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The Securities and Exchange
Ordinance, 1969
An Ordinance to provide for the protection of investors, regulations of
capital markets and issue and dealings in securities. Ordinance for
anything which is in good faith done or intended to be done
Title and Commencement
 To provide for the protection of investors , and
dealings in securities , in 25th day of March, 1969,
the President is pleased to make and announce
the following Ordinance
Functions
 Issue of capital.
 Registration and regulation of stock exchange.
 Regulation of issuer.
 Prohibition and restriction.
 Enquiries , penalties , orders and apples.
 Miscellaneous.
Powers
 Power to establish tribunal
 Power to make rules.
 Power to impose condition.
 Power to call for information.
 Power to give penalty for disclosure of
information.

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Edited-1969-Rule.pptx

  • 1. The Securities and Exchange Ordinance, 1969 An Ordinance to provide for the protection of investors, regulations of capital markets and issue and dealings in securities. Ordinance for anything which is in good faith done or intended to be done
  • 2. Title and Commencement  To provide for the protection of investors , and dealings in securities , in 25th day of March, 1969, the President is pleased to make and announce the following Ordinance
  • 3. Functions  Issue of capital.  Registration and regulation of stock exchange.  Regulation of issuer.  Prohibition and restriction.  Enquiries , penalties , orders and apples.  Miscellaneous.
  • 4. Powers  Power to establish tribunal  Power to make rules.  Power to impose condition.  Power to call for information.  Power to give penalty for disclosure of information.