tension must instead strike harmony between the respect for
the suspect’s human dignity, with the active protection of potential victims from attack.29
Human
dignity remains the foremost principle at the heart of the prohibition on torture, regardless of
23
See CAT art 2.
24
See Harel, Sharon, above n 20, 245. See also Immanuel Kant, ‘On a Supposed Right to Lie from Philanthropy’,
in M. G. Gregor, Immanuel Kant, Practical Philosophy (Cambridge University Press, 1996) 611-615.
25
See Harel, Sharon, above n 20, 248. Wallace, above n 19, 309.
26
See Jessberger, above n 10, 1071. See Convention for the Protection of Human Rights and Fundamental
Freedoms, opened for signature 4 November 1950, 213 UNTS 222 (entered into force 3 September 1953) as
amended by Protocol No 14bis to the Convention for the Protection of Human Rights and Fundamental
Freedoms, opened for signature 27 May 2009), CETS No 204 (entered into force 1 September 2009) preamble
(‘European Convention on Human Rights’). See Cassese, above n 5, 393-396. See Werle, above n 11, 109.
27
See Jessberger, above n 10, 1061.
28
See Grundgesetz für die Bundesrepublik Deutschland [Basic Law of the Federal Republic of Germany] art 1(1),
104(1). See European Convention on Human Rights art 3. See also CAT. See also Mordechai Kremnitzer, ‘The
Landau Commission Report: Was the Security Service Subordinated to the Law, or the Law to the Needs of the
Security Service?’ (1989) 23 Israel Law Review 238, 249. See Harel, Sharon, above n 20, 245-246.
29
See Ambos, above n 13, 262.
7
whether any ex ante or ex post conclusion can be drawn in relation to the victim’s terrorist
activities.30
Any State that deliberately violates or manifests some excuse or justification against the
prohibition, defies its own principles of the Rule of Law, and aligns itself with the very repugnance
and evil that torture represents.31
II. THE ABSOLUTE PROHIBITION ON TORTURE IN INTERNATIONAL LAW
Under Human Rights Law, torture is non-derogable, with no emergency situation available for
justification.32
Importantly, the non-derogability clause under The CAT refers to torture stricto sensu.
Altogether, torture is enforced under International Criminal Law under the CAT as a discrete crime,
the Rome Statute, and arguably through Customary International Law, regardless of wartime.33
This
applies to the criminal jurisdiction of all State parties to the CAT and the Geneva Conventions.34
The non-derogability clause favours the absolute ban on torture as provided for in the Human Rights
treaties.35
It aims to ensure that States do not resort to ‘necessary’ measures derogating from the
30
See Judgement on the Interrogation Methods applied by the GSS, H.C. 5100/94, H.C. 4054/95, H.C. 6536/95,
H.C. 5188/96, H.C. 7563/97, H.C. 7628/97, H.C. 1043/99, (1999) Israeli Supreme Court § 22,
<http://www.derechos.org/human-rights/mena/doc/torture.html> at 28 March 2010 (‘Israel GSS Case’). See
also Mirielle Delmas-Marty, ‘The Paradigm of the War on Crime’ (2007) 5 Journal of International Criminal
Justice 584, 592. Michael S. Moore, ‘Torture and the Balance of Evils’ (1989) 23 Israel Law Review 280, 332. See
also Jeremy Waldron, ‘Torture and Positive Law: Jurisprudence for the White House’ (2005) 105 Columbia Law
Review 1681, 1681.
31
See Yuval Shany, ‘The Prohibition against Torture and Cruel, Degrading and Inhuman Treatment and
Punishment: Can the Absolute be Relativized under International Law?’ (2007) 56 Catholic University Law
Review 101, 106-107. See Ambos, above n 13, 269.
32
Gaeta, above n 5, 787. See also CAT art 2. See also ‘Conclusions and recommendations of the Committee
against Torture: Belgium’, (05/27/2003), CAT/C/CR/30/6 (Concluding Observations/Comments),
<www.unhchr.ch/tbs/doc.nsf/(Symbol)/CAT.C.CR.30.6.En?Opendocument> at 20 March 2010 (‘Conclusions
and recommendations of the CAT: Belgium’).
33
Gaeta, above n 5, 787. See also Cassese, above n 5, 117-119. See Rome Statute art 31(1)(d).
34
See International Committee of the Red Cross (ICRC), Geneva Convention Relative to the Treatment of
Prisoners of War (Third Geneva Convention), 12 August 1949, 75 UNTS
135, <http://www.unhcr.org/refworld/docid/3ae6b36c8.html> at 30 March 2010. See also International
Committee of the Red Cross (ICRC), Geneva Convention Relative to the Protection of Civilian Persons in Time of
War (Fourth Geneva Convention), 12 August 1949, 75 UNTS 287,
<http://www.unhcr.org/refworld/docid/3ae6b36d2.html> at 30 March 2010.
35
See Vienna Convention on the Law of Treaties, opened for signature 23 May 1969, 1155 UNTS 331 (entered
into force 27 January 1980) art 30(2) (‘Vienna Convention’). See Shany, above n 31, 120-121. See also Delmas-
8
international obligation to proscribe torture, in spite of any declaration of war or public emergency.
Indeed, jurisprudence in International Criminal law has alluded that the prohibition constitutes ‘an
absolute value from which nobody must deviate.’36
The defence of necessity, therefore, seemingly
has no place, given these concessions. International Humanitarian instruments are indeed
‘particularly designed to govern emergency situations’.37
Such protection fails if the defence of
necessity manages to seep through. International bodies, particularly the UN Human Rights
Committee and the UN Committee Against Torture agree assertively that torture can never be
justified or excused under International Law.38
The HR Committee specifically maintains that no
justification or extenuating circumstance can validly be invoked as an excuse for torture.39
The CAT
also goes as far as to require some States to expressly abandon necessity as an available defence to
torture.40
In spite of all this, the Rome Statute still provides for the defence of necessity in regards to
international crimes,41
with article 31(1)(d) expressly providing that necessity is available for crimes
falling within the jurisdiction of the International Criminal Court.42
II-(B). THE STATE VS. THE INDIVIDUAL
The CAT implicates the responsibility to prosecute and punish acts of torture as offences under the
domestic Criminal Law of respective States.43
Along with the German Court in Daschner, the CAT also
Marty, above n 30, 595. See also Sanford H. Kadish, ‘Torture, the State and the Individual’ (1989) 23 Israel Law
Review 345, 350-351.
36
Furunžija [153]-[157].
37
See Shany, above n 31, 121.
38
Gaeta, above n 5, 787-789.
39
‘General Comment No. 20: Replaces general comment 7 concerning prohibition of torture and cruel
treatment or punishment (Art. 7) : . 03/10/1992.CCPR General Comment No. 20.’ (General Comments) para 3
<http://www.unhchr.ch/tbs/doc.nsf/0/6924291970754969c12563ed004c8ae5?Opendocument> at 30 March
2010.
40
Conclusions and recommendations of the CAT: Belgium. See also ‘Conclusions and recommendations of the
Committee against Torture: Israel’, (11/23/2001), CAT/C/XXVII/Concl. 5 (23/11/2001), para 6,
<http://www.unhchr.ch/tbs/doc.nsf/0/60df85db0169438ac1256b110052aac5> at 30 March 2010.
41
Gaeta, above n 5, 787-789.
42
Gaeta, above n 5, 785. See also Israel GSS Case. Rome Statute.
43
See Jessberger, above n 10, 1068. See CAT art 4(1).
9
prohibits States from invoking necessity for acts of torture.44
The issue is, of course, whether such
prohibition applies to individuals.
Whilst a dichotomy exists between the relevant International Human Rights Law regarding the
behaviour of the State, and International Criminal Law regarding the individual,45
the two bodies
essentially operate at distinct levels. This distinction between the State and the individual, arguably
leaves open the pretence that torture, at the individual level, may be justified or excused on the
basis of exceptional circumstances. Human Rights Law prescribes how States must behave towards
individuals within their control and jurisdiction, which may involve establishing ‘sanctions’ in the
event of non-compliance. International Criminal law, in contrast, is more flexible in its availability of
grounds excluding criminal responsibility,46
and is poised towards individuals to ensure grave and
systematic breaches of Human Rights by individuals are prosecuted and punished.47
In effect, the
two bodies are not explicitly mutually exclusive despite their seemingly different focuses. What will
be inevitably shown is that International Criminal Law is heavily founded on the influences of Human
Rights Law.
III. UNAVAILABILITY OF NECESSITY FOR PREVENTIVE TORTURE
The factual unavailability of the defence of necessity is, for the purposes of this essay, confined to
preventive torture.48
This essay does not dispute the availability of the defence for large, widespread
and systematic acts of torture constituting war crimes or crimes against humanity, which do not
44
See Conclusions and recommendations of the CAT: Belgium. See Jessberger, above n 10, 1068. See John
Kleinig, ‘Ticking Bombs and Torture Warrants’ (2005) 32 Deakin Law Review 614. See also Paul Nieuwenburg, Is
There Such a Thing as Government Ethics? Or: A Machiavellian Plea for Excuses (Faculty of Law, Leiden
University), <http://soc.kuleuven.be/io/ethics/paper/Paper%20WS1_pdf/Paul%20Nieuwenburg.pdf> at 30
March 2010.
45
Gaeta, above n 5, 789-790.
46
Gaeta, above n 5, 789-790. See also Shany, above n 31, 126. See also Benvenisti, above n 5, 609.
47
See Gaeta, above n 5, 789-790.
48
See CAT.
10
require the individual investigator to be in pursuit of a particular purpose.49
Although International
Criminal Law provides, generally, for certain grounds of exclusion, such criminal responsibility for
torture as a preventive means should not be excluded merely based on the premonition or precept
of saving innocent lives, regardless of the scale of attack.50
Neither can it suitably be that torture is
necessary to save lives since it can never rightly be the case that torture will be an absolute means to
success.
The Israeli Penal Code,51
concerning justificatory necessity, makes it clear that criminal liability will
be excused only where: (i) the act is immediately necessary for the purpose of saving life, liberty,
body or property, of either himself or his fellow person, from substantial danger of serious harm; (ii)
the danger is imminent from the particular circumstances; or (iii) and at the requisite timing, there
are no alternative means for avoiding the harm (emphasis added). Again, the German Penal Code
allows justificatory necessity if the individual investigator has considered all conflicting interests,
particularly legal ones, the degree of danger involved, and the interest protected by him significantly
outweighs the interest harmed.52
The rules apply only if the act is an appropriate means to avert the
danger. This author certainly does not consider torture an appropriate means.
III-(A). JUSTIFICATIONS (EX ANTE) AND EXCUSES (EX POST)
Under the Rome Statute, there is no practical distinction between justifications and excuses made in
International Criminal Law.53
While the significance of the distinction is recognised by Israeli
49
See Gaeta, above n 5, 792.
50
See Jessberger, above n 10, 1068-1069.
51
Israel GSS Case § 33.
52
Author’s translation Ambos, above n 13, 279. (Strafgesetzbuch) German Penal Code (Germany) 13
November 1998, FLGI, 1998, s 34, 35 (‘German Penal Code’). See also Model Penal Code, § 3.02(1)(a)
(American Law Institute 1962) (‘Model Penal Code’).
53
See Jessberger, above n 10, 1069. See contrary Kai Ambos, ‘Toward a Universal System of Crime: Comments
on George Fletcher’s Grammar of Criminal Law’ (2007) 28 Cardozo Law Review 2647. See contrary Kai Ambos,
‘Other Grounds for Excluding Criminal Responsibility’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome
Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1035-1036. See contrary Gaeta, above
n 5, 785-794. See Ambos, above n 13, 261.
11
scholars,54
it is neither recognised formally in Common Law jurisdictions nor in International Criminal
Law.55
The Rome Statute is aligned with the German Penal Code to the extent that the investigator
must not intend to cause a harm greater than the one sought to be avoided56
– the infamous
balancing act. This approach is flawed in that it essentially justifies torture under the ticking-bomb
paradigm if one considers torture to be of lesser harm than the loss of life of an indeterminable
number of innocent people.
Although the Israeli Supreme Court held that the necessity defence would be available to a GSS
investigator provided ‘all the requirements of the [defence] [were] met’, it clarified that
generalisations concerning when the defence might be available could not be employed to authorise
government officials to torture foresightedly.57
As an ‘ad hoc endeavour’,58
the defence could not be
used as a ‘source of a general administrative power.’59
The most appropriate way to deal with
torture is to look at it prospectively, and as such, only consider its appositeness ex ante, ‘here and
now’.60
Therefore, torture must be excluded from all ex ante considerations.
If torture can be justified under certain circumstances, any supporting policy, ex ante, may also be
justified, whereby accomplices and aiders and abettors can no longer be held liable for their
contributions to the crime.61
This is particularly important for future judgments of a tribunal
involving multiple defendants from the same military organisation, such as the prosecutions
involving torture at Abu Ghraib. In the same manner, if torture is excusable against some ex post
54
See contrary Moore, above n 30, 284, 308, 320. Alan M Dershowitz, ‘Is it Necessary to Apply “Physical
Pressure” to Terrorists – and to Lie about it?’ (1989) Israel Law Review 192, 200. Paul H Robinson, ‘Letter to
the Editor’ (1989) 23 Israel Law Review 189, 190;
Miriam Gur-Arye, ‘Can the War Against Terror Justify the Use of Force in Interrogations?’ in Sanford Levinson
(ed.), Torture: A Collection (Oxford University Press, 2004) 183, 188.
