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The European Victim Guideline
(2012): effective victim support
from an evidence-based trauma
          perspective
   Prof. dr. mr. Frans Willem Winkel
   f.w.winkel@tilburguniversity.edu
 Zagreb-conference, November, 27- 30,
                   2012
Specific targets suggested by the
       guideline (e.g. art 18…)
• General purpose: to (further) enhance the
  social and juridical position of crime victims.
• More specific targets, include:
• (1) The prevention of chronic suffering,
  chronic coping problems due to victimization;
• (2) The prevention of repeat victimization,
  and
• (3) The prevention of secondary
  victimization / secondary traumatization
Victim Support: how to accomplish
        these specific targets??
• Psychological evidence suggests that most crime
  victims are resilient, and thus are not in need of
  support;
• However: traumatized victims – victims at risk of
  developing PTSD - are in need of support.
• A first step in developing effective services is to
  acknowledge the importance of a trauma
  perspective:
• Ergo: support workers should have knowledge
  about risk factors / mechanisms underlying PTSD
Support from a trauma perspective
• Effective programs include (at least) two
   components, namely:
1. Early identification of victims at risk of
   developing chronic PTSD, and
2. Swift referral to the mental health system
  1. Tea and sympathy by volunteers is not enough;
  2. These victims are in need of trauma-focused
     treatment by professional psychologists
  3. Evidence-based interventions – incl. EMDR and
     cognitive processing therapy – are available
Victim support and trauma
• The gold standard to identify victims with
  chronic PTSD is an extensive diagnostic
  interview by a psychologist / psychiatrist!!
• However: a number of screening tools have
  been developed for non-psychologists / e.g.
  police and victim support workers;
• Important tools include: the Trauma Screening
  Questionnaire(TSQ), Coping self-efficacy scale,
  and the Scanner
Relevance of a trauma perspective
• An important criterion to evaluate the success of the
  European guideline:
• The utilization of (validated) screening instruments to
  identify victims in need of support
   – In the NL since 2012 the TSQ is used as part of an
     (internet-based) e-screening procedure;
• However: many organizations affiliated with Victim
  Support Europe still do not use screeners as part of an
  Early identification and referral procedure (many
  victims in need are not identified)
Two other arguments for a trauma
             perspective
• Victimological evidence suggests that PTSD is
  a conditional risk factor for
• REPEAT VICTIMIZATION, AND
• SECONDARY VICTIMIZATION /
  TRAUMATIZATION, due to delivery of a victim
  impact statement during trial of the suspect.
• Some subtypes of PTSD are relatively strong
  (versus weak) risk factors for these outcomes
PTSD and repeat victimization

         Slides relating to
    Presentation on wednesday
Repeat victimization: the re-
 involvement in domestic violence
• Female victims exposed to domestic violence
  are defined as vulnerable victims in the
  Guideline
• Some of these victims are in Danger: at
  substantial risk of short-term revictimization
• Challenge: is it possible to early identify
  victims who are in danger on the basis of
  validated Risk Assessment Instruments (RAIs).
  – Yes, we can!!
RAIs: forensic psychology
• RAIs with acceptable psychometric properties
  (reliability, predictive validity) have been
  developed in Forensic Psychology
• Various versions:
• Professional, more detailed versions
  (psychologist / psychiatrist) and “simple”
  screening versions (police / victim support
  workers)
• Actuarial and “non-actuarial” RAIs
Risk assessment instruments
• Professional assessors (forensic
  psychologists):
• DVRAG (Domestic Violence Risk Appraisal
  Guide)
• SARAG (Spousal Assault Risk Assessment
  Guide
  – (actuarial versus “non-actuarial” / no cutoff-values
    for low and high risk)
  – E.g. 4 risk factors = 40% risk
“Non-clinical” assessors: police and
            victim support
• B-Safer (Brief Spousal Assault form for the
  Evaluation of Risk)
• ODARA-LE (Ontario Domestic Assault Risk
  Assessment – Law Enforcement)
• Danger Assessment Inventory
An example: ODARA
ODARA ITEMS: 13 risk factors
             (Sumscore: 0 - 13)
(1) Prior violence against wife or children (NO = 0; YES = 1)
(2) nondomestic incident
(3) Prior custodial sentence
(4) Failure on prior conditional release
(5) Threat to harm or kill at index assault
(6) Confinement of the partner at the index offense
(7) Victim concern
(8) More than one child (from perpetrator or victim)
(9) Victim has biological child from previous partner
(10) Violence against others
(11) Substance abuse history
(12) Assault on victim when pregnant
(13) Barriers to victim support
ODARA: “experience table” (official
          recidivism)
ODARA score                 Likelihood of re-assault that comes to
(Sumscore: equal weights;   the attention of the police within an
Each factor = 1)            average of about 5 years)
0                           7%

