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Service-based Transport of
Clinical Documents
SMD, ELS and
Clinical/CDA Packaging
Communication
• Point-to-Point
• Web Service Based
• Secured Messages
• Reliable MQ
• Technical Profile
• Focus: Typical SMD using CDA
Packaging
Brett Esler oridashi.com.au
2
freedigitalphotos.net
Standards & Resources
• Clinical Package Version 1.0 — 30 November 2011
• CDA Package Version 1.0 — 30 November 2011
• AS 5551—2013: E-health XML secured payload
profiles
• AS 5552—2013: E-health secure message delivery
• ATS 5546—2013 E-health endpoint location service
• http://www.nehta.gov.au/implementation-resources/ehealth-
foundations/secure-messaging
• http://www.nehta.gov.au/implementation-resources/clinical-
documents/common-clinical-document
Brett Esler oridashi.com.au
3
freedigitalphotos.net
SMD Message
• AS 5552—2013: E-health secure
message delivery
• Metadata: “header”
• Payload (extensible)
– E.g. CDA Package
Brett Esler oridashi.com.au
4
freedigitalphotos.net
Typical Message
Brett Esler oridashi.com.au
5
freedigitalphotos.net
SMD Metadata
• HPII (optional)
• HPIO (nominally)
• serviceCategory
– Identify profile
– Payload
compliance
• serviceInterface
– identifies
SMD/TLS
– send/retrieveBrett Esler oridashi.com.au
6
freedigitalphotos.net
Service Category
• http://ns.ahml.com.au/smd/sc/HL7v2.4~~MDM_T02/DS
– HL7 v2.4
– MDM message (CDA package payload)
– Discharge Summary
• http://ns.electronichealth.net.au/ds/sc/deliver/xdmZip/201
2
– XDM (CDA package)
– Discharge Summary (2012 specification)
Brett Esler oridashi.com.au
7
freedigitalphotos.net
CDA Packaging
• CDA Package Version 1.0
• Signed package - archiving method (zip)
– clinical document
– digital signature
– attachments
• Bundle Together
• Used as payload
• NEHTA library support
Brett Esler oridashi.com.au 8
freedigitalphotos.net
CDA Package
• Document
– eDischarge
– eReferral
– Specialist Letter
– Etc.
• eSignature
• Attachments
– Logos
– Images
– Referenced Docs
Brett Esler oridashi.com.au
9
freedigitalphotos.net
SMD Signature
• Digital Signing
• AS 5551—2013: E-health XML secured payload
profiles
• SIGNED CONTAINER (XML) in SMD - transport
• CDA Package eSignature - authentication
Brett Esler oridashi.com.au
10
freedigitalphotos.net
SMD Encryption
• AS 5551—2013: E-health XML
secured payload profiles
• Typically based on National PKI
Infrastructure (NASH Cert)
• Typical: Encrypt CDA Package
– CDA Package as binary
– “MessageType” XML wrapper (data is base64)
Brett Esler oridashi.com.au
11
freedigitalphotos.net
SMD Roles
• Clients:
– Sender – call send + get ack (transport
response)
– Receiver – call receive/retrieve, send ack
• On behalf of Clients:
– Sender Intermediary: implement send
– Receiver Intermediary: implement retrieve
• Modes:
– Immediate Mode: synchronous response
– Deferred Mode: store and forward
Brett Esler oridashi.com.au
12
freedigitalphotos.net
Transport Profile
• TLS: Transport Layer Security
• AS 5550—2013 E-health web services
profiles
• Typically Required
• Client Certificate Verified
• Server Certificate Verified
• NASH Certificates
Brett Esler oridashi.com.au
13
freedigitalphotos.net
SMD Send
Brett Esler oridashi.com.au 14
freedigitalphotos.net
• Deliver Message
• Stored in Organisation
Mailbox
SMD Retrieval
Brett Esler oridashi.com.au
15
freedigitalphotos.net
• List Organisation
Mailbox
• Retrieve Messages
Send Acknowledgement
Brett Esler oridashi.com.au
16
freedigitalphotos.net
• Send ACK
• Stored for Sender
Organisation
Retrieve Acknowledgment
• Retrieve Transport Response
• Remove Transport Response (receipted)
Brett Esler oridashi.com.au
17
freedigitalphotos.net
ELS Directory
• ATS 5546—2013 E-health endpoint location
service
• Location and capability of (web) services
associated with an identified organisation:
• Lookup entries
– url of services for an organisation
– find capability of the endpoint
• Manage entries
– add/remove entries
– define endpoint url & capability
Brett Esler oridashi.com.au 18
freedigitalphotos.net
ELS Interaction