55
See Ambos, above n 53, 2659, 2669.
56
See Rome Statute art 31(1)(d). See also Model Penal Code § 3.02(1)(a).
57
Israel GSS Case. See also Youngjae Lee, ‘The Defence of Necessity and Powers of the Government’ (2009) 3
Criminal Law and Philosophy 133, 135.
58
Israel GSS Case. See also Lee, above n 57, 136.
59
Israel GSS Case. See also Lee, above n 57, 136.
60
See Harel, Sharon, above n 20, 250.
61
See George P. Fletcher, Rethinking Criminal Law (Oxford University Press, 2000) 759, 761. See contrary Kent
Greenawalt, ‘The Perplexing Borders of Justification and Excuse’ (1984) 84 Columbia Law Review 1897, 1925-
1926.
12
conviction and punishment, it is not difficult to imagine the chaos that would emanate from the very
idea that specific circumstances will excuse violations to human dignity.62
Individuals who fail to ‘overcome pressures and avoid committing wrongs’63
by resorting to torture
have nevertheless committed a wrong, regardless of the level of pressure, provided there is no
duress.64
To grant justification or excuse for their actions is no more an act of justice to the individual
as it is a sacrifice of the integrity and legitimacy of a law-abiding State to the strict prohibition of
torture and respect of human dignity. Preventive torture is always unreasonable, however well-
intentioned the motives of the torturer may be.65
No greater good is great enough to justify or
excuse an express and severe violation of human dignity.66
In the same manner that no State should
be permitted to resort to infringing human dignity, so too should its agents be bound, lest shake ‘the
moral foundations of our society’.67
III-B. A LACK OF IMMEDIACY
‘Once you have posed the notorious “ticking bomb” question, and once you assume that you are in
the right, what will you not do? Waterboarding not getting results fast enough? The terrorist’s clock
still ticking? Well, then, bring on the thumbscrews and the pincers and the electrodes and the rack.’
- Malcolm Nance68
62
See Jens David Ohlin, ‘The Bounds of Necessity’ (2008) 6 Journal of International Criminal Justice 290, 295.
See also Harel, Sharon, above n 20, 241.
63
Gur-Arye, above n 54, 183, 188.
64
Rome Statute art 31(1)(d).
65
See Jessberger, above n 10, 1073.
66
See also Ohlin, above n 62, 300.
67
See also Lee, above n 57, 134. See also Michael Ignatieff, The Lesser Evil: Political Ethics in an Age of Terror
(Princeton University Press, 2004) 143. Jean Bethke Elshtain, ‘Reflection on the Problem of ‘‘Dirty Hands’’’ in
Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 77, 84. Kadish, above n 35, 352–56.
Steven Lukes, ‘Liberal Democratic Torture’ (2005) 36 British Journal of Political Science 1. Waldron, above n 30,
1715. See contrary Harel, Sharon, above n 20, 241.
68
See Hitchens, above n 17.
13
Necessity requires the highest level of immediacy; torture must be the last exhausted resort.69
Although doctrine and Case Law indicate that the immediacy requirement should be understood
more broadly in cases of preventive torture,70
such reasoning is unconvincing. The inability to
accurately gauge the imminence of the threat means that any preconception of immediacy can only
ever be founded on assumption – otherwise, torture would not be required at all. In this sense, this
preliminary notion of immediacy becomes impossible to satisfy for preventive torture.
Even if the danger proves imminent, the investigator must act necessarily and reasonably to avoid
the threat.71
To consider torture to be a necessary and reasonable course of action is noticeably
concerning. Unfortunately, this has proved too easy an obstacle for authorities such as The
Commission of Inquiry Report which considered the ‘great evil’ of terrorism as one justifying the
necessary counter-measure of torture for the purposes of the necessity defence so long as it could
be specifically shown that the use of force up to the degree of torture was necessary.72
Dershowitz’
argument that the defence of necessity should be open to all in the appropriate circumstances, is
incorrectly founded on the assumption that the contours of necessity cannot be precisely defined.73
It is not that the contours cannot be defined. It is instead that reality never lends itself to the
defence in instances of preventive torture.
The investigator never knows with certainty whether the danger lies within seconds or some inexact
moment in the future.74
They are not afforded the elusive counting down of a timer, as depicted in
movies, to inform them when the bomb will explode. As such, the starting point must instead be to
safely assume that alternative counter-measures will suffice in averting the danger,75
in which case,
69
See Ambos, above n 13, 280. Israel Penal Law (Israel) art 34(11); German Penal Code, s 34. See Rome Statute
art 31(1)(d).
70
Robinson, above n 54, 189. See also Israel GSS Case § 34.
71
See Rome Statute art 31(1)(d). See Ambos, in Cassese, Gaeta, Jones, above n 53, 1040.
72
See ‘Commission of Inquiry into the Methods of Investigation of the General Security Service regarding
Hostile Terrorist Activity’, 23 Israel Law Review (1989) 146, 186.
73
See Israel GSS Case § 34. See Dershowitz, above n 54, 197.
74
See also Adrian Zuckerman, ‘Coercion and the Judicial Ascertainment of Truth’ (1989) 23 Israel Law Review
357, 365.
75
See Jessberger, above n 10, 1072.
14
torture can no longer be considered immediately necessary. The Israeli Court76
erred in its argument
that the imminence requirement would be satisfied even if the bomb is set to explode ‘after a few
weeks’.77
Where the imminence of the danger is unknowable, the only reasonable approach to
obtain the information necessary to avert the crisis is through means other than torture, such as
effective investigation and intelligence.78
Any belief that effective alternatives do not exist expressly
forgoes the importance of preserving human dignity in the investigator’s subjective deliberations.79
IV. DISPROVING THE RELEVANCE OF THE ‘MODEL CASE’
‘What instead makes the ticking bomb scenario improbable is the notion that in a world where
knowledge is ordinarily so imperfect, we are suddenly granted the omniscience to know that the
person in front of us holds this crucial information about the bombers’ whereabouts. (Why not just
grant us the omniscience to know where the bomb is?)’ (emphasis added)
- Elaine Scarry80
Particularly common amongst the arsenal of commentators against the practicality of the absolute
prohibition against the individual is the argument for the extreme model case, otherwise known as
the ticking-bomb paradigm. It involves an investigator who is faced with the ‘ultimate’ dichotomic
choice between saving the lives of innocent civilians, and the treacherous alternative of torturing the
‘terrorist’ for the vital information that will allegedly prevent the attack. The paradigm assumes that
76
Israel GSS Case.
77
Robinson, above n 54, 189.
78
See Ambos, above n 13, 281. See also Kevin Jon Heller, ‘Torture, Necessity, Self-Defence – and John Yoo’s
Fundamental Dishonesty’ (2009) Opinio Juris <http://opiniojuris.org/2009/04/28/torture-necessity-self-
defense-and-john-yoos-fundamental-dishonesty/> at 30 march 2010.
79
See Ambos, above n 13, 282.
80
Elaine Scarry, ‘Five Errors in the Reasoning of Alan Dershowitz’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004) 281.
15
in the balance of evils, the only choices available are to either let the terrorist carry out their attack
or to torture them for possible information. Doing so, disregards the availability of alternative and
more humane methods of investigation. Indeed, torture ought not be a consideration at all amongst
the alternatives, and instead excluded from the outset.81
This choice of evils is an essential price
necessary to uphold the rule of law and should never be ignored – especially in times of a global war
or instances of potential terrorism.82
The model case is fundamentally unrealistic, and any
preconceived notion that necessity might reasonably excuse or justify such an alternative for
preventive torture, is delusional – almost contaminating83
– at best. The jus cogens nature of the
prohibition under Customary International Law should not allow any defence, let alone one of
necessity.84
The agent ought to act under guidance of the legal system as opposed to what he or she
summarily misjudges the circumstances to dictate.85
The paradigm foolishly concludes that torture must be the sole means through which life-saving
information can be obtained: terrorists cannot be negotiated with.86
We should be weary, as Henry
Shue argues, about drawing ‘conclusions for ordinary cases from extraordinary ones.’87
The
unfortunate reality is that there will always be a ticking-bomb somewhere.88
Whatever conclusions
can be drawn from the model case, it nevertheless remains a model case. Just as economics is not
explained merely by the laws of supply and demand, neither can the model case thoroughly govern
preventive torture. We do not live in a perfect world, and even if we did, torture would surely not be
a part of it.
81
See Harel, Sharon, above n 20, 252. See also Lee, above n 57, 134. See also Scarry, above n 80, 284. Waldron,
above n 30, 1715.
82
See Jessberger, above n 10, 1073.
83
See Oren Gross, ‘The Prohibition on Torture and the Limits of Law’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004). Richard A. Posner, ‘Torture, Terrorism, and Interrogation’, in S.
Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 291, 295. See Harel, Sharon, above n 20,
253.
84
See Gaeta, above n 5, 790.
85
See contrary Harel, Sharon, above n 20, 250.
86
AFP/Reuters, ‘US rejects ‘bin Laden’ truce offer’ (2006) ABC News Online
<http://www.abc.net.au/news/newsitems/200601/s1551373.htm> at 28 March 2010.
87
Henry Shue, ‘Torture’ (1978) 7 Philosophy and Public Affairs 124, 141.
88
See Hitchens, above n 4.
16
Again, the paradigm incorrectly assumes the availability of a terrorist suspect as armed with the
exact information required to save innocent lives from an imminent attack. It relies predominantly
on the application of torture within a narrow and specific objective; that is, to acquire the exact
information required to disarm the terrorist’s bomb. The Israeli Supreme Court agrees, at least
preliminarily, that general and vague objectives such as the gathering of ‘information regarding
terrorists and their organising methods’89
cannot adequately justify torture.90
More importantly, torture does not ineluctably prevent imminent danger to life and limb since the
suspected terrorist may not have the right information, or may remain silent.91
The torturer never
knows the consequences of their actions, ex ante. The agent may additionally be unsure whether the
victim is innocent or not. Such a risk should never be taken given innocent civilians deserve the
greatest protection both under International Criminal Law and jus in bello.92
Admittedly, it can never be ruled out that a situation may exist in which the investigator is certain
the victim possesses and can provide the required information.93
Nevertheless, the existence of such
a situation does not rationally infer the certainty that torture must be the sole means through which
to obtain such information. Assuredly, the application of physical pressure is more unwarranted
against the terrorist or kidnapper (Daschner) than the innocent victim.94
But such assessment can
only be performed after the inexcusable act has been committed. The gravity of torture as a
violation of human dignity, when shone under the light of the uncertainty of the culpability of the
victim, infers that torture can never be justified and creates a greater duty on the investigator to
refrain from being so reckless.95
Any crime that risks the harm of an innocent person cannot be
89
Israel GSS Case § 1.
90
See Ambos, above n 13, 270.
91
See Gaeta, above n 5, 785, 790.
92
Prosecutor v Erdemović (Judgement) (International Criminal Tribunal for the Former Yugoslavia, Appeal
Chamber, Case No IT-96-22, 7 October 1997) [72].
93
See Jessberger, above n 10, 1070.
94
See Moore, above n 30, 326.
95
See Moore, above n 30, 315, 333. See also Benvenisti, above n 5, 607. Gur-Arye, above n 54, 183, 183-184,
191, 193.
17
justified or excused under any circumstance.96
The model case is paradoxically perfect in its
imperfection. If all of the appropriate factors are truly in play, then there should be no need for the
additional check-mate.
V. DASCHNER
A similar situation to the model case occurred in the German Daschner97
case, involving a threat of
torture on Marcus Gaefgen who had kidnapped 11-year-old Jakob von Metzler in September 2002. A
distinction concerning Daschner against the ticking-bomb paradigm is that it involves only the threat
to torture. However, the Frankfurt District Court ignored this issue. In the same vein as preventive
torture, the objective of the threat was to gain valuable information required to rescue the
kidnapped victim.
Unfortunately, authorities were unaware at the time that Gaefgen had already killed Metzler and
hidden his body. Unknowingly, General Daschner felt it necessary as a last resort to threaten
Gaefgen with the infliction of pain under medical supervision after prior warning.98
It is of no
surprise that public opinion during the investigation, including that of several politicians and
representatives of the judicial system, sympathized greatly with Daschner’s situation and expressed
opposition to punishing him and the subordinate officer involved.99
No doubt they feared the
consequences that might have arisen had they been in a similar position. The fact that Daschner was
unaware of the actual circumstances of the situation is, however, testament to the uncertainty
shrouding the ticking-bomb paradigm. No one other than Gaefgen could know that nothing could
have been done, at that point, to save the boy.
96
See Gaeta, above n 5, 791.
97
See Kleinig, above n 44. See also Nieuwenburg, above n 44.
98
See Jessberger, above n 10, 1061-1062.
99
Ibid, 1062.
