November 10, 2010 347 N. Pottstown Pike Exton, PA 19341 610-363-0974 www.simonezajac.com Securities and Investment Advisor...
Firm Profile <ul><li>SimoneZajac Wealth Management Group, LLC is a comprehensive financial planning firm founded in 1993 a...
Professional Profile James J. Simone CFP®, CPA Managing Principal BA, St. Josephs University Richard A. Zajac CFP®, CPA Ma...
Strategic Relationships CAPSL™ and CAAMS™  are investment management services offered  by Capital Analysts.  All investmen...
Target Markets * These listed services not provided by Capital Analysts
Client Services (* these services are not provided by Capital Analysts Incorporated.  Capital Analysts does not provide ta...
Client Benefits <ul><li>Wealth Management Advice </li></ul><ul><li>Solutions tailored to meet individual risk profile, tak...
Financial Advisor Role <ul><li>Establish Client Objectives </li></ul><ul><li>Investment Risk Tolerances and Risk Expectati...
<ul><li>Investment Management </li></ul>Securities and Investment Advisory Services offered through Capital Analysts Incor...
SimoneZajac Wealth Management Group, LLC  Investment Philosophy <ul><li>We believe that broad diversification is the corne...
Investment Process See notes and disclosures at the end of this presentation
CAAMS™ Research Overview CAPSL™ and CAAMS™  are investment management services offered  by Capital Analysts.  All investme...
CAPSL™ Research Process CAPSL™ and CAAMS™  are investment management services offered  by Capital Analysts.  All investmen...
Investor Profiles See notes and disclosures at the end of this presentation
Sample Allocation See notes and disclosures at the end of this presentation The sample CAAMS™ portfolio  provided is subje...
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Szw Pp Presentation Cai Version[1]

  1. 1. November 10, 2010 347 N. Pottstown Pike Exton, PA 19341 610-363-0974 www.simonezajac.com Securities and Investment Advisory Services offered through Capital Analysts Incorporated. Member FINRA/SIPC. Capital Analysts and SimoneZajac Wealth Management LLC are independent non-affiliated entities .
  2. 2. Firm Profile <ul><li>SimoneZajac Wealth Management Group, LLC is a comprehensive financial planning firm founded in 1993 and headquartered in the Philadelphia, PA region. </li></ul><ul><li>Privately Owned and Independent </li></ul><ul><li>5 full time and 1 part time employees </li></ul><ul><li>3 CERTIFIED FINANCIAL PLANNER™ Practitioners. </li></ul><ul><li>2 Certified Public Accountants </li></ul><ul><li>1 Chartered Life Underwriter ® </li></ul><ul><li>Provide comprehensive wealth management services </li></ul>See notes and disclosures at the end of this presentation Securities and Investment Advisory Services offered through Capital Analysts Incorporated. Member FINRA/SIPC. Capital Analysts and SimoneZajac Wealth Management LLC are independent non-affiliated entities .
  3. 3. Professional Profile James J. Simone CFP®, CPA Managing Principal BA, St. Josephs University Richard A. Zajac CFP®, CPA Managing Principal BA, Lawrence Technical Institute MBA, Drexel University Principals Wealth Management Services Daniel R. Zajac CFP®, CLU Associate Planner BA, Drexel University Operations Denise Wood Tracy Franciscus MBA, West Chester University BA, West Chester University See notes and disclosures at the end of this presentation
  4. 4. Strategic Relationships CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  5. 5. Target Markets * These listed services not provided by Capital Analysts
  6. 6. Client Services (* these services are not provided by Capital Analysts Incorporated. Capital Analysts does not provide tax or legal advice services) CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  7. 7. Client Benefits <ul><li>Wealth Management Advice </li></ul><ul><li>Solutions tailored to meet individual risk profile, taking into consideration risk/return preferences and liquidity needs </li></ul><ul><li>Flexible Investment Platform </li></ul><ul><li>Access to multiple asset classes including stock, bond, ETF, real estate, and alternative investments through Capital Analysts, CAAMS™, and third-party money managers </li></ul><ul><li>Experienced Professional Service </li></ul><ul><li>Wide range of staff expertise offers opportunity for in house coordination of client needs </li></ul><ul><li>Independent Company Structure </li></ul><ul><li>Given that SimoneZajac does not distribute products, we are able to keep our independence and objectivity to truly service our clients needs </li></ul><ul><li>Transparent Fee Structure </li></ul><ul><li>Disclosed fee structure aligns client and advisor interests </li></ul>CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  8. 8. Financial Advisor Role <ul><li>Establish Client Objectives </li></ul><ul><li>Investment Risk Tolerances and Risk Expectations </li></ul><ul><li>Establish Income Needs and Targeted Savings Goals </li></ul><ul><li>Life/LTC Insurance Objectives </li></ul><ul><li>Establish Estate Needs and Desires </li></ul><ul><li>Develop Financial Plan </li></ul><ul><li>Evaluate Current Investment Profile vs. Desired Profile </li></ul><ul><li>Develop Retirement Savings/Income Plan </li></ul><ul><li>Evaluate Insurance Coverage's, Needs, Exposures </li></ul><ul><li>Implement Plan (if needed) </li></ul><ul><li>Transfer Existing Assets into Suggested Diversified Model Portfolios </li></ul><ul><li>Begin Application and Underwriting Process for New Insurances </li></ul><ul><li>Ongoing Monitoring </li></ul><ul><li>Encourage Discipline </li></ul><ul><li>Minimize Taxes and Expenses </li></ul>See notes and disclosures at the end of this presentation
  9. 9. <ul><li>Investment Management </li></ul>Securities and Investment Advisory Services offered through Capital Analysts Incorporated. Member FINRA/SIPC. Capital Analysts and SimoneZajac Wealth Management LLC are independent non-affiliated entities . CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  10. 10. SimoneZajac Wealth Management Group, LLC Investment Philosophy <ul><li>We believe that broad diversification is the cornerstone of investing. Our asset allocation process and resultant models reflect a sophisticated multi-tiered approach with diversified investment styles and market capitalization using multiple asset classes. The objective is to seek superior returns on a risk-adjusted basis. </li></ul><ul><li>We believe that a research effort employing both quantitative and qualitative analysis can lead to selection of superior performing mutual funds. One such approach is the CAPSL™ method introduced in 1987. The time tested methodology has produced superior performance* on both a total return and risk adjusted basis in both bull, bear, and complete market cycles. </li></ul><ul><li>*Performance measured based upon composite benchmark, details can be provided upon request. </li></ul>See notes and disclosures at the end of this presentation
  11. 11. Investment Process See notes and disclosures at the end of this presentation
  12. 12. CAAMS™ Research Overview CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  13. 13. CAPSL™ Research Process CAPSL™ and CAAMS™ are investment management services offered by Capital Analysts. All investments subject to risk of loss. No investment strategy can guarantee a profit or protect from a loss in a declining market. See notes and disclosures at the end of this presentation
  14. 14. Investor Profiles See notes and disclosures at the end of this presentation
  15. 15. Sample Allocation See notes and disclosures at the end of this presentation The sample CAAMS™ portfolio provided is subject to change based upon the research conducted by the Capital Analysts IMR Team via the CAPSL™ method and other research techniques. This chart is not an investment or allocation recommendation.

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