Personal Information
Organization / Workplace
London, United Kingdom, Hants United Kingdom
Industry
Finance / Banking / Insurance
Website
www.complianceconsultant.org
About
Specialist & Remedial Compliance, Conduct Risk, Regulatory Change and Risk Management professional with a broad experience across banking and investment activity. SMR SME for Banks.
As a Chartered FCSI I am QCF Level 6 qualified.
Current Projects include:
SMR SME for small bank group
Tags
compliance
regulatory
fca
risk management
operational risk
uk
fsa
financial services
regulatory consultant
consultant
pra
regulatory consultancy
consultancy
regulatory consulting
consultants directory
management consultancy firms
business consulting firms
consulting firms
consulting
consulting financial services
financial services authority
risk assessment
regulatory reporting
regulatory affairs consultants
financial consulting firms
business consultancy firm
regulatory affairs consultant
business consultancy firms
fsa consultants
regulatory compliance
risk
strategy
cei
ifa
fca conduct risk
risk mitigation
software
principles
fine
s166
senior managers regime
credit risk
financial risk management
operational
enterprise risk management
interest rate risk
risk analysis
business impact analysis
risk appetite
what is risk management
conduct risk
regulatory affairs consultancy
censure regulatory
regulatory affairs consulting
help
regulator
scrutiny
regulatory capital
tcf
fsma
social media
cobs
advertising
management information system
management information
rdr
google page 1
first page of google
google ranking
serps
website
blogging
google
search engine optimization
seo services
seo
what is social media
social networking
social media strategy
good social media policy
social media policy
social media definition
social media policy template
senior management
google ads
google keyword tool
google business
make google my homepage
front page google
google home page
google search engine
google webmaster tools
search engine
google homepage
search engines
permissions
part iv
oft
change
approved persons
smr
prafsma
compliance consultant
it project management
setting risk appetite
risk assessment template
template compliance manual
censure
complaints
fsa. pra
bipru
banking. ilas
assistance
alternative
section 166
monitoring
mystery shopper
surveys
customer journey
assessment
intervention
enforcement
visit
arrow ii
fact-finding
management
ifa. best practice
design risk management
reducing risk capital
crr
icg
planning
professional
image
cobs 4
treating customers fairly
business
winddown
cad 730k
going concern
wind down
recovery
730k
resolution
gone concern
skilled persons report
reports
professional services
usp
disciplines
mcobs
icobs
regulated advertisements
money laundering
proceeds of crime act 2002
independent financial adviser
financial adviser
sanctions
ofac
anti-money laundering
aml
mi
mis
retail distribution review
See more
Presentations
(17)Documents
(12)Infographics
(1)Likes
(4)Increasing your chances of success by engaging with a niche consultancy
Compliance Consultant
•
10 years ago
Conduct Risk. Assessing risk and identifying cultural drivers for clear definitions of your firm's conduct risk framework
Compliance Consultant
•
9 years ago
Senior Manager's Regime Changes 2015 - Next Steps
Compliance Consultant
•
9 years ago
Compliance Risk Assessment
Compliance Consultant
•
12 years ago
Personal Information
Organization / Workplace
London, United Kingdom, Hants United Kingdom
Industry
Finance / Banking / Insurance
Website
www.complianceconsultant.org
About
Specialist & Remedial Compliance, Conduct Risk, Regulatory Change and Risk Management professional with a broad experience across banking and investment activity. SMR SME for Banks.
As a Chartered FCSI I am QCF Level 6 qualified.
Current Projects include:
SMR SME for small bank group
Tags
compliance
regulatory
fca
risk management
operational risk
uk
fsa
financial services
regulatory consultant
consultant
pra
regulatory consultancy
consultancy
regulatory consulting
consultants directory
management consultancy firms
business consulting firms
consulting firms
consulting
consulting financial services
financial services authority
risk assessment
regulatory reporting
regulatory affairs consultants
financial consulting firms
business consultancy firm
regulatory affairs consultant
business consultancy firms
fsa consultants
regulatory compliance
risk
strategy
cei
ifa
fca conduct risk
risk mitigation
software
principles
fine
s166
senior managers regime
credit risk
financial risk management
operational
enterprise risk management
interest rate risk
risk analysis
business impact analysis
risk appetite
what is risk management
conduct risk
regulatory affairs consultancy
censure regulatory
regulatory affairs consulting
help
regulator
scrutiny
regulatory capital
tcf
fsma
social media
cobs
advertising
management information system
management information
rdr
google page 1
first page of google
google ranking
serps
website
blogging
google
search engine optimization
seo services
seo
what is social media
social networking
social media strategy
good social media policy
social media policy
social media definition
social media policy template
senior management
google ads
google keyword tool
google business
make google my homepage
front page google
google home page
google search engine
google webmaster tools
search engine
google homepage
search engines
permissions
part iv
oft
change
approved persons
smr
prafsma
compliance consultant
it project management
setting risk appetite
risk assessment template
template compliance manual
censure
complaints
fsa. pra
bipru
banking. ilas
assistance
alternative
section 166
monitoring
mystery shopper
surveys
customer journey
assessment
intervention
enforcement
visit
arrow ii
fact-finding
management
ifa. best practice
design risk management
reducing risk capital
crr
icg
planning
professional
image
cobs 4
treating customers fairly
business
winddown
cad 730k
going concern
wind down
recovery
730k
resolution
gone concern
skilled persons report
reports
professional services
usp
disciplines
mcobs
icobs
regulated advertisements
money laundering
proceeds of crime act 2002
independent financial adviser
financial adviser
sanctions
ofac
anti-money laundering
aml
mi
mis
retail distribution review
See more