SEBI Orders.pdf
- 1. SAT ORDERS (SECURITIES APPELATE TRIBUNAL) DATE NAME OF ORDER LINK TO DOCUMENT Apr 24, 2008 In the matter of Adani Agro Pvt. Ltd. https://www.slideshare.net/secret/iFHo1W0EABBWJK Apr 24, 2008 In the matter of Adani Properties Pvt. Ltd. https://www.slideshare.net/secret/qg8AQMoxzDnzvZ Apr 24, 2008 In tne matter of Adani Impex Pvt. Ltd https://www.slideshare.net/secret/nOh5TDsGtKLjH ORDERS OF CHAIRMAN May 27, 2019 Order dated in the matter of Adani Exports Limited https://www.slideshare.net/secret/rSNSkRQyt614wh Jul 26, 2013 Order in the matter of Adani Ports and Special Economic Zone Limited https://www.slideshare.net/secret/ZfOxh0WJGfZB May 03, 2012 Order in the matter of Adani Exports Limited in respect of E. Stocks Inc https://www.slideshare.net/secret/s4IPDaeI2moFQn May 03, 2012 Order in the matter of Adani Exports Limited in respect of Ess Ess Intermediaries Pvt. Limited https://www.slideshare.net/secret/NuJllObP4EFzSP May 03, 2012 Order in the matter of Adani Exports Limited in respect of Naman Securities and Finance Pvt. Limited https://www.slideshare.net/secret/k6ohdlmZUaEqzu May 03, 2012 Order in the matter of Adani Exports Limited in respect of Rajendra Jayantilal Shah https://www.slideshare.net/secret/nmN2aWeXwNgrBM Feb 22, 2012 Order in the matter of Adani Exports Limited in respect of Ms. Bela Kayastha, Samir P. Shah, Ms. Falguni Shah, Manoj T. Shah, M/s Rajesh N. Jhaveri, M/s V&S Intermediaries, Mangeram S. Sharma, Dilip C. Jain, Tejas Ghelani https://www.slideshare.net/secret/4Smj23r492iS3p Feb 20, 2008 Order against Moneycare Securities & Financial Services Ltd.its dealings in the shares of Adani Exports Ltd https://www.slideshare.net/secret/1Q4FLvsnY5IDwV Sep 06, 2007 Order against Pravin V Shah Stock Broking Pvt. Ltd. in the shares of Himachal Futuristic Communications Limited., Adani Exports Ltd. and Global Telesystems Ltd https://www.slideshare.net/secret/46ncHsTIZCMjDf May 25, 2007 Order in the matter of Adani Exports Ltd https://www.slideshare.net/secret/BWn9FeTdYHPjQG MAY 22, 2006 Order against Omega Equities Pvt. Ltd., Member, BSE Ltd. for the dealings in the scrips of GTL, Himachal Futuristic Communication Ltd. and Adani Exports Ltd https://www.slideshare.net/secret/jnh7KuuMTFObng Apr 17, 2006 Order against Chandravadan J Dalal, Member, BSE Ltd. in the matters of GTL, Adani Exports Ltd. and HFCL https://www.slideshare.net/secret/d2okyoscSgmUMR ADJUDICATION ORDERS (THESE ARE INVESTIGATIONS, PROSECUTIONS AND SANCTIONS BY SEBI INVESTIGATORS) Apr 30, 2013 Adjudication order against M/s Rajendra Jayantilal Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/Cowi67BQTtRLZF Apr 30, 2013 Adjudication order against M/s Rajesh N Jhaveri in the matter of Adani Exports Ltd https://www.slideshare.net/secret/ay9llMPwPMPpwb Feb 08, 2013 Adjudication order against M/s S.P.J. Stock Brokers Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/zwedy0xR2JUaRN Dec 14, 2012 Adjudication order against M/s Ess Ess Intermediaries Pvt. Ltd. in the matter of Adani Exports Ltd. https://www.slideshare.net/secret/CXuohW0m3rj2BJ Jan 09, 2012 Adjudication Order against Shri Saumil A. Bhavnagari, Proprietor-V and S Intermediaries, in the matter of Adani Exports Ltd https://www.slideshare.net/secret/u6uTiii8yZbz9W Sep 29, 2011 Adjudication Order in the matter of M/s. M/s. Adani Exports Limited (Now known as Adani Enterprises Ltd) in respect of M/s. V and S Intermediaries https://www.slideshare.net/secret/u0RBkk8ARLZW7h Sep 27, 2011 Adjudication Order in the matter of M/s. M/s. Adani Exports Limited (Now known as Adani Enterprises Ltd) in respect of M/s. Rajesh Jhaveri https://www.slideshare.net/secret/jDQKlKcEPdniYf Sep 26, 2011 Adjudication Order against Shri Mahesh H. Bissa in the matter of Adani Exports Ltd https://www.slideshare.net/secret/1o0CiuMMtm4P1t Sep 26, 2011 Adjudication Order against Shri Nitin Ramanlal Patel in the matter of Adani Exports Ltd https://www.slideshare.net/secret/n3wreRuYmhEJlN Sep 26, 2011 Adjudication Order against Shri Nrupesh C. Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/x6ROUSKnYts3 Apr 01, 2011 Adjudication order against Shri Manoj T. Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/F6o9j7UfA1fZ44 Apr 01, 2011 Adjudication order against Shri Rajanikant B. Mishra in the matter of Adani Exports Ltd https://www.slideshare.net/secret/AkTQ1ogXnreEFu Mar 16, 2011 Adjudication Order against Grishma Securities Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/ovaRhCAwLXAyOt Mar 16, 2011 Adjudication Order against S.P. Jain Securities Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/ubW4rmz02cndft Jan 31, 2011 Adjudication order against Shri Mahesh Kumar A. Panchal in the matter of Adani Exports Ltd https://www.slideshare.net/secret/zZXdqKHKNkTr9 Jan 13, 2011 Adjudication Order against Shree Hari Hira Stock Broking (P) Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/ereuZM3wiOyxTz Jan 13, 2011 Adjudication Order against Triveni Management Consultancy Services Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/xgaZKNW2C40Nx2 Dec 30, 2010 Adjudication Order in respect of ESS ESS Intermediaries Pvt. Ltd. in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/KE4CcvfxvM0Zu6 Dec 30, 2010 Adjudication Order in respect of Falguni Shah in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/NnFT0s1qnl9WGl Dec 30, 2010 Adjudication Order in respect of Samir P Shah in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/4IrU2n9eSx7vAG Dec 23, 2010 Adjudication Order against Shri Haresh Posnak in the matter of Adani Exports Ltd..doc https://www.slideshare.net/secret/BVAw7XrT6GSxTv Dec 22, 2010 Adjudication Order against Shri Jitesh Seth in the matter of Adani Exports Ltd https://www.slideshare.net/secret/HKmjcxodXMDiUQ Dec 22, 2010 Adjudication Order against Shri Santosh Gade in the matter of Adani Exports Ltd https://www.slideshare.net/secret/bWFSFj1Rj2UWC Dec 21, 2010 Adjudication Order against Ms. Rina Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/3wHsilwxi7hCpz Dec 21, 2010 Adjudication Order against Shri Ankit Vairana in the matter of Adani Exports Ltd https://www.slideshare.net/secret/isTkInvdakM3eu Dec 21, 2010 Adjudication Order against Shri Sunil Kuril in the matter of Adani Exports Ltd https://www.slideshare.net/secret/HlxbUoCATzb9A1 Dec 21, 2010 Adjudication Order against Shri Sunil Purohit in the matter of Adani Exports Ltd https://www.slideshare.net/secret/MpuKGCgWzy5urc Jul 29, 2010 Adjudication order against Mr. Jaypee Capital Services Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/slD0xGvcuNgHq Jul 28, 2010 Adjudication Order in respect of Mangeram S. Sharma in the matter of M/s. Adani Exports Ltd Mar 31, 2010 Adjudication Order in respect of Manoj T Shah in the matter of M/s. Adani Enterprises Ltd https://www.slideshare.net/secret/DtWoyzCP60toAy Mar 19, 2010 Adjudication Order in respect of M/s. Rajendra Jayantilal Shah in the matter of M/s. Adani Enterprises Ltd https://www.slideshare.net/secret/7PUjh4LSyuiqKL Jan 29, 2010 Adjudication order against M/s Shriram Insight Brokers ltd. in the matter of Adani Exports Limited https://www.slideshare.net/secret/NehsJYDMM7ZkFM Oct 30, 2009 Adjudication order against Marwadi Shares and Finance Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/l5IQrktFDLT3j Oct 09, 2009 Adjudication Order in respect of Dilip Champalal Jain in the matter of M/s. Adani Exports Ltd https://www.slideshare.net/secret/rK5jPWbzSEbwyb Oct 09, 2009 Adjudication Order in respect of Tejas Ghelani in the matter of M/s. Adani Exports Ltd https://www.slideshare.net/secret/szykfWwu6jPSrc Jun 30, 2009 Adjudication Order against Triumph International Finance India Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/3wXRvU7el1IZHQ