• target – identifier for organisation
e.g HPIO
http://ns.electronichealth.net.au/id/hi/hpio/1.0/8003620000000000
• serviceInterface – defines technical profile
SMD Send: http://ns.electronichealth.net.au/smd/intf/SealedMessageDelivery/TLS/2010
SMD Retrieve: http://ns.electronichealth.net.au/smd/intf/SealedMessageRetrieval/TLS/2010
• payloadScheme – synonym ‘serviceCategory’
e.g. http://ns.ahml.com.au/smd/sc/HL7v2.4~~MDM_T02/DS
• serviceEndpoint – URL normally http
• capability – set of nominated capabilities qualifying payloadScheme
e.g. Support UTF-8, JPG etc…
• ElsCertRefType – certificate/references with use defined e.g
encrypting
• delegate – identity URI that hosts the endpoint;
Brett Esler oridashi.com.au
19
freedigitalphotos.net
ELS Governance
• Currently veracity of the entries is
controlled by the ELS service organisation
• Authorisation to manage entries is
controlled by the ELS instance and can be
based on client certificate
• serviceCategory/payloadScheme –
consensus building…
Brett Esler oridashi.com.au
20
freedigitalphotos.net
SMX
• Industry consortium
• Exchange between exchanges
• Business model being devised
• Technical demonstrations
• Look to future developments:
– ELS verify entries
– ELS exchange entries
Brett Esler oridashi.com.au
21
freedigitalphotos.net
OTS
• Messaging Vendors: ELS + SMD
• ELS: National Health Services Directory
• Applied: SMD ePIP + GP System
Vendors
• SMD ePIP Register
Brett Esler oridashi.com.au
22
freedigitalphotos.net
CCA
• SMD: NATA accreditation
– Formal test cases
– Testing harness tool (SMD)
• NEHTA: CDA Package (PCEHR)
• NEHTA: CDA Documents (PCEHR)
– Authoring
– Rendering
Brett Esler oridashi.com.au
23
freedigitalphotos.net
Finish
Brett Esler
www.oridashi.com.au
brett.esler@oridashi.com.
au
Brett Esler oridashi.com.au
24
freedigitalphotos.net
Working standard
Off the shelf available
National Directory
Aligned with NASH, PCEHR

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2014 JUL SMD and ELS

  • 1. Service-based Transport of Clinical Documents SMD, ELS and Clinical/CDA Packaging
  • 2. Communication • Point-to-Point • Web Service Based • Secured Messages • Reliable MQ • Technical Profile • Focus: Typical SMD using CDA Packaging Brett Esler oridashi.com.au 2 freedigitalphotos.net
  • 3. Standards & Resources • Clinical Package Version 1.0 — 30 November 2011 • CDA Package Version 1.0 — 30 November 2011 • AS 5551—2013: E-health XML secured payload profiles • AS 5552—2013: E-health secure message delivery • ATS 5546—2013 E-health endpoint location service • http://www.nehta.gov.au/implementation-resources/ehealth- foundations/secure-messaging • http://www.nehta.gov.au/implementation-resources/clinical- documents/common-clinical-document Brett Esler oridashi.com.au 3 freedigitalphotos.net
  • 4. SMD Message • AS 5552—2013: E-health secure message delivery • Metadata: “header” • Payload (extensible) – E.g. CDA Package Brett Esler oridashi.com.au 4 freedigitalphotos.net
  • 5. Typical Message Brett Esler oridashi.com.au 5 freedigitalphotos.net
  • 6. SMD Metadata • HPII (optional) • HPIO (nominally) • serviceCategory – Identify profile – Payload compliance • serviceInterface – identifies SMD/TLS – send/retrieveBrett Esler oridashi.com.au 6 freedigitalphotos.net
  • 7. Service Category • http://ns.ahml.com.au/smd/sc/HL7v2.4~~MDM_T02/DS – HL7 v2.4 – MDM message (CDA package payload) – Discharge Summary • http://ns.electronichealth.net.au/ds/sc/deliver/xdmZip/201 2 – XDM (CDA package) – Discharge Summary (2012 specification) Brett Esler oridashi.com.au 7 freedigitalphotos.net
  • 8. CDA Packaging • CDA Package Version 1.0 • Signed package - archiving method (zip) – clinical document – digital signature – attachments • Bundle Together • Used as payload • NEHTA library support Brett Esler oridashi.com.au 8 freedigitalphotos.net
  • 9. CDA Package • Document – eDischarge – eReferral – Specialist Letter – Etc. • eSignature • Attachments – Logos – Images – Referenced Docs Brett Esler oridashi.com.au 9 freedigitalphotos.net
