Andrew R. Colonna has over 20 years of experience as a supervisory analyst and financial editor in the financial services industry. He is currently a Supervisory Analyst at SunTrust Robinson Humphrey in New York City. Previously, he held supervisory analyst roles at Lazard Capital Markets and Schroder & Co., where he reviewed research reports and communications for compliance. He also has experience as a senior industry analyst and managing editor at Value Line, Inc., where he analyzed companies, authored research reports, and coordinated editorial activities. Colonna holds a Juris Doctor degree from New York Law School and a Bachelor of Science in Finance from Lehigh University.

1. Andrew R. Colonna
70-25 Yellowstone Blvd. 20-J
Forest Hills, NY 11375
718-793-1084
Andrewrcolonna@gmail.com
Professional
Credentials
• Series 7: General Securities Representative
• Series 16: Supervisory Analyst
• Series 24: General Securities Principal
• Series 63: Uniform Securities Agent
Experience
SunTrust Robinson Humphrey, New York, NY January 2015 − present
Supervisory Analyst
Lazard Capital Markets, New York, NY July 2000 – January 2014
Supervisory Analyst/Financial Editor
• Reviewed and approved equities research reports and other communications,
edited and rewrote content and acted as liaison between the Research
department and the Legal/Compliance department to ensure compliance with
FINRA regulations and facilitate the timely dissemination of information to
clients. Significant recurring issues included FINRA regulations regarding
selective disclosure; explanation of valuation methodology; disclosure page
information; comments regarding companies not under coverage; appropriate
language.
• Implemented internal guidelines governing communications between
analysts/associates and sales/trading; reviewed inter-departmental
communications to ensure compliance with regulations regarding the content
and timing of such communications.
• Managed the publication of Lazard Capital Markets’ morning meeting report −
responsibilities included editing and approving the report, ensuring the timely
dissemination of the report to investors.
Schroder & Co., New York, NY July 1998 – April 2000
Financial Editor
• Reviewed equities research reports.

2. • Monitored restricted and “gray” list companies, coordinating approvals with the
Compliance department.
Value Line, Inc., New York, NY November 1994 – July 1998
Senior Industry Analyst/Issue Chief May 1990 – March 1992
• Managing editor for the quarterly publication of one issue of the Value Line
Investment Survey. Coordinated all editorial, supervisory and production
activities related to the publication.
• Analyzed companies and prepared equities research reports for publication in
the Value Line Investment Survey. Edited research reports prepared by other
analysts.
Education
1978 – 1981 New York Law School New York, NY
Juris Doctor
1974 – 1978 Lehigh University Bethlehem, PA
Bachelor of Science, Finance