- 2. Jun 18, 2009 Adjudication Order in respect of Naman Securities and Finance Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/vbQ8lDyDh62jh0 Jun 02, 2009 Adjudication Order in respect of Sanchay Fincom Limited in the matter of Adani Exports Ltd https://www.slideshare.net/secret/kOGVQ7pfBo3i5b Jun 02, 2009 Adjudication Order in respect of Sanchay Finvest Limited in the matter of Adani Exports Ltd https://www.slideshare.net/secret/3tMJcafLwdARY Jun 01, 2009 Adjudication Order in respect of M/s. E Stocks Inc in the matter of Adani Exports Ltd Feb 25, 2009 Adjudication order against Shri Vinod Khetan in the matter of Adani Exports Limited https://www.slideshare.net/secret/2YOj9d7pNQOKWd Dec.24, 2008 Adjudication order against M/s. Vijay Bhagwandas and Co in the matter of Adani Exports Ltd https://www.slideshare.net/secret/2kyZvKmhGRtmjE ORDERS OF ENFORCEMENT DEPT./CGM (QUASI JUDICIAL AUTHORITY) May 27, 2019 Order dated in the matter of Adani Exports Limited https://www.slideshare.net/secret/CwLIR1ZI6FHvqg Jan 17, 2018 Settlement order in respect of HSBC InvestDirect Securities (India) Limited earlier known as IL&FS Investmart Securities Limited in the matter of Adani Exports Limited https://www.slideshare.net/secret/xvcxJFw7uZ4lKS Feb 13, 2017 Settlement order in respect of Mr. Ravi Parthasarathy, Mr. Vimal Bhandari, Mr. Arun Kumar Saha, Mr. Vibhav Kapoor and Mr. Hemang Raja in the matter of M/s Adani Exports Limited https://www.slideshare.net/secret/4gwxJFLnc0fblm Jul 26, 2013 Order in the matter of Adani Ports and Special Economic Zone Limited https://www.slideshare.net/secret/MxbcjzMfLoWaQA Apr 30, 2013 Adjudication order against M/s Rajendra Jayantilal Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/IOVTPocFKkeKQF Apr 30, 2013 Adjudication order against M/s Rajesh N Jhaveri in the matter of Adani Exports Ltd https://www.slideshare.net/secret/7InW5ZwvpUV2g Feb 08, 2013 Adjudication order against M/s S.P.J. Stock Brokers Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/p2rfMd0JT3KDJb Dec 14, 2012 Adjudication order against M/s Ess Ess Intermediaries Pvt. Ltd. in the matter of Adani Exports Ltd. https://www.slideshare.net/secret/mlqCYbXCzzDzxU May 03, 2012 Order in the matter of Adani Exports Limited in respect of E. Stocks Inc https://www.slideshare.net/secret/Bh17LfCxjpWmTA May 03, 2012 Order in the matter of Adani Exports Limited in respect of Ess Ess Intermediaries Pvt. Limited https://www.slideshare.net/secret/kNRTfLYyxMWK6 May 03, 2012 Order in the matter of Adani Exports Limited in respect of Ess Ess Intermediaries Pvt. Limited https://www.slideshare.net/secret/wIFs3rBu60v1Wf May 03, 2012 Order in the matter of Adani Exports Limited in respect of Rajendra Jayantilal Shah https://www.slideshare.net/secret/qKqH8YgzcJpXko Feb 22, 2012 Order in the matter of Adani Exports Limited in respect of Ms. Bela Kayastha, Samir P. Shah, Ms. Falguni Shah, Manoj T. Shah, M/s Rajesh N. Jhaveri, M/s V&S Intermediaries, Mangeram S. Sharma, Dilip C. Jain, Tejas Ghelani https://www.slideshare.net/secret/rkbdklcluFODln Jan 09, 2012 Adjudication Order against Shri Saumil A. Bhavnagari, Proprietor-V and S Intermediaries, in the matter of Adani Exports Ltd https://www.slideshare.net/secret/slQlE5hmJSQtf5 Sep 29, 2011 Adjudication Order in the matter of M/s. M/s. Adani Exports Limited (Now known as Adani Enterprises Ltd) in respect of M/s. V and S Intermediaries https://www.slideshare.net/secret/EgR3I1vOiEqZsN Sep 27, 2011 Adjudication Order in the matter of M/s. M/s. Adani Exports Limited (Now known as Adani Enterprises Ltd) in respect of M/s. Rajesh Jhaveri https://www.slideshare.net/secret/sTUVzLj1yVQsu Sep 26, 2011 Adjudication Order against Shri Mahesh H. Bissa in the matter of Adani Exports Ltd https://www.slideshare.net/secret/baepRr7U5FD1Ay Sep 26, 2011 Adjudication Order against Shri Nitin Ramanlal Patel in the matter of Adani Exports Ltd https://www.slideshare.net/secret/Gq8x7goSlG67Xf Sep 26, 2011 Adjudication Order against Shri Nrupesh C. Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/zARmTRm6dWWEfL Jul 26, 2011 Consent Order in respect of Acumen Capital Market (India) Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/MqHB1R7Z9md01G Apr 01, 2011 Adjudication order against Shri Manoj T. Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/mlVMGBwT8Met0q Apr 01, 2011 Adjudication order against Shri Rajanikant B. Mishra in the matter of Adani Exports Ltd https://www.slideshare.net/secret/pldGckekFrJryk Mar 16, 2011 Adjudication Order against Grishma Securities Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/yy79a2LUToNFA0 Mar 16, 2011 Adjudication Order against S.P. Jain Securities Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/D247l8TlHZmFrF Jan 31, 2011 Adjudication order against Shri Mahesh Kumar A. Panchal in the matter of Adani Exports Ltd https://www.slideshare.net/secret/vNjyHSuV8JrhZv Jan 13, 2011 Adjudication Order against Shree Hari Hira Stock Broking (P) Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/mUvEJsXb5F0Kid Jan 13, 2011 Adjudication Order against Triveni Management Consultancy Services Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/wpijCZQOAPw8jh Dec 30, 2010 Adjudication Order in respect of ESS ESS Intermediaries Pvt. Ltd. in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/sm06CJ4mJm2plv Dec 30, 2010 Adjudication Order in respect of Falguni Shah in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/D4D01QozdxWy8J Dec 30, 2010 Adjudication Order in respect of Samir P Shah in the matter of Adani Enterprises Ltd https://www.slideshare.net/secret/3YL9Z58UqkIhqC Dec 23, 2010 Adjudication Order against Shri Haresh Posnak in the matter of Adani Exports Ltd..doc https://www.slideshare.net/secret/b0DG65ksutzeI3 Dec 22, 2010 Adjudication Order against Shri Jitesh Seth in the matter of Adani Exports Ltd https://www.slideshare.net/secret/k1BZvWzJGALZ4o Dec 22, 2010 Adjudication Order against Shri Santosh Gade in the matter of Adani Exports Ltd https://www.slideshare.net/secret/ikglm7a9pq8KTA Dec 21, 2010 Adjudication Order against Ms. Rina Shah in the matter of Adani Exports Ltd https://www.slideshare.net/secret/fJP2FzD5CDV7n3 Dec 21, 2010 Adjudication Order against Shri Ankit Vairana in the matter of Adani Exports Ltd https://www.slideshare.net/secret/826JBAGs9A5jgg Dec 21, 2010 Adjudication Order against Shri Sunil Kuril in the matter of Adani Exports Ltd https://www.slideshare.net/secret/lFKIH27tHu22vb Dec 21, 2010 Adjudication Order against Shri Sunil Purohit in the matter of Adani Exports Ltd https://www.slideshare.net/secret/oHaVMyFtNG1n4R Aug 13, 2010 Consent order in respect of Grishma Securities Ltd in the case of Adani Exports Ltd https://www.slideshare.net/secret/8EVxxm37P1VPP9 Jul 29, 2010 Adjudication order against Mr. Jaypee Capital Services Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/nULpwr5BF3Z5Jn Jul 28, 2010 Adjudication Order in respect of Mangeram S. Sharma in the matter of M/s. Adani Exports Ltd https://www.slideshare.net/secret/g7FXlCP3BFVG3K Mar 31, 2010 Adjudication Order in respect of Manoj T Shah in the matter of M/s. Adani Enterprises Ltd https://www.slideshare.net/secret/nyHLxzfIZHddte Mar 19, 2010 Adjudication Order in respect of M/s. Rajendra Jayantilal Shah in the matter of M/s. Adani Enterprises Ltd https://www.slideshare.net/secret/x37PEIZc5bzdxj Jan 29, 2010 Adjudication order against M/s Shriram Insight Brokers ltd. in the matter of Adani Exports Limited https://www.slideshare.net/secret/aXBga2Mv0qCI7Y
