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Patents in Lawsuit:
                        3G, 4G Mobile & RFID

                                         March 2012



©2012 TechIPm, LLC All Rights Reserved                www.techipm.com
Contents



I. 3G Mobile Patent

II. 4G LTE Patent

III. RFID Patent




©2012 TechIPm, LLC All Rights Reserved   www.techipm.com   2
I. 3G Mobile Patent




©2012 TechIPm, LLC All Rights Reserved               www.techipm.com
1. Samsung Patent for Apple Lawsuit: Is US 7706348 an Essential
                 Patent for 3G Smartphone?

US 7706348, titled “Apparatus And Method For Encoding/Decoding Transport
Format Combination Indicator In CDMA Mobile Communication System”, is one
of key patents that is used to sue Apple. Recently, Apple claimed that Samsung
violated FRAND commitments specified in ETSI’s IPR policy.




©2012 TechIPm, LLC All Rights Reserved                         www.techipm.com   4
1. Samsung Patent for Apple Lawsuit: Is US 7706348 an Essential
               Patent for 3G Smartphone? -2

An essential patent is defined as patent that contain one or more claims that
are infringed by the implementation of a specification for standardized
technology. Thus, if a 3G Smartphone product is implemented following
the standard specifications, it should infringe some essential patents.

US 7706348 relates to an encoder for transmitting a transport format
combination indicator (TFCI). It is based on Samsung’s proposed TFCI coding
scheme, which is a part of TS 25.212 specification during the 3GPP’s
standardization process. Even if the proposal was not accepted as a standard,
it is widely adopted by Smartphone manufactures.

The issue is whether a patent proposed during a standardization process,
but not specified in the standards, could be an essential patent.




©2012 TechIPm, LLC All Rights Reserved                           www.techipm.com   5
II. 4G LTE Patent




©2012 TechIPm, LLC All Rights Reserved                 www.techipm.com
2.1 Samsung’s LTE Patent War Against Apple


AnS. Korea’s major IT news paper ETNEWS reported that Samsung started to i
nvestigate a possible patent infringement for LTE technology adopted in Apple’s
next version of its tablet, iPAD3 (http://www.etnews.com/news/home_mobile/inf
ormation/2568398_1483.html).

Because it is known that Apple’s iPAD3 uses Qualcomm’s LTE chipsets, in case
that Samsung sues Apple for LTE patent infringement, it could be possible that
Apple may defend using exhaustion theory. The defense base on exhaustion th
eory, however, will depend on the existence of a cross-licensing agreement bet
ween Samsung and Qualcomm.

Another possible defense strategy may be a counter attack utilizing the acquire
d Nortel’s LTE patents. Recent TechIPm’s intensive research of LTE patents es
sential for LTE devices implementation (LTE Essential Patent Candidates 3Q 2
011: http://techipm-innovationfrontline.blogspot.com/2011/07/lte-essential-paten
t-candidates-2011-3q.html), however, indicates that Nortel’s LTE patent portfolio
may not be strong enough for the counter attack.

©2012 TechIPm, LLC All Rights Reserved                           www.techipm.com   7
2.1 Samsung’s LTE Patent War Against Apple -2


TechIPm’s LTE patent research specifically focused on LTE mobile devices
currently deployed in the US market (cf. the data in recent Article One’s LTE
patent report is mixed with infrastructure equipments patent information for the
future EU market).




©2012 TechIPm, LLC All Rights Reserved                            www.techipm.com   8
2.2 Adaptix’s LTE Patent in Lawsuit Against Apple


Adaptix sued Apple for patent infringement of Apple’s next version of its tablet,
iPAD3 based on its patents US6947748 and US7454212. The lawsuit was
about LTE technology adopted in iPAD3.




©2012 TechIPm, LLC All Rights Reserved                             www.techipm.com   9
2.2 Adaptix’s LTE Patent in Lawsuit Against Apple -2


Adaptix’s patents US6947748 and US7454212 relate to channel evaluation
method and adaptive modulation/coding scheme in OFDMA system utilizing
reference signals (because Adaptix’s patents were aimed at WiMAX (802.11e)
standards originally, they used the term pilot signals instead of reference
signals).

Even though the channel evaluation method and adaptive modulation/coding
scheme in OFDMA system utilizing reference signals are described in LTE
standard specifications (TS36.211, 212, 213, 300, and 321), preliminary
comparative research between claims in the patents and specifications shows
that Adaptix’s patents US6947748 and US7454212 may not be essential for the
implementation of iPAD3.