18
The Court convicted Daschner of both instructing a subordinate to commit an offence100
and of
coercion101
(under which the subordinate officer was also charged).102
Although there is some
distinction between the threat of torture and actual torture, the Court maintained that the threat to
use force infringed human dignity as provided for in both the German Constitution and International
law.103
By invoking s 59 of the German Penal Code, the court, under an overall assessment of the
defendants’ conduct and personality, felt punishment was ultimately unwarranted.104
To clarify, it
refrained from concluding that the act was either justified or excused, and both defendants were
nonetheless criminally responsible for their actions.105
Furthermore, the defence of necessity was
categorically refused.106
Essentially, Daschner took an approach of mitigating factors,107
which ensured the stringent
prohibition of torture against the State, with a level of understanding towards the individual
investigator whose subjective view may be one of extreme circumstances.108
Where the individual
investigator truly perceives torture to be the sole and final means through which the required
information can be obtained to save innocent life, this approach ensures the absolute prohibition
against States under German Constitutional and International Law remains intact.109
It does so
without sacrificing the attribution of individual criminal responsibility based merely on the
justification or excuse that saving human life was the objective of the preventive torture.110
It
assures that human beings are not instruments to be abused for the purposes of obtaining
information,111
and aligns with the approach taken by International Criminal Law regarding the
100
See German Penal Code, s 357(1).
101
See German Penal Code, s 240.
102
See Kleinig, above n 44. See also Nieuwenburg, above n 44. See Jessberger, above n 10, 1064.
103
See Jessberger, above n 10, 1065.
104
See Ambos, above n 13, 262. See John Kleinig, Kleinig, above n 44. See also Nieuwenburg, above n 44.
105
See Jessberger, above n 10, 1065.
106
See Kleinig, above n 44. See also Nieuwenburg, above n 44.
107
See Kleinig, above n 44. See also Nieuwenburg, above n 44.
108
See Ambos, above n 13, 263. See Jessberger, above n 10, 1066.
109
See Ambos, above n 13, 263.
110
See Jessberger, above n 10, 1063.
111
See Gaeta, above n 5, 792, 793.
19
defence of obedience to superior orders.112
Any failure to stringently apply this prohibition opens
the door for a culture of torture to be considered as an acceptable solution in any difficult case.113
Daschner accounts for these grave circumstances by allowing mitigating factors to reasonably reduce
the sentence, rather than applying a blanket cleansing of criminal responsibility through the defence
of necessity.114
As demonstrated by the fallacies of the model case, each circumstance must be
considered on a case-by-case basis and the approach of mitigating factors helps to deal with this.
The court concluded that since Metzler was already dead, the defence of necessity as a justification
for their actions was precluded under the German Penal Code ss 32 and 34 which required that all
elements of the defence were objectively present.115
Necessity as an excuse under s 35 was also
excluded.116
The idea that necessity essentially hinges on an indeterminable factor of the scenario,
ex ante, is, in itself, a terminal flaw. Even putative necessity should not exclude criminal
responsibility in light of any outcome. An act-now-think-later attitude is not a maxim the law should
support.
Although Daschner comes close, the ticking-bomb paradigm forever remains fictitious and
theoretical, ex ante.117
In mathematical terms, it is the asymptote, which can never be reached.
Certainly, in Daschner, Metzler was already dead. The argument that the compelling knowledge that
someone else will die can acceptably govern the investigator to break the law and carry out the
torture is falsely premised on the notion that innocent people will actually die – an inscrutable
concept, ex ante.118
The effectiveness of torture forever remains uncertain, either before or after it
has been committed. Additionally, these impending factors of uncertainty will always be present
112
German Penal Code. Rome Statute art 33.
113
See Harel, Sharon, above n 20.
114
See Jessberger, above n 10, 1066.
115
German Penal Code. See Jessberger, above n 10, 1065.
116
German Penal Code.
117
See Alan M Dershowitz, Shouting Fire: Civil Liberties in a Turbulent Age (Little, Brown, 2002). See also
Dershowitz, Why Terrorism Works..., above n 14. See contrary Waldron, above n 30. Shue, above n 87, 124.
See Martin Scheinin, Report of the Special Rapporteur on the promotion and protection of human rights and
fundamental freedoms while countering terrorism, UN Doc. A/HRC/6/17/Add.1 (28 November 2007).
118
See Michael S. Moore, ‘Causation and the Excuses’ (1985) 73 California Law Review 1091.
20
within the reasoned mind of the individual. Any investigator (or commentator for that matter119
)
who for some reason is willing to get their hands dirty120
on the belief that torture is an absolute
solution of last resort, is grossly mistaken.
The availability of the defence essentially opens torture into something lawful.121
In many cases, the
particulars of the ticking-bomb paradigm, such as whether a threat actually exists or has already
expired (Daschner), or whether the information will actually be obtained, can only truly be
ascertained ex post facto.122
Even in such scenarios, it will be difficult to properly establish any direct
causal link between the act of torture and the attainment of the information.123
To make such a
summary conclusion on factual causation is erroneous. Justifying torture with the availability of the
defence of necessity is a short-sighted and risky attempt to deal with the conflict faced by individual
investigators in extreme situations, when a mitigating factors approach, as taken in Daschner,
manages to appropriately address the paradigm.124
If the circumstances are so extreme so as to
significantly affect the investigator’s rational decision-making process, there should, regardless, be
no removal of criminal responsibility on the basis of necessity. Rather, the irrational act should be
considered in an assessment of mitigating factors on a case-by-case basis to prevent the widespread
abuse of human dignity.125
VI. THE IMPERATIVENESS OF HUMAN RIGHTS LAW FOR INTERNATIONAL
CRIMINAL LAW
119
See Winfried Brugger, ‘May Government Ever Use Torture? Two responses from German Law’ (2000) 48
American Journal of Comparative Law 661, 661. See Jessberger, above n 10, 1063.
120
See Michael Walzer, ‘Political Action: The Problem of Dirty Hands’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004).
121
See Moore, above n 30, 320-321.
122
See Benvenisti, above n 5, 602. Scarry, above n 80, 284. Waldron, above n 30, 1715.
123
Gaeta, above n 5, 791. See contrary Donald Davidson, ‘Actions, Reasons, and Causes’ in Essays on Actions
and Events (University of California Press, 2001) 3, 4.
124
See Ambos, above n 13, 284, 285. See also Gaeta, above n 5.
125
See also George P. Fletcher, ‘The Right and the Reasonable’ (1985) 98 Harvard Law Review 949. See
Jessberger, above n 10, 1059.
21
‘Giving in to violence and to torture is, through lack of power in believing in man, equivalent to
giving up on constructing a human world.’
- Bollardiere126
Torture is not a subject easily comparable to other instances throughout the law that are known to
be justifiable or excusable by necessity. Examples such as ‘‘property may be destroyed to prevent
the spread of fire,’’ ‘‘[a] speed limit may be violated in pursuing a suspected criminal,’’ ‘‘an
ambulance may pass a traffic light,’’127
and so forth, are instances within the law in which necessity
can reasonably dictate a contravention. The key distinction is that none of these examples expressly
infringe Human Rights. It is accordingly implausible to extrapolate the same logic from these
examples and apply them in the same manner to torture.
While the right to freedom from torture is of jus cogens under International Law, the grounds for
excluding criminal responsibility under Customary International Law are not.128
This freedom,
however, overrides customary rules of International Criminal Law in any event of dissension as
supported by article 53 of the Vienna Convention.129
No derogation is permissible to rules of jus
cogens simply in the event of dissonance between the customary norm and the peremptory norm.
Regardless of whether the norms emerge from the Rome Statute or Customary International Law, a
Human Rights approach to the grounds for excluding individual criminal responsibility, is
imperative.130
Such an interpretation of the grounds for excluding responsibility under International
126
Jacques Paris de Bollardiere, Battaille d’Alger (Desclee De Brouwer, 1972) 92-93, quoted in Rita Maran,
Torture: the Role of Ideology in the French-Algerian War (Praeger, 1989) 114.
127
See also Lee, above n 57, 136. See also Model Penal Code.
128
See Jessberger, above n 10, 1071.
129
See Shaw, above n 5, 117. See also Cassese, above n 5, 204-205. See also Vienna Convention.
130
See Jessberger, above n 10, 1072.
22
Criminal Law further solidifies the position that the pursuit of saving innocent life can never be justly
achieved by violation of human dignity through preventive torture that is ‘deemed’ necessary.131
The restriction on the availability of necessity to preventive torture in extreme circumstances is
important for precluding the legal justification of torture under any contingency. Given torture is an
extreme violation of human dignity, any attempt to weigh its gravity against the harm it attempts to
prevent, is perilous and meaningless. Whether or not one alternative causes more harm than the
other is irrelevant if grave harm is being caused nonetheless. Indeed, if such concession is made, it
erroneously alleviates the restriction on the level of harm capable of being enacted on the victim:
would then torture resulting in the victim’s death satisfy the balancing test if it was under the
intention of saving two lives?132
Do two lives warrant the death of one? The question can be asked
ad infinitum with no greater achievement. The distinctions are all the more difficult if all degrees of
torture consist of violating human dignity in one form or another. Distinguishing and limiting the
variance of harm applied is not as simple as the classification of alcohol as legal, and marijuana as
illegal133
– which itself has no logical basis for the author.
Indisputably, the drafters of the Rome Statute must have been aware of the conflicts between
Human Rights Law and the availability of defences as they composed it. It makes sense, therefore,
that the interpretation of International Criminal Law must be construed consistently with Human
Rights Law given its vast influence on other areas throughout International Law.134
As discussed
above, the last-resort nature of necessity can only ever be achieved through the fictional extreme
model case.135
From this particular view, the HR monitoring bodies and International Criminal Law
are aligned in their agreement on the unavailability of the defence of necessity for torture.136
Therefore, the grounds established by International Criminal Law for excluding criminal
131
Ibid, 1072-1073.
132
See Gaeta, above n 5, 792, 793.
133
See contrary TheSophist, above n 18.
134
See Jessberger, above n 10, 1072.
135
See Gaeta, above n 55, 792.
136
See Gaeta, above n 5, 792.
23
responsibility do not apply to ‘preventive torture’ situations for reasons other than the absolute ban
on torture under International Law. In any event, article 21(3) of the Rome Statute expressly states
that the application and interpretation of law must be consistent with ‘internationally recognized
Human Rights,’ meaning Human Rights should take precedence over the provisions within the Rome
Statute.137
Any contrary interpretation would be inconsistent. Nothing other than a restrictive
interpretation of the grounds for excluding criminal responsibility in International Criminal Law, as
under Human Rights Law, is required.138
V. CONCLUSION
The significant relevance of Human Rights Law to International Criminal Law is indisputable. In a
sense, this relationship encapsulates all that is contentious about torture itself. It is a subject
interwoven with myriad issues and is relevant not only to the legal commentators, but also to the
deontological and the philosophical. But when we isolate torture to preventive torture in
International Criminal Law, and we translate the absolute prohibition from the State to the
individual, we can better understand how torture, in all instances, need not be as fickle as the
discourse makes it out to be. Once the fundamental concession is made concerning the overarching
importance of Human Rights Law, it is not so difficult to comprehend how torture is something in
International Criminal Law which must be avoided at all costs. It doesn’t take a law degree to realise
that fighting fire with fire simply gives you more fire. No conception of necessity can ever justify or
excuse an investigator from grossly violating the human dignity of another despite their pursuit of
saving innocent lives. And even when they do, a mitigating factors approach adequately deals with
the perpretrator whilst importantly maintaining individual criminal responsibility.
137
See Jessberger, above n 10, 1070-1071. See Alain Pellet, ‘Applicable Law’ in Antonio Cassese, Paolo Gaeta,
John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1051-1084,
1079.
138
See Jessberger, above n 10, 1071.
24
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26
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Authorization or a Substantive Moral Issue?’ (2000) 34 Israel Law Review 509.
Christopher Kutz, ‘Torture, Necessity and Existential Politics’ (2007) 95 California Law Review 235.
Youngjae Lee, ‘The Defence of Necessity and Powers of the Government’ (2009) 3 Criminal Law and
Philosophy 133.
David Luban, ‘Torture and the Professions’ (2007) 26 Criminal Justice Ethics 2.
Steven Lukes, ‘Liberal Democratic Torture’ (2005) 36 British Journal of Political Science 1.
Michael S. Moore, ‘Causation and the Excuses’ (1985) 73 California Law Review 1091.
Michael S. Moore, ‘Torture and the Balance of Evils’ (1989) 23 Israel Law Review 280.
Jens David Ohlin, ‘The Bounds of Necessity’ (2008) 6 Journal of International Criminal Justice 290.
John T. Parry, ‘Torture Nation, Torture Law’ (2008) 97 The Georgetown Law Journal 1001.
J. T. Parry, W. S. White, 'Interrogating Suspected Terrorists: Should Torture be an Option?’ (2002) 63
University of Pittsburgh Law Review 743.
Paul H Robinson, ‘Letter to the Editor’ (1989) 23 Israel Law Review 189
James R. Silkenat, Peter M. Norman, ‘Jack Bauer and the Rule of Law: The Case of Extraordinary
Rendition’ (2006-2007) 30 Fordham International Law Journal 535.
Yuval Shany, ‘The Prohibition against Torture and Cruel, Degrading and Inhuman Treatment and
Punishment: Can the Absolute be Relativized under International Law?’ (2007) 56 Catholic University
Law Review 101.
Henry Shue, ‘Torture’ (1978) 7 Philosophy and Public Affairs 124.
David Sussman, ‘What’s Wrong with Torture?’ (2005) 33 Philosophy and Public Affairs 1.
