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OPTOELECTRONICS -
MATERIALS AND
TECHNIQUES
Edited by Padmanabhan Predeep
Optoelectronics - Materials and Techniques
Edited by Padmanabhan Predeep
Published by InTech
Janeza Trdine 9, 51000 Rijeka, Croatia
Copyright © 2011 InTech
All chapters are Open Access articles distributed under the Creative Commons
Non Commercial Share Alike Attribution 3.0 license, which permits to copy,
distribute, transmit, and adapt the work in any medium, so long as the original
work is properly cited. After this work has been published by InTech, authors
have the right to republish it, in whole or part, in any publication of which they
are the author, and to make other personal use of the work. Any republication,
referencing or personal use of the work must explicitly identify the original source.
Statements and opinions expressed in the chapters are these of the individual contributors
and not necessarily those of the editors or publisher. No responsibility is accepted
for the accuracy of information contained in the published articles. The publisher
assumes no responsibility for any damage or injury to persons or property arising out
of the use of any materials, instructions, methods or ideas contained in the book.
Publishing Process Manager Mirna Cvijic
Technical Editor Teodora Smiljanic
Cover Designer Jan Hyrat
Image Copyright Triff, 2010. Used under license from Shutterstock.com
First published September, 2011
Printed in Croatia
A free online edition of this book is available at www.intechopen.com
Additional hard copies can be obtained from orders@intechweb.org
Optoelectronics - Materials and Techniques, Edited by Padmanabhan Predeep
p. cm.
ISBN 978-953-307-276-0
free online editions of InTech
Books and Journals can be found at
www.intechopen.com
Contents
Preface IX
Part 1 Inorganic Optoelectronic Materials 1
Chapter 1 Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: from Experiment to Modeling 3
Franco Gaspari
Chapter 2 Silicon–Rich Silicon Oxide Thin Films Fabricated
by Electro-Chemical Method 27
Pham Van Hoi, Do Thuy Chi, Bui Huy and Nguyen Thuy Van
Chapter 3 Silicon Oxide (SiOx, 0<x<2):
a Challenging Material for Optoelectronics 55
Nicolae Tomozeiu
Chapter 4 Gallium Nitride: An Overview of Structural Defects 99
Fong Kwong Yam, Li Li Low,
Sue Ann Oh, and Zainuriah Hassan
Chapter 5 Cuprous Oxide (Cu2O): A Unique System Hosting
Various Excitonic Matter and Exhibiting Large
Third-Order Nonlinear Optical Responses 137
Joon I. Jang
Chapter 6 Optoelectronic Properties
of ZnSe, ITO, TiO2 and ZnO Thin Films 165
S. Venkatachalam, H. Nanjo, K. Kawasaki,
H. Hayashi, T. Ebina and D. Mangalaraj
Part 2 Polymer Optoelectronic Materials 185
Chapter 7 Side-Chain Multifunctional
Photoresponsive Polymeric Materials 187
Luigi Angiolini, Tiziana Benelli, Loris Giorgini,
Attilio Golemme, Elisabetta Salatelli and Roberto Termine
VI Contents
Chapter 8 Ladder Polysiloxanes
for Optoelectronic Applications 211
Zhongjie Ren, Shouke Yan and Rongben Zhang
Chapter 9 Synthesis of Aromatic-Ring-Layered Polymers 235
Yasuhiro Morisaki and Yoshiki Chujo
Chapter 10 Nanomorphologies in Conjugated Polymer Solutions
and Films for Application in Optoelectronics,
Resolved by Multiscale Computation 261
Cheng K. Lee and Chi C. Hua
Part 3 Techniques and Characterization 285
Chapter 11 Optoelectronic Techniques
for Surface Characterization of Fabrics 287
Michel Tourlonias, Marie-Ange Bueno and Laurent Bigué
Chapter 12 Optoelectronic Circuits
for Control of Lightwaves and Microwaves 313
Takahide Sakamoto
Chapter 13 An Analytical Solution for Inhomogeneous
Strain Fields Within Wurtzite GaN Cylinders
Under Compression Test 337
X. X. Wei
Chapter 14 Application of Quaternary AlInGaN- Based Alloys
for Light Emission Devices 355
Sara C. P. Rodrigues, Guilherme M. Sipahi,
Luísa Scolfaro and Eronides F. da Silva Jr.
Chapter 15 Air Exposure Improvement of Optical Properties
of Hydrogenated Nanostructured Silicon
Thin Films for Optoelectronic Application 375
Atif Mossad Ali
Chapter 16 Fabrication and Characterization of As Doped
p-Type ZnO Films Grown by Magnetron Sputtering 393
J.C. Fan, C.C. Ling and Z. Xie
Chapter 17 Light Intensity Fluctuations and Blueshift 421
Moon Kyu Choi
Chapter 18 Self-Similarity in Semiconductors:
Electronic and Optical Properties 435
L. M. Gaggero-Sager, E. Pujals,
D. S. Díaz-Guerrero and J. Escorcia-García
Contents VII
Chapter 19 Long-Term Convergence
of Bulk- and Nano-Crystal Properties 459
Sergei L. Pyshkin and John Ballato
Chapter 20 Micro-Raman Studies
of Li Doped and Undoped ZnO Needle Crystals 477
R. Jothilakshmi
To my father; but for his unrelenting efforts I would not have made it to this day.
Preface
Optoelectronics - Materials and Techniques is the first part of an edited anthology on
the multifaceted areas of optoelectronics contributed by a selected group of authors
including promising novices to experts in the field, where are discussed related
materials and techniques. Photonics and optoelectronics are making an impact
multiple times the semiconductor revolution made on the quality of our life. In
telecommunication, entertainment devices, computational techniques, clean energy
harvesting, medical instrumentation, materials and device characterization and scores
of other areas of R&D the science of optics and electronics get coupled by fine
technology advances to make incredibly large strides. The technology of light has
advanced to a stage where disciplines sans boundaries are finding it indispensable. In
this context this book would be of importance to researchers from materials scientists
to device designers and fabricators.
Photonics is to optics like electronics is to electricity. Photonics sculpts light like a
sculptor does with granite. Light is beings squeezed, cut into the pieces, reconstructed
back and the like. Currently optics is undergoing revolutionary changes and photonics
is going to be the next centuries’ technology. Globally, countries are vying with each
other in formulating their technology initiatives so as to ensure that they should not
miss the “Photonics Bus” as many of them missed the semiconductor revolution in the
last century. Data transfer and communication technology are going to unimaginable
heights by the idea of photonic crystals - the idea optical scientists copied from mother
nature’s work in nanotechnology in blooming beautiful colors and patterns on objects
of desire like butterfly wings and peacock feathers
With the emergence of photonics and laser technology, optoelectronics seems to be
losing its identity and is often mixed up with photonics. Photonics draws from and
contributes to several other fields, such as quantum electronics and modern optics. In
this era of great mix up of disciplines and multidisciplinary research, it is not
surprising that such mix of closely connected players like electrons and photons
refuses to be confined to narrow boundaries of sub disciplines. Naturally the articles in
this anthology also have their boundaries diffused over the diverse optical phenomena
of optoelectronics and photonics. Readers are advised to bear this in mind when
looking for titles of this book.
X Preface
I am proud to present this collection of carefully selected peer reviewed high quality
articles on various optoelectronic and photonic materials and techniques and would
like to thank to the authors for their wonderful efforts. Stake holders of the ongoing
optoelectronic and photonics revolution such as researchers, academics and scientists
are sure to find this collection of essays enormously useful.
July 2011
P. Predeep
Professor
Laboratory for Unconventional Electronics & Photonics
Department of Physics
National Institute of Technology Calicut
India
Part 1
Inorganic Optoelectronic Materials
1
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen:
From Experiment to Modeling
Franco Gaspari
University of Ontario Institute of Technology,
Canada
1. Introduction
Amorphous silicon, and its more useful alloy form, hydrogenated amorphous silicon
(a-Si:H), has been the subject of investigation for more than three decades. A-Si:H is a low-
cost, efficient material which is used extensively for electronic devices. Indeed, most recent
electronic device textbooks contain a comprehensive review of the physics of amorphous
materials and amorphous silicon in particular (Baranovski, 2006; Kasap, 2005; Street, 2000).
The advantages of a-Si:H are particularly evident when considering the photovoltaic
application context for the preparation of solar cells: in fact, a-Si:H has a large optical
absorption coefficient (about 0.5 micron of the material will absorb 90% of the incident
sunlight); the energy gap can be modulated to allow for near optimum conversion efficiency
for sunlight; it can be alloyed with other elements (carbon, germanium) to create multi-
junction structures with increased energy conversion efficiency for sunlight. Finally, it is
plentiful and can be deposited on a variety of materials (at low temperature, over large
areas, and on flexible substrates).
However, the presence of metastable defects in a-Si:H adversely affects the performance of
photovoltaic cells and thin film transistors. Electrical conductivity, photoconductivity and
luminescence degradation have been linked to defect formation, such as dangling bonds
(DBs) in the a-Si:H film (Akkaya & Aktas, 1995; Street, 1980).
Staebler and Wronski (1977) found that defects can be created by illuminating a-Si:H. The
creation of these light-induced defects (LID) is therefore referred to as the Staebler-Wronski
(SW) effect. The presence of these defects, or dangling bonds, is the major factor responsible
for the deterioration of the optical and electronic properties of a-Si:H. On the other hand,
these defects are metastable and can be cured. Indeed, we could define a SW process that
can be described as a two-step reversible process:
i. Exposure to sunlight leads to an increase in the density of states (dangling bonds) in the
energy gap of a-Si:H; this represents the SW effect proper;
ii. Subsequent annealing at elevated temperatures (150-200 OC) reduces the density of
states back to the original value, thus restoring the optoelectronic properties.
It has been shown experimentally that both optical and electronic properties of amorphous
silicon, such as refractive index, optical gap, absorption coefficient, electron and hole
Optoelectronics - Materials and Techniques
4
mobility, etc., are strongly dependent on hydrogen content, in terms of both hydrogen
concentration and hydrogen dynamics (diffusion) under various conditions - see, for
instance, (Searle, 1998) and references therein. The investigation of such dynamics, including
the relation with defect creation and annealing, is crucial for assessing the appropriate
solutions to achieve better control of the defects and, consequently, better optoelectronic
performances.
There exists a large amount of articles and review papers or books that address the basic
properties of a-Si:H, including analysis of the structural, optical and electronic properties;
description of a variety of experimental methods used for the growth of a-Si:H films; and
correlation between growth parameters and film quality.
In this chapter a summary of the basic properties and historical issues related to a-Si:H and
its applications in optoelectronics is presented in section 2. A more exhaustive description of
the basic properties of a-Si:H is provided by the references in this section. Section 3 will
focus on the role of hydrogen in relation to the optoelectronic properties and defect
dynamics in a-Si:H, and will examine some of the prominent models of hydrogen diffusion
also used to describe the SW process dynamics. Section 4 will describe the use of tritium, an
isotope of hydrogen, as an experimental probe that can be used as a reference by such
models. Finally, section 5 will present the results of an integrated experimental and
theoretical approach aimed at developing a proper model of the dynamics inherent to a-Si:H
and amorphous materials in general. Future work necessary to achieve a proper description
of these dynamic processes will be indicated in the Conclusion section.
2. Properties of a-Si:H
There exist several preparation methods for a-Si:H films. Early work on evaporated and
sputtered a-Si:H lead to poor quality films, and it is now widely accepted that Radio
Frequency (RF) Glow Discharge produces the best quality material, although other more
recent methods claim similar or better results. A comprehensive review of the advantages
and disadvantages of the different methods employed to grow a-Si:H can be found in the
books edited by Searle (1998) and Street (1991).
In general, it is desirable that a hydrogen plasma be employed to help the formation of Si—
Hn ion radicals; hence, methods based on plasma-enhanced chemical vapour deposition
(PECVD) techniques are usually preferred. The ions produced in the plasma region are
directed via an electric field towards a substrate, where film growth takes place. A common
characteristic of these PECVD techniques is the possibility of tuning the system using
several parameters, which might be mutually dependent on or independent of each other,
like partial gas pressure, electrode bias, substrate bias, flow rates, gas mixtures, substrate
temperature, and any other adjustable parameter. A review of plasma deposition of a-Si:H
can also be found in (Bruno et al.,1995).
If the goal of current research in this sector is the understanding and prediction of the
properties of a-S:H, it is crucial that the dependence of physical properties on preparation
conditions be fully examined. This requires the development of experimental and predictive
tools applicable to size scales ranging from the atomic to the macroscopic levels. Both Searle
(1998) and Street (1991) provide an exhaustive review of the structural, optical and
electronic properties of a-Si:H, and point out the still unresolved issues. In the following
subsection, the basic properties of a-Si:H are presented, with a focus on the role of
hydrogen.
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 5
2.1 Structure and Density of States (DOS)
In order to understand the implication of the amorphous structure of a-Si:H on its opto-
electronic properties, it is useful to examine the structure of amorphous silicon in
comparison to its crystalline form (c-Si). Crystalline silicon is characterized by the well
known diamond (or tetrahedral) structure, with bond length of 23.3 nm and bond angle of
109.5o. As a matter of fact, the amorphous form shows very small changes from the
crystalline parameters, with a ± 10% deviation in bond length, and a ± 5% deviation in
bond angle. These small changes make it possible to maintain a relatively good short
range order (within the first 2-3 nearest neighbours); however, the accumulation of
structural stress, due to the progressive compounding of small deviations, eventually
leads to bond breaking and the appearance of dangling bonds. Figure 1 shows simple 2-d
schematics of the formation of dangling bonds: a 2-d square crystal (1a) is slightly
distorted (1b, top, center atom). The distortions become more marked as the network is
extended, and eventually a dangling bond (DB) appears to relieve the structural stress
(top right quadrant of figure 1c: this is usually also accompanied by under-coordinated
and over-coordinated bonds).
Fig. 1. (a to c) 2-d schematics of formation of dangling bonds due to long range disorder.
The negative effects of the dangling bonds on the opto-electronic properties of a-Si can be
effectively removed by hydrogenation; that is, hydrogen atoms are introduced to passivate
(bond to) the dangling bonds; see, for instance, (Kasap, 2005; Street 1991, 2000).
Hydrogen atoms incorporated into the films satisfy the covalent bonds at defects and
microvoids and also allow the lattice to relax, thereby reducing the density of localized
states by several orders of magnitude. Figure 2(b) show a 3-d representation of amorphous
silicon with dangling bonds passivated by hydrogen atoms. A crystalline structure is also
shown for comparison in figure 2(a).