Further more, TechIPm’s intensive research of LTE patents essential for LTE
devices implementation (LTE Essential Patent Candidates 3Q 2011: http://techi
pm-innovationfrontline.blogspot.com/2011/07/lte-essential-patent-candidates-20
11-3q.html), indicates that Qualcomm’s LTE chipsets, which are used in of
iPAD3, may be protected by Qualcomm’s LTE patent portfolio.
©2012 TechIPm, LLC All Rights Reserved                            www.techipm.com   10
III. RFID Patent




©2012 TechIPm, LLC All Rights Reserved                      www.techipm.com
3. RFID Patent in Lawsuit


USRE41531, titled “Communications Systems For Radio Frequency
Identification”, is one of key patents that is used to sue retail companies
(Macy’s, Gap, J.C. Penney etc.) by Round Rock Research LLC. Round Rock
Research LLC is founded by John Desmarais, a famous patent attorney for his
won in a $1.52 billion verdict for Alcatel-Lucent against Microsoft in 2007.

Ref. RFID Patent Lawsuit Early Warning: http://techipm-innovationfrontline.blog
spot.com/2010/06/rfid-patent-lawsuit-early-warning.html




©2012 TechIPm, LLC All Rights Reserved                           www.techipm.com   12
3. RFID Patent in Lawsuit -2


USRE41531 relates to collision avoidance technology, which is essential in
operating passive UHF RFID system (standardized as ISO 18000-6C & EPC
Global Gen 2):


BACKGROUND OF THE INVENTION: When the interrogator sends a message
to a transponder device requesting a reply, there is a possibility that multiple
transponder devices will attempt to respond simultaneously, causing a collision,
and thus causing an erroneous message to be received by the interrogator.
For example, if the interrogator sends out a command requesting that all device
s within a communications range identity themselves, and gets a large number
of simultaneously replies, the interrogator may not be able to interpret any of
these replies. Thus, arbitration schemes are employed to permit
communications free of collision.




©2012 TechIPm, LLC All Rights Reserved                            www.techipm.com   13
3. RFID Patent in Lawsuit -3


SUMMARY OF THE INVENTION: One aspect of the invention provides a
method of establishing wireless communications between an interrogator and
individual ones of multiple wireless identification devices. The method
comprises utilizing a tree search method to establish communications without
collision between the interrogator and individual ones of the multiple wireless
identification devices. A search tree is defined for the tree search method.
The tree has multiple levels respectively representing subgroups of the multiple
wireless identification devices. The method further comprising starting the tree
search at a selectable level of the search tree. In one aspect of the invention,
the method further comprises determining the maximum possible number of
wireless identification devices that could communicate with the interrogator, and
selecting a level of the search tree based on the determined maximum possible
number of wireless identification devices that could communicate with the
interrogator. In another aspect of the invention, the method further comprises
starting the tree search at a level determined by taking the base two logarithm
of the determined maximum possible number, wherein the level of the tree
containing all subgroups is considered level zero, and lower levels are
numbered consecutively.
©2012 TechIPm, LLC All Rights Reserved                            www.techipm.com   14
Thank you!

                                         • If you have any questions about
                                           TechIPm’s products and services,
                                           please contact Dr. Alex G. Lee at
                                           alexglee@techipm.com




©2012 TechIPm, LLC All Rights Reserved                              www.techipm.com   15

