Personal Information
Organization / Workplace
Windsor, CT United States
Occupation
AVP, Social Media and Regulator Relations
Industry
Finance / Banking / Insurance
Website
www.limra.com
About
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers.
Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive)
Member of the SocialTurns Council.
Contact me to learn more about LIMRA Compliance and Regulatory Services.
Tags
social media
limra_crs
limra
erisa
disclosure
investment
insurance
fiduciary
regulations
marketing
finra
compliance
regulatory compliance
financial services
See more
Presentations
(8)Likes
(1)Social Media Compliance for Financial Services 2013 by LIMRA
Stephen Selby
•
11 years ago
Personal Information
Organization / Workplace
Windsor, CT United States
Occupation
AVP, Social Media and Regulator Relations
Industry
Finance / Banking / Insurance
Website
www.limra.com
About
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers.
Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive)
Member of the SocialTurns Council.
Contact me to learn more about LIMRA Compliance and Regulatory Services.
Tags
social media
limra_crs
limra
erisa
disclosure
investment
insurance
fiduciary
regulations
marketing
finra
compliance
regulatory compliance
financial services
See more