1                           17%

2                           22%

3                           34%

4                           39%

5 of 6                      53%

7 t/m 13                    74%
DRAG = PCL-R + ODARA: an
            illustration
                                   Corrected
Perpetrator is a                   ODARA-score
Psychopath: “PCL-R = 1)”           (different weights
                                   per risk factor)

Psychopathy
                                                          Likelihood of
Checklist –revised
                                                          Recidivism
(PCL-R; Hare)
                                                          (experience table)


                     “Uncorrected” / simple ODARA-score
(PCL-R =0)
                     (all factors have the same weight)
Victimological evidence: Danger
    Assessment Inventory (DAI)
• DAI has been recently developed to early
  identify female victims who are in danger, at
  substantial risk of short-term re-victimization
  (within 3 to 6 months)
• Evidence base: two large scale prospective
  studies (N> 500 victims)
• Why: the DAI has superior predictive
  performance!!!
  – Stronger correlation between prediction and
    actual outcome
Why bother about Predictive validity (&
          reliability)….????
                    Actual Outcome:
                    No            Revictimization
                    revictimization   (Yes)
Predicted                             Prediction
:         HIT                         ERROR (“under”)
NOt at Risk
At Risk     Prediction
(YES)       ERROR (“over”) HIT
   Error: secondary victimization
Danger Assessment Inventory:
            screening version for police and victim support workers




                            Danger Assessment Inventory



   Perpetrator features        Victim features               Scenario-features


                                                            Mutual scenario, incl.
  ODARA-score > 7           Involvement in a                Posttraumatic aggression
  YES =1                    Post Traumatic                  (CTS-P): Yes =1
                            Cycle (TSQ/CTS-V): Yes = 1



                   High risk of short-term revictimization: N = 3

“Corrected” ODARA-score for victims with borderline traits, incl. NEM, and impulsivity
DAI: features
• The DAI has a triple focus, it includes
• (1) perpetrator-related risk factors (e.g.
  ODARA-score for perpetrator)
• (2) victim-related risk factors, particularly the
  involvement in a PTSD-maintained cycle of
  violence (posttraumatic cycle: PTC)
• (3) scenario-based risk factors: a mutual
  scenario (both partners use violence; vs
  unilateral scenario: male initiated violence)
Victimological evidence suggests,
              that….
• A Posttraumatic Cycle of violence (PTC) is an
  independent risk factor (e.g. controlled for
  ODARA-score)
• A PTC is a strong (substantially higher risk) risk
  factor, when:
• The cycle consists of mutual scenario’s (both
  partners commit violent behavior) and
• The cycle is maintained by an embitterment or
  an explosive (PTSD) syndrome
Crime-related PTSD (C-PTSD)
          subtypes: 4 subtypes
PTSD                    Internalizing    Externalizing
Subtypes:               Symptomatology   Symptomatology


Hopelessness
Syndrome                Helplessness     Embitterment
(DSM- mood
disorder/depression)
                        Syndrome         Syndrome
                        (“stockholm”)
False-alarm
Syndrome                Panic            Explosive
(DSM- Anxiety / Anger
disorder
                        Syndrome         Syndrome
Bottomline of the 2x2 table
• There are similarities among crime victims
  with PTSD (DSM IV / 5 symptomatology), BUT
• There are important differences, that cannot
  be ignored
  – Different mechanisms underlying the
    development of PTSD (cognitive versus emotional
    route)
  – Externalizing versus internalizing symptomatology
    (dysregulation of the anger system versus the
    anxiety system)
PTSD: conditional risk
• Explosive syndrome is a powerful risk factor
  for re-victimization (stronger impact on risk
  re. to “other” subtypes)
  – Specific features include: hostility bias, state
    anger, propensity to explode in response to
    subjective (“imaginary”) danger signals, and
    violent behavior (details; next slide)
• Victims with explosive syndrome are at
  substantial risk of short-term revictimization
Peritraumatic escalation, cognitive inversion, and Shattered
                           Illusions (SIM).