The differences and similarities between the crystalline silicon and amorphous silicon
structures are evident when we examine the radial distribution functions (RDF) for the two
structures, as shown in Figure 3. The amorphous structure still shows ordered, crystalline
features for the first 3 nearest neighbors. The first neighbor also maintains the crystalline
sharpness for the peak, while the progressive deviations from the crystalline structure are
evident in the spreading of the peaks for the second and third nearest neighbor.
Optoelectronics - Materials and Techniques
6
(a) (b)
Fig. 2. A 3-d computer model representation of c-Si (a), and a-Si (b) with dangling bonds
passivated by hydrogen atoms (red balls).
The role of hydrogen in determining the degree of disorder is also the subject of numerous
studies. For instance, O’Leary et al. (1996), by using optical absorption data, and by
investigating how the modeling parameters vary with the bonded hydrogen concentration,
suggest that bonded hydrogen helps decreasing the amount of disorder, and has an impact
on the optical absorption spectrum.
More recently, Ukpong (2007) studied the chemically-induced disorder-to-order transition
in hydrogenated amorphous silicon as a function of hydrogen concentration, CH. The author
identifies three stages, associated with low CH, medium CH, and high CH, that describe the
changes in the stress and structure parameters. Rui et al (2005) investigated the effect of
hydrogen plasma annealing on the micro-structural transition from disorder to order in
amorphous silicon films. They found that there exist two steps for the reaction between
atomic hydrogen and Si network, and show that the hydrogen plasma treatment conditions
strongly influence the microstructures of the amorphous Si films
The disorder inherent in the amorphous structure and the presence of dangling bonds has a
crucial impact also on the electronic density of states (DOS) of amorphous silicon. Figure 4
shows a simple schematic representation of the electronic DOS of a-Si:H.
Fig. 3. Radial Distribution Function of crystalline silicon (left) and amorphous silicon (right)
[From: Laaziri et al., 1999]
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 7
Fig. 4. A schematic representation of the electronic density of states, g(E), of a-Si:H. VB
indicates the valence band and CB the conduction band. The dashed, red, vertical lines show
the mobility edges, which are defined as the energy level separating extended (non-
localized) states from localized states.
The main features in Figure 4 can be summarized as follows:
i. The localized tail states are a consequence of the disorder inherent to the amorphous
structure. Several studies have examined the role and the extent of tails states in a-Si:H.
In particular, a characteristic energy, EU, or Urbach energy, gives the measure of the
width of the tail states; hence, it is also referred to as the Urbach tail width - see, for
instance, (Ley, 1983). The characteristic width for the band tail states is about 50 meV
for the valence band tail states and about 25 meV for the conduction band tail states –
see, for instance, (Cody, 1981) and the relevant articles cited in the reviews in (Street,
1991) and (Searle, 1998). Furthermore, the tail states width has been associated with a
“degree” of disorder, with the implication that the optoelectronic properties of a-Si:H
are also dependent on its value.
ii. The localized defect states in the middle of the gap are associated with the formation of
DBs. Different models have been proposed to identify the percentage and the energy
levels of neutral DBs vs. the positive and negative DBs. Indeed, a DB is identified not
only by the fact that the bond is unsatisfied, but also by its net charge, which is
determined by the number of electrons sharing the dangling bond, i.e., no electrons
imply a positive DB (D+), a single electron makes the bond a neutral one (D0), while the
presence of two electrons lead to negative DBs (D-). One of the most interesting and
Optoelectronics - Materials and Techniques
8
utilized models, describing the energy distribution of the three types of defects, is the
so-called defect-pool model (Powell & Deane, 1996).
iii. The localized states in the band tails become delocalized at a critical boundary called
the mobility edge. A mobility gap is then defined as the energy separation between the
two mobility edges of the conduction and valence bands.
2.2 Optical properties of a-Si:H
A-Si:H can be described as a direct band-gap semiconductor. The original study of Tauc et
al. (1966), in which the distributions of electronic states are assumed to be exactly square-
root in character, terminating abruptly at the respective band edges, leads to a simple
analysis of optical absorption and luminescence experiments.
Optical absorption and luminescence occur by transition of electrons and holes between
electronic states such as conduction and valence bands, tail states, and gap states. Tauc’s
relation (Tauc, 1966) describes the dependence of the optical absorption constant, α, on the
energy gap as:
( )2
G
α ω B ω E
= −
= = (1)
Where B is a constant, ħω is the photon energy and EG is the optical gap.
The empirical determination of the optical gap EG can then be achieved by plotting α ω
=
vs. ω
= , which is known as Tauc’s plot (a schematic illustration of Tauc’s plot is shown in
Figure 5).
However, the presence of localized tail states extending from the conduction and valence
bands into the energy gap makes the determination of an optical gap unclear. For instance,
Malik & O’Leary (2004) and Thevaril & O’Leary (2010) have addressed the fact that in
amorphous semiconductors considerable deviations from square-root distributions of
electronic states occur. They claim that the presence of tail states introduces a corresponding
tail in the imaginary part of the dielectric function, ( )
2 ω
ε = , which makes the optical gap
difficult to determine, i.e., it introduces a considerable amount of uncertainty into the Tauc
optical gap determination procedure.
Nevertheless, it is still a common procedure to determine the optical gap by using Tauc’s
relation, although two different methods have been used to obtain a value for the gap. The
first simply extrapolates the high energy, linear section of the plot of α ω
= vs. ω
= , and
takes the intercept with the x-axis as the value of the optical gap, as shown in Figure 5. The
second chooses the photon energy at which the absorption coefficient is equal to 104 cm−1,
defined as E04, as the optical gap.
The characteristic values for the band gap of a-Si:H determined from Tauc’s plot range from
~1.7 eV to ~1.9 eV. The variations in gap value are due to preparation conditions, but it is
well accepted that the main parameter responsible for the value of the optical gap is the
hydrogen content (CH).
Indeed, there are numerous studies that have investigated the dependence of the optical gap
and other optical parameters, like absorption coefficient and refractive index, on CH. Earlier
studies can be found in the references in (Searle, 1998) and (Street, 1991). In summary, it has
been shown that the optical band-gap of a-Si:H tends to increase with hydrogen content; see
also, for instance, (Daouahi et al., 2001; Gaspari et al, 1993).
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 9
Fig. 5. A schematic illustration of a Tauc’s plot. The extrapolation of the high energy linear
portion is used to determine the optical gap EG
2.3 Electronic properties of a-Si:H
A-Si:H electronic properties also exhibit a strong dependence on the hydrogen bonding and
content. For example, dark conductivity in a-Si:H can be described by two main processes.
The first is the standard extended states conduction process, described by the relation (Mott,
1983)
A
0
B
E
σ=σ exp
k T
⎛ ⎞
−
⎜ ⎟
⎝ ⎠
(2)
where σ and σ0 are the electrical conductivity and a prefactor, respectively, and EA, kB and T
are the activation energy, the Boltzmann constant and the temperature, respectively. EA is
given by either EC− EF or EF− EV, depending on whether electrons or holes are considered,
with EC and EV being the conduction band and valence band edges respectively. The second
conduction process is referred to as variable-range hopping (VRH) conduction, a well
known process in amorphous materials in general. This conduction process is associated
with hopping within tail states, and is characterized by the following temperature
dependence (Mott, 1983):
h h0 1
4
B
σ =σ exp
T
⎛ ⎞
−
⎜ ⎟
⎜ ⎟
⎝ ⎠
(3)
where σh and σh0 are the electrical conductivity and a prefactor, respectively, for variable
range hopping.
It has been shown that tail states are also subject to the SW effect (Longeaud et al., 2000).
The authors also state that passivation of these DBs in the tail states is related to hydrogen
reservoirs. As mentioned before, hydrogen will also influence tail states by reducing the
amount of disorder, and by relaxing the structure; furthermore, defects states will tend to
shift the Fermi level, thus influencing the activation energy in the dark conductivity.
Therefore the hydrogen content plays a fundamental role in determining the conduction
processes, as it does for the optical gap.
Optoelectronics - Materials and Techniques
10
3. The role of hydrogen in a-Si:H
As previously indicated, the presence of hydrogen during the growth of a-Si:H has a
dramatic effect on the optoelectronic properties of a-Si. It is a well established fact that the
presence of hydrogen atoms reduces the DB density, both at the center of the gap and in the
tail states, thus reducing also the EU values. Furthermore, the optical gap increases with
hydrogen content. However, several questions are still unanswered: for instance, it is still
unclear whether there is a direct relation between hydrogen-content and optical gap, or
whether such increase is also due to a structural reordering, leading to a less disordered
structure, as indicated by the Urbach width.
More importantly, the role of hydrogen dynamics during the defect creation and defect
passivation phases of the SW process is still a matter of debate. The nature of hydrogen
bonds, the hydrogen distribution, and hydrogen mobility represent crucial parameters in
addressing these issues.
3.1 Hydrogen bonding
The most effective characterization of hydrogen content and hydrogen bonding is provided
by the vibrational density of states (VDOS), obtained experimentally via transmission and
Raman infrared spectroscopy. Fourier Transform Infrared Spectroscopy (FTIR) has become
in fact one of the routine modes of investigation to determine the quality of the a-Si:H film
(Searle, 1998; Street, 1991; and references therein).
Investigations on the correct interpretation of crucial features in the infrared (IR) spectrum,
such as the nature of the stretching modes at about 2000 cm-1, the roles of chains and
microvoids, the distinction among different poly-hydride bonds - i.e. Si—H2 vs. Si—H3 vs.
(Si—Hn)m - became crucial in order to achieve a better understanding of the role of hydrogen
atoms both in the determination of the basic film properties (energy gap, Fermi level, etc.)
and in the dynamics of creation and annealing of defects.
For instance, early infrared spectroscopy (Jeffrey et al. 1979; Knights & Lujan, 1979;
Zanzucchi et al., 1977), primarily of evaporated and sputtered a-Si:H, associated poly-
hydride bonding with poor film properties, but Street & Tsai (1988) and Kato & Aoki (1985)
showed that that was not the case. A model predicting the various modes of vibration for
silicon and hydrogen atoms in a-Si:H was developed by Lucovski et al. (1989).
Recently, the correct interpretation of the various modes, in particular the stretching modes
between 1950 and 2150 cm-1, has been questioned (Smets & van de Sanden, 2007); however
the frequency assignments by Lucovski still provide an excellent reference for the
investigation of a-Si:H.
3.2 Hydrogen diffusion models
Several models have been proposed to describe the dynamics of hydrogen diffusion within
the amorphous silicon network relative to the Staebler-Wronski effect. Furthermore, many
techniques have been employed to generate a realistic computational model of a-Si:H. In
particular, molecular dynamics (MD) has become one of the more powerful and frequently
used tools for the correlation of the microscopic characteristic of materials with their
macroscopic properties, observed experimentally. In order to underline the variety of
models and approaches used to analyze hydrogen diffusion, a summary of some of the most
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 11
important models and experimental studies introduced over the past 20 years is presented
below. It should be noted that the following summary represents only a fraction of the
publications on this subject, and it is not intended to be exhaustive, but rather to provide a
sense of the diversity in the approaches to the problem.
Santos et al. (1991, 1993) present first experimental evidence of light-induced hydrogen
motion in undoped a-Si:H, obtained from diffusion experiments under illumination. A
definite increase in diffusion was observed for the illuminated samples. The authors
speculate that the recombination of e-h pairs releases energy and may induce excitation of
hydrogen (H) from a Si—H bond. Another important conclusion is that there is an electronic
nature to hydrogen motion in a-Si:H. Up to at least 275 oC, the H diffusion is not purely a
thermal process but is dominated by the concentration of carriers.
Jackson & Tsai (1992) consider hydrogen bonding in terms of a density of states. Bonding in
a given configuration is equivalent to occupancy of the state. The barriers to configuration
changes are equated with the energy required to reach transport energy. The main
conclusions are that there is a range of possibilities: one extreme is the case in which
hydrogen is predominantly bonded on void surfaces and the transport energy is
substantially different in a-Si than in c-Si; the other extreme is that hydrogen predominantly
resides in platelets structures and the transport energy is similar to c-Si. The actual case
depends on deposition conditions. Also, Jackson et al. (1993) show that, at relatively high
hydrogen concentration, hydrogen atoms reside mainly in clusters. The energy of the
clusters depends on the number of hydrogen pairs within the cluster. Annealing has the
effect to shift the hydrogen in more stable clusters.
Van de Walle & Street (1994, 1995) investigate, using first principle pseudo-potential
calculations, the bonding energetics and the diffusion mechanism of Si—H bonds in general
and in amorphous silicon. The main conclusions are as follows: i- it is favorable for a
hydrogen atom to move from a DB site to a bond centered (BC) site (bond-centered between
two silicon atoms); ii- not only is this a favorable path, but the energy levels which are
introduced into the band-gap open the way for carrier-enhanced dissociation; iii- the main
path is that by which H stays at approximately the same distance from the original silicon
atom, i.e., it moves along the direction of its wagging mode into a BC site. Finally, the
motion of hydrogen atoms through a-Si can be described by a diffusion coefficient:
( )
H 0 A
D D exp E /kT
= − (4)
Where EA is the activation energy of the diffusion process.
Biswas et al. (1998) agree that H diffusion involves some type of hydrogen interstitial state,
but that the exact nature of the diffusion mechanism is not well identified. They propose a
type of H diffusion motion more consistent with energetics calculations and experimental
evidence. The authors use a tight-binding model to calculate the energy to break a Si—H
bond and place the hydrogen atom at nearby or distant silicon sites. They find that
hydrogen is very reactive, and can form a new Si—H bond by breaking a Si—Si bond. This
is represented by:
* *
x y x y
Si—H Si —Si Si Si —H Si
+ → + + (5)
These configurations typically consist of two DBs (Si* and Siy
*). Remarkably, the energy of
reaction is low even when the Si—H bond being broken is not a weak one. The authors
Optoelectronics - Materials and Techniques
12
identify a manifold of transport states, which depends on the bond length deviation of Si—
Si bonds, through the a-Si:H network. They propose that diffusion of hydrogen proceeds by
the hydrogen atom breaking and reforming Si—Si bonds in the network, with the diffusing
hydrogen carrying a transporting DB along. The basic conclusion is that hydrogen motion is
very reactive and does not rely on the existing DBs in the network. It is also somewhat
different from the hydrogen motion through bond-centered sites, which according to these
authors is a less reactive process since it implies that the Si—Si bond must stretch outwards
to accommodate the hydrogen atom. The calculation of the energy barriers is complex, but
the authors set an upper limit of 0.8 eV and a likely value of 0.5 eV.