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Patents in Lawsuit

  • 1. Patents in Lawsuit: 3G, 4G Mobile & RFID March 2012 ©2012 TechIPm, LLC All Rights Reserved www.techipm.com
  • 2. Contents I. 3G Mobile Patent II. 4G LTE Patent III. RFID Patent ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 2
  • 3. I. 3G Mobile Patent ©2012 TechIPm, LLC All Rights Reserved www.techipm.com
  • 4. 1. Samsung Patent for Apple Lawsuit: Is US 7706348 an Essential Patent for 3G Smartphone? US 7706348, titled “Apparatus And Method For Encoding/Decoding Transport Format Combination Indicator In CDMA Mobile Communication System”, is one of key patents that is used to sue Apple. Recently, Apple claimed that Samsung violated FRAND commitments specified in ETSI’s IPR policy. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 4
  • 5. 1. Samsung Patent for Apple Lawsuit: Is US 7706348 an Essential Patent for 3G Smartphone? -2 An essential patent is defined as patent that contain one or more claims that are infringed by the implementation of a specification for standardized technology. Thus, if a 3G Smartphone product is implemented following the standard specifications, it should infringe some essential patents. US 7706348 relates to an encoder for transmitting a transport format combination indicator (TFCI). It is based on Samsung’s proposed TFCI coding scheme, which is a part of TS 25.212 specification during the 3GPP’s standardization process. Even if the proposal was not accepted as a standard, it is widely adopted by Smartphone manufactures. The issue is whether a patent proposed during a standardization process, but not specified in the standards, could be an essential patent. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 5
  • 6. II. 4G LTE Patent ©2012 TechIPm, LLC All Rights Reserved www.techipm.com
  • 7. 2.1 Samsung’s LTE Patent War Against Apple AnS. Korea’s major IT news paper ETNEWS reported that Samsung started to i nvestigate a possible patent infringement for LTE technology adopted in Apple’s next version of its tablet, iPAD3 (http://www.etnews.com/news/home_mobile/inf ormation/2568398_1483.html). Because it is known that Apple’s iPAD3 uses Qualcomm’s LTE chipsets, in case that Samsung sues Apple for LTE patent infringement, it could be possible that Apple may defend using exhaustion theory. The defense base on exhaustion th eory, however, will depend on the existence of a cross-licensing agreement bet ween Samsung and Qualcomm. Another possible defense strategy may be a counter attack utilizing the acquire d Nortel’s LTE patents. Recent TechIPm’s intensive research of LTE patents es sential for LTE devices implementation (LTE Essential Patent Candidates 3Q 2 011: http://techipm-innovationfrontline.blogspot.com/2011/07/lte-essential-paten t-candidates-2011-3q.html), however, indicates that Nortel’s LTE patent portfolio may not be strong enough for the counter attack. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 7
  • 8. 2.1 Samsung’s LTE Patent War Against Apple -2 TechIPm’s LTE patent research specifically focused on LTE mobile devices currently deployed in the US market (cf. the data in recent Article One’s LTE patent report is mixed with infrastructure equipments patent information for the future EU market). ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 8
  • 9. 2.2 Adaptix’s LTE Patent in Lawsuit Against Apple Adaptix sued Apple for patent infringement of Apple’s next version of its tablet, iPAD3 based on its patents US6947748 and US7454212. The lawsuit was about LTE technology adopted in iPAD3. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 9
  • 10. 2.2 Adaptix’s LTE Patent in Lawsuit Against Apple -2 Adaptix’s patents US6947748 and US7454212 relate to channel evaluation method and adaptive modulation/coding scheme in OFDMA system utilizing reference signals (because Adaptix’s patents were aimed at WiMAX (802.11e) standards originally, they used the term pilot signals instead of reference signals). Even though the channel evaluation method and adaptive modulation/coding scheme in OFDMA system utilizing reference signals are described in LTE standard specifications (TS36.211, 212, 213, 300, and 321), preliminary comparative research between claims in the patents and specifications shows that Adaptix’s patents US6947748 and US7454212 may not be essential for the implementation of iPAD3. Further more, TechIPm’s intensive research of LTE patents essential for LTE devices implementation (LTE Essential Patent Candidates 3Q 2011: http://techi pm-innovationfrontline.blogspot.com/2011/07/lte-essential-patent-candidates-20 11-3q.html), indicates that Qualcomm’s LTE chipsets, which are used in of iPAD3, may be protected by Qualcomm’s LTE patent portfolio. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 10
  • 11. III. RFID Patent ©2012 TechIPm, LLC All Rights Reserved www.techipm.com
  • 12. 3. RFID Patent in Lawsuit USRE41531, titled “Communications Systems For Radio Frequency Identification”, is one of key patents that is used to sue retail companies (Macy’s, Gap, J.C. Penney etc.) by Round Rock Research LLC. Round Rock Research LLC is founded by John Desmarais, a famous patent attorney for his won in a $1.52 billion verdict for Alcatel-Lucent against Microsoft in 2007. Ref. RFID Patent Lawsuit Early Warning: http://techipm-innovationfrontline.blog spot.com/2010/06/rfid-patent-lawsuit-early-warning.html ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 12
  • 13. 3. RFID Patent in Lawsuit -2 USRE41531 relates to collision avoidance technology, which is essential in operating passive UHF RFID system (standardized as ISO 18000-6C & EPC Global Gen 2): BACKGROUND OF THE INVENTION: When the interrogator sends a message to a transponder device requesting a reply, there is a possibility that multiple transponder devices will attempt to respond simultaneously, causing a collision, and thus causing an erroneous message to be received by the interrogator. For example, if the interrogator sends out a command requesting that all device s within a communications range identity themselves, and gets a large number of simultaneously replies, the interrogator may not be able to interpret any of these replies. Thus, arbitration schemes are employed to permit communications free of collision. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 13
  • 14. 3. RFID Patent in Lawsuit -3 SUMMARY OF THE INVENTION: One aspect of the invention provides a method of establishing wireless communications between an interrogator and individual ones of multiple wireless identification devices. The method comprises utilizing a tree search method to establish communications without collision between the interrogator and individual ones of the multiple wireless identification devices. A search tree is defined for the tree search method. The tree has multiple levels respectively representing subgroups of the multiple wireless identification devices. The method further comprising starting the tree search at a selectable level of the search tree. In one aspect of the invention, the method further comprises determining the maximum possible number of wireless identification devices that could communicate with the interrogator, and selecting a level of the search tree based on the determined maximum possible number of wireless identification devices that could communicate with the interrogator. In another aspect of the invention, the method further comprises starting the tree search at a level determined by taking the base two logarithm of the determined maximum possible number, wherein the level of the tree containing all subgroups is considered level zero, and lower levels are numbered consecutively. ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 14
  • 15. Thank you! • If you have any questions about TechIPm’s products and services, please contact Dr. Alex G. Lee at alexglee@techipm.com ©2012 TechIPm, LLC All Rights Reserved www.techipm.com 15