                       Peritraumatic escalation:
                       Fight-flight response failure
Emotional                                                    Emotional
Implosion:                    Psychotic                      Explosion:
Extreme anxiety /             Dissociation                   Blind anger /
Tonic Immobility                                             Rage
                        Dysregulated                            Cognitive cascade:
                        Emergency-response:                     Inversion; SIM)
                        Hyperalert / paranoid behavior:
                        In standby mode
False alarm-syndrome /                False alarm-syndrome /
Internalizing symptoms:               Externalizing symptoms:
Self as easy target bias,             Hostility bias, anger,
Anxiety, Propensity to                Propensity to explode in response to
panic                                 subjective danger-signals


Avoidant / Submissive Behavior                  Impulsive agressive behavior
PTSD and secondary
     victimization
Slides relating to presentation of
             thursday
Victim rights movement: (IRV: Joutsen, 1994; de
                    Mesmaecker, 2012)

 • Victims should have rights, also in criminal
                         trials
  • bring the “stolen conflict “ back to the trial
   setting (versus exclusive prosecutor – suspect
                    – vertical link)
• Symmetry: for every right of the suspect there
     should be an equivalent right for the victim,
              including the right to speak
 • Victim participation should be encouraged,
   because it has a beneficial impact on recovery
• However: these are normative positions, there
          is no credible empirical evidence
Secondary victimization (by the
     criminal justice system)
• According to the Dutch code on criminal
  procedure (some) victims have the right to
  submit an oral or written statement to the
  judge about the impact of the incident.
• Victim impact statements are assumed to
  contribute to emotional recovery of the victim
• However: recent victimological evidence
  suggests that VIS may have adverse effects,
  e.g. it may result in secondary traumatization
Hyotheses
• Law in the books: victim rights generally have
  beneficial effects for victims
• Law in action / empirical - perspective: rights
  may have positive effects for some victims;
  rights may have detrimental effects for other
  victims
  – “law of differential effect” (e.g. traumatized
    versus non-traumatized victims)
Psychological impact of trial
      participation (VIS)
                 Positive “Interaction –             Beneficial effect:
                 Ritual” between the victim          Emotional recovery
                 and the judge
Victim Impact
Statement
during trial

                   Negative “Interaction –
                                                     Adverse effect:
                   Ritual” between the victim
                                                     Secondary victimization/
                   and the judge
                                                     traumatization


                Traumatized victims:
                1.White bear-mechanism (muzzled expression)
                2.Teeth for a tooth-mechanism
VIS: positive versus negative
              experience
• Instruction to suppress anger: limited /
  muzzled emotional expression during trial
• Moral dissatisfaction with the verdict
  – Incomplete acknowledgement of victim distress
  – “Lenient sentence”: personal distress > distress
    encountered by perpetrator
• Bottomline: it is all about victim perceptions,
  perceived justice
CREDIBLE EVIDENCE: EMOTIONAL RECOVERY
VERSUS SECONDARY TRAUMA: DESIGN
     Repeated Measures       Trauma Symptoms        Trauma symtoms
                             Pre-trial              Post-trial



     Participants            TSQ – scores           TSQ-scores
     (oral and / or          (better alternative:
     written victim impact   Davidson Trauma
     statement)              Scale or PSS)

     Non-participants        TSQ-scores             TSQ-scores
Trauma symptoms (TSQ-
 scores)reported by trial
participants (VIS: yes/ no)
Victim Status:       Asssessed before   TSQ After trial
                     trial

Non-participant      3.1                2.0
(No VIS)
Participant:         7.0                5.8
Written VIS