One of the most important and popular models for hydrogen diffusion is the one proposed
by Branz (1999) with the Hydrogen Collision Model (HCM). In this model, DBs are created
when recombination of light induced carriers stimulates emission of mobile hydrogen from
Si-H bonds according to:
Si H DB Si H /DB
− → + − (6)
The basic process is described by the following steps:
1. The mobile hydrogen atom goes to a Si—Si bond
2. The bond is broken, forming a temporary Si-H and a DB
3. The hydrogen atom hops to another Si—Si bond, again breaking the bond, while the
previous bond reconstructs itself.
4. The mobile hydrogen atom continues to hop (it can be proven that its binding energy to
the various bonds it breaks on its way is weaker than regular Si-H).
5. Eventually, the mobile hydrogen atom re-traps to Si-H through one of two mechanisms,
described below:
The first is a normal re-trapping to an immobile DB, given by Si-H/DB+DB→ Si-H, that is,
the inverse process of eq. [6]. Basically, one can see this phenomenon as an H jumping to an
ordinary DB, or as the formation of a bond between the mobile DB - that accompanies the
mobile H – and the immobile DB. In both cases, no net DB results from the process.
The second mechanism can be described as a re-trapping process of the form Si-H/DB+Si-
H/DB→ M(Si-H)2. This is far less frequent than normal re-trapping. It represents the
collision of 2 mobile H atoms (and their accompanying mobile DBs) that associate into a
metastable complex, M(Si-H)2, containing a pair of Si-H bonds in close proximity. The
meaning of this process is that there is a net formation of 2 DBs (the ones left behind by the
original Si-H bonds), thus resulting in the SW effect.
All this can be summarized by the following reaction:
( )2
2Si H 2DB 2Si H /DB 2DB M Si H
− → + − → + − (7)
Experimental studies by Cheong et al. (2000) examine one of the main and most
controversial assumptions of the HC model, namely, that the photo-generated mobile
hydrogen atoms can move a long distance at room temperature. They devised an
experiment to observe hydrogen motion at room temperature, since detection with
traditional methods such as IR and deuterium tracing is inadequate. By using the high
sensitivity of the Raman spectrum of electro-chromic amorphous tungsten (a-WO3) to
hydrogen insertion the authors were able to detect the long-range motion of hydrogen at
room temperature.
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 13
The floating bond (FB) model as described, for instance, in (Biswas & Pan 2003), proposes an
alternative explanation for the H diffusion process. To put it simply, compared with the
hydrogen-collision model proposed by Branz, the creation of DBs is mediated by floating
bonds rather than hydrogen atoms.
The proponents of the FB model point out that the emission rate of mobile hydrogen should
be larger than the creation rate of a pair of DB and FB and that the mobility of movable
hydrogen should be faster than that of FB, leading to the dominance of the Branz
mechanism for DB creation. However, one should note that the possibility of the DB creation
by the mobile hydrogen in the case of the HC model is very small, but DB-FB pair creation
directly leads to the creation of DB.
As mentioned previously, the hydrogen distribution is also an important parameter in
determining the dynamics of the SW effect. For instance, Tuttle & Adams (1997) show that
the energetic and properties of H-atoms must be analyzed considering also their phases, i.e.,
dilute or clustered. According to the authors, the relative ratio of these phases and their
distribution has an important role in determining the properties of a-Si:H. This is a
fundamental fact that needs to be taken into account, if a model has to be used to simulate
processes connected with hydrogen dynamics, including the testing of the models outlined
above that have come to prominence as explanations of the Staebler-Wronski effect.
Gaspari et al. (2010) have examined the hydrogen distribution in simulated samples,
obtained by ab-initio Molecular Dynamics (AIMD), by examining the H-H radial distribution
function. It was noted that the H-structure and its distribution within the underlying silicon
network is crucial in determining the properties of a-Si:H and for finding whether the
sample possesses high quality characteristics for photovoltaic or micro-electronic
applications. These findings are in agreement with results reported in (Tuttle & Adams,
1997), and indicate that the dilute vs. clustered distribution ratio, combined with a proper
interatomic distance, plays a major role in determining the properties of a-Si:H.
More recent studies continue to refine old models and propose new ones; however the focus
has now shifted on the computational aspect of the modeling and, in particular, the realism
of the model structure. This topic will be discussed in section 5.
In the following section, a unique procedure providing a novel experimental and theoretical
analysis regarding dangling bond formation and annealing in a-Si:H is presented. The
approach employed is the incorporation of tritium into a-Si:H.
4. Tritiated amorphous silicon
In order to shed light on the role of hydrogen in defect dynamics, it would be desirable to be
able to control the evolution of DBs and correlate it with hydrogen dynamics. However, a
quantitative study in which the density of DBs is changed usually involves changing
deposition conditions, or high-temperature annealing, or damaging the material with high-
energy particles or light (Danesh et al., 2005; Schneider & Schröder, 1990; Sholz et al., 1994).
These procedures modify, to varying degree, other structural properties of the material,
making it difficult to isolate the effect of DBs on the optoelectronic properties of a-Si : H.
An alternative approach to investigating the properties of a-Si:H has been to substitute
hydrogen with one if its isotopes, tritium, and use the effects of the radioactive decay
process of tritium as a means to follow the dynamics of defect creation and annealing, and
their impact on the opto-electronic properties (Costea et al., 2000; Gaspari et al., 2000;
Kherani et al., 2008; Kosteski et al., 2000, 2003, 2005; Zukotynski et al., 2002).
Optoelectronics - Materials and Techniques
14
4.1 Dangling bond formation due to tritium decay
Tritium decay is described by the formula: 3 + -
T He + + ν
β
→ , where −
β is the beta-particle
emitted by the Tritium atom and ν is an anti-neutrino. The half-life of tritium is 12.3 years
and the mean energy of the beta particle is 5.69 keV. The bonding of tritium in amorphous
semiconductors is stable at room temperature (Sidhu et al., 1999).
Because of the direct-like nature of the energy gap in amorphous semiconductors, radiative
recombination of electron-hole pairs is allowed. Furthermore, the nuclear decay process
which leads to the emission of a β particle from a Si-T site will produce a 3He atom which
will diffuse out and leave behind a dangling bond (or recombination center, as shown in
Figure 6). This process has led to a novel way of investigating the properties of amorphous
silicon and amorphous semiconductors in general; see, for instance, (Kosteski et al., 2000,
2003; Zukotynski et al., 2002).
It should be noted that tritium decay has side effects that might in turn have an impact on
DB formation (i.e., He recoil, e-h pair recombination). These issues have been addressed and
it was proven that the impact of the secondary effects is negligible. A detailed analysis of the
relative impact of electron-hole pair recombination is presented in the following sub-section.
Fig. 6. The mechanism of tritium decay and dangling bond formation: I – Tritium is bonded
to a Si atom and shares 2 covalently bonded electrons; II – Tritium decays into 3He+ and
emits a high energy electron (β emission); III – The 3He+ ion captures both electrons shared
with the Si atom and leaves behind a positive dangling bond (DB+); IV – The positive DB can
become a neutral DB by capturing in turn an electron generated by collisions between the
original β particle and the silicon matrix. An average of 1500 electron-hole pairs per β
emission is generated via this process (Kosteski et al., 2000).
4.2 Effect of electron-hole pairs on dangling bonds
The tritium decay process results in the emission of a β particle with a mean energy of 5.7
keV. The β decay transforms the tritium atom into 3He+ with a, maximum, recoil energy of
about 3 eV. Furthermore, electron-hole (e-h) pairs will be created in the material as the β
particle transfers its energy to the silicon matrix.
It has been shown that electrons with keV energies are unlikely to produce atomic
displacements (Dubeau et al., 1996). They lose energy in collisions with electrons in the
material, through which they pass, creating e-h pairs that thermalize by shedding ‘Raman’
phonons. In the case of a-Si:H, a pair is created for every 4.3 eV of energy lost. It can also be
shown that Helium recoil is expected to create little damage (Street et al., 1979; Stutzmann,
1991).
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 15
On the other hand, e-h pairs recombination has also been associated with the creation of
DBs (Yelon et al., 2000) and with the mechanism of hydrogen diffusion in a-Si:H (Branz et al.,
1993, 1999; Cheong et al., 2000; Santos et al., 1991, 1992). The relative impact of e-h pairs on
DB formation can be estimated as follows:
An estimate of the number of e-h pairs generated by tritium decay in an a-Si:H:T film is
given by the formula (Kosteski et al., 2000):
Tv avg
G n E /
= λ ε (8)
Where λ is the decay constant of tritium (λ = 1.78 x 10-9 s-1), Eavg is the average energy of a
beta particle (5.7 keV) and ε is the energy needed to produce an electron-hole pair (4.3 eV);
nTv is the volume density of atomic tritium. Assuming nTv~5 at.%, as confirmed by IR
measurements for standard tritiated samples used in the investigation (Gaspari et al., 2000;
Sidhu at al., 1999), we obtain:
15 3 1
G 5.9 x 10 cm s
− −
= (9)
The effects of electron beam irradiation on a-Si:H has been extensively investigated
(Schneider & Schroder, 1990; Scholz et al., 1994). In particular, the authors examined the
effect of keV electrons – in the range 1 to 30 keV – and determined that metastable states
were formed as a result of the irradiation. The results of their work can be summarized as
follows:
• The annealing kinetics of these defects is the same as for those produced by light.
• The DB creation kinetics is linear with time over more than two decades in time.
• The approach to saturation goes from linear to saturated with a change of less than a
factor of 2 in the total number of metastable defects.
• There is no sub-linear regime, in contrast to light-induced defect creation and
annealing.
• The saturation defect density is independent of dose rate over three orders of
magnitude and independent of primary electron energy from less than 1 to more than
30 keV .
• Finally, the defect creation rate and saturation are independent of temperature from 170
oC to room temperature.
Yelon et al. (2000) applied the hydrogen collision model developed by Branz to explain the
origin of metastable states due to ion bombardment. Since the work by Schroder and co-
workers deals in the most part with room temperature 20 keV irradiation, at 170 mW cm-2,
of samples, d=0.6 μm thick, the authors have compared their model to the above-mentioned
experimental conditions. The intensity of the e-beam corresponds to a flux of Φ = 5.3 x 1013
cm-2 s-1 electrons striking the sample. In this case, the initial measured creation rate of
dangling bonds is R0 = 2 x 1015 cm-3s-1. They obtained for the volume-averaged pair
generation rate the number:
20 3 1
p
R ΦN /d 6 x 10 cm s
− −
= = (10)
which is comparable to that of light degradation at the smaller intensities for which smaller
DB creation rates and sub-linear (Ndb ∝ t1/3) kinetics are observed.
Optoelectronics - Materials and Techniques
16
By applying Yelon’s treatment to e-h pairs generated by beta particles originating from
tritium decay, it can be shown that the number of dangling bond due to e-h recombination is
2 orders of magnitude less than the number due to the direct conversion of a Si—T bond
into a DB. This is shown in Figure 7.
T  DB
e-h  DB
Fig. 7. DB generation rates due to direct conversion of a Si—T bond into a DB and to e-h pair
recombination.
In summary, the studies of the properties of a-Si:H:T thin films have established the
following:
Creation of DBs, or induced changes to the host structure, by other causes associated with
Tritium decay (i.e., irradiation damage from β particles, e-h pair recombination, He recoil) is
negligible. This is of particular relevance, since it makes it possible to eliminate any side
effects of Tritium decay from the analysis, in particular electron irradiation. Calculations
have shown that DBs due to electron irradiation caused by Tritium decay account for less
than 1% of the total number of dangling bonds created by the release of the He atom from
the Si bond.
Annealing recovers the photoluminescence (PL) and the electrical properties of the tritiated
samples (see figures 8a and 8b). This is the fundamental aspect of the SW process in a-Si:H:T
since the dangling bonds are created following a well known nuclear process, in which the
Tritium atom is replaced by an Helium atom which diffuses away from the original bond.
This clearly shows that the annealing process cannot be a simple reversal of the formation
process of DBs. Therefore the passivation of DBs appears to be independent of the DB
formation process and linked to the a-Si:H structure and bonding configuration.
The significance of point 2 should be emphasized: many models of the SW effect, in
particular earlier ones (Adler, 1984; Stutzmann et al., 1985), are based on the assumption
that the annealing mechanism is basically the reverse process of the dangling bond
formation mechanism. Although some fundamental common aspect might be present in
both phases of the SW process, it is possible to focus on each phase independently. In
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 17
particular, the objective is to establish the relationship between the structure of a-Si:H (i.e.
void fraction, hydrogen bonding, etc.) and the curing process (i.e., is it due to H diffusion
and/or a network readjustment during annealing? If H diffusion is involved, how is it
mediated?). A number of fundamental issues remain unresolved: microscopic atom
dynamics, for instance, influences atomic structure, chemical bonding, diffusion and
vibrations, and are difficult to study both experimentally and theoretically. Furthermore, it
is not clear why the number of DBs measured by electron spin resonance (ESR) is one order
of magnitude less than expected, as noted by Whitaker et al. (2004) and Ju et al. (2007).
(a) (b)
Fig. 8. (a) Decay of PL signal for a tritiated amorphous silicon film. The black curve was
taken one hour after deposition, and the decay vs. time is shown by the coloured curves,
labelled in the figure by the post-deposition times at which the spectra were recorded.
(b) PL spectrum taken for the same sample after annealing. The open dots show the PL
signal (almost completely quenched) approximately two weeks after deposition. The filled
circles show the recovered PL signal after annealing at 150 oC for one hour.
4.3 The stretched exponential behaviour
One of the most interesting observations for tritiated a-Si:H is that the increase in DBs
density can be described by a stretched-exponential function, as shown in figure 9 (Kosteski
et al., 2003). This indicates that the expected exponential growth of DBs due to tritium decay
has a competing process of DB passivation that leads eventually to saturation and a steady-
state distribution of DBs.
One hypothesis is that hydrogen atoms that diffuse from nearby sites annihilate the tritium
induced defects. In this case, hydrogen detachment from such a site should not be
accompanied by the creation of a new defect. This might be possible if the hydrogen atom
comes from a large reservoir of paired hydrogen sites such as double-hydrogen complexes
(Branz, 1999) or hydrogenated vacancies (Zhang  Branz, 2001). It should be noted that a
similar concept has been proposed for DBs in tail states (Longeau, 2000).
The stretched exponential behaviour has been reported for a number of different conditions
for a-Si:H, for instance: Danesh et al. (2005) have investigated a-Si:H degradation for 18 MeV
electron beam bombardment. They observed that “the annealing kinetics obeys the
stretched-exponential law which is known to be typical for a-Si:H films underwent the light-
induced degradation.”