Jeremy Waldron, ‘Torture and Positive Law: Jurisprudence for the White House’ (2005) 105
Columbia Law Review 1681
Unpublished Manuscripts
Alon Harel and Assaf Sharon, ‘Necessity Knows No Law: On Extreme Cases and Uncodifiable
Necessities’ (unpublished manuscript).
Paul Nieuwenburg, Is There Such a Thing as Government Ethics? Or: A Machiavellian Plea for Excuses
(Faculty of Law, Leiden University),
<http://soc.kuleuven.be/io/ethics/paper/Paper%20WS1_pdf/Paul%20Nieuwenburg.pdf> at 30
March 2010.
27
Theses
Michael J Lewis, Representations and Discourse of Torture in Post 9/11 Television: an Ideological
Critique of 24 and Battlstar[sic] Galactica (A Thesis, Graduate College of Bowling Green State
University, 2008) < http://rave.ohiolink.edu/etdc/view?acc_num=bgsu1205864439>.
Books
Kai Ambos, ‘Other Grounds for Excluding Criminal Responsibility’ in Antonio Cassese, Paolo Gaeta,
John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1035-
1036.
Ilias Bantekas, Susan Nash, International Criminal Law (Cavendish, 2nd
ed, 2003).
Jacques Paris de Bollardiere, Battaille d’Alger (Desclee De Brouwer, 1972) 92-93, quoted in Rita
Maran, Torture: the Role of Ideology in the French-Algerian War (Praeger, 1989) 114.
Antonio Cassese, International Law (Oxford University Press, 2nd
ed, 2005).
Donald Davidson, ‘Actions, Reasons, and Causes’ in Essays on Actions and Events (University of
California Press, 2001).
Alan M Dershowitz, Shouting Fire: Civil Liberties in a Turbulent Age (Little, Brown, 2002).
Alan M. Dershowitz, Why Terrorism Works – Understanding the Threat, Responding to the Challenge
(Yale University Press, 2002).
Jean Bethke Elshtain, ‘Reflection on the Problem of ‘‘Dirty Hands’’’ in Sanford Levinson (ed.), Torture:
A Collection (Oxford University Press, 2004) 77.
George P. Fletcher, Rethinking Criminal Law (Oxford University Press, 2000).
Jack Goldsmith, The Terror Presidency: Law and Judgment Inside the Bush Administration (W. W.
Norton & Company, 1st ed, 2007).
Oren Gross, ‘The Prohibition on Torture and the Limits of Law’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004).
Miriam Gur-Arye, ‘Can the War Against Terror Justify the Use of Force in Interrogations?’ in Sanford
Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 183.
Michael Ignatieff, The Lesser Evil: Political Ethics in an Age of Terror (Princeton University Press,
2004).
Immanuel Kant, ‘On a Supposed Right to Lie from Philanthropy’, in Immanuel Kant, Practical
Philosophy, trans. and ed. M.G. Gregor (Cambridge University Press, 1996)
Geert-Jan Knoops, Defenses in Contemporary International Criminal Law (Transnational Publishers,
2001)
28
Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004).
Alain Pellet, ‘Applicable Law’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome Statute of the
ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1051-1084.
Richard A. Posner, ‘Torture, Terrorism, and Interrogation’, in S. Levinson (ed.), Torture: A Collection
(Oxford University Press, 2004) 291.
Elaine Scarry, ‘Five Errors in the Reasoning of Alan Dershowitz’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004) 281.
Malcolm Shaw, International Law (Cambridge University Press, 5th
ed, 2003).
Jeremy Waldron, ‘Torture and Positive Law: Jurisprudence for the White House’ (2005) 105
Columbia Law Review 1681.
David A. Wallace, ‘Torture v. The Basic Principles of the US Military’ (2008) 6 Journal of International
Criminal Justice 309.
Michael Walzer, ‘Political Action: The Problem of Dirty Hands’ in Sanford Levinson (ed.), Torture: A
Collection (Oxford University Press, 2004).
Gerhard Werle, Principles of International Criminal Law (The Hague: Asser Press, 2005).
Adrian Zuckerman, ‘Coercion and the Judicial Ascertainment of Truth’ (1989) 23 Israel Law Review
357.
UN Documents
‘Conclusions and recommendations of the Committee against Torture: Belgium’, (05/27/2003),
CAT/C/CR/30/6 (Concluding Observations/Comments),
<www.unhchr.ch/tbs/doc.nsf/(Symbol)/CAT.C.CR.30.6.En?Opendocument> at 20 March 2010.
‘Conclusions and recommendations of the Committee against Torture: Israel’, (11/23/2001),
CAT/C/XXVII/Concl. 5 (23/11/2001), para 6,
<http://www.unhchr.ch/tbs/doc.nsf/0/60df85db0169438ac1256b110052aac5> at 30 March 2010.
‘General Comment No. 20: Replaces general comment 7 concerning prohibition of torture and cruel
treatment or punishment (Art. 7) : . 03/10/1992.CCPR General Comment No. 20.’ (General
Comments) para 3
<http://www.unhchr.ch/tbs/doc.nsf/0/6924291970754969c12563ed004c8ae5?Opendocument> at
30 March 2010.
Martin Scheinin, Report of the Special Rapporteur on the promotion and protection of human rights
and fundamental freedoms while countering terrorism, UN Doc. A/HRC/6/17/Add.1 (28 November
2007).
Memoranda
Jay S. Bybee, Assistant Attorney Gen., Office of Legal Counsel, U.S. Department of Justice, to Alberto
R. Gonzales, Counsel to the President, regarding Standards of Conduct for Interrogation under 18
29
U.S.C. §§ 2340–2340A (August 1, 2002), <http://www.washingtonpost.com/wp-
srv/nation/documents/dojinterrogationmemo20020801.pdf>.
Charles Judson Harwood Jr to Alberto R. Gonzales, Counsel to the President, Re: Standards of
Conduct for Interrogation under 18 U.S.C. §§ 2340-2340A
<http://homepage.ntlworld.com/jksonc/docs/torture-doj-20020801.html>.
John C. Yoo, Deputy, Assistant Attorney General, Office of Legal Counsel, U.S.
Dep’t of Justice to William J. Haynes II, General Counsel of the Department of Defense, Re: Military
Interrogation of Alien Unlawful Combatants Held outside the United States (March 14, 2003)
<http://www.fas.org/irp/agency/doj/olc-interrogation.pdf>.
Newspapers
Alan M. Dershowitz, ‘Is there a torturous road to justice?’, Los Angeles Times (Los Angeles, US), 8
November 2001.
Internet Materials
Mark Adams, Why does the U.S. government torture people? (2009) The Daily Censored,
<http://dailycensored.com/2009/06/24/why-does-the-u-s-government-torture-people/> at 16
March 2010.
Vienna Colucci, Denounce Torture: Torture and the Law (2001) Amnesty International USA
<http://www.amnestyusa.org/stoptorture/law.html> at 15 March 2010.
Kevin Jon Heller, ‘Torture, Necessity, Self-Defence – and John Yoo’s Fundamental Dishonesty’ (2009)
Opinio Juris <http://opiniojuris.org/2009/04/28/torture-necessity-self-defense-and-john-yoos-
fundamental-dishonesty/> at 30 march 2010.
David Kaye, The Torture Commission We Really Need (2010) Foreign Policy
<http://www.foreignpolicy.com/articles/2010/03/25/the_torture_commission_we_really_need> at
15 March 2010.
Christopher Hitchens, A moral Chernobyl: Prepare for the worst of Abu Ghraib (2004) Slate
<http://slate.msn.com/id/2102373/> at 15 March 2010.
Christopher Hitchens, Believe me, It’s Torture (2008) Vanity Fair
<http://www.vanityfair.com/politics/features/2008/08/hitchens200808> at 15 March 2010.
Christopher Hitchens, In case anyone’s forgotten: torture doesn’t work (2001) The Guardian UK
<http://www.guardian.co.uk/world/2001/nov/14/afghanistan.terrorism2> at 15 March 2010.
Daniel Schorr, Torture Issues Likely to Linger (2009) NPR
<http://www.npr.org/templates/story/story.php?storyId=103673545> at 16 March 2010.
30
TheSophist, A Policy for Torture – Responding to Christopher Hitchens (2008) Redstate
<http://archive.redstate.com/blogs/thesophist/2008/jul/02/a_policy_for_torture_responding_to_ch
ristopher_hitchens> at 15 March 2010.
AFP/Reuters, ‘US rejects ‘bin Laden’ truce offer’ (2006) ABC News Online
<http://www.abc.net.au/news/newsitems/200601/s1551373.htm> at 28 March 2010.

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NO ABSOLUTE RECOURSE IN NECESSITY FOR THE INDIVIDUAL WHO RESORTS TO PREVENTIVE TORTURE IN INTERNATIONAL CRIMINAL LAW

  • 1. 1 NO ABSOLUTE RECOURSE IN NECESSITY FOR THE INDIVIDUAL WHO RESORTS TO PREVENTIVE TORTURE IN INTERNATIONAL CRIMINAL LAW Abstract: ...The Convention Against Torture (CAT) holds an absolute prohibition on torture against States. Under Customary Law, this prohibition is binding on all States, regardless of ratification of any of the International Human Rights treaties. These foundations provide the framework for the ultimate argument that the defence of necessity should be unavailable in instances of preventive torture by the individual investigator. How we effectively approach torture then, is governed by a fitting approach to the conflict between how the subject matter is viewed under International Human Rights Law, against the availability of the defence for the individual under International Criminal Law. Ostensibly, the availability of necessity musters some consequentialist sense. But such a conclusion cannot be made without recalling the absolute prohibition. Although the prohibition on States does not inherently translate directly to individuals, it does create difficulties... ...Indeed, the extent to which certain parties have endeavoured to ensure the legal justification of torture, notably in the war on terrorism, particularly liberal scholars and the United States, has been quite alarming. What will be discovered is that a mitigating factors approach manages to deal with the exigent circumstances faced by the individual whilst maintaining the absolute prohibition on the State. Ultimately, the question is: how far should the prohibition against preventive torture extend towards individuals in regards to necessity?
  • 2. 2 I. INTRODUCTION ‘But if you hire torturers then you hire torturers, whose whole outlook is based on stupidity and coercion, and you can bet that even with a ticking bomb nearby they would be busily gang-raping the wrong guy...’ - Christopher Hitchens1 Torture is a fickle thing, frequently debated within the frameworks of both domestic and International Criminal Law. Indeed, it is not easily defined by some discrete pro forma of prohibited acts, making it all the more contentious from the outset.2 Today’s western society is heavily propagandised by the media3 with the notion that torture gets results, most of which is a result of paranoia post 9/11 almost 10 years ago. Surely there can be no mere coincidence between the events on September 11th and the first airing of hit US television show ‘24’ on November 6th of the same year. The general western population were, at the time, ravenous for results – retribution even – in light of their perceived threats to National Security, with their heads buried in the sand, oblivious and ignorant to the price of their protection.4 Public consensus had begun to indicate that torture was simply an appropriately necessary price to pay. 1 Christopher Hitchens, In case anyone’s forgotten: torture doesn’t work (2001) The Guardian UK <http://www.guardian.co.uk/world/2001/nov/14/afghanistan.terrorism2> at 15 March 2010. 2 Vienna Colucci, Denounce Torture: Torture and the Law (2001) Amnesty International USA <http://www.amnestyusa.org/stoptorture/law.html> at 15 March 2010. 3 See James R. Silkenat, Peter M. Norman, ‘Jack Bauer and the Rule of Law: The Case of Extraordinary Rendition’ (2006-2007) 30 Fordham International Law Journal 535. Steven Keslowitz, ‘The Simpsons, 24, and the Law: How Homer Simpson and Jack Bauer Influence Congressional Lawmaking and Judicial Reasoning’ (2007-2008) 29 Cardozo Law Review 2787. Sam Kamin, ‘How the War on Terror May Affect Domestic Interrogations: The 24 Effect’ (2006-2007) 10 Chapman Law Review 693. David Luban, ‘Torture and the Professions’ (2007) 26 Criminal Justice Ethics 2. See also Michael J Lewis, Representations and Discourse of Torture in Post 9/11 Television: an Ideological Critique of 24 and Battlstar[sic] Galactica (A Thesis, Graduate College of Bowling Green State University, 2008) <http://rave.ohiolink.edu/etdc/view?acc_num=bgsu1205864439>. 4 See Christopher Hitchens, A moral Chernobyl: Prepare for the worst of Abu Ghraib (2004) Slate <http://slate.msn.com/id/2102373/> at 15 March 2010.