Participant:          7.1               6.1
Oral VIS during trial
Bottom-line of the previous table
• There are substantial psychological
  differences between participants and non-
  participants (TSQ-scores: “hit between the
  eyes”)
• Victims with PTSD – traumatized victims – are
  more likely to participate in a trial (VIS)
• There is NO EVIDENCE for emotional recovery
  – No time by participant-status interaction
• More importantly: analyses provide evidence
  for secondary victimization
Interaction-term: F1,74 = 4.04; p < .05
Conclusions:
• From a law in action – perspective the
  European Guideline will be a major step
  forward in strengthening the social and
  juridical position of crime victims, if
• The “trauma perspective” on criminal
  victimization is fully acknowledged at all
  levels
Ergo:
• Criminal justice personnel and victim support
  workers should become more familiar with
  this perspective (underutilization of
  knowledge / knowledge-gap)
• Criminal justice personnel should be trained
  in the development of trauma-sensitive
  behavior;
• Victim support personnel should be trained in
  the use of formal tools to identify susceptible
  and vulnerable victims (e.g. DAI, TSQ, etc)

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The European Victim Guideline (2012)

  • 1. The European Victim Guideline (2012): effective victim support from an evidence-based trauma perspective Prof. dr. mr. Frans Willem Winkel f.w.winkel@tilburguniversity.edu Zagreb-conference, November, 27- 30, 2012
  • 2. Specific targets suggested by the guideline (e.g. art 18…) • General purpose: to (further) enhance the social and juridical position of crime victims. • More specific targets, include: • (1) The prevention of chronic suffering, chronic coping problems due to victimization; • (2) The prevention of repeat victimization, and • (3) The prevention of secondary victimization / secondary traumatization
  • 3. Victim Support: how to accomplish these specific targets?? • Psychological evidence suggests that most crime victims are resilient, and thus are not in need of support; • However: traumatized victims – victims at risk of developing PTSD - are in need of support. • A first step in developing effective services is to acknowledge the importance of a trauma perspective: • Ergo: support workers should have knowledge about risk factors / mechanisms underlying PTSD
  • 4. Support from a trauma perspective • Effective programs include (at least) two components, namely: 1. Early identification of victims at risk of developing chronic PTSD, and 2. Swift referral to the mental health system 1. Tea and sympathy by volunteers is not enough; 2. These victims are in need of trauma-focused treatment by professional psychologists 3. Evidence-based interventions – incl. EMDR and cognitive processing therapy – are available
  • 5. Victim support and trauma • The gold standard to identify victims with chronic PTSD is an extensive diagnostic interview by a psychologist / psychiatrist!! • However: a number of screening tools have been developed for non-psychologists / e.g. police and victim support workers; • Important tools include: the Trauma Screening Questionnaire(TSQ), Coping self-efficacy scale, and the Scanner
  • 6. Relevance of a trauma perspective • An important criterion to evaluate the success of the European guideline: • The utilization of (validated) screening instruments to identify victims in need of support – In the NL since 2012 the TSQ is used as part of an (internet-based) e-screening procedure; • However: many organizations affiliated with Victim Support Europe still do not use screeners as part of an Early identification and referral procedure (many victims in need are not identified)
  • 7. Two other arguments for a trauma perspective • Victimological evidence suggests that PTSD is a conditional risk factor for • REPEAT VICTIMIZATION, AND • SECONDARY VICTIMIZATION / TRAUMATIZATION, due to delivery of a victim impact statement during trial of the suspect. • Some subtypes of PTSD are relatively strong (versus weak) risk factors for these outcomes
  • 8. PTSD and repeat victimization Slides relating to Presentation on wednesday
  • 9. Repeat victimization: the re- involvement in domestic violence • Female victims exposed to domestic violence are defined as vulnerable victims in the Guideline • Some of these victims are in Danger: at substantial risk of short-term revictimization • Challenge: is it possible to early identify victims who are in danger on the basis of validated Risk Assessment Instruments (RAIs). – Yes, we can!!