- 3. Oct 30, 2009 Adjudication order against Marwadi Shares and Finance Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/zVVKiuTGBWzT6 Oct 28, 2009 Consent Order in respect of M/s Adani Properties Pvt. Ltd. in the matter of M/s Sealord Containers Limited https://www.slideshare.net/secret/j1ILHs7o7lMsbI Oct 09, 2009 Adjudication Order in respect of Dilip Champalal Jain in the matter of M/s. Adani Exports Ltd https://www.slideshare.net/secret/McWAenGh90o1aT Oct 09, 2009 Adjudication Order in respect of Tejas Ghelani in the matter of M/s. Adani Exports Ltd https://www.slideshare.net/secret/H5NprEtC387hHR Sep 08, 2009 Consent Order against Amrapali Capital and Finance Services limited in the matter of Adani Exports Ltd https://www.slideshare.net/secret/i36ojq57Q1r5n4 Jun 30, 2009 Adjudication Order against Triumph International Finance India Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/FmOzGGSXqfPT41 Jun 30, 2009 Consent Order of Mangal Keshav Securities Limited in the matter of Adani Exports Limited https://www.slideshare.net/secret/cacbasuG57zip0 Jun 18, 2009 Adjudication Order in respect of Naman Securities and Finance Pvt. Ltd. in the matter of Adani Exports Ltd https://www.slideshare.net/secret/fvwX9pbvLjM9gm Jun 02, 2009 Adjudication Order in respect of Sanchay Fincom Limited in the matter of Adani Exports Ltd https://www.slideshare.net/secret/xvcONDnlJQKESJ Jun 02, 2009 Adjudication Order in respect of Sanchay Finvest Limited in the matter of Adani Exports Ltd https://www.slideshare.net/secret/2abVOLN1TozWEn Jun 01, 2009 Adjudication Order in respect of M/s. E Stocks Inc in the matter of Adani Exports Ltd https://www.slideshare.net/secret/HaJEDqzR26euq8 Feb 25, 2009 Adjudication order against Shri Vinod Khetan in the matter of Adani Exports Limited https://www.slideshare.net/secret/Ew18VPz04qmTNa Dec 26, 2008 Consent order in the matter of Adani Exports Ltd https://www.slideshare.net/secret/CPmt5ArIgPn5ZE Dec 24, 2008 Adjudication order against M/s. Vijay Bhagwandas and Co in the matter of Adani Exports Ltd https://www.slideshare.net/secret/tY8qzT8HKKlX3f Apr 24, 2008 In the matter of Adani Agro Pvt. Ltd https://www.slideshare.net/secret/4A8Vvu0pGYztsd Apr 24, 2008 In the matter of Adani Properties Pvt. Ltd https://www.slideshare.net/secret/bMxIKiMoGkQQKg Apr 24, 2008 In the matter of Adani Agro Pvt. Ltd. https://www.slideshare.net/secret/C1i90U4ANqq2vL Apr 24, 2008 In the matter of Adani Properties Pvt. Ltd. https://www.slideshare.net/secret/nB5iL2MMwVLild Apr 24, 2008 In tne matter of Adani Impex Pvt. Ltd https://www.slideshare.net/secret/rnTAfxlCnWbEms Feb 20, 2008 Order against Moneycare Securities & Financial Services Ltd.its dealings in the shares of Adani Exports Ltd https://www.slideshare.net/secret/77BCQJGmzRvR8C Sep 06, 2007 Order against Pravin V Shah Stock Broking Pvt. Ltd. in the shares of Himachal Futuristic Communications Limited., Adani Exports Ltd. and Global Telesystems Ltd https://www.slideshare.net/secret/FQKW7uuoqPv1AK May 25, 2007 Order in the matter of Adani Exports Ltd https://www.slideshare.net/secret/tyRBcUEQG7DlJ0 May 22, 2006 Order against Omega Equities Pvt. Ltd., Member, BSE Ltd. for the dealings in the scrips of GTL, Himachal Futuristic Communication Ltd. and Adani Exports Ltd https://www.slideshare.net/secret/cSunZazVNKsYiE Apr 17, 2006 Order against Chandravadan J Dalal, Member, BSE Ltd. in the matters of GTL, Adani Exports Ltd. and HFCL https://www.slideshare.net/secret/vb0ie0uSmR2J73