  • 3. 3 Torture is both non-derogable under Human Rights Law towards States, and of jus cogens.5 No argument is made in this essay against excluding criminal responsibility under International Law through the Rome Statute for acts of torture in instances of widespread systematic attack against civilian populations or within the context of international or non-international armed conflict under the available grounds of exclusion.6 This essay focuses on preventive torture. Nevertheless, The Convention Against Torture (CAT) holds an absolute prohibition on torture against States.7 Under Customary Law, this prohibition is binding on all States, regardless of ratification of any of the International Human Rights treaties.8 These foundations provide the framework for the ultimate argument that the defence of necessity should be unavailable in instances of preventive torture by the individual investigator.9 How we effectively approach torture then, is governed by a fitting approach to the conflict between how the subject matter is viewed under International Human Rights Law, against the availability of the defence for the individual under International Criminal Law.10 Ostensibly, the availability of necessity musters some consequentialist sense.11 But such a conclusion cannot be made without recalling the absolute prohibition.12 Although the prohibition on States does not inherently translate directly to individuals, it does create difficulties. Of great importance 5 Prosecutor v Furunžija (Judgement) (International Criminal Tribunal for the Former Yugoslavia, Trial Chamber, Case No IT-95-17/1-T, 10 December 1998) [153]-[157] (‘Furunžija’). See also, Eyal Benvenisti, ‘The Role of National Courts in Preventing Torture of Suspected Terrorists’ (1997) 8 European Journal of International Law 596, 603. Gaeta, above n 5, 787. Malcolm Shaw, International Law (Cambridge University Press, 5 th ed, 2003) 117. See also Antonio Cassese, International Law (Oxford University Press, 2 nd ed, 2005), 204-205. 6 See Rome Statute of the International Criminal Court, opened for signature 17 July 1998, 2187 UNTS 90 (entered into force 1 July 2002) arts 7(1)(f), 7(2)(e), 8(2)(a)(ii), 8(2)(c)(i) (‘Rome Statute’). See also Gaeta, above n 5, 785-794. Oren Gross, ‘Are Torture Warrants Warranted?’ (2004) 88 Minnesota Law Review (2004) 1481. J. T. Parry, W. S. White, 'Interrogating Suspected Terrorists: Should Torture be an Option?’ (2002) 63 University of Pittsburgh Law Review 743. 7 See GA res. 39/46, annex, 39 UN GAOR Supp. (No. 51) at 197, UN Doc. A/39/51 (1984); 1465 UNTS 85 art 2(2) (‘CAT’). 8 See Colucci, above n 2. 9 See Rome Statute art 31(1)(d). 10 See Florian Jessberger, ‘Bad Torture – Good Torture? What International Criminal Lawyers May Learn from the Recent Trial of Police Officers in Germany’ (2005) 3 Journal of International Criminal Justice 1059. 11 See Ilias Bantekas, Susan Nash, International Criminal Law (Cavendish, 2 nd ed, 2003) 135. Geert-Jan Knoops, Defenses in Contemporary International Criminal Law (Transnational Publishers, 2001) 92. See also Cassese, above n 5, 219. See Gerhard Werle, Principles of International Criminal Law (The Hague: Asser Press, 2005) 109. 12 CAT art 2(2).
  • 4. 4 therefore, is the clarification between the prohibition on States, against the implications for individuals under International Criminal Law. Additionally relevant is the distinction between approaching torture as a manner of ex ante justification as opposed to an ex post excuse for the torturer, or arguably, neither at all.13 Indeed, the extent to which certain parties have endeavoured to ensure the legal justification of torture, notably in the war on terrorism, particularly liberal scholars and the United States, has been quite alarming.14 What will be discovered is that a mitigating factors approach manages to deal with the exigent circumstances faced by the individual whilst maintaining the absolute prohibition on the State. Ultimately, the question is: how far should the prohibition against preventive torture extend towards individuals in regards to necessity? I-(A). USELESS DESTRUCTION ‘Nobody has yet even suggested that the disgusting saturnalia in Abu Ghraib produced any "intelligence" worth the name or switched off any "ticking bomb.”’ - Christopher Hitchens15 Torture more readily produces false confessions than accurate ones.16 Christopher Hitchens conceded, after voluntarily being waterboarded, that by the end of it all, he would have been willing to supply whatever answer required to appease his captors.17 This reality is not merely an issue 13 See Kai Ambos, ‘May a State Torture Suspects to Save the Life of Innocents’ (2008) 6 Journal of International Criminal Justice 261, 262. 14 See Jessberger, above n 10, 1060. See Alan M. Dershowitz, ‘Is there a torturous road to justice?’, Los Angeles Times (Los Angeles, US), 8 November 2001. See also Alan M. Dershowitz, Why Terrorism Works – Understanding the Threat, Responding to the Challenge (Yale University Press, 2002). See also John T. Parry, ‘Torture Nation, Torture Law’ (2008) 97 The Georgetown Law Journal 1001. Mark Adams, Why does the U.S. government torture people? (2009) The Daily Censored, <http://dailycensored.com/2009/06/24/why-does- the-u-s-government-torture-people/> at 16 March 2010. 15 Hitchens, above n 4. 16 See Hitchens, above n 1. 17 See Christopher Hitchens, Believe me, It’s Torture (2008) Vanity Fair <http://www.vanityfair.com/politics/features/2008/08/hitchens200808> at 15 March 2010.
  • 5. 5 relevant to the effectiveness of torture, but also to its morality and impact on human dignity.18 Regardless of whether the investigator is trained to apply acts of torture, skill is not a relevant factor in situations that toy with the violation of the dignity of a human being. Despite countless years of torture by the United States,19 no definitive evidence has yet been brought to rationally infer that we have come any closer to the prevention of violence, criminal activities, or, more recently, a victory in the war against terrorism.20 And yet, the concept of torture as a viable mechanism to obtain valuable information has grown deceptively enticing, notably after 9/11. If torture is truly the sole means through which precious life-saving information can be retrieved from ‘terrorists’, then why not? Terrorists don’t deserve to be treated like the rest of us.21 Unfortunately, such a ‘last resort’ approach is troublesome once one considers what is really at stake. Any fool can be hastily lured by the notion that an impending force of necessity can righteously dictate torture. Indeed, in circumstances involving growing serious and imminent terrorist attacks, it almost becomes superficially unclear whether the absolute prohibition should prevail in every situation, particularly in abstracto.22 But such blind consideration foregoes the imperative values of 18 See contrary TheSophist, A Policy for Torture – Responding to Christopher Hitchens (2008) Redstate <http://archive.redstate.com/blogs/thesophist/2008/jul/02/a_policy_for_torture_responding_to_christopher _hitchens> at 15 March 2010. 19 See Parry, above n 14, 1001. David A. Wallace, ‘Torture v. The Basic Principles of the US Military’ (2008) 6 Journal of International Criminal Justice 309. 20 See Parry, above n 14, 1001. See Alon Harel, Assaf Sharon, ‘Can We Ever Justify or Excuse Torture? What is Really Wrong with Torture?’ (2008) 6 Journal of International Criminal Justice 241, 244. David Sussman, ‘What’s Wrong with Torture?’ (2005) 33 Philosophy and Public Affairs 1, 12. Wallace, above n 19, 309. 21 See Parry, above n 14, 1001. Jay S. Bybee, Assistant Attorney Gen., Office of Legal Counsel, U.S. Department of Justice, to Alberto R. Gonzales, Counsel to the President, regarding Standards of Conduct for Interrogation under 18 U.S.C. §§ 2340–2340A (Aug. 1, 2002), <http://www.washingtonpost.com/wp- srv/nation/documents/dojinterrogationmemo20020801.pdf>. Charles Judson Harwood Jr to Alberto R. Gonzales, Counsel to the President, Re: Standards of Conduct for Interrogation under 18 U.S.C. §§ 2340-2340A <http://homepage.ntlworld.com/jksonc/docs/torture-doj-20020801.html>. John C. Yoo, Deputy, Assistant Attorney General, Office of Legal Counsel, U.S Dep’t of Justice to William J. Haynes II, General Counsel of the Department of Defense, Re: Military Interrogation of Alien Unlawful Combatants Held outside the United States (March 14, 2003) <http://www.fas.org/irp/agency/doj/olc-interrogation.pdf>. 22 See Gaeta, above n 5, 790.
  • 6. 6 human dignity that International Law serves to protect.23 What must be acknowledged, is that torture is not merely an offence against its direct victim, but one against all humankind.24 It must be made clear that an appeal to Human Rights Law as a cornerstone influence of International Criminal Law is not merely some absolutist deontological plea25 to maintain the absolute prohibition regardless of the consequences. It is instead, a call to light on the significance of Human Rights on the foundation of International Criminal Law. As such, this essay still maintains its focus primarily on preventive torture and the defence of necessity for individuals under International Criminal Law. I-(B). HUMAN DIGNITY Human Rights guarantees are integral to International Law, particularly in regards to International Criminal law.26 As such, the assertion that a State agent considers preventive torture and applies it as a last resort to save the lives of innocent persons should in no way exclude his or her criminal responsibility.27 Torture essentially instrumentalizes the victim for a preventive ends by profoundly violating human dignity.28 It is worrying that human dignity should fail, on balance, against the weight of the threat of terrorism. The tension must instead strike harmony between the respect for the suspect’s human dignity, with the active protection of potential victims from attack.29 Human dignity remains the foremost principle at the heart of the prohibition on torture, regardless of 23 See CAT art 2. 24 See Harel, Sharon, above n 20, 245. See also Immanuel Kant, ‘On a Supposed Right to Lie from Philanthropy’, in M. G. Gregor, Immanuel Kant, Practical Philosophy (Cambridge University Press, 1996) 611-615. 25 See Harel, Sharon, above n 20, 248. Wallace, above n 19, 309. 26 See Jessberger, above n 10, 1071. See Convention for the Protection of Human Rights and Fundamental Freedoms, opened for signature 4 November 1950, 213 UNTS 222 (entered into force 3 September 1953) as amended by Protocol No 14bis to the Convention for the Protection of Human Rights and Fundamental Freedoms, opened for signature 27 May 2009), CETS No 204 (entered into force 1 September 2009) preamble (‘European Convention on Human Rights’). See Cassese, above n 5, 393-396. See Werle, above n 11, 109. 27 See Jessberger, above n 10, 1061. 28 See Grundgesetz für die Bundesrepublik Deutschland [Basic Law of the Federal Republic of Germany] art 1(1), 104(1). See European Convention on Human Rights art 3. See also CAT. See also Mordechai Kremnitzer, ‘The Landau Commission Report: Was the Security Service Subordinated to the Law, or the Law to the Needs of the Security Service?’ (1989) 23 Israel Law Review 238, 249. See Harel, Sharon, above n 20, 245-246. 29 See Ambos, above n 13, 262.
  • 7. 7 whether any ex ante or ex post conclusion can be drawn in relation to the victim’s terrorist activities.30 Any State that deliberately violates or manifests some excuse or justification against the prohibition, defies its own principles of the Rule of Law, and aligns itself with the very repugnance and evil that torture represents.31 II. THE ABSOLUTE PROHIBITION ON TORTURE IN INTERNATIONAL LAW Under Human Rights Law, torture is non-derogable, with no emergency situation available for justification.32 Importantly, the non-derogability clause under The CAT refers to torture stricto sensu. Altogether, torture is enforced under International Criminal Law under the CAT as a discrete crime, the Rome Statute, and arguably through Customary International Law, regardless of wartime.33 This applies to the criminal jurisdiction of all State parties to the CAT and the Geneva Conventions.34 The non-derogability clause favours the absolute ban on torture as provided for in the Human Rights treaties.35 It aims to ensure that States do not resort to ‘necessary’ measures derogating from the 30 See Judgement on the Interrogation Methods applied by the GSS, H.C. 5100/94, H.C. 4054/95, H.C. 6536/95, H.C. 5188/96, H.C. 7563/97, H.C. 7628/97, H.C. 1043/99, (1999) Israeli Supreme Court § 22, <http://www.derechos.org/human-rights/mena/doc/torture.html> at 28 March 2010 (‘Israel GSS Case’). See also Mirielle Delmas-Marty, ‘The Paradigm of the War on Crime’ (2007) 5 Journal of International Criminal Justice 584, 592. Michael S. Moore, ‘Torture and the Balance of Evils’ (1989) 23 Israel Law Review 280, 332. See also Jeremy Waldron, ‘Torture and Positive Law: Jurisprudence for the White House’ (2005) 105 Columbia Law Review 1681, 1681. 31 See Yuval Shany, ‘The Prohibition against Torture and Cruel, Degrading and Inhuman Treatment and Punishment: Can the Absolute be Relativized under International Law?’ (2007) 56 Catholic University Law Review 101, 106-107. See Ambos, above n 13, 269. 32 Gaeta, above n 5, 787. See also CAT art 2. See also ‘Conclusions and recommendations of the Committee against Torture: Belgium’, (05/27/2003), CAT/C/CR/30/6 (Concluding Observations/Comments), <www.unhchr.ch/tbs/doc.nsf/(Symbol)/CAT.C.CR.30.6.En?Opendocument> at 20 March 2010 (‘Conclusions and recommendations of the CAT: Belgium’). 33 Gaeta, above n 5, 787. See also Cassese, above n 5, 117-119. See Rome Statute art 31(1)(d). 34 See International Committee of the Red Cross (ICRC), Geneva Convention Relative to the Treatment of Prisoners of War (Third Geneva Convention), 12 August 1949, 75 UNTS 135, <http://www.unhcr.org/refworld/docid/3ae6b36c8.html> at 30 March 2010. See also International Committee of the Red Cross (ICRC), Geneva Convention Relative to the Protection of Civilian Persons in Time of War (Fourth Geneva Convention), 12 August 1949, 75 UNTS 287, <http://www.unhcr.org/refworld/docid/3ae6b36d2.html> at 30 March 2010. 35 See Vienna Convention on the Law of Treaties, opened for signature 23 May 1969, 1155 UNTS 331 (entered into force 27 January 1980) art 30(2) (‘Vienna Convention’). See Shany, above n 31, 120-121. See also Delmas-
  • 8. 8 international obligation to proscribe torture, in spite of any declaration of war or public emergency. Indeed, jurisprudence in International Criminal law has alluded that the prohibition constitutes ‘an absolute value from which nobody must deviate.’36 The defence of necessity, therefore, seemingly has no place, given these concessions. International Humanitarian instruments are indeed ‘particularly designed to govern emergency situations’.37 Such protection fails if the defence of necessity manages to seep through. International bodies, particularly the UN Human Rights Committee and the UN Committee Against Torture agree assertively that torture can never be justified or excused under International Law.38 The HR Committee specifically maintains that no justification or extenuating circumstance can validly be invoked as an excuse for torture.39 The CAT also goes as far as to require some States to expressly abandon necessity as an available defence to torture.40 In spite of all this, the Rome Statute still provides for the defence of necessity in regards to international crimes,41 with article 31(1)(d) expressly providing that necessity is available for crimes falling within the jurisdiction of the International Criminal Court.42 II-(B). THE STATE VS. THE INDIVIDUAL The CAT implicates the responsibility to prosecute and punish acts of torture as offences under the domestic Criminal Law of respective States.43 Along with the German Court in Daschner, the CAT also Marty, above n 30, 595. See also Sanford H. Kadish, ‘Torture, the State and the Individual’ (1989) 23 Israel Law Review 345, 350-351. 36 Furunžija [153]-[157]. 37 See Shany, above n 31, 121. 38 Gaeta, above n 5, 787-789. 39 ‘General Comment No. 20: Replaces general comment 7 concerning prohibition of torture and cruel treatment or punishment (Art. 7) : . 03/10/1992.CCPR General Comment No. 20.’ (General Comments) para 3 <http://www.unhchr.ch/tbs/doc.nsf/0/6924291970754969c12563ed004c8ae5?Opendocument> at 30 March 2010. 40 Conclusions and recommendations of the CAT: Belgium. See also ‘Conclusions and recommendations of the Committee against Torture: Israel’, (11/23/2001), CAT/C/XXVII/Concl. 5 (23/11/2001), para 6, <http://www.unhchr.ch/tbs/doc.nsf/0/60df85db0169438ac1256b110052aac5> at 30 March 2010. 41 Gaeta, above n 5, 787-789. 42 Gaeta, above n 5, 785. See also Israel GSS Case. Rome Statute. 43 See Jessberger, above n 10, 1068. See CAT art 4(1).