  • 10. RAIs: forensic psychology • RAIs with acceptable psychometric properties (reliability, predictive validity) have been developed in Forensic Psychology • Various versions: • Professional, more detailed versions (psychologist / psychiatrist) and “simple” screening versions (police / victim support workers) • Actuarial and “non-actuarial” RAIs
  • 11. Risk assessment instruments • Professional assessors (forensic psychologists): • DVRAG (Domestic Violence Risk Appraisal Guide) • SARAG (Spousal Assault Risk Assessment Guide – (actuarial versus “non-actuarial” / no cutoff-values for low and high risk) – E.g. 4 risk factors = 40% risk
  • 12. “Non-clinical” assessors: police and victim support • B-Safer (Brief Spousal Assault form for the Evaluation of Risk) • ODARA-LE (Ontario Domestic Assault Risk Assessment – Law Enforcement) • Danger Assessment Inventory
  • 14. ODARA ITEMS: 13 risk factors (Sumscore: 0 - 13) (1) Prior violence against wife or children (NO = 0; YES = 1) (2) nondomestic incident (3) Prior custodial sentence (4) Failure on prior conditional release (5) Threat to harm or kill at index assault (6) Confinement of the partner at the index offense (7) Victim concern (8) More than one child (from perpetrator or victim) (9) Victim has biological child from previous partner (10) Violence against others (11) Substance abuse history (12) Assault on victim when pregnant (13) Barriers to victim support
  • 15. ODARA: “experience table” (official recidivism) ODARA score Likelihood of re-assault that comes to (Sumscore: equal weights; the attention of the police within an Each factor = 1) average of about 5 years) 0 7% 1 17% 2 22% 3 34% 4 39% 5 of 6 53% 7 t/m 13 74%
  • 16. DRAG = PCL-R + ODARA: an illustration Corrected Perpetrator is a ODARA-score Psychopath: “PCL-R = 1)” (different weights per risk factor) Psychopathy Likelihood of Checklist –revised Recidivism (PCL-R; Hare) (experience table) “Uncorrected” / simple ODARA-score (PCL-R =0) (all factors have the same weight)
  • 17. Victimological evidence: Danger Assessment Inventory (DAI) • DAI has been recently developed to early identify female victims who are in danger, at substantial risk of short-term re-victimization (within 3 to 6 months) • Evidence base: two large scale prospective studies (N> 500 victims) • Why: the DAI has superior predictive performance!!! – Stronger correlation between prediction and actual outcome
  • 18. Why bother about Predictive validity (& reliability)….???? Actual Outcome: No Revictimization revictimization (Yes) Predicted Prediction : HIT ERROR (“under”) NOt at Risk At Risk Prediction (YES) ERROR (“over”) HIT Error: secondary victimization
  • 19. Danger Assessment Inventory: screening version for police and victim support workers Danger Assessment Inventory Perpetrator features Victim features Scenario-features Mutual scenario, incl. ODARA-score > 7 Involvement in a Posttraumatic aggression YES =1 Post Traumatic (CTS-P): Yes =1 Cycle (TSQ/CTS-V): Yes = 1 High risk of short-term revictimization: N = 3 “Corrected” ODARA-score for victims with borderline traits, incl. NEM, and impulsivity
  • 20. DAI: features • The DAI has a triple focus, it includes • (1) perpetrator-related risk factors (e.g. ODARA-score for perpetrator) • (2) victim-related risk factors, particularly the involvement in a PTSD-maintained cycle of violence (posttraumatic cycle: PTC) • (3) scenario-based risk factors: a mutual scenario (both partners use violence; vs unilateral scenario: male initiated violence)
  • 21. Victimological evidence suggests, that…. • A Posttraumatic Cycle of violence (PTC) is an independent risk factor (e.g. controlled for ODARA-score) • A PTC is a strong (substantially higher risk) risk factor, when: • The cycle consists of mutual scenario’s (both partners commit violent behavior) and • The cycle is maintained by an embitterment or an explosive (PTSD) syndrome
  • 22. Crime-related PTSD (C-PTSD) subtypes: 4 subtypes PTSD Internalizing Externalizing Subtypes: Symptomatology Symptomatology Hopelessness Syndrome Helplessness Embitterment (DSM- mood disorder/depression) Syndrome Syndrome (“stockholm”) False-alarm Syndrome Panic Explosive (DSM- Anxiety / Anger disorder Syndrome Syndrome
  • 23. Bottomline of the 2x2 table • There are similarities among crime victims with PTSD (DSM IV / 5 symptomatology), BUT • There are important differences, that cannot be ignored – Different mechanisms underlying the development of PTSD (cognitive versus emotional route) – Externalizing versus internalizing symptomatology (dysregulation of the anger system versus the anxiety system)
  • 24. PTSD: conditional risk • Explosive syndrome is a powerful risk factor for re-victimization (stronger impact on risk re. to “other” subtypes) – Specific features include: hostility bias, state anger, propensity to explode in response to subjective (“imaginary”) danger signals, and violent behavior (details; next slide) • Victims with explosive syndrome are at substantial risk of short-term revictimization