Optoelectronics - Materials and Techniques
18
The stretched exponential behaviour has also been investigated, among others, by Morigaki
 Hikita (2007) and Morigaki et al. (2008) for light-induced defects. Morigaki considers three
possible annealing mechanisms, i.e., hydrogen dissociation from two closely located Si-H
bonds, dissociation from a hydrogen molecule, and reconstruction of silicon network
(Zukotynski et al., 2002). Although the dissociation values for the first two processes are
higher than the activation energy of thermal annealing (~1 eV), Morigaki argues that the
values are still reasonable for activation energies higher than 1 eV.
It is not clear, however, why the same stretched exponential behaviour and similar
saturation values are observed for tritiated samples, unexposed to light, or for high energy
electron bombardment.
The stretched exponential behaviour observed for tritiated amorphous silicon is consistent
with the reported values for light induced defects. The major difference between the defect
re-equilibration dynamics in a-Si:H:T vs. illuminated a-Si:H is that in the former case there is
no assistance from external excitation due to photons.
Yet, it appears that the a-Si:H:T structure still adjusts to the increase in the density of
dangling bonds. As previously mentioned, this indicates that a common process, related to a
combination of network reconstruction and H-diffusion, should be at the basis of the
annealing phase, regardless of the DB formation mechanism.
The hydrogen bonding structure and the hydrogen diffusion process are linked by the
activation energies required to bring a hydrogen atom into the mobility band, as indicated,
for instance, in (Powell  Deane, 1996). As the above mentioned authors point out in their
“defect pool” model, hydrogen transitions involve silicon DB defects, the defect energy and
the Fermi energy. The hydrogen density of states (HDOS) is a crucial factor in this model,
and is at the basis of the defect equilibration dynamics.
N0 = 5.6x10
16
cm
-3
Nsat= 6.9x10
17
cm
-3
t = 1x10
6
sec
α = 0.76
Fig. 9. Dangling bond rate of creation for a-Si:H:T measured by ESR (Kosteski, 2003). The
dashed line is the theoretical prediction for one dangling bond per tritium decay. The solid
line is a stretched exponential fit to the experimental data. The parameters in the inset refer
to the stretched exponential formula: ( ) ( )α
d 0 sat 0
N = N + N - N × 1- exp -t τ
⎡ ⎤
⎢ ⎥
⎣ ⎦
.
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 19
5. Ab Initio molecular dynamics
The main reason for the development of so many models and interpretations of hydrogen
mobility is due to the difficulty of obtaining a clear microscopic picture of the dynamic
processes via experimental techniques. The only way to investigate the trajectories of
hydrogen atoms in a-Si:H is to extensively model it numerically.
Many theoretical techniques have been employed to generate a realistic model of a-Si:H,
including classical MD (Ishimaru, 2002; Izumi et al., 2005), tight-binding MD (Singh et al.,
2004; Tuttle  Adams, 1997), and Ab-Initio MD (Su  Pantelides, 2002). Molecular dynamics
has become one of the more powerful and frequently used tools for the correlation of the
microscopic characteristic of materials with their macroscopic properties, observed
experimentally. Some authors (Abtew  Drabold, 2006) have applied the model to simulate
the dynamics of hydrogen diffusion, in particular as a way of analyzing possible
mechanisms behind the Staebler-Wronski (SW) effect. However, classical MD is not
sufficiently accurate to describe the covalent bonding and forces in semiconductors, and a
tight-binding approach; even DFT-LDA based MD (Singh et al., 2004) is not sufficiently
transferable to non-crystalline systems.
For amorphous Si, with no translational symmetry, presence of non-saturated Si bonds,
hydrogen switching between host Si atoms and diffusion, the most accurate approach is first
principles (or ab-initio) MD. Although AIMD has to be used with a smaller unit cell and the
simulation time is shorter compared to, for instance, tight-binding, it is extremely accurate
in the description of the interatomic potential, forces, and inharmonicity of the interaction.
We have seen that the microscopic details of disordering, hydrogen migration and bonding
within the amorphous silicon network are crucial for the understanding of a-Si:H, and for
the improvement of the overall quality of the material. However, hydrogen migration and
other complex properties must be investigated within a realistic structure to obtain useful
information. Kupchak et al. (2008) and Gaspari et al. (2009) have shown that the commonly
used radial distribution function (RDF) is not a sufficient validation parameter, and that the
recreation of physically consistent vibrational spectra does, on the other hand, represent a
sound validation protocol.
The authors have used AIMD to model bulk a-Si:H under various conditions. At various key
points in simulations, detailed pictures of measurable quantities related to the electronic
structure have been calculated, assuring that the model remain close to nature. In AIMD
one treats atoms classically, but the potential is calculated quantum mechanically using
DFT. The solutions to the Schrödinger equation are approximated numerically. In terms of
computing operations, these calculations involve mainly matrix operations and fast Fourier
transforms (FFT). Details of this approach can be found in (Gaspari et al., 2009; Kupchak et
al., 2008).
This approach has led to reproducing all the fundamental vibrational signals in a-Si:H.
Computer visualization was used to demonstrate some of the most important features, like
the existence of poly-hydride bonding. The vibrational spectra obtained for the “good”
samples were consistent with experimental data and showed also time stability, as shown in
Figures 10 and 11.
As previously mentioned, Gaspari et al. (2009) have examined the appropriateness of using
RDF as a validation parameter for assessing the realism of a simulated structure. The
authors compared a variety of a-Si:H samples with H content from 0 to 20%, and have found
Optoelectronics - Materials and Techniques
20
that the RDF practically does not depend on the amount of hydrogen in the sample.
Furthermore, all the calculated RDF agree reasonably well with the most recent and accurate
RDF measurement for a-Si with no hydrogen. This reflects the fact that the most probable
distance between neighboring atoms is equal to a sum of the atoms’ covalent radii. Even
when hydrogen passivates the dangling bonds, this does not modify the Si–Si bond length.
On the other hand, atomic vibrations do depend on microscopic bonding (bonds), their
angular distribution, distortion or breaking. In fact, the experimental measurements
demonstrate a variety of spectral features that obviously require microscopic theoretical
interpretation.
Furthermore, in order to further verify the validity of the model, the authors have also
studied the special case of metastable Si-H-Si bonds, observed experimentally by Darwich et
al. (1995), and have confirmed Darwich’s claim within experimental error. Gaspari et al.
(2009) indicate that the decrease in the vibrational frequency with respect to that of a stable
mono-hydride bond is due to the sharing of the hydrogen electron density between two Si
atoms. This decreases the Si–H bond strength, increases the bond length and results in
reduction of the vibrational frequency. Therefore, the band in the 1500-1800 cm-1 region can
be interpreted as the signature of hydrogen metastable bonds, including the TCB bond, with
variations in the frequency due to the different overlap between the H and the Si electron
wave functions.
Fig. 10. Hydrogen stretch vibrations for a-Si64-H10 system at high frequency (Kupchak et al.,
2008). The solid black line shows all H-associated stretching vibrations, including dihydride
modes (blue, short dash) and monohydride modes (red, long dash). Note the very close
agreement with data by Lucovsky et al. (1989).
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 21
Fig. 11. Time dependent frequencies for a “good” sample. Note the absence of vibrations
between the two main modes (2000 cm-1 and 640 cm-1) indicating stability of the bonds. The
colour scale is related to the peak intensity, that is, white represents the strongest signal
(peak), while black represents no vibrational signal (Kupchak et al., 2008).
The investigation led by this author has proven that in order to validate the simulation of
complex structure, bonding, and diffusion, a protocol needs to be established for the
verification of the “realism” of the simulated models. Using hydrogenated amorphous
silicon as an example, Gaspari et al. (2009, 2010) have unambiguously demonstrated that
reproduction of the radial distribution function, used commonly in numerical simulations, is
not sufficient and must be complemented with verification of other, more complex,
macroscopic properties. By focusing on the vibrational modes of the amorphous system, it
was proven that the vibrational spectra represent a crucial testing tool for non-crystalline
materials because of their complexity and sensitive link to structure and bonding
configuration. Successful reproduction of all the experimentally observed vibrational
features for a-Si:H has proven the validity of the algorithm and indicates that hydrogen
structure and dynamics are extremely sensitive to the parameters of the model. In order to
correctly apply a numerical model to extract such important macroscopic parameters as
density of states, optical gaps, and migration dynamics, the accuracy should be verified first
by the derivation of the standard vibrational modes and comparison with experimental
observation.
Indeed, the importance of hydrogen distribution and its connection to hydrogen mobility is
demonstrated by recent investigations, both experimental and theoretical, on the role of
hydrogen in a-Si:H. For instance, Fehr et al. (2010) investigated the distribution of hydrogen
Optoelectronics - Materials and Techniques
22
atoms around native dangling bonds in a-Si:H by electron-nuclear double resonance
(ENDOR). The authors suggest that the hydrogen distribution is continuous and
homogeneous and there is no indication for a short-range order between hydrogen atoms
and dangling bonds. This is in contrast with current understanding that hydrogen is
distributed as a succession of clustered and diluted phases (Gaspari et al., 2010; Tuttle 
Adams, 1997). Such controversies can only be addressed by using a rigorous, realistic model
to simulate properties and dynamic processes.
6. Conclusions
Hydrogenated Amorphous Silicon (a-Si:H) has been the subject of intensive investigation for
over 30 years. The main role of hydrogen in amorphous silicon is the passivation of the Si
dangling bonds (DBs) to restore a proper energy gap and the semiconducting properties,
thus enabling extensive application of a-Si:H in the microelectronics and the photovoltaic
industry. Due to the importance of hydrogen, many experimental methods have been used
to characterize the DBs passivation, bonding chemistry and related mechanisms of
degradation of the material. Among the numerous experimental techniques used to study a-
Si:H and the role of hydrogen, the Fourier Transform Infrared Spectroscopy (FTIR) is used
extensively to analyze vibrational spectra of a-Si:H. Although FTIR represents one of the
most common and powerful techniques, no microscopic links between the observed
vibrational features of the hydrogen and the microscopic properties of a-Si:H can be yet
established by any experimental means.
A number of other important fundamental issues remain unresolved for a-Si:H as well.
Microscopic atom dynamics, for instance, influences atomic structure, chemical bonding,
diffusion and vibrations, and are difficult to study both experimentally and theoretically.
However, the microscopic details of disordering, hydrogen migration and bonding within
the amorphous silicon network is crucial for the understanding of a-Si:H, and for the
improvement of the overall quality of the material.
The Staebler-Wronski effect epitomizes this need. It is generally accepted that a-Si:H light-
soaking degradation, observed by Staebler and Wronski, is caused by Si-H bonds breaking
during illumination. However, the microscopic details of the SW effect are still controversial
and it is not clear how to experimentally predict the stability of a-Si:H films, grown at
particular temperature and hydrogen concentration, with respect to light induced
degradation. Furthermore, a number of alternative techniques have been used to create
dangling bonds, and the same dynamics has been observed in the curing (annealing) phase.
That is, no matter how the dangling bonds were formed, a similar curing process occurs
during annealing. This might be due to diffusion of hydrogen atoms, structural
readjustment, or a combination of the two.
In this chapter I have briefly summarized how the optical and electronic properties of a-Si:H
are dependent on the hydrogen content and pointed out that the challenge of uncovering
the microscopic details of hydrogen bonding and distribution and their correlation with
hydrogen dynamics cannot be answered by standard experimental techniques.
On the other hand, with the continuous improvement of computational capacity and
software quality, the simulation of realistic structures is becoming ever more feasible. In
particular, Ab Initio Molecular Dynamics (AIMD) allows highly accurate simulation of the
dynamical properties of various systems, including amorphous materials.
Optoelectronic Properties of Amorphous Silicon
the Role of Hydrogen: From Experiment to Modeling 23
The goal of such simulations is to be able to reproduce dynamic processes and follow the
diffusion of hydrogen, the bond breaking processes, and the structural reorganization of the
material, following external perturbations. The DB creation process in tritiated amorphous
silicon can provide a simple and convenient source of experimental data that can be used as
a basis for such simulations, since the tritium decay process is well understood, and its effect
on a-Si:H can be treated as the simple removal of an hydrogen atom from an existing Si—H
bond.
The main challenge is of course to make sure that the simulated structure is indeed a
realistic one. The author of this chapter has shown that several models lack the necessary
realism, since the validation of the model is based on the radial distribution function of the
Si—Si bonds. The author has also shown that the reproduction of the vibrational modes of a-
Si:H represents a much better validation test for a realistic structure. As the continuous
advances in computational science will allow for the use of bigger simulated structures, the
future direction of these studies should aim at reproducing other fundamental properties,
such as the band-gap, the density of states, etc. By achieving this goal, it will be possible
then to simulate dynamic processes too, such as the SW effect, and to shed light both on the
formation phase of the dangling bonds and on the curing phase.
7. Acknowledgment
The work by the author was supported by the Shared Hierarchical Academic Research
Computing Network (SHARCNET) and Natural Sciences and Engineering Research Council
of Canada (NSERC).
The author would also like to thank Dr. A. Chkrebtii for his invaluable contribution and
leadership in the development of the AIMD algorithm. Thanks go also to Dr. J.M. Perz, Dr.
S. Zukotynski, and Dr. N. P. Kherani for their support and helpful discussions spread over
20 years.
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2
Silicon–Rich Silicon Oxide Thin Films
Fabricated by Electro-Chemical Method
Pham Van Hoi, Do Thuy Chi, Bui Huy and Nguyen Thuy Van
Vietnam Academy of Science and Technology,
Vietnam
1. Introduction
Porous silicon (PS) has attracted increasing research interest in basic physics as well as
applications since 1990 when Canham reported on the efficient visible photoluminescence
(PL) of porous silicon (Canham, 1990). Structurally, PS consists of many pores and silicon
residuals and usually can be described as a homogeneous mixture of silicon, air and, even
silicon dioxide. Based on porosity, PS can be classified into three types: nano, meso- and
macro-pores. In the case of PS nano-pores, the size of both the silicon residuals and the air
voids (pores) can be in the range of few nanometers. The exciton Bohr radius in Si is around
4.3 nm, so that quantum confinement can occur and change the electronic structure of those
silicon nanocrystals. On the other hand, because the value of porosity is directly linked to
the effective index of refraction of the PS layer, this layer appears as an effective medium,
where the refractive index has a tunable value between the index of refraction of bulk Si and
that of the air (pores). Those changes in the electronic structure and refractive index of PS
when compared with bulk Si make it fascinating as both a low-dimensional material and an
optical one. The considerable and controllable changes in the electronic structure and
refractive index of PS fabricated by electrochemical anodization make it a promising
material for photonics in comparison with bulk silicon and/ or pure silica. Using the
oxidation process in O2 environment at high temperature, the PS samples become silicon-
rich silicon oxides (SRSO), which has high chemical instability and avoids the aging of the
PS that is important condition for optical devices such as planar optical waveguides, optical
interference filters, micro-cavities, etc (Bettotti et al., 2002). During the last decade, Erbium
(Er)-doped silicon-rich silicon oxide has attracted much interest due to its big potential
application in Si-based optoelectronic devices for telecom and optical sensors. The Er-ions
implanted in SRSO materials produce light emission at around wavelength range of 1540
nm, which corresponds to minimum light absorption in silica-based glass fibers. In this
regard, a lot of studies have been carried out to improve the luminescence efficiency of this
material. Such studies have revealed that co-implantation of Er and O2 induce a strong
enhancement in the Er-ions related emission at range of 1540 nm. In first case, samples were
prepared by co-implanting Si and Er into silica thin films or co-sputtering Si, Er2O3 and SiO2
on the silicon substrate (Shin et al., 1995). In second case, samples were prepared by
implanting Er-ions into SiO2 films containing Si-nanocrystals (nc-Si) and/or by Er-ion
electrochemical deposition on silicon-rich oxide (SRSO) layers. The room temperature
luminescence emission at the range of 1540 nm from Er-electrochemically doped porous
Optoelectronics - Materials and Techniques
28
silicon was first reported by Kimura T. et al in 1994 (Kimura et al., 1994) and then followed
by some other authors. The strong luminescence emission around 1540nm-range of Er-
doped SRSO layers at room temperature can be explained by energy transfer from excitons
confined in the nc-Si to Er-ions and the evidence of energy transfer had been revealed in
photo-luminescent excitation spectra in visible and infrared region when the exciting
wavelength was not equalized to resonant absorption wavelength of Er-ions. Up to now,
there are very few evidences of energy transfer given in the case of Er-electrochemically
doped SRSO layers.