  • 9. 9 prohibits States from invoking necessity for acts of torture.44 The issue is, of course, whether such prohibition applies to individuals. Whilst a dichotomy exists between the relevant International Human Rights Law regarding the behaviour of the State, and International Criminal Law regarding the individual,45 the two bodies essentially operate at distinct levels. This distinction between the State and the individual, arguably leaves open the pretence that torture, at the individual level, may be justified or excused on the basis of exceptional circumstances. Human Rights Law prescribes how States must behave towards individuals within their control and jurisdiction, which may involve establishing ‘sanctions’ in the event of non-compliance. International Criminal law, in contrast, is more flexible in its availability of grounds excluding criminal responsibility,46 and is poised towards individuals to ensure grave and systematic breaches of Human Rights by individuals are prosecuted and punished.47 In effect, the two bodies are not explicitly mutually exclusive despite their seemingly different focuses. What will be inevitably shown is that International Criminal Law is heavily founded on the influences of Human Rights Law. III. UNAVAILABILITY OF NECESSITY FOR PREVENTIVE TORTURE The factual unavailability of the defence of necessity is, for the purposes of this essay, confined to preventive torture.48 This essay does not dispute the availability of the defence for large, widespread and systematic acts of torture constituting war crimes or crimes against humanity, which do not 44 See Conclusions and recommendations of the CAT: Belgium. See Jessberger, above n 10, 1068. See John Kleinig, ‘Ticking Bombs and Torture Warrants’ (2005) 32 Deakin Law Review 614. See also Paul Nieuwenburg, Is There Such a Thing as Government Ethics? Or: A Machiavellian Plea for Excuses (Faculty of Law, Leiden University), <http://soc.kuleuven.be/io/ethics/paper/Paper%20WS1_pdf/Paul%20Nieuwenburg.pdf> at 30 March 2010. 45 Gaeta, above n 5, 789-790. 46 Gaeta, above n 5, 789-790. See also Shany, above n 31, 126. See also Benvenisti, above n 5, 609. 47 See Gaeta, above n 5, 789-790. 48 See CAT.
  • 10. 10 require the individual investigator to be in pursuit of a particular purpose.49 Although International Criminal Law provides, generally, for certain grounds of exclusion, such criminal responsibility for torture as a preventive means should not be excluded merely based on the premonition or precept of saving innocent lives, regardless of the scale of attack.50 Neither can it suitably be that torture is necessary to save lives since it can never rightly be the case that torture will be an absolute means to success. The Israeli Penal Code,51 concerning justificatory necessity, makes it clear that criminal liability will be excused only where: (i) the act is immediately necessary for the purpose of saving life, liberty, body or property, of either himself or his fellow person, from substantial danger of serious harm; (ii) the danger is imminent from the particular circumstances; or (iii) and at the requisite timing, there are no alternative means for avoiding the harm (emphasis added). Again, the German Penal Code allows justificatory necessity if the individual investigator has considered all conflicting interests, particularly legal ones, the degree of danger involved, and the interest protected by him significantly outweighs the interest harmed.52 The rules apply only if the act is an appropriate means to avert the danger. This author certainly does not consider torture an appropriate means. III-(A). JUSTIFICATIONS (EX ANTE) AND EXCUSES (EX POST) Under the Rome Statute, there is no practical distinction between justifications and excuses made in International Criminal Law.53 While the significance of the distinction is recognised by Israeli 49 See Gaeta, above n 5, 792. 50 See Jessberger, above n 10, 1068-1069. 51 Israel GSS Case § 33. 52 Author’s translation Ambos, above n 13, 279. (Strafgesetzbuch) German Penal Code (Germany) 13 November 1998, FLGI, 1998, s 34, 35 (‘German Penal Code’). See also Model Penal Code, § 3.02(1)(a) (American Law Institute 1962) (‘Model Penal Code’). 53 See Jessberger, above n 10, 1069. See contrary Kai Ambos, ‘Toward a Universal System of Crime: Comments on George Fletcher’s Grammar of Criminal Law’ (2007) 28 Cardozo Law Review 2647. See contrary Kai Ambos, ‘Other Grounds for Excluding Criminal Responsibility’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1035-1036. See contrary Gaeta, above n 5, 785-794. See Ambos, above n 13, 261.
  • 11. 11 scholars,54 it is neither recognised formally in Common Law jurisdictions nor in International Criminal Law.55 The Rome Statute is aligned with the German Penal Code to the extent that the investigator must not intend to cause a harm greater than the one sought to be avoided56 – the infamous balancing act. This approach is flawed in that it essentially justifies torture under the ticking-bomb paradigm if one considers torture to be of lesser harm than the loss of life of an indeterminable number of innocent people. Although the Israeli Supreme Court held that the necessity defence would be available to a GSS investigator provided ‘all the requirements of the [defence] [were] met’, it clarified that generalisations concerning when the defence might be available could not be employed to authorise government officials to torture foresightedly.57 As an ‘ad hoc endeavour’,58 the defence could not be used as a ‘source of a general administrative power.’59 The most appropriate way to deal with torture is to look at it prospectively, and as such, only consider its appositeness ex ante, ‘here and now’.60 Therefore, torture must be excluded from all ex ante considerations. If torture can be justified under certain circumstances, any supporting policy, ex ante, may also be justified, whereby accomplices and aiders and abettors can no longer be held liable for their contributions to the crime.61 This is particularly important for future judgments of a tribunal involving multiple defendants from the same military organisation, such as the prosecutions involving torture at Abu Ghraib. In the same manner, if torture is excusable against some ex post 54 See contrary Moore, above n 30, 284, 308, 320. Alan M Dershowitz, ‘Is it Necessary to Apply “Physical Pressure” to Terrorists – and to Lie about it?’ (1989) Israel Law Review 192, 200. Paul H Robinson, ‘Letter to the Editor’ (1989) 23 Israel Law Review 189, 190; Miriam Gur-Arye, ‘Can the War Against Terror Justify the Use of Force in Interrogations?’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 183, 188. 55 See Ambos, above n 53, 2659, 2669. 56 See Rome Statute art 31(1)(d). See also Model Penal Code § 3.02(1)(a). 57 Israel GSS Case. See also Youngjae Lee, ‘The Defence of Necessity and Powers of the Government’ (2009) 3 Criminal Law and Philosophy 133, 135. 58 Israel GSS Case. See also Lee, above n 57, 136. 59 Israel GSS Case. See also Lee, above n 57, 136. 60 See Harel, Sharon, above n 20, 250. 61 See George P. Fletcher, Rethinking Criminal Law (Oxford University Press, 2000) 759, 761. See contrary Kent Greenawalt, ‘The Perplexing Borders of Justification and Excuse’ (1984) 84 Columbia Law Review 1897, 1925- 1926.
  • 12. 12 conviction and punishment, it is not difficult to imagine the chaos that would emanate from the very idea that specific circumstances will excuse violations to human dignity.62 Individuals who fail to ‘overcome pressures and avoid committing wrongs’63 by resorting to torture have nevertheless committed a wrong, regardless of the level of pressure, provided there is no duress.64 To grant justification or excuse for their actions is no more an act of justice to the individual as it is a sacrifice of the integrity and legitimacy of a law-abiding State to the strict prohibition of torture and respect of human dignity. Preventive torture is always unreasonable, however well- intentioned the motives of the torturer may be.65 No greater good is great enough to justify or excuse an express and severe violation of human dignity.66 In the same manner that no State should be permitted to resort to infringing human dignity, so too should its agents be bound, lest shake ‘the moral foundations of our society’.67 III-B. A LACK OF IMMEDIACY ‘Once you have posed the notorious “ticking bomb” question, and once you assume that you are in the right, what will you not do? Waterboarding not getting results fast enough? The terrorist’s clock still ticking? Well, then, bring on the thumbscrews and the pincers and the electrodes and the rack.’ - Malcolm Nance68 62 See Jens David Ohlin, ‘The Bounds of Necessity’ (2008) 6 Journal of International Criminal Justice 290, 295. See also Harel, Sharon, above n 20, 241. 63 Gur-Arye, above n 54, 183, 188. 64 Rome Statute art 31(1)(d). 65 See Jessberger, above n 10, 1073. 66 See also Ohlin, above n 62, 300. 67 See also Lee, above n 57, 134. See also Michael Ignatieff, The Lesser Evil: Political Ethics in an Age of Terror (Princeton University Press, 2004) 143. Jean Bethke Elshtain, ‘Reflection on the Problem of ‘‘Dirty Hands’’’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 77, 84. Kadish, above n 35, 352–56. Steven Lukes, ‘Liberal Democratic Torture’ (2005) 36 British Journal of Political Science 1. Waldron, above n 30, 1715. See contrary Harel, Sharon, above n 20, 241. 68 See Hitchens, above n 17.
  • 13. 13 Necessity requires the highest level of immediacy; torture must be the last exhausted resort.69 Although doctrine and Case Law indicate that the immediacy requirement should be understood more broadly in cases of preventive torture,70 such reasoning is unconvincing. The inability to accurately gauge the imminence of the threat means that any preconception of immediacy can only ever be founded on assumption – otherwise, torture would not be required at all. In this sense, this preliminary notion of immediacy becomes impossible to satisfy for preventive torture. Even if the danger proves imminent, the investigator must act necessarily and reasonably to avoid the threat.71 To consider torture to be a necessary and reasonable course of action is noticeably concerning. Unfortunately, this has proved too easy an obstacle for authorities such as The Commission of Inquiry Report which considered the ‘great evil’ of terrorism as one justifying the necessary counter-measure of torture for the purposes of the necessity defence so long as it could be specifically shown that the use of force up to the degree of torture was necessary.72 Dershowitz’ argument that the defence of necessity should be open to all in the appropriate circumstances, is incorrectly founded on the assumption that the contours of necessity cannot be precisely defined.73 It is not that the contours cannot be defined. It is instead that reality never lends itself to the defence in instances of preventive torture. The investigator never knows with certainty whether the danger lies within seconds or some inexact moment in the future.74 They are not afforded the elusive counting down of a timer, as depicted in movies, to inform them when the bomb will explode. As such, the starting point must instead be to safely assume that alternative counter-measures will suffice in averting the danger,75 in which case, 69 See Ambos, above n 13, 280. Israel Penal Law (Israel) art 34(11); German Penal Code, s 34. See Rome Statute art 31(1)(d). 70 Robinson, above n 54, 189. See also Israel GSS Case § 34. 71 See Rome Statute art 31(1)(d). See Ambos, in Cassese, Gaeta, Jones, above n 53, 1040. 72 See ‘Commission of Inquiry into the Methods of Investigation of the General Security Service regarding Hostile Terrorist Activity’, 23 Israel Law Review (1989) 146, 186. 73 See Israel GSS Case § 34. See Dershowitz, above n 54, 197. 74 See also Adrian Zuckerman, ‘Coercion and the Judicial Ascertainment of Truth’ (1989) 23 Israel Law Review 357, 365. 75 See Jessberger, above n 10, 1072.