  • 25. Peritraumatic escalation, cognitive inversion, and Shattered Illusions (SIM). Peritraumatic escalation: Fight-flight response failure Emotional Emotional Implosion: Psychotic Explosion: Extreme anxiety / Dissociation Blind anger / Tonic Immobility Rage Dysregulated Cognitive cascade: Emergency-response: Inversion; SIM) Hyperalert / paranoid behavior: In standby mode False alarm-syndrome / False alarm-syndrome / Internalizing symptoms: Externalizing symptoms: Self as easy target bias, Hostility bias, anger, Anxiety, Propensity to Propensity to explode in response to panic subjective danger-signals Avoidant / Submissive Behavior Impulsive agressive behavior
  • 26. PTSD and secondary victimization Slides relating to presentation of thursday
  • 27. Victim rights movement: (IRV: Joutsen, 1994; de Mesmaecker, 2012) • Victims should have rights, also in criminal trials • bring the “stolen conflict “ back to the trial setting (versus exclusive prosecutor – suspect – vertical link) • Symmetry: for every right of the suspect there should be an equivalent right for the victim, including the right to speak • Victim participation should be encouraged, because it has a beneficial impact on recovery • However: these are normative positions, there is no credible empirical evidence
  • 28. Secondary victimization (by the criminal justice system) • According to the Dutch code on criminal procedure (some) victims have the right to submit an oral or written statement to the judge about the impact of the incident. • Victim impact statements are assumed to contribute to emotional recovery of the victim • However: recent victimological evidence suggests that VIS may have adverse effects, e.g. it may result in secondary traumatization
  • 29. Hyotheses • Law in the books: victim rights generally have beneficial effects for victims • Law in action / empirical - perspective: rights may have positive effects for some victims; rights may have detrimental effects for other victims – “law of differential effect” (e.g. traumatized versus non-traumatized victims)
  • 30. Psychological impact of trial participation (VIS) Positive “Interaction – Beneficial effect: Ritual” between the victim Emotional recovery and the judge Victim Impact Statement during trial Negative “Interaction – Adverse effect: Ritual” between the victim Secondary victimization/ and the judge traumatization Traumatized victims: 1.White bear-mechanism (muzzled expression) 2.Teeth for a tooth-mechanism
  • 31. VIS: positive versus negative experience • Instruction to suppress anger: limited / muzzled emotional expression during trial • Moral dissatisfaction with the verdict – Incomplete acknowledgement of victim distress – “Lenient sentence”: personal distress > distress encountered by perpetrator • Bottomline: it is all about victim perceptions, perceived justice
  • 32. CREDIBLE EVIDENCE: EMOTIONAL RECOVERY VERSUS SECONDARY TRAUMA: DESIGN Repeated Measures Trauma Symptoms Trauma symtoms Pre-trial Post-trial Participants TSQ – scores TSQ-scores (oral and / or (better alternative: written victim impact Davidson Trauma statement) Scale or PSS) Non-participants TSQ-scores TSQ-scores
  • 33. Trauma symptoms (TSQ- scores)reported by trial participants (VIS: yes/ no) Victim Status: Asssessed before TSQ After trial trial Non-participant 3.1 2.0 (No VIS) Participant: 7.0 5.8 Written VIS Participant: 7.1 6.1 Oral VIS during trial
  • 34. Bottom-line of the previous table • There are substantial psychological differences between participants and non- participants (TSQ-scores: “hit between the eyes”) • Victims with PTSD – traumatized victims – are more likely to participate in a trial (VIS) • There is NO EVIDENCE for emotional recovery – No time by participant-status interaction • More importantly: analyses provide evidence for secondary victimization
  • 35. Interaction-term: F1,74 = 4.04; p < .05
  • 36. Conclusions: • From a law in action – perspective the European Guideline will be a major step forward in strengthening the social and juridical position of crime victims, if • The “trauma perspective” on criminal victimization is fully acknowledged at all levels
  • 37. Ergo: • Criminal justice personnel and victim support workers should become more familiar with this perspective (underutilization of knowledge / knowledge-gap) • Criminal justice personnel should be trained in the development of trauma-sensitive behavior; • Victim support personnel should be trained in the use of formal tools to identify susceptible and vulnerable victims (e.g. DAI, TSQ, etc)