  • 10. SMD Signature • Digital Signing • AS 5551—2013: E-health XML secured payload profiles • SIGNED CONTAINER (XML) in SMD - transport • CDA Package eSignature - authentication Brett Esler oridashi.com.au 10 freedigitalphotos.net
  • 11. SMD Encryption • AS 5551—2013: E-health XML secured payload profiles • Typically based on National PKI Infrastructure (NASH Cert) • Typical: Encrypt CDA Package – CDA Package as binary – “MessageType” XML wrapper (data is base64) Brett Esler oridashi.com.au 11 freedigitalphotos.net
  • 12. SMD Roles • Clients: – Sender – call send + get ack (transport response) – Receiver – call receive/retrieve, send ack • On behalf of Clients: – Sender Intermediary: implement send – Receiver Intermediary: implement retrieve • Modes: – Immediate Mode: synchronous response – Deferred Mode: store and forward Brett Esler oridashi.com.au 12 freedigitalphotos.net
  • 13. Transport Profile • TLS: Transport Layer Security • AS 5550—2013 E-health web services profiles • Typically Required • Client Certificate Verified • Server Certificate Verified • NASH Certificates Brett Esler oridashi.com.au 13 freedigitalphotos.net
  • 14. SMD Send Brett Esler oridashi.com.au 14 freedigitalphotos.net • Deliver Message • Stored in Organisation Mailbox
  • 15. SMD Retrieval Brett Esler oridashi.com.au 15 freedigitalphotos.net • List Organisation Mailbox • Retrieve Messages
  • 16. Send Acknowledgement Brett Esler oridashi.com.au 16 freedigitalphotos.net • Send ACK • Stored for Sender Organisation
  • 17. Retrieve Acknowledgment • Retrieve Transport Response • Remove Transport Response (receipted) Brett Esler oridashi.com.au 17 freedigitalphotos.net
  • 18. ELS Directory • ATS 5546—2013 E-health endpoint location service • Location and capability of (web) services associated with an identified organisation: • Lookup entries – url of services for an organisation – find capability of the endpoint • Manage entries – add/remove entries – define endpoint url & capability Brett Esler oridashi.com.au 18 freedigitalphotos.net
  • 19. ELS Interaction • target – identifier for organisation e.g HPIO http://ns.electronichealth.net.au/id/hi/hpio/1.0/8003620000000000 • serviceInterface – defines technical profile SMD Send: http://ns.electronichealth.net.au/smd/intf/SealedMessageDelivery/TLS/2010 SMD Retrieve: http://ns.electronichealth.net.au/smd/intf/SealedMessageRetrieval/TLS/2010 • payloadScheme – synonym ‘serviceCategory’ e.g. http://ns.ahml.com.au/smd/sc/HL7v2.4~~MDM_T02/DS • serviceEndpoint – URL normally http • capability – set of nominated capabilities qualifying payloadScheme e.g. Support UTF-8, JPG etc… • ElsCertRefType – certificate/references with use defined e.g encrypting • delegate – identity URI that hosts the endpoint; Brett Esler oridashi.com.au 19 freedigitalphotos.net
  • 20. ELS Governance • Currently veracity of the entries is controlled by the ELS service organisation • Authorisation to manage entries is controlled by the ELS instance and can be based on client certificate • serviceCategory/payloadScheme – consensus building… Brett Esler oridashi.com.au 20 freedigitalphotos.net
  • 21. SMX • Industry consortium • Exchange between exchanges • Business model being devised • Technical demonstrations • Look to future developments: – ELS verify entries – ELS exchange entries Brett Esler oridashi.com.au 21 freedigitalphotos.net
  • 22. OTS • Messaging Vendors: ELS + SMD • ELS: National Health Services Directory • Applied: SMD ePIP + GP System Vendors • SMD ePIP Register Brett Esler oridashi.com.au 22 freedigitalphotos.net
  • 23. CCA • SMD: NATA accreditation – Formal test cases – Testing harness tool (SMD) • NEHTA: CDA Package (PCEHR) • NEHTA: CDA Documents (PCEHR) – Authoring – Rendering Brett Esler oridashi.com.au 23 freedigitalphotos.net
  • 24. Finish Brett Esler www.oridashi.com.au brett.esler@oridashi.com. au Brett Esler oridashi.com.au 24 freedigitalphotos.net Working standard Off the shelf available National Directory Aligned with NASH, PCEHR