  • 14. 14 torture can no longer be considered immediately necessary. The Israeli Court76 erred in its argument that the imminence requirement would be satisfied even if the bomb is set to explode ‘after a few weeks’.77 Where the imminence of the danger is unknowable, the only reasonable approach to obtain the information necessary to avert the crisis is through means other than torture, such as effective investigation and intelligence.78 Any belief that effective alternatives do not exist expressly forgoes the importance of preserving human dignity in the investigator’s subjective deliberations.79 IV. DISPROVING THE RELEVANCE OF THE ‘MODEL CASE’ ‘What instead makes the ticking bomb scenario improbable is the notion that in a world where knowledge is ordinarily so imperfect, we are suddenly granted the omniscience to know that the person in front of us holds this crucial information about the bombers’ whereabouts. (Why not just grant us the omniscience to know where the bomb is?)’ (emphasis added) - Elaine Scarry80 Particularly common amongst the arsenal of commentators against the practicality of the absolute prohibition against the individual is the argument for the extreme model case, otherwise known as the ticking-bomb paradigm. It involves an investigator who is faced with the ‘ultimate’ dichotomic choice between saving the lives of innocent civilians, and the treacherous alternative of torturing the ‘terrorist’ for the vital information that will allegedly prevent the attack. The paradigm assumes that 76 Israel GSS Case. 77 Robinson, above n 54, 189. 78 See Ambos, above n 13, 281. See also Kevin Jon Heller, ‘Torture, Necessity, Self-Defence – and John Yoo’s Fundamental Dishonesty’ (2009) Opinio Juris <http://opiniojuris.org/2009/04/28/torture-necessity-self- defense-and-john-yoos-fundamental-dishonesty/> at 30 march 2010. 79 See Ambos, above n 13, 282. 80 Elaine Scarry, ‘Five Errors in the Reasoning of Alan Dershowitz’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 281.
  • 15. 15 in the balance of evils, the only choices available are to either let the terrorist carry out their attack or to torture them for possible information. Doing so, disregards the availability of alternative and more humane methods of investigation. Indeed, torture ought not be a consideration at all amongst the alternatives, and instead excluded from the outset.81 This choice of evils is an essential price necessary to uphold the rule of law and should never be ignored – especially in times of a global war or instances of potential terrorism.82 The model case is fundamentally unrealistic, and any preconceived notion that necessity might reasonably excuse or justify such an alternative for preventive torture, is delusional – almost contaminating83 – at best. The jus cogens nature of the prohibition under Customary International Law should not allow any defence, let alone one of necessity.84 The agent ought to act under guidance of the legal system as opposed to what he or she summarily misjudges the circumstances to dictate.85 The paradigm foolishly concludes that torture must be the sole means through which life-saving information can be obtained: terrorists cannot be negotiated with.86 We should be weary, as Henry Shue argues, about drawing ‘conclusions for ordinary cases from extraordinary ones.’87 The unfortunate reality is that there will always be a ticking-bomb somewhere.88 Whatever conclusions can be drawn from the model case, it nevertheless remains a model case. Just as economics is not explained merely by the laws of supply and demand, neither can the model case thoroughly govern preventive torture. We do not live in a perfect world, and even if we did, torture would surely not be a part of it. 81 See Harel, Sharon, above n 20, 252. See also Lee, above n 57, 134. See also Scarry, above n 80, 284. Waldron, above n 30, 1715. 82 See Jessberger, above n 10, 1073. 83 See Oren Gross, ‘The Prohibition on Torture and the Limits of Law’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004). Richard A. Posner, ‘Torture, Terrorism, and Interrogation’, in S. Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 291, 295. See Harel, Sharon, above n 20, 253. 84 See Gaeta, above n 5, 790. 85 See contrary Harel, Sharon, above n 20, 250. 86 AFP/Reuters, ‘US rejects ‘bin Laden’ truce offer’ (2006) ABC News Online <http://www.abc.net.au/news/newsitems/200601/s1551373.htm> at 28 March 2010. 87 Henry Shue, ‘Torture’ (1978) 7 Philosophy and Public Affairs 124, 141. 88 See Hitchens, above n 4.
  • 16. 16 Again, the paradigm incorrectly assumes the availability of a terrorist suspect as armed with the exact information required to save innocent lives from an imminent attack. It relies predominantly on the application of torture within a narrow and specific objective; that is, to acquire the exact information required to disarm the terrorist’s bomb. The Israeli Supreme Court agrees, at least preliminarily, that general and vague objectives such as the gathering of ‘information regarding terrorists and their organising methods’89 cannot adequately justify torture.90 More importantly, torture does not ineluctably prevent imminent danger to life and limb since the suspected terrorist may not have the right information, or may remain silent.91 The torturer never knows the consequences of their actions, ex ante. The agent may additionally be unsure whether the victim is innocent or not. Such a risk should never be taken given innocent civilians deserve the greatest protection both under International Criminal Law and jus in bello.92 Admittedly, it can never be ruled out that a situation may exist in which the investigator is certain the victim possesses and can provide the required information.93 Nevertheless, the existence of such a situation does not rationally infer the certainty that torture must be the sole means through which to obtain such information. Assuredly, the application of physical pressure is more unwarranted against the terrorist or kidnapper (Daschner) than the innocent victim.94 But such assessment can only be performed after the inexcusable act has been committed. The gravity of torture as a violation of human dignity, when shone under the light of the uncertainty of the culpability of the victim, infers that torture can never be justified and creates a greater duty on the investigator to refrain from being so reckless.95 Any crime that risks the harm of an innocent person cannot be 89 Israel GSS Case § 1. 90 See Ambos, above n 13, 270. 91 See Gaeta, above n 5, 785, 790. 92 Prosecutor v Erdemović (Judgement) (International Criminal Tribunal for the Former Yugoslavia, Appeal Chamber, Case No IT-96-22, 7 October 1997) [72]. 93 See Jessberger, above n 10, 1070. 94 See Moore, above n 30, 326. 95 See Moore, above n 30, 315, 333. See also Benvenisti, above n 5, 607. Gur-Arye, above n 54, 183, 183-184, 191, 193.
  • 17. 17 justified or excused under any circumstance.96 The model case is paradoxically perfect in its imperfection. If all of the appropriate factors are truly in play, then there should be no need for the additional check-mate. V. DASCHNER A similar situation to the model case occurred in the German Daschner97 case, involving a threat of torture on Marcus Gaefgen who had kidnapped 11-year-old Jakob von Metzler in September 2002. A distinction concerning Daschner against the ticking-bomb paradigm is that it involves only the threat to torture. However, the Frankfurt District Court ignored this issue. In the same vein as preventive torture, the objective of the threat was to gain valuable information required to rescue the kidnapped victim. Unfortunately, authorities were unaware at the time that Gaefgen had already killed Metzler and hidden his body. Unknowingly, General Daschner felt it necessary as a last resort to threaten Gaefgen with the infliction of pain under medical supervision after prior warning.98 It is of no surprise that public opinion during the investigation, including that of several politicians and representatives of the judicial system, sympathized greatly with Daschner’s situation and expressed opposition to punishing him and the subordinate officer involved.99 No doubt they feared the consequences that might have arisen had they been in a similar position. The fact that Daschner was unaware of the actual circumstances of the situation is, however, testament to the uncertainty shrouding the ticking-bomb paradigm. No one other than Gaefgen could know that nothing could have been done, at that point, to save the boy. 96 See Gaeta, above n 5, 791. 97 See Kleinig, above n 44. See also Nieuwenburg, above n 44. 98 See Jessberger, above n 10, 1061-1062. 99 Ibid, 1062.
  • 18. 18 The Court convicted Daschner of both instructing a subordinate to commit an offence100 and of coercion101 (under which the subordinate officer was also charged).102 Although there is some distinction between the threat of torture and actual torture, the Court maintained that the threat to use force infringed human dignity as provided for in both the German Constitution and International law.103 By invoking s 59 of the German Penal Code, the court, under an overall assessment of the defendants’ conduct and personality, felt punishment was ultimately unwarranted.104 To clarify, it refrained from concluding that the act was either justified or excused, and both defendants were nonetheless criminally responsible for their actions.105 Furthermore, the defence of necessity was categorically refused.106 Essentially, Daschner took an approach of mitigating factors,107 which ensured the stringent prohibition of torture against the State, with a level of understanding towards the individual investigator whose subjective view may be one of extreme circumstances.108 Where the individual investigator truly perceives torture to be the sole and final means through which the required information can be obtained to save innocent life, this approach ensures the absolute prohibition against States under German Constitutional and International Law remains intact.109 It does so without sacrificing the attribution of individual criminal responsibility based merely on the justification or excuse that saving human life was the objective of the preventive torture.110 It assures that human beings are not instruments to be abused for the purposes of obtaining information,111 and aligns with the approach taken by International Criminal Law regarding the 100 See German Penal Code, s 357(1). 101 See German Penal Code, s 240. 102 See Kleinig, above n 44. See also Nieuwenburg, above n 44. See Jessberger, above n 10, 1064. 103 See Jessberger, above n 10, 1065. 104 See Ambos, above n 13, 262. See John Kleinig, Kleinig, above n 44. See also Nieuwenburg, above n 44. 105 See Jessberger, above n 10, 1065. 106 See Kleinig, above n 44. See also Nieuwenburg, above n 44. 107 See Kleinig, above n 44. See also Nieuwenburg, above n 44. 108 See Ambos, above n 13, 263. See Jessberger, above n 10, 1066. 109 See Ambos, above n 13, 263. 110 See Jessberger, above n 10, 1063. 111 See Gaeta, above n 5, 792, 793.
  • 19. 19 defence of obedience to superior orders.112 Any failure to stringently apply this prohibition opens the door for a culture of torture to be considered as an acceptable solution in any difficult case.113 Daschner accounts for these grave circumstances by allowing mitigating factors to reasonably reduce the sentence, rather than applying a blanket cleansing of criminal responsibility through the defence of necessity.114 As demonstrated by the fallacies of the model case, each circumstance must be considered on a case-by-case basis and the approach of mitigating factors helps to deal with this. The court concluded that since Metzler was already dead, the defence of necessity as a justification for their actions was precluded under the German Penal Code ss 32 and 34 which required that all elements of the defence were objectively present.115 Necessity as an excuse under s 35 was also excluded.116 The idea that necessity essentially hinges on an indeterminable factor of the scenario, ex ante, is, in itself, a terminal flaw. Even putative necessity should not exclude criminal responsibility in light of any outcome. An act-now-think-later attitude is not a maxim the law should support. Although Daschner comes close, the ticking-bomb paradigm forever remains fictitious and theoretical, ex ante.117 In mathematical terms, it is the asymptote, which can never be reached. Certainly, in Daschner, Metzler was already dead. The argument that the compelling knowledge that someone else will die can acceptably govern the investigator to break the law and carry out the torture is falsely premised on the notion that innocent people will actually die – an inscrutable concept, ex ante.118 The effectiveness of torture forever remains uncertain, either before or after it has been committed. Additionally, these impending factors of uncertainty will always be present 112 German Penal Code. Rome Statute art 33. 113 See Harel, Sharon, above n 20. 114 See Jessberger, above n 10, 1066. 115 German Penal Code. See Jessberger, above n 10, 1065. 116 German Penal Code. 117 See Alan M Dershowitz, Shouting Fire: Civil Liberties in a Turbulent Age (Little, Brown, 2002). See also Dershowitz, Why Terrorism Works..., above n 14. See contrary Waldron, above n 30. Shue, above n 87, 124. See Martin Scheinin, Report of the Special Rapporteur on the promotion and protection of human rights and fundamental freedoms while countering terrorism, UN Doc. A/HRC/6/17/Add.1 (28 November 2007). 118 See Michael S. Moore, ‘Causation and the Excuses’ (1985) 73 California Law Review 1091.
  • 20. 20 within the reasoned mind of the individual. Any investigator (or commentator for that matter119 ) who for some reason is willing to get their hands dirty120 on the belief that torture is an absolute solution of last resort, is grossly mistaken. The availability of the defence essentially opens torture into something lawful.121 In many cases, the particulars of the ticking-bomb paradigm, such as whether a threat actually exists or has already expired (Daschner), or whether the information will actually be obtained, can only truly be ascertained ex post facto.122 Even in such scenarios, it will be difficult to properly establish any direct causal link between the act of torture and the attainment of the information.123 To make such a summary conclusion on factual causation is erroneous. Justifying torture with the availability of the defence of necessity is a short-sighted and risky attempt to deal with the conflict faced by individual investigators in extreme situations, when a mitigating factors approach, as taken in Daschner, manages to appropriately address the paradigm.124 If the circumstances are so extreme so as to significantly affect the investigator’s rational decision-making process, there should, regardless, be no removal of criminal responsibility on the basis of necessity. Rather, the irrational act should be considered in an assessment of mitigating factors on a case-by-case basis to prevent the widespread abuse of human dignity.125 VI. THE IMPERATIVENESS OF HUMAN RIGHTS LAW FOR INTERNATIONAL CRIMINAL LAW 119 See Winfried Brugger, ‘May Government Ever Use Torture? Two responses from German Law’ (2000) 48 American Journal of Comparative Law 661, 661. See Jessberger, above n 10, 1063. 120 See Michael Walzer, ‘Political Action: The Problem of Dirty Hands’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004). 121 See Moore, above n 30, 320-321. 122 See Benvenisti, above n 5, 602. Scarry, above n 80, 284. Waldron, above n 30, 1715. 123 Gaeta, above n 5, 791. See contrary Donald Davidson, ‘Actions, Reasons, and Causes’ in Essays on Actions and Events (University of California Press, 2001) 3, 4. 124 See Ambos, above n 13, 284, 285. See also Gaeta, above n 5. 125 See also George P. Fletcher, ‘The Right and the Reasonable’ (1985) 98 Harvard Law Review 949. See Jessberger, above n 10, 1059.