In this book chapter, we will discuss the electrochemical method for preparing SRSO based
on PS layers and Er-doped SRSO thin films for waveguide, optical filter and micro-cavity. In
concentrating on the controllable changes in the refractive index of PS, we would like to use
SRSO as a material for photonic devices such as optical interference filters, micro-cavities,
etc. As an optical material, we present the fabrication method and properties of planar
optical waveguides, active optical waveguides and optical interference filters operated in
the range of infrared wavelengths. The advantage of optical waveguide amplifier based on
Erbium-doped SRSO is the efficient energy transfer from electron-hole pairs generated in
the Si nanocrystals to their neighbor erbium ions, which decay by emitting light at 1540nm
(Bui Huy et al., 2008). The excitation cross-section of Er-ions in Er-doped SRSO is strongly
increased in comparison of this one in the Er-doped silica glasses, so that the pump
efficiency in Er-doped SRSO waveguides can be very high. The effect of energy transfer in
elaborated Er-doped SRSO waveguides has also been explored. In order to design and
predict the properties of the optical interference filters and micro-cavity based on SRSO
multilayer, a simulation program based on the Transfer Matrix Method (TMM) was set up
and the possible causes the difference in reflectivity spectra from this simulation and that
from elaborated filters and/or cavity have been also given (Bui Huy et al., 2011). The
structure and optical properties of SRSO layers are characterized by FE-SEM (Hitachi S-
4800), M-line spectroscopy (Metricon 2010/M) and luminescent measurement. The energy
transfer effect between silicon nanocrystals and Er ions in the SRSO layers has been obtained
from experiments.
With the above-mentioned aim in mind, this chapter consists of the following sections:
Section 2 presents the electrochemical method for preparing PS samples, Section 3 shows
SRSO bi-layers based on PS annealed in oxygen environment at high temperature as a
passive and active waveguides, Section 4 shows PS and/or SRSO multilayer with periodical
refractive index change as an optical filter, Section 5 presents PS and/or SRSO multilayer
with DFB configuration as micro-cavity, and Section 6 gives conclusions.
2. Electrochemical method for making SRSO thin films
The porous silicon thin films were formed from silicon wafers by electrochemical etching in
hydro-fluoric acid, without the necessity of any deposition process (Smith et al., 1992).
During this anodization process a part of the silicon is dissolved and the remaining
crystalline silicon forms a sponge-like structure with porosity between some tens percent up
to more than 90%. The microstructure of the PS depends on the doping level of the silicon
wafers: the use of low doped p-type substrates results in nanoporous silicon (with pore and
crystallite size less than 2 nm) and the use of highly doped substrates in mesoporous silicon
(size of 2-50 nm) (Herino et al., 1987). In the both cases the structures are much smaller than
the wavelength of visible light and the materials appear as a homogenous, effective optical
Silicon–Rich Silicon Oxide Thin Films Fabricated by Electro-Chemical Method 29
medium. The effective refractive index of the porous silicon thin films is mainly determined
by the porosity which can be varied by several anodization parameters. The most suitable
way is changing the anodization current density, with high current densities resulting in
high porosities and low refractive indices.
A porous silicon thin film consisting of void spaces in silicon is created as a result of the
electrochemical dissolution process in hydrofluoric acid, which can be expressed as in
Equation (Valance, 1997):
2
6 2
Si 4HF 2F 2h SiF H 2H
− + − −
+ + + → + + (1)
The mass transport of positive charge carriers (h+) in the substrate and reactant fluorine ions
(F-) in the electrolyte are key components in the dissolution process. As described in the
model by Lehmann and Gösele (Lehman  Gösele, 1991), dissolution begins when holes
reach the silicon surface under anodic bias and enable a fluorine ion to replace a hydrogen
atom bonded to silicon. Due to the polarizing influence of the bound fluorine ion, further
reaction are initiated in which fluorine ions continue to bind to the silicon atom and
hydrogen gas is formed. When all four silicon bonds are broken, the silicon atoms become
soluble and leave behind an atomic size corrugation in the former atomically flat surface.
Pore formation continues at the surface irregularity where the electric field is concentrated
and holes are available. The interpore space is depleted of holes, inhibiting sidewall
dissolution.
In general, the preparation process of Er-doped silicon-rich silicon oxide layers can be
divided into 3 steps: making a porous silicon (PS) layer by anodic etching of a Si-crystalline
wafer in a HF solution; Er-ion deposition on the PS layer in Er content solution; and using
thermal annealing at high temperature in oxygen and/or inert gases to obtain SRSO
materials. The PS sample preparation is carried out in two approaches: keeping the current
and/or the potential at a constant value during the electrochemical deposition (ECD)
process. The difference between these two methods is that in the constant potential ECD, an
n-type Si-crystalline wafer is usually used without annealing steps while in the constant
current ECD, p-type Si-wafers are used and need thermal annealing. In our work we used
both ECD methods for making PS layers on n- and p-type Si-crystalline wafers.
2.1 Experimental procedure
In the electrochemical method for fabrication of porous silicon thin films, silicon wafer acts
as the anode and is situated at the bottom of the Teflon cell. The silicon wafer was coated
Au-thin film in back-side and contacted to HF-resistant metallic electrode in the form of the
disk. This electrode disk enables a uniform contact on the whole area of silicon wafer. The
electrolyte is a mixture of hydrofluoric acid and ethanol (C2H5OH) at different
concentrations and poured into the Teflon cell. The platinum wire, which is also chemically
resistant to HF, acts as the cathode. The shape of the cathode is critical to ensuring
homogeneous samples, because it must promote a uniform electric field while allowing
hydrogen bubbles formed during the anodization process to escape. The Teflon cylindrical
tube with diameters of 10-15mm was placed between the upper and lower parts of the
Teflon cell. Finally, a stainless steel ring and nuts are used to hold the cell together. We can
use either current or voltage source for the anodization process. In our experiments, we
used the electrochemical system Autolab PGS-30 as the electric current source, which can
control the current with the nano-Amper range. Figure 1 presents the experimental setup for
Optoelectronics - Materials and Techniques
30
making porous silicon thin films. The computer-controlled electric source used for the
electrochemical process, so precise control over current density and etching time were
achieved, and then it is resulting in a good control of the refractive index and thickness over
the individual layers forming the multilayer. The program is a LabView virtual instrument
realized to control the fabrication process of monolayer and multilayer of porous silicon
with a friendly interface. The program controls the different parameters of the
electrochemical process via GPIB. Those parameters include two current steps (to form
layers with different refractive indices), duration time of each step (to determine the
thickness of each layer), delay time (time between two consecutive electrochemical
currents), and number of period (number of multilayer structure).
Fig. 1. Electrochemical etching setup for fabricating PS layers
2.2 Silicon samples
The initial Si-crystalline wafers, n-type with resistivities of 1-5 Ω.cm and p-type with
resistivities of 0.01-1 Ω.cm, were used for constant potential and constant current ECD,
respectively. For the case of n-type silicon substrates we need to illuminate the back side of
silicon wafers. Resistivity of silicon wafer strongly affects on quality of porous silicon layers.
High resistivity wafer often makes porous silicon layers with rough surface and easily
peeled off from Si-substrate during fabrication or drying process, while the low resistivity
sample have more flat surface of porous silicon layers. In order to form Ohmic contacts on
the samples, we deposited pure gold (Au) and/or aluminum (Al) on the back faces of the n-
and the p-type samples, respectively. The Si-crystalline wafers were anodic etched in a HF-
ethanol solution with HF concentrations from 10% to 30% at a constant current density of
10-60 mA.cm-2 for time durations from some seconds to 15 minutes for controlling the
refractive index of the PS layers. If the current density is modulated during the anodization,
alternating layers of different porosities are formed as the silicon dissolution occurs
primarily at the etched front PS/silicon substrates (Frohnhoff et al., 1995). Although the
interface roughness between stacks is about 10-20nm, light scattering at these interfaces
turned out to be very low. For this reason such layer stacks can act as optical waveguides
and/or interference filters if the refractive indices are chosen properly (Krüger et al., 1998).
Silicon–Rich Silicon Oxide Thin Films Fabricated by Electro-Chemical Method 31
3. Active waveguide based on SRSO thin films
Initially, Canham proposed that the up-shift of the luminescence spectrum into the visible was
due to quantum confinement in the silicon crystalline wire structure and that the hydride
passivation of the Si wire was the reason for the high efficiency of the observed
photoluminescence (PL). For a short time after that, spectroscopic studies conducted
particularly on the polarization of the PL (Kovalev et al., 1996) and on features observed under
conditions of resonant excitation (Calcott et al., 1993) have provided strong positive
confirmation of the quantum confinement model. However, there were a lot of spectroscopic
phenomena that can not be explained by the simple quantum confinement model. As such,
numerous models have been put forward as alternative explanations for the PL from PS such
as hydrogenated amorphous silicon, surface hydrides, defects, molecules, surface states
(Amato  Rosenbauer, 1997). It is well known that in PS the surface to volume ratio is very
large, so the surface effects are expected to have a significant influence on the material
properties, especially optical ones (Kanemitsu et al., 1993). Because the Si atoms in Si
nanocrystals are either at the surface or a few lattice sites away, the arrangement of interfacial
atomic bonds, i.e. the passivation with Si-H or Si-O bonds, strongly affects the energy
distribution of electronic states (Wolkin et al., 1999). In order to study PS as low-dimensional
photonic materials, we elaborate on the effect of ageing on the spectral, intensity and lifetime
of PL from the silicon nanocrystals in PS. Experimental results show that the effect of ageing
on the spectral, intensity and PL lifetime of PS depends on the size of silicon nanocrystals. We
focus our attention on strong emission properties and employ PS as a material for light
emission sources, i.e. light emitting diodes and micro-cavity lasers operated in the visible
region. In concentrating on the controllable changes in the refractive index of PS, we would
like to use PS as a material for photonic devices such as planar optical waveguides, optical
waveguide amplifier, optical interference filters, etc. As an optical material, we present the
fabrication method for silicon rich silicon oxides (SRSO) thin films and properties of planar
optical waveguides, active optical waveguides and optical interference filters operated in the
range of infrared wavelengths. The advantage of optical waveguide amplifier based on
Erbium doped SRSO is the efficient energy transfer from electron-hole pairs generated in the Si
nanocrystals to their near erbium ions, which decay by emitting light at 1540nm. The excitation
cross-section of Er-ions in Er-doped SRSO is increased more than two orders in comparison of
this one in the Er-doped silica glasses (Friolo et al., 2001), so that the pump efficiency in Er-
doped SRSO waveguides can be very high.
3.1 Porous silicon as a low-dimension photonic material
In the first part of this section we explain the effect of surface states on the PL properties of PS
based on the ageing process in air. In the last part, we present the reason for the intense and
stable luminescence of blue region which has been of great interest in recent studies
(Gorelkinskii et al., 2008). Previous studies on the interaction of oxygen in air on the as-
prepared PS (Wolkin et al., 1999) show that: I) the as-prepared samples were well passivated
by hydrogen and free of oxygen, ii) after exposure to air the samples were gradually
passivated by oxygen, and the red-shift of PL spectral occurred as samples exposure to air and
was nearly completed after ageing of 24 h. It was suggests that the ageing process can be
divided into two periods: the first one in which the transition of the luminescence mechanism
occurs after exposing the sample to air for a short time, and the second one in which the non-
radiative center concentration is changed by oxygen passivation (Bui Huy et al, 2003).
Optoelectronics - Materials and Techniques
32
Fig. 2. PL spectra of the as-prepared samples and after exposure to air for 1-month; samples,
denoted as 1,2 and 3, were prepared by the anodic etching in 20%, 13% and 10% HF
solution, respectively. (a) sample 1, (b) sample 2 and (c) sample 3
In order to investigate the effect of surface passivation on the size of Si nanocrystals, a series
of PS samples denoted as 1, 2 and 3 were prepared by anodic etching in 20%, 13% and 10%
HF solution respectively. As seen in figure 2, the PL peaks of the as-prepared samples 1, 2
and 3 have energy levels of 1.73, 1.84 and 2.00 eV respectively. This is related to a decrease
of particle size in the considered samples. The figure also reveals that the ageing produces a
pronounced increase in PL intensity in sample 1 and only a slightly increase in samples 2
and 3. As seen in figure 3, the decay rate of the as-prepared samples (the curves 1a, 2a and
3a) shows that the concentration of non-radiative centers in sample 1 is higher than those in
samples 2 and 3. The pronounced increase in intensity (in figure 2) as well as the
pronounced decrease in decay rate (in figure 3) of sample 1 could be caused by the oxygen
passivation of non-radiative defects. In samples 2 and 3 containing smaller particles, the
initial passivation degree is higher, therefore the ageing is expected to induce a small change
both in intensity and decay rate. The data comparison from curves 2a and 2c in figure 3
reveals that the modification of emission mechanism has no effect on the decay rate as well
as its energy dependence τ-1(E). This result seems to indicate that the replacement of Si-H
bond by a Si-O one acting as a radiative center has no effect on the lifetime.
Fig. 3. Evolution of decay rate as a funtion of emission energy from sampes after
preparation, curves 1a, 2a, 3a and after exposure to air for 1-month, curves 1b, 2b. Curve 2c
coresponds to sample 2 for 24 h (Bui Huy et al., 2003).
Energy (eV)
Intensity
(a.u)
After 1 month
As-prepared
Silicon–Rich Silicon Oxide Thin Films Fabricated by Electro-Chemical Method 33
Figure 2 and 3 established the relation between the size of particle, intensity and decay rate
during ageing. In the sample containing larger nanocrystals, the change in intensity and
decay rate, i.e. the luminescence lifetime, is much larger compared with that of the smaller
nanocrystals during ageing process.
Figure 4 shows the evolution of PL spectra, measured at the end of an excited pulse after
different exposure times. The figure reveals that the blue zone with the PL emission peaked
at 470 nm is only observed after 72 hours of exposure to air. Furthermore, the figure also
reveals that the PL intensity increases with increasing air exposure time. These observations
differ from those reported by Volkin et al. (Wolkin et al., 1999) in which the intensity of blue
emission from the as-prepared sample containing the small Si particles was shown to
decrease as the exposure time increased. This result indicates that the blue-light emission
observed in the present work does not originate from very small nanocrystals. Curve 4im
shows the PL spectrum of a sample, which was exposed to air for 94 hours and then
immersed in HF: ethanol solution. In comparing curves 4 and 4im, one can state that the
blue zone in the PL spectrum observed for the sample after 94 hours of exposure to air is
completely quenched. This quenching clearly relates to the fact that the silicon oxide layers
in the exposed sample have been removed. The above results indicate that the intense and
stable emission in the blue zone of the PL spectra observed in the considered samples relates
to defects in silicon oxide layers.
Wavelength (nm)
Intensity
Energy (eV)
Fig. 4. Evolution of PL spectral measured at the end of excitation pulse from a PS sample
after different exposure time (1): as-prepared, (2; 3; 4): after 26, 72 and 94 h of exposure to
air, respectively, (4im): corresponding to sample exposed to air for 94 h. and then immersed
in 5% HF: ethanol solution for 10 sec (Bui Huy et al., 2006).
3.2 Fabrication and characteristics of SRSO planar and active optical waveguides
In this section, before elaborating on the fabrication method and properties of planar optical
waveguide, active optical waveguides, and optical interference filters based on SRSO thin
films we explain the method of production for the PS multilayer which forms the basis for
these devices.
The production of PS multilayer is possible because: (i) the etching process is self-limited
(i.e. once porous layer is formed, the electrochemical etching of this layer stops); (ii) the
Optoelectronics - Materials and Techniques
34
etching occurs mainly in correspondence between the pore tips; (iii) the porosity depends
only upon the current density once the other etching parameters are kept fixed; and (iv) the
refractive index of PS depends on its porosity (Mazzoleni  Pavesi, 1995). Therefore, by
varying the current density during the etching process, it is possible to vary porosity in the
etching direction. In this way, the formation of a stack of PS layers of different porosities
(and hence, different refractive indices) results in a dielectric multilayer.
Our process for preparing an optical planar waveguide consists of 2 steps: making a PS film
which contained a core layer and a cladding one, and stabilizing the waveguide structure by
thermal annealing at high temperature in oxygen ambient for obtaining SRSO. In the
process of fabricating an active optical waveguide, a step of deposition of Er ion into the PS
film was carried out before thermal annealing. The high temperature treatment can cause an
optical activation of Er ions in SRSO.
The PS films were formed by electrochemical etching of 1Ωcm p-type Si wafers in 30%HF:
ethanol solution. The top core layer was fabricated by applying current density of
15mA/cm2 for 7 min. The cladding was formed in the same way, with current density of
65mA/cm2 for 3 min. These conditions allowed the core and cladding to have a porosity of
about 60% and 65%, respectively. For Er-deposition on the PS layer, the PS layers were
immersed in an Er-content solution, and a negative bias, relative to a platinum electrode,
was applied to the PS samples for a certain time so that Er-ions were drawn into the pores of
the PS. In the constant current ECD method, an ErCl3–ethanol solution with an Er-
concentration of 0.2 mol / liter was used, and the drift current was changed from
0.17mA.cm-2 to 0.45mA.cm-2 to obtain different Er-concentrations in the PS layers. To enable
the optical activation of Er ions distributed in the pores of the PS layer, the sample was
annealed at 4000C for 2 h. For making the SRSO layers, we thermally annealed the samples
at 8000 - 9500C in oxygen ambient for a short time (5-30 min.) and kept samples for a longer
time in nitrogen gas at 11000C.
Figure 5 presents the FE-SEM image of a two-layer SRSO with different refractive indices (n
core  n clad), which had been controlled by using current density of 20 and 30 mA.cm-2 for the
core and the cladding layers, respectively. Based on the contrast between the core and the
cladding due to the difference in porosities, it is observed that the film consisted of two
layers in which the core layer thickness is about 4.5 μm, and the cladding about 7 μm. The
thickness of layers depended on the time duration of electrochemical process, and layers of
up to tens of microns could be grown.
Core
Cladding
Si-Substrate
Fig. 5. FE-SEM image of bi-layer SRSO on a silicon substrate.
Silicon–Rich Silicon Oxide Thin Films Fabricated by Electro-Chemical Method 35
Figure 6 shows the HRSEM image of the surface of the core and cladding before (PS layer)
and after (SRSO layer) of thermal annealing. As seen from Figures 6a and 6c, the difference
in the density of the black area and the pores in the PS layer show that the porosity in the
core layer is lower than that in the cladding. From this image we also observed the
differences in density of the black area and the contrast between the black area and the
white one from the PS layers (Figures 6a and 6c) and SRSO layers (Figures 6b and 6d). Those
differences suggest that the treatment can cause a decrease in the size of pores and the
porosity of SRSO layers. The prepared SRSO layers were dense and therefore the optical
properties of the waveguides were stabilized.
a
clad
b
clad
c
core
d
core
Fig. 6. FE-SEM image of surface of the core and cladding of PS layer (a, c), and of SRSO layer
(b, d), which was obtained before (a, c) and after (b, d) thermal annealing in order to
estimate their porosities.
Samples Sample layers Refractive index Thickness (μm)
Series No.1 Core layer 1.4512 5.54
Cladding layer 1.4275 3.35
Series No.2 Core layer 1.6088 1.908
Cladding layer 1.5402 6.239
Table 1. Parameters of SRSO waveguide samples
The waveguide properties of the SRSO multi-layers were characterized by using M-line
spectroscopy with the Prism-coupler method (Metricon 2010/M), which has the capacity to
measure the thickness, the refractive index and the wave-guided modes in thin films with high
accuracy (±0.0005 for index). The number of wave-guided modes in the SRSO waveguide
strongly depended on the thickness of the core layer. Figure 7(a) shows that a single mode of
1310 nm in wavelength could be guided in a core layer with a thickness of 1.9 micron. The
measured indices of this sample were 1.6088 and 1.5402 for the core and the cladding layers,
respectively. Figure 7(b) demonstrated the measured indices and the two-mode waveguide at
a 1310-nm wavelength for a core layer with a thickness of 5.54 microns. The measured indices
were 1.4522 and 1.4275 for the core and the cladding, respectively. This result shows that, by
changing the current density in the ECD process, we can obtain a planar layer with different
indices that support the waveguide properties in the layer. The Er-ion distribution in the SRSO
layer was characterized by using the EDX method with the SEM technique. The Er-ion
concentration, which was doped into PS, could be controlled by using an Er-content solution
Optoelectronics - Materials and Techniques
36
and by using the current density in the ECD method. For the purpose of obtaining high-
concentration Er-doped SRO materials (more than 0.1 atomic % of Er) without Er clusters,
which would be good candidates for planar-waveguide amplifiers, we carried out a very
careful study of the distribution of Er ions along the depth of the SRSO layer.
(a)
(b)
Fig. 7. Waveguide properties of the SRSO core/cladding layers. (a) Single-mode in the
sample with core/cladding thickness of 1.90/6.24 μm and indices of 1.6088/1.5402 (b) Multi-
mode in the sample with core/cladding thickness of 5.54/3.35 μm and indices of
1.4512/1.4275.
Samples Type and resistivity HF concentration Er-drift current Annealing
(%) (mA.cm-2) (0C)
BH-10 p-type, 1 Ωcm 30 0.17 950
BH-11 p-type, 1 Ωcm 25 0.20 950
BH-12 p-type, 1 Ωcm 20 0.17 950
BH-13 p-type, 1 Ωcm 30 0.20 820
BH-14 p-type, 1 Ωcm 25 0.25 950
BH-15 p-type, 10 Ωcm 30 0.17 950
BH-16 p-type, 1 Ωcm 25 0.45 950
Table 2. Preparation conditions of Er-electrochemically-doped SRSO samples
Figure 8a shows a SEM image of the Er-doped SRSO wave-guide layer prepared by using
the ECD method with a drift current density of 0.2mA.cm-2. The measurement was carried
out for an Er-doped SRSO thickness of 5 microns, and the Er-ion concentration was
measured at points along the depth of the SRSO layer. The Er-ion concentration increased
from 0.11 atom % at the top surface to 0.2 atom% at the depth of 3.5 micron from the top
surface. The Er-ion concentration decreased with further increased in the depth inside the
samples (see fig. 8b). For the characterization of optical properties of Er-doped SRSO layers,
the Nitrogen gas laser (LN 1000, λ=337.1nm) an Argon laser (Coherent Inova 300, λ= 488nm)
and a 1-W continuous laser diode (λ=976nm) were used as optical excitation sources. The
Silicon–Rich Silicon Oxide Thin Films Fabricated by Electro-Chemical Method 37
luminescent emission from the samples was collected by using two optical fibers located at
10 mm from the sample surface. The luminescence emission was analyzed by using a Jobin-
Yvon spectrometer (HR460) with a multi-channel Charge-Coupled Device (CCD) detector
and by Triax 320 spectrometer with a C7211 Hamamatsu CCD infrared detector for visible
and infrared light, respectively.
5
4
3
2
1
0.10 0.12 0.14 0.16 0.18 0.20 0.22
Concentration Er3+
[Atom%]
Thickness
[
μ
m]
(a) (b)
Fig. 8. FE-SEM image of Er-doped SRSO layers on a Si- substrate with the Er-concentration
measured at points along the depth of the layer by using EDX method (a) and the Er-ion
distribution inside the sample (b).
The first criteria for the Er-doped SRSO samples were that they could be in both optically
activated centers: the Si-nanocrystal induced visible light and the Er ion induced infrared
light. Our experiment shows that the samples without thermal annealing did not emit IR
light, but after thermal annealing, they strongly emitted in the 1540-nm range. This fact
shows that thermal annealing at high temperatures for obtaining Er-doped SRSO layers is
an important condition for optical activation of Er ions.
In general, the intensity of luminescence emission at 1540 nm will be increase with
increasing concentration of Er ions in the SRSO layer (Elhouichet  Oueslati, 2007), when
the Er-ion concentration reaches its saturation value, the luminescence intensity at 1540 nm
will be decreased due to the quenching effect from Er-ion clusters (Kit  Polman, 2000).
Figure 9 presents the luminescence spectra at 1540 nm for samples with different drift
currents from 0.17 to 0.45mA.cm-2 under excitation by 976-nm laser beam. The 1540-nm
luminescence intensity of all the samples increased with increasing drift current density
from 0.17 to 0.25mA.cm-2, but when the drift current density was more than 0.25mA.cm-2 the
luminescence decreased slightly with increasing drift current.
The evidence of energy transfer can be obtained by changing the wavelength of the
excitation source. The pump at 976 nm only caused a direct excitement of Er ions (from 4I15/2
to 4I11/2 level), whereas the pump at 488 nm caused both a direct excitement of Er ions (from
4I15/2 to 4F7/2 level) and an indirect one related to the energy transfers from Si-nc to Er ions.
As the effective Er excitation cross-section in the Er-doped SRSO layer is more than two
orders of magnitude higher with respect to the Er resonant absorption of a photon, the
pump at 976 nm causes a linear dependence of intensity on excited power (Najar et al., 2006)
and the pump at 488 nm causes the non-linear one as seen in Figure 10. The
photoluminescence intensity of samples irradiated by a 976-nm wavelength increased
linearly with increasing excitation power when the PL emission of the sample pumped at a
488-nm wavelength has reached saturation at high power.
Optoelectronics - Materials and Techniques
38
Intensity
(a.u.)
Wavelength (nm)
1400 1500 1600 1700
2
4
8
12
16
20
λexc = 976 nm
2
3
1
T=300K
Fig. 9. Luminescence spectra from samples 1, 2 and 3 under drift current density of 0.17,
0.25, and 0.45mA cm-2, respectively.
0 200 400 600 800 1000
50
100
150
200 λExc
= 488 nm
λExc
= 976 nm
λDte
= 1534 nm
100
200
300
400
500
600
Intensity
[arb.units]
Excitation Power [mW]
Fig. 10. Dependence of luminescence intensity of Er-ions at 1534 nm on the power of the
excitation laser at wavelengths of 488 nm and 976 nm.
4. Interference filters based on porous silicon and silicon-rich silicon oxide
layers
Interference filters based on PS were realized for the first time in the last decade (Vincent,
2004). They are formed from silicon wafers by electrochemical etching in HF solution.
Compared with other methods, the electrochemical etching method avoids the difficulty
associated with the stacking and assembly of dielectric layers, eliminates the need for the
lengthy deposition of thick films, and permits a wide range of refractive indices to be
fabricated from a single silicon substrate. PS interference filters usually formed from
different dept profiles of the refractive index of PS multi-layers which act as Bragg reflectors.
The optical thickness of the high- (nH) and low-refractive index (nL) layers are 1/4 of the
filter wavelength, so that these structures are usually called quarter-wave-stacks (Kruger et
al., 1998). The effective refractive index of PS layer is mainly determined by the porosity
which can be varied by several anodization parameters. The most suitable way is changing
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engagement to Margery Paston, v. 21, 39.
Calle, Richard and Wm., sons of the preceding, vi. 52.
Calman, Nich., iv. 197.
Calthorpe, ——, i. 324; iv. 60; v. 93, 227.
Calthorpe, Alianora, ii. 46.
Calthorpe, Dame Elizabeth, v. 66, 175; vi. 121.
Calthorpe, John, iv. 105.
Calthorpe, Lady, i. 264; v. 108; vi. 57, 59.
Calthorpe, Master, ii. 180, 224, 225, 240; iii. 140; iv. 107, 108; vi.
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Calthorpe, Philip, vi. 155.
Calthorpe, Sir Wm., i. 31, 285; ii. 46; iii. 266, 286; iv. 3, 266; v. 17,
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Calthorpe, William, i. 216-217, 338; ii. 308; iii. 128, 227, 276; v. 32,
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Calthorpe, Young, iii. 6, 110.