  • 21. 21 ‘Giving in to violence and to torture is, through lack of power in believing in man, equivalent to giving up on constructing a human world.’ - Bollardiere126 Torture is not a subject easily comparable to other instances throughout the law that are known to be justifiable or excusable by necessity. Examples such as ‘‘property may be destroyed to prevent the spread of fire,’’ ‘‘[a] speed limit may be violated in pursuing a suspected criminal,’’ ‘‘an ambulance may pass a traffic light,’’127 and so forth, are instances within the law in which necessity can reasonably dictate a contravention. The key distinction is that none of these examples expressly infringe Human Rights. It is accordingly implausible to extrapolate the same logic from these examples and apply them in the same manner to torture. While the right to freedom from torture is of jus cogens under International Law, the grounds for excluding criminal responsibility under Customary International Law are not.128 This freedom, however, overrides customary rules of International Criminal Law in any event of dissension as supported by article 53 of the Vienna Convention.129 No derogation is permissible to rules of jus cogens simply in the event of dissonance between the customary norm and the peremptory norm. Regardless of whether the norms emerge from the Rome Statute or Customary International Law, a Human Rights approach to the grounds for excluding individual criminal responsibility, is imperative.130 Such an interpretation of the grounds for excluding responsibility under International 126 Jacques Paris de Bollardiere, Battaille d’Alger (Desclee De Brouwer, 1972) 92-93, quoted in Rita Maran, Torture: the Role of Ideology in the French-Algerian War (Praeger, 1989) 114. 127 See also Lee, above n 57, 136. See also Model Penal Code. 128 See Jessberger, above n 10, 1071. 129 See Shaw, above n 5, 117. See also Cassese, above n 5, 204-205. See also Vienna Convention. 130 See Jessberger, above n 10, 1072.
  • 22. 22 Criminal Law further solidifies the position that the pursuit of saving innocent life can never be justly achieved by violation of human dignity through preventive torture that is ‘deemed’ necessary.131 The restriction on the availability of necessity to preventive torture in extreme circumstances is important for precluding the legal justification of torture under any contingency. Given torture is an extreme violation of human dignity, any attempt to weigh its gravity against the harm it attempts to prevent, is perilous and meaningless. Whether or not one alternative causes more harm than the other is irrelevant if grave harm is being caused nonetheless. Indeed, if such concession is made, it erroneously alleviates the restriction on the level of harm capable of being enacted on the victim: would then torture resulting in the victim’s death satisfy the balancing test if it was under the intention of saving two lives?132 Do two lives warrant the death of one? The question can be asked ad infinitum with no greater achievement. The distinctions are all the more difficult if all degrees of torture consist of violating human dignity in one form or another. Distinguishing and limiting the variance of harm applied is not as simple as the classification of alcohol as legal, and marijuana as illegal133 – which itself has no logical basis for the author. Indisputably, the drafters of the Rome Statute must have been aware of the conflicts between Human Rights Law and the availability of defences as they composed it. It makes sense, therefore, that the interpretation of International Criminal Law must be construed consistently with Human Rights Law given its vast influence on other areas throughout International Law.134 As discussed above, the last-resort nature of necessity can only ever be achieved through the fictional extreme model case.135 From this particular view, the HR monitoring bodies and International Criminal Law are aligned in their agreement on the unavailability of the defence of necessity for torture.136 Therefore, the grounds established by International Criminal Law for excluding criminal 131 Ibid, 1072-1073. 132 See Gaeta, above n 5, 792, 793. 133 See contrary TheSophist, above n 18. 134 See Jessberger, above n 10, 1072. 135 See Gaeta, above n 55, 792. 136 See Gaeta, above n 5, 792.
  • 23. 23 responsibility do not apply to ‘preventive torture’ situations for reasons other than the absolute ban on torture under International Law. In any event, article 21(3) of the Rome Statute expressly states that the application and interpretation of law must be consistent with ‘internationally recognized Human Rights,’ meaning Human Rights should take precedence over the provisions within the Rome Statute.137 Any contrary interpretation would be inconsistent. Nothing other than a restrictive interpretation of the grounds for excluding criminal responsibility in International Criminal Law, as under Human Rights Law, is required.138 V. CONCLUSION The significant relevance of Human Rights Law to International Criminal Law is indisputable. In a sense, this relationship encapsulates all that is contentious about torture itself. It is a subject interwoven with myriad issues and is relevant not only to the legal commentators, but also to the deontological and the philosophical. But when we isolate torture to preventive torture in International Criminal Law, and we translate the absolute prohibition from the State to the individual, we can better understand how torture, in all instances, need not be as fickle as the discourse makes it out to be. Once the fundamental concession is made concerning the overarching importance of Human Rights Law, it is not so difficult to comprehend how torture is something in International Criminal Law which must be avoided at all costs. It doesn’t take a law degree to realise that fighting fire with fire simply gives you more fire. No conception of necessity can ever justify or excuse an investigator from grossly violating the human dignity of another despite their pursuit of saving innocent lives. And even when they do, a mitigating factors approach adequately deals with the perpretrator whilst importantly maintaining individual criminal responsibility. 137 See Jessberger, above n 10, 1070-1071. See Alain Pellet, ‘Applicable Law’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1051-1084, 1079. 138 See Jessberger, above n 10, 1071.
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  • 27. 27 Theses Michael J Lewis, Representations and Discourse of Torture in Post 9/11 Television: an Ideological Critique of 24 and Battlstar[sic] Galactica (A Thesis, Graduate College of Bowling Green State University, 2008) < http://rave.ohiolink.edu/etdc/view?acc_num=bgsu1205864439>. Books Kai Ambos, ‘Other Grounds for Excluding Criminal Responsibility’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1035- 1036. Ilias Bantekas, Susan Nash, International Criminal Law (Cavendish, 2nd ed, 2003). Jacques Paris de Bollardiere, Battaille d’Alger (Desclee De Brouwer, 1972) 92-93, quoted in Rita Maran, Torture: the Role of Ideology in the French-Algerian War (Praeger, 1989) 114. Antonio Cassese, International Law (Oxford University Press, 2nd ed, 2005). Donald Davidson, ‘Actions, Reasons, and Causes’ in Essays on Actions and Events (University of California Press, 2001). Alan M Dershowitz, Shouting Fire: Civil Liberties in a Turbulent Age (Little, Brown, 2002). Alan M. Dershowitz, Why Terrorism Works – Understanding the Threat, Responding to the Challenge (Yale University Press, 2002). Jean Bethke Elshtain, ‘Reflection on the Problem of ‘‘Dirty Hands’’’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 77. George P. Fletcher, Rethinking Criminal Law (Oxford University Press, 2000). Jack Goldsmith, The Terror Presidency: Law and Judgment Inside the Bush Administration (W. W. Norton & Company, 1st ed, 2007). Oren Gross, ‘The Prohibition on Torture and the Limits of Law’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004). Miriam Gur-Arye, ‘Can the War Against Terror Justify the Use of Force in Interrogations?’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 183. Michael Ignatieff, The Lesser Evil: Political Ethics in an Age of Terror (Princeton University Press, 2004). Immanuel Kant, ‘On a Supposed Right to Lie from Philanthropy’, in Immanuel Kant, Practical Philosophy, trans. and ed. M.G. Gregor (Cambridge University Press, 1996) Geert-Jan Knoops, Defenses in Contemporary International Criminal Law (Transnational Publishers, 2001)
  • 28. 28 Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004). Alain Pellet, ‘Applicable Law’ in Antonio Cassese, Paolo Gaeta, John Jones, The Rome Statute of the ICC: A Commentary, Vol. I (Oxford University Press, 2002) 1051-1084. Richard A. Posner, ‘Torture, Terrorism, and Interrogation’, in S. Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 291. Elaine Scarry, ‘Five Errors in the Reasoning of Alan Dershowitz’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004) 281. Malcolm Shaw, International Law (Cambridge University Press, 5th ed, 2003). Jeremy Waldron, ‘Torture and Positive Law: Jurisprudence for the White House’ (2005) 105 Columbia Law Review 1681. David A. Wallace, ‘Torture v. The Basic Principles of the US Military’ (2008) 6 Journal of International Criminal Justice 309. Michael Walzer, ‘Political Action: The Problem of Dirty Hands’ in Sanford Levinson (ed.), Torture: A Collection (Oxford University Press, 2004). Gerhard Werle, Principles of International Criminal Law (The Hague: Asser Press, 2005). Adrian Zuckerman, ‘Coercion and the Judicial Ascertainment of Truth’ (1989) 23 Israel Law Review 357. UN Documents ‘Conclusions and recommendations of the Committee against Torture: Belgium’, (05/27/2003), CAT/C/CR/30/6 (Concluding Observations/Comments), <www.unhchr.ch/tbs/doc.nsf/(Symbol)/CAT.C.CR.30.6.En?Opendocument> at 20 March 2010. ‘Conclusions and recommendations of the Committee against Torture: Israel’, (11/23/2001), CAT/C/XXVII/Concl. 5 (23/11/2001), para 6, <http://www.unhchr.ch/tbs/doc.nsf/0/60df85db0169438ac1256b110052aac5> at 30 March 2010. ‘General Comment No. 20: Replaces general comment 7 concerning prohibition of torture and cruel treatment or punishment (Art. 7) : . 03/10/1992.CCPR General Comment No. 20.’ (General Comments) para 3 <http://www.unhchr.ch/tbs/doc.nsf/0/6924291970754969c12563ed004c8ae5?Opendocument> at 30 March 2010. Martin Scheinin, Report of the Special Rapporteur on the promotion and protection of human rights and fundamental freedoms while countering terrorism, UN Doc. A/HRC/6/17/Add.1 (28 November 2007). Memoranda Jay S. Bybee, Assistant Attorney Gen., Office of Legal Counsel, U.S. Department of Justice, to Alberto R. Gonzales, Counsel to the President, regarding Standards of Conduct for Interrogation under 18
  • 29. 29 U.S.C. §§ 2340–2340A (August 1, 2002), <http://www.washingtonpost.com/wp- srv/nation/documents/dojinterrogationmemo20020801.pdf>. Charles Judson Harwood Jr to Alberto R. Gonzales, Counsel to the President, Re: Standards of Conduct for Interrogation under 18 U.S.C. §§ 2340-2340A <http://homepage.ntlworld.com/jksonc/docs/torture-doj-20020801.html>. John C. Yoo, Deputy, Assistant Attorney General, Office of Legal Counsel, U.S. Dep’t of Justice to William J. Haynes II, General Counsel of the Department of Defense, Re: Military Interrogation of Alien Unlawful Combatants Held outside the United States (March 14, 2003) <http://www.fas.org/irp/agency/doj/olc-interrogation.pdf>. Newspapers Alan M. Dershowitz, ‘Is there a torturous road to justice?’, Los Angeles Times (Los Angeles, US), 8 November 2001. Internet Materials Mark Adams, Why does the U.S. government torture people? (2009) The Daily Censored, <http://dailycensored.com/2009/06/24/why-does-the-u-s-government-torture-people/> at 16 March 2010. Vienna Colucci, Denounce Torture: Torture and the Law (2001) Amnesty International USA <http://www.amnestyusa.org/stoptorture/law.html> at 15 March 2010. Kevin Jon Heller, ‘Torture, Necessity, Self-Defence – and John Yoo’s Fundamental Dishonesty’ (2009) Opinio Juris <http://opiniojuris.org/2009/04/28/torture-necessity-self-defense-and-john-yoos- fundamental-dishonesty/> at 30 march 2010. David Kaye, The Torture Commission We Really Need (2010) Foreign Policy <http://www.foreignpolicy.com/articles/2010/03/25/the_torture_commission_we_really_need> at 15 March 2010. Christopher Hitchens, A moral Chernobyl: Prepare for the worst of Abu Ghraib (2004) Slate <http://slate.msn.com/id/2102373/> at 15 March 2010. Christopher Hitchens, Believe me, It’s Torture (2008) Vanity Fair <http://www.vanityfair.com/politics/features/2008/08/hitchens200808> at 15 March 2010. Christopher Hitchens, In case anyone’s forgotten: torture doesn’t work (2001) The Guardian UK <http://www.guardian.co.uk/world/2001/nov/14/afghanistan.terrorism2> at 15 March 2010. Daniel Schorr, Torture Issues Likely to Linger (2009) NPR <http://www.npr.org/templates/story/story.php?storyId=103673545> at 16 March 2010.
  • 30. 30 TheSophist, A Policy for Torture – Responding to Christopher Hitchens (2008) Redstate <http://archive.redstate.com/blogs/thesophist/2008/jul/02/a_policy_for_torture_responding_to_ch ristopher_hitchens> at 15 March 2010. AFP/Reuters, ‘US rejects ‘bin Laden’ truce offer’ (2006) ABC News Online <http://www.abc.net.au/news/newsitems/200601/s1551373.htm> at 28 March 2010.