Caly, ——, ii. 157, 278.
Calybut, ——, ii. 159.
Camber, the, near Rye, vi. 155.
Cambridge, i. 27, 116, 241, 319; ii. 40, 100, 103, 106, 107; iii. 123,
135, 215, 220; iv. 9, 21, 33, 36, 102, 241, 293; v. 72 (bis), 137,
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Peter House in, ii. 49.
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Text has “vi. 129, 130, 157; vi. 206”
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[265b]
Camplyon, Robt., ii. 313.
Candle. ‘Set a candle before the devil,’ iv. 12.
Cane, Dan Thomas of, ii. 21.
Canon, Thos., ii. 141.
Canon, Thos., the elder, iii. 23.
Canterbury, i. 156, 249, 266; iii. 13, 118; iv. 90, 187, 256, 300; v. 40,
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Canterbury, Archbishops of. See Stafford, John (1443-52); Kemp,
John (1452-4); Bourchier, Thos. (1454-86); Morton, John (1486-
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Capell. See Cabell.
Capgrave, ——, i. 109.
Cappe, John, iii. 237.
Capron, ——, ii. 102.
Capron, R., v. 149.
Carbalde, John, v. 184.
Carbonell, Sir John, ii. 11, 46.
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Carbrooke, Norfolk, v. 168.
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Carentan (Karentine), Normandy, ii. 6.
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Carpentarius, Robertus, ii. 3.
Carr, John, vi. 173.
Carre, Sir Wm., v. 105.
Carre, Wm., vi. 155.
Carrow, Prioress of, iv. 227.
Carsell, France, ii. 7.
Carvel, a kind of ship, iii. 306.
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Caryour, Roger, ii. 293.
Case, John, iv. 178.
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Cassell, v. 297.
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Castile, Henry IV., King of, iv. 35.
See also Philip.
Castile, Queens of. See Isabella and Joan.
See Isabella and Joan.
Isabella listed under Spain and as “Ferdinand and
Isabella”.
Castillon, in Perigord, i. 122, 125; ii. 123 note 1.
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Parson of. See Howes, Thos.
266
Entry spelled “Howys”.
Castle Rising, i. 27.
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Castre. See Caister.
Catelyn, ——, iv. 256.
Cates, John, ii. 60.
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Catherine (Kateryne), Mrs., ii. 131; v. 161; vi. 45.
Catherine of Arragon, i. 317; vi. 161.
Cattes, Norfolk, iv. 292, 295, 296; v. 76, 94.
Caudebec (Galdebek), France, i. 56, 106; ii. 6.
Caulx, i. 106.
Caus, Richard, vi. 94.
Causton. See Cawston.
Causton, Richard de, ii. 10, 31.
Causton, Richard, Vicar of Paston, vi. 189 (bis).
Cavendish, Suffolk, ii. 315.
Cavendish, ——, ii. 315.
Cawston (Causton), Norfolk, ii. 93; iv. 161, 207, 256.
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Celot, M. J., ii. 218.
Chaderton, Edmund, vi. 93.
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Chamberlain, Sir Robt., iv. 60; vi. 2.
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Chambrois (Chamberexs) Castle, France, i. 56; ii. 6.
Chamer, George of, ii. 312.
Champagne, France, i. 13.
Chancehose, Nic., ii. 3.
Chancellor, My Lord, i. 60, 62, 63; ii. 20, 205, 207, 208, 210; iv. 272,
273, 274, 310; vi. 20.
Chancellors, Lord. See Beaufort, Henry (1413-17 and 1424-6);
Kemp, John (1426-32 and 1450-4); Stafford, John (1432-50);
Salisbury, Rich. Nevill, Earl of (1454-5); Bourchier, Thos. (1455-
6); Waynflete, Wm. (1456-60); Nevill, George (1460-7 and
1470-1); Stillington, Robt. (1467-73); Rotherham, Thos. (1474-
83); Alcock, John (1485-6); Morton, John (1487-1500).
Chancery, ii. 227; v. 314.
Chapell, John, ii. 65.
Chapelleyn, Robert, i. 331.
Chapman, Sir John, Rector of St. Mary’s, Melton, iv. 306; vi. 5.
Chapman, John, v. 56.
Chapman, Thos., iv. 47-48.
Chardequeyns. Preserve of quinces, ii. 276.
Charles II., i. 27.
Charles VII., King of France, i. 48-57, 95, 109, 120-125; ii. 121-127;
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[266b]
Charles VIII., vi. 82, 83.
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Charles, Ric., ii. 95, 282; iv. 154, 155, 228, 229; vi. 180.
Charles, Thos., vi. 143.
Charles and his fellowship, ii. 248.
Charleton, Sir Thos., i. 137.
Charolois, Chas., Count of, i. 247.
Chatterley, ——, i. 336.
Chaucer, Geoffrey, i. 323.
Chaucer (or Chawsers), Thos., Chief Butler to Henry V., and son of
the Poet, i. 39, 41, 42; ii. 29, 31.
Chaumpeneys, Ric., ii. 3.
Chawsers. See Chaucer.
Chawson, Brittany, vi. 126.
Checkroll, ii. 181.
Chedworth, John, Bishop of Lincoln (1451-71), i. 127, 336; iii. 47-48.
Cheke, Sir Wm., vi. 152.
Chelmsford, Essex, i. 171; vi. 121, 122, 181, 182.
Chelsfeld, Kent, iv. 310.
Chelsea (Chelchyche), vi. 108.
Cheney, Sir John, vi. 118, 187.
Chenne. See Sheen.
Cherbourg, i. 57, 67, 175; ii. 6, 162, 291.
Cherche. See Chirch.
Cheseman, ——, iv. 18 (bis).
Chesham, Thos., ii. 69.
Cheshire, iv. 96.
Chess, Game of, vi. 66.
267
Chesten, Henry, iv. 150.
Chester, i. 81, 171, 173, 190; iii. 92, 108, 233.
Chester, Bishop of. See Coventry and Lichfield.
Chesterfield, Yorkshire, v. 70.
Chesteyne, Friar John, iv. 257.
‘Chevers Mater,’ ii. 134.
Chevissche. To procure, or provide, v. 48.
Chevyssance. Borrowing at interest, iv. 267.
Cheynour, John, iv. 280.
Cheyny, ——, v. 32.
Cheyny, Sir Robt., vi. 102, 187.
Chicheley, Henry, Archbishop of Canterbury (1414-43), ii. 27.
Chichester, i. 75.
Chief Justice, ii. 20.
Child (Chylde), ——, iv. 282.
Child, Richard, ii. 293.
Child, Thos., vi. 15, 16.
Child, Wm., ii. 4.
Chinon, France, i. 54.
Chippenham, Master, iv. 268.
Chirch, Nicholas, ii. 271, 311; iv. 237, 242, 243, 284.
Chirch, Roger, i. 113, 114, 115; ii. 263-264, 266, 267, 270, 271 (bis),
272, 274, 308, 312.
Chirch, Robert, ii. 311.
Chitock’s Son, iv. 181.
Choke, Richard, Serjeant-at-law, afterwards Judge of the Common
Pleas, iii. 84.
Chrewys, ——, iv. 12.
‘Christopher, The,’ ship, v. 190.
Christopher, St., Life of, vi. 66.
Christopher, iii. 106.
Church. See Chirch.
Church Close in Paston, v. 209.
Chyllins, Richard, iv. 158.
Chynne. To split, crack, ii. 19.
Cicero (Tully), de Amicitia and de Senectute, i. 153; vi. 66.
de Amicitia and de Senectute
Text has “de Amicitia et de Senectute” but works are
named separately in primary text.
Cinnamon, v. 119.
Cinque Ports, i. 75.
Clarence, George, Duke of, brother of Edward IV., i. 212, 248-249,
252, 253, 257, 271-272, 281, 313; iii. 233; iv. 25; v. 35, 43, 44,
46, 47, 55, 63, 70, 71, 80, 96, 135, 188, 189, 195, 199, 270.
See also George.
Clarence, Lionel, Duke of, i. 191.
Clarence, Thos., Duke of, brother of Henry V., ii. 8; iii. 61, 63, 148,
149.
Clarendom, i. 130.
Clark, Thos., vi. 157.
Claryngton, John, vi. 19.
Claverying, John de, ii. 3.
Claxton, Norfolk, i. 112; ii. 260; iv. 161, 163.
Clay, John, iii. 233.
Clay, Thos., iii. 199.
Clay. See Cley.
Claymond, Thos., i. 338.
Clederro, ——, vi. 34-35.
Clement, Mr., iv. 123.
Clement, Master (Felmingham ?), iii. 211.
Clement, John, vi. 28.
Clement, Robt., ii. 305.
‘Clenefyed, strek met, and non inmet,’ iv. 130.
Clerc, John, ii. 188, 191.
Clere, ——, ii. 190; vi. 64.
Clere, Anne, Wife of Robt., vi. 149, 150.
Clere, Edmund or Esmond, i. 157; ii. 30, 51, 57, 67, 68, 307; iii. 13-
14, 126, 136, 246; iv. 105, 116, 126; vi. 33, 192, 193, 198.
Clere, Eliz., widow of Robt., i. 155, 291, 324; ii. 99, 108, 109-111,
140 (bis), 141, 223, 224, 278, 280, 284-285, 286, 330; iii. 3,
264; iv. 13, 27, 61, 66, 83, 105, 180, 258; v. 93, 118, 125, 208,
304-305; vi. 108, 150.
Clere, John, of Ormesby, ii. 30.
Clere, Margaret, iv. 61.
Clere, Mistress, ii. 83.
Clere, Robt., of Ormesby, ii. 30, 39, 51, 57, 64-65, 68; vi. 192, 193,
198.
Clere, Robt., Son of preceding (knighted 1494), v. 220, 221, 222,
227, 232-233, 324; vi. 108, 149, 152, 155, 167.
Clere, Wm., ii. 85.
Clerk, ——, vi. 166.
Clerk, Geoffrey, iv. 9.
Clerk, Henry, iv. 237, 242, 284.
Clerk, John, iii. 141; iv. 237, 244, 269.
Clerk, Margaret, iv. 20.
Clerk, Roger, iii. 307.
Clerke, Robt., iv. 279; v. 105.
Clerke, Wm., iv. 280.
Cleton, Wm., i. 148.
Clewer (Cleworth), Windsor, i. 317; vi. 172.
Cley, Norfolk, vi. 132, 200, 201.
Cley, Sir John, iii. 312; iv. 83; v. 105.
Cleyhall, iii. 263.
Clifford, ——, heirs of, ii. 253, 254.
Clifford, Henry, fourteenth Lord (1485-1523), vi. 151, 187.
Clifford, John, twelfth Lord (1422-55), i. 110, 134, 161; ii. 296; iii.
25, 27, 28, 29, 30, 31.
Clifford, John, thirteenth Lord (1455-61), i. 177, 178, 193-194; iii.
126, 267, 268, 276.
Clifford, Sir Robt., vi. 118, 187.
Clifton, Sir Jerveys, of York, v. 104; vi. 151.
Clifton, Lady, ii. 275.
Clifton, Sir John, iii. 93, 94.
Clifton, Robt., ii. 217.
Clifton, Sir Robt., Kt., ii. 14; iii. 12; vi. 102.
Clinton, John, fifth Lord, i. 161; iii. 30, 199; iv. 57.
Clippesby, Catherine, i. 307, 310; vi. 23, 25.
Clippesby, John, ii. 308; vi. 24-25.
Clippesby, John, of Oby, vi. 24, 164.
Clippesby, Will., ii. 271.
Clippesby’s Wife, ii. 95.
Clist Heath, near Exeter, i. 165.
Clopton, Mr., vi. 129, 130.
Clopton, ——, v. 89, 274.
Clopton’s Manor, Suffolk, vi. 80.
Clopton, John, Sheriff of Norfolk, i. 337; ii. 258, 260, 261, 263-264,
314-315 (bis), 316; iii. 106; iv. 105.
Clopton, Wm., i. 87; ii. 315-316.
Clopton, Sir Wm., vi. 190, 191.
Clot shon. Clouted or patched shoes, iv. 67.
268
Cloth of gold, v. 245, 246.
Cloves, v. 119.
Clowt up. Patch up, v. 9.
Clugny, France, ii. 20.
Clugny, Abbot of, i. 35, 36; ii. 32.
Cluniac Order, ii. 32.
Clyf, Wm., iii. 109.
Clyfton. See Clifton.
Cobbes place, ii. 91.
Cobham, v. 316.
Cobham, Eleanor, Wife of Humphrey, Duke of Gloucester, ii. 114 note
3.
Cobham, Lord, i. 31, 98-99, 335; v. 105.
Cobham, Sir Reynold, ii. 114, 115, 253.
Cockermouth, iii. 269.
Cockley Cley, Norfolk, ii. 215; iii. 261.
Cocus, Thos., vi. 17.
Coëtivy, Oliver de, i. 122.
Cofe. See Cove.
Cognac, i. 95.
Cok, Alex., v. 98.
Coke (Cook), John, ii. 52, 269, 310; vi. 19.
Coke, Lincoln, iii. 133.
Coke, Wm., ii. 137; v. 94.
Coke (Koke), Sanders. See Kok, Sandre.
Cokett (Kokett), ——, i. 283, 293; ii. 278; iv. 74; v. 197, 257, 293,
294 (bis).
Cokett, John, ii. 308.
Cokfeldes, Norfolk, v. 299.
Cokkow, John, ii. 267.
[268b]
Cokkow, Thos., ii. 308, 312.
Colby, ——, ii. 60.
Colby, Henry de, ii. 3.
Colbyes, Walsham, ii. 63.
Colbyne, ——, iii. 234.
Colchester, i. 75, 260; ii. 226, 322, 323; iii. 248; v. 84; vi. 121, 182.
Cole, Jas., ii. 27.
Cole, John, ii. 194, 195; iv. 57.
Cole, Wm., ii. 134, 189.
Cole, Wm., ‘Cole and Watkin’s (Shipdam’s) Chamber,’ iii. 182.
Coleby (Colby), Norfolk, iv. 215.
Colens, Wm., iv. 228.
Coles, John, iv. 279.
Coleshill, i. 173.
Colet, Henry, v. 74, 289; vi. 77, 149, 150.
Colet, ——, vi. 36.
Colin, servant of Sir J. Fastolf, iii. 93.
Colins, ——, ii. 228.
Colinson, Robt., a priest, iii. 41.
‘Colinus Gallicus,’ i. 152 note 6; iii. 97, 213, 230, 231.
Colle, v. 259.
Colley Weston, Northamptonshire, vi. 158.
Collys, Harry, ii. 93, 94.
Colman or Coleman, John, iii. 315; iv. 93, 156; v. 97.
Colman, Nich., iii. 93, 238, 246; iv. 94.
Colneise, Bailiff of, iii. 90.
Colneys, Carleton, vi. 75.
Colson, ——, iv. 279.
Colte, ——, of Newcastle, iv. 140.
Colte, Thos., iii. 199, 249.
Colton, John, i. 332.
Colvyle, John, ii. 299; v. 242, 251, 260.
Colyet, iv. 148, 226.
Colyns, ——, iii. 214.
Combesdon, Kent, iv. 309, 311.
Comenaunte. A covenant, ii. 283.
Comet, ‘A greet gleymyng sterre’ seen, iii. 75.
Compiègne, France, iii. 58, 64.
Compostella, St. James of, i. 287; v. 186, 190.
Concarnewe, Brittany, vi. 126.
Conches, Normandy. See Counsheux.
Coningsby, Humph., vi. 205.
Conorhithe, ii. 83.
Constable, ——, iii. 114.
Conway Castle, i. 81.
Conyers, ——, vi. 2.
Conyers, John, Son of Sir Robt., iii. 210.
Conyers, Sir John, iii. 199.
Conyers, Sir Robt., ii. 240, 275-276; iii. 128; iv. 66.
Conyers, Sir Wm., i. 249.
Coo, John, ii. 159.
Cook. See Coke and Kook.
Cook, Henry, iv. 280; v. 304, 307.
Cook, Jas., ii. 317.
Cook (Kook), John, iii. 90, 91; v. 6, 154, 177, 272.
Cook, Robert, iv. 279.
Cooke, Alderman, i. 71.
Cookesay, Sir Thos., vi. 187.
269
Cookeson, Thurstan, v. 97.
Coole, Robt., ii. 187.
Coomber, Ric., iii. 309.
Cooting, Sir Wm. See Coting.
Coppes, iv. 71.
Coppini, Francesco, Bishop of Terni, i. 186.
Coppyng, John, iii. 282.
Copschotyn. High crested, iv. 306.
Corbet, Sir Robt., v. 105.
Corbett, ——, vi. 153.
Corbrygg, Simon, iii. 263.
Corby, or Courby, the carrier, v. 136, 212.
Corbyn, Wm., iii. 28.
Cork, John Paston (alias Wortes), made Bishop of, i. 33; ii. 22, 26,
27.
Cornburght, Averey, iv. 47-48.
Cornewaleys, ——, vi. 130.
Cornewaleys, Thos., iv. 105.
Cornwall, i. 281; iii. 269.
Cornwall, Sir John, ii. 8.
Cornwall, a gentleman of, iv. 194.
Coronation of Edward IV., iii. 276, 278, 280, 286.
Coroumbr (?), Yorkshire, iii. 269.
Cosard, Philip, v. 91.
Cossey (Costessey), Norfolk, i. 219, 221, 223, 227, 231; ii. 170, 285;
iv. 137, 147, 148, 155, 158, 159, 163, 164, 170, 171, 179, 204,
205, 207.
Cossey, Bailiff of, i. 218, 221, 227, 231; iv. 137, 142, 143, 148, 155,
160, 170, 171, 186, 203, 205; v. 321.
Costaunce. See Coutances.
Costard, ——, ii. 156, 158, 249.
Costard, Francis, ii. 113, 172, 228; iii. 236, 282, 296.
Costers, vi. 50 note 2.
Costessey. See Cossey.
Costid (?), ——, ii. 66.
Coteler, Edw., ii. 288.
Coteler, Robt. See Cutler.
Coting (Cooting or Cutting), Wm., ii. 29, 102-103; iii. 263; iv. 108; v.
6, 86.
Cotman, Sir Richard, v. 320.
Cotton, Suffolk, i. 209, 225, 227-228, 229-231, 234, 240, 340; ii.
170; iii. 110, 308, 309, 315, 316, 317, 319; iv. 9, 52, 62, 63, 71,
72, 157, 168, 185, 191, 193, 197, 198, 199, 200, 235, 274, 292,
303; v. 5; vi. 106, 107.
Cotton, Parson of, ii. 195.
Cotton (Quotton), Wm., of Cambridgeshire, Receiver of the Duchy of
Lancaster, ii. 209; iii. 28, 30, 31.
Cotton, Mr., vi. 157.
Coubitt. See Retford.
Couche, John, ii. 67.
Coule, Wm., ii. 31.
Councils, Great, iii. 92.
Counsheux (Conches, Normandy ?), i. 55; ii. 5.
Courcy (Cursy), France, ii. 6.
Courtenay, Sir Hugh, v. 105.
Courtenay, John, iii. 307.
Courtenay, Sir Philip, v. 105.
Courtenay, Piers, Bishop of Exeter, vi. 81.
Courtenay, Rich., Bishop of Norwich, i. 30.
Courtenay. See Devonshire, Earl of.
[269b]
Courtenays, v. 80, 113.
Courtonne (Curton), France, ii. 6.
Cousinot, Wm., French Ambassador, ii. 121, 124.
Coutances (Normandy), ii. 6.
Couth. Publicly known, iii. 41.
Cove (Cofe), Wm., of North Cove, Suffolk, iii. 264.
Coventry, i. 75, 152, 172, 173, 182, 189, 244, 249, 250, 313; ii. 89,
90; iii. 103, 108, 198, 233, 242;
Parliament at, iii. 226;
Recorder of, ii. 176.
Coventry and Lichfield, Bishop of, formerly called Bishop of Chester.
See Booth, Wm., and Hales, John.
Covine. Intrigue, ii. 271, 312.
Cowhaw, Nacton, Suffolk, iii. 5, 20, 85, 90, 91.
Cowling, Suffolk, iii. 155, 157.
Cowntewery. Counter or desk, ii. 281.
Cowper, ——, vi. 120-121.
Cowper, Aleyn, iv. 280.
Cragg. Stoneware, vi. 50.
Craksheld, ——, v. 244, 245.
Crane, ——, ii. 315; iii. 92.
Crane, Alice or Alson, ii. 135, 301; iii. 40, 115; iv. 223.
Crane, Eliz., vi. 206.
Crane, John, ii. 148-149; iii. 31, 40 note 1.
Crane, Margaret, iii. 31.
Crawethorn, ——, v. 208.
Cray, North Kent, iv. 309.
Crayford, i. 335.
Cressell, Monsieur de, iii. 306.
Cressener, ——, iii. 2.
270
Cressingham, Norfolk, i. 306; ii. 31, 159, 220; iv. 256; vi. 17, 27-28,
96, 97.
Cressingham, Parson of, ii. 31, 219.
Crevecœur, Ph. de, v. 297.
Croft, Sir Ric., v. 105; vi. 69, 101, 187.
Croile, France, ii. 7.
Croker, Sir John, v. 105, 113.
Crome, N., iii. 50; iv. 76, 77, 155, 156.
Cromer (Crowmer), Norfolk, i. 25, 177, 254, 308, 309; ii. 19, 64,
136, 187, 244, 292-293; iii. 126, 128, 196; v. 298; vi. 24, 29.
Cromer, Pers of, ii. 68.
Cromes, ii. 128.
Cromwell, Ralph, Lord Treasurer of England, i. 31, 59, 131, 163,
336; ii. 38, 47, 120, 190, 197, 198, 200, 275, 324; iii. 9, 30, 41,
44, 50, 52, 66, 69, 73, 156.
Cromwell, Humphrey Bourchier, Lord (1461-71), iv. 8; v. 100.
Cromwell, Sir Thos., v. 105.
Crosseby, ——, iv. 270.
Crostwight (Crostweyt), Norfolk, Parson of, iv. 229.
Crowland Abbey, i. 248.
Crowmer. See Cromer.
Crowmer, ——, i. 72, 74; iv. 61.
Crowmer, Sir Jas., v. 105.
Crowmer, Robt., vi. 154-155.
Croyland, Prior of, i. 66.
Croxton, ——, ii. 158.
Croxton (Croxeston), Audrey, iv. 224.
Croxton, Thos., iv. 117.
Cryne, T., vi. 55-56.
Cubitt. See Kubyte.
Cullynge, ——, iv. 10.
Cumberton, Richard, iv. 279.
Curde, John, iv. 22.
Currants. See Raisins.
Curson, Sir John, ii. 216.
Curson, Philip, iv. 231.
Cursy. See Courcy.
Curteys, John, v. 306.
Curton. See Courtonne.
Curt baron, vi. 175.
Custans, ——, ii. 130.
Cutler (Coteler), Robt., Vicar of Caister, iv. 102, 103, 104, 124 note
3, 228, 229, 237, 238, 241, 242, 243, 285; v. 66, 67; vi. 50.
Cutting. See Coting.
Cuttyng, Gees, ii. 23 note 1.
Cyselond. See Sisland.
Da De Di Do Dr Du Dy
Dacre of the North, Ralph, first Lord (1459-62), iii. 268; iv. 51.
Dacre (Dakarys) of the South, Richard Fynes, Lord (1459-84), i. 193,
215; iv. 57, 61; v. 62;
Thos. Fynes, Lord (1484-1534), i. 69; vi. 151.
Delalaunde, Sir Thos., v. 70.
Dalby, Constantine, iv. 105-106, 124.
Dale, Edward, iii. 308, 316, 317, 319; iv. 303.
D’Alençon, Duc, i. 106.
Dalling, Norfolk, iii. 287.
Dalling, Vicar of, iv. 230, 231.
Dalling, ——, Under Escheator, ii. 200, 201, 212.
Dalling, Robt., i. 114; ii. 267, 271, 274, 308, 311.
Dalling, Sir Roger, iv. 8.
Dalling, Thos., ii. 271, 311.
Dalling, Wm., ii. 38-39, 214; iii. 263.
Dam (Damme), John, i. 44, 90; ii. 85, 95, 111-112, 128, 133, 148,
176, 179, 180, 186, 217, 223, 225, 228, 279, 315; iii. 227, 239,
266, 270, 298; iv. 15, 16, 17, 27, 48, 75, 250, 251, 252, 254; v.
308; vi. 189, 192, 193, 198, 199.
Dam, Simon, iv. 280, 281; v. 196, 252.
Dam, Wm., vi. 4.
Damask, price of, iv. 287.
Danby, Robt., iii. 122; iv. 88.
Dane, John, iv. 310.
Danger. ‘In his danger,’ i.e. in his debt, or responsible to him, iii. 38.
Daniel, ——, vi. 35.
Daniel, ——, of Gray’s Inn, iii. 296.
Daniel, John, vi. 117, 119.
Daniel, Thos., of Rising, Norfolk, i. 68, 94-95, 113, 114; ii. 80, 82,
86, 87, 103, 137-138, 145, 150, 172, 176, 202, 214, 216, 217-
218, 254 note 1, 255, 256, 265, 274, 296, 312; iii. 53, 60, 63,
100, 132, 226; iv. 96.
Daniel, Walter, vi. 75.
Danvers, Robt., Justice of the Common Pleas, ii. 162.
Danvers, Master T., v. 314.
Darby. See Derby.
Darcort, ——, iii. 266.
Darcy (Darsy), Roger, iii. 98; vi. 172.
Darell, Sir Edward, vi. 102, 187.
Dartford, Kent, i. 74, 99, 335-6.
Dartmouth, vi. 126.
Dates, v. 313.
Daubeney, ——, ii. 54.
Daubeney, Giles, Lord (1486-1507), vi. 145, 207.
Daubeney, John, i. 221, 240, 252, 253, 254, 340; iii. 297; iv. 13, 27,
41 (bis), 42-44, 64, 66, 70, 73, 79, 84, 85, 121, 123, 127, 136
(bis), 137, 139, 140, 142, 150, 152, 156, 160, 161, 162, 192,
227, 230, 266, 271, 277, 283, 299, 306, 307; v. 14, 22, 24, 25,
45, 47, 57 (bis), 61, 63, 66, 67, 97, 98, 140, 185, 302; vi. 50,
107-108.
Daubeney, Wm., iii. 237, 266.
Daune, Cecily, iv. 291-292.
Daungell, France, ii. 7.
Daunson, John, iii. 142, 284.
Dauphin, The, i. 290.
Dauson. See Dawson.
Davers, Thos., iv. 267-268.
Daverse, ——, i. 240.
Davington, ii. 188.
Davy, ——, ii. 93, 94; v. 78.
Davy, Alice, vi. 14.
Davy, Elyse, iv. 134.
Davy, John, ii. 112, 209; iii. 253-254; iv. 237, 238, 239; vi. 14.
Davy, John, Vicar of E. Tuddenham, iv. 102, 103, 104, 239; vi. 75.
Davy, Richard, ii. 319.
Davy, Thos., vi. 19, 57.
Dawbeney. See Daubeney.
Dawes, Thos., iv. 178.
Dawnson, ——, v. 214.
Dawson (Dauson), ——, iii. 307; v. 214, 215.
Dawson, John, iv. 236, 241.
Daye, John, v. 174.
Deal, Kent, i. 316.
271
Dean, Forest of, i. 250.
‘Death of Arthur, The,’ i. 323.
Debenham, Suffolk, ii. 322.
Debenham, Gilbert, ii. 235-236, 243, 273, 275, 276, 307; iii. 35, 309,
317, 319; iv. 9, 42-43, 62, 63, 68, 69-70, 71-72, 151, 157, 192,
193, 198.
Debenham, Gilbert, the younger, knighted before 1465, father of
Elizabeth Brews, i. 210, 212, 214, 230, 337; iv. 43, 45, 46, 88,
94, 192, 198, 199, 274; v. 50.
Debenham, Sir Gilbert, son of the preceding and uncle of Margery
Paston, i. 210, 229, 230, 340; vi. 106, 118.
Debretayll, Lewis, v. 32.
Decies tantum, writ of, ii. 17.
De Coussy, i. 123.
Dedham, Essex, ii. 149, 170, 193, 194, 195; iii. 37, 56, 65, 67, 68,
94, 96, 109, 142, 301, 302; iv. 158; v. 117.
Dedham Netherhall, Essex, iii. 154; iv. 236.
Dedham Overhall, Essex, iv. 236.
Delaber, Sir Richard, vi. 187.
Delevere, Sir Richard, vi. 101.
Delgate, Thos., ii. 53.
Delvys, Sir John, v. 104.
Denbigh, i. 192.
Dene, Robt., iii. 68.
Dengayn (Dyngane), Joan, iv. 86.
Dengayns, Yarmouth, v. 94.
Denham (Dynham), John, afterwards Lord, i. 182, 184, 185, 281; iii.
199, 203; v. 188; vi. 107, 120.
Denmark, King of, vi. 136, 138.
Denney (Jenney ?), ——, ii. 238.
Denny, William, iv. 279.
[271b]
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