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Introduction to Nanophotonics


                    Logan Liu
           Micro and Nanotechnology Lab
   Department of Electrical & Computer Engineering
                 University of Illinois
What is Nanophotonics?
This area of nanoscience, called nanophotonics, is defined as
“the science and engineering of light matter interactions that take
place on wavelength and subwavelength scales where the
physical, chemical or structural nature of natural or artificial
nanostructured matter controls the interactions”

                                  -‐‐National Academy of Science
Early Examples of Nanophotonics
Nanophotonics in Mother Nature
Foundation of Nanophotonics
• Photon-Electron Interaction and Similarity




       “There’s Plenty of Room at the Bottom” (Feynman, 1961)
Foundation of Nanophotonics
Basic Equations describing propagation of photons in
dielectrics has some similarities to propagation of
electrons in crystals

Similarities between Photons and Electrons

     Wavelength of Light,



 Wavelength of Electrons,
Foundation of Nanophotonics
 Maxwell’s Equations for Light
        1 D                        1 B
  H                  E 
        c t                        c t
                                         [  1  E ( r )]   2 E ( r )
Eigenvalue Wave Equation:                [ 1  H ( r )]   2  H ( r )
                      For plane wave   E ( r )   k0 2 E ( r )

Describes the allowed frequencies of light

Schrodinger’s Eigenvalue Equation for Electrons:
   h2                                    Describes allowed
( 2 )
  4 [    V ( r )] ( r )  E ( r ) Energies of Electrons
  2m
Foundation of Nanophotonics
Free Space Solutions:
Photon Plane Wave:              EE e   0
                                                ik .r t
                                                             e    ik .r t
                                                                                

Electron Plane Wave:              ce         ik .r t
                                                             e    ik .r t
                                                                                
Interaction Potential in a Medium:
Propagation of Light affected by the Dielectric Medium (refractive
index)

Propagation of Electrons affected by Coulomb Potential
Foundation of Nanophotonics
Photon tunneling through classically
  forbidden zones. E and B fields
  decay exponentially. k-vector
  imaginary.




 Electron Wavefunction decays
 exponentially in forbidden
 zones
Foundation of Nanophotonics
   Confinement of Light results in field variations similar to the confinement of Electron in a
      Potential Well. For Light, the analogue of a Potential Well is a region of high
      refractive-index bounded by a region of lower refractive-index.

Microscale Confinement of Light                      Nanoscale Confinement of Electrons
Foundation of Nanophotonics
• Free space propagation of both electrons and photons can
  be described by Plane Waves.
• Momentum for both electrons and photons, p = (h/2π)k
• For Photons, k = (2π/λ) while for Electrons, k = (2π/h)mv
• For Photons, Energy E = pc =(h/2π)kc while for Electrons,
Near Field Optics
                                                        
   In Far-Field Microscopy,         Re solution  1.22      
                                                       2 NA 
This can be overcome with Near-Field Techniques by having nanoscale apertures or by
using aperture-less techniques which enhance light interaction over nanoscale dimensions
with the use of nanoscale tips, nanospheres etc. The idea of using sub-wavelength aperture
to improve optical resolution was first proposed by Synge in a letter to Einstein in 1928.
These ideas were implemented into optics much later in 1972 [Ash and Nicholls]
                                    Schematic set-ups for Near-Field Scanning
                                    Optical Microscope (NSOM)




                                                                 Aperture-less
Near-field light decays over a                                   Technique: Near-Field
distance of 50 nm from aperture.       Tapered Optical-Fiber     around Nano-Tip
Near-Field Optics
                                                          SNOM
                     PSTM




Tip collects the evanescent light created
by laser illuminating the sample from the   Tip illuminates the sample;
back                                        Scattered light is collected
Near Field Optics
                             (Paesler, <Near-field Optics>)
                                                                                                               2
                                                                                                                      x )1/2 Z
                                                                                                                        2
                            f ( x, z  Z )   d x e  i 2 x x F ( x , z  0)e i 2 (                                         (1)
                                                       

                            For far field only need to integrate over k   / c, i.e.
                                                           
                                                       
                                                          2 C             i 2 x x                       i 2 (  2  x )1/ 2 Z
                                                                                                                           2
                            f ( x, z  Z )                    d x e                 F ( x , z  0)e                                 (2)
                                                       
                                                         2 C



                            z      , T h e n E q n . (1 ) is re c a p tu re d b y Z  

Then taking at aperture, f ( x, z   )  rect ( x )
                                                  
                                          
                                                                                2   2
                                         2 C                i 2 x x  i 2   x ( Z  )
Now far field: f ( x, z  Z )                 d x {e              e                          
                                        
                                          2 C
                                                                                       "
                                    
                                            "  i 2 " x         "       sin(( x   x ) w) 2                          2  "2 
                                       d ex
                                                      x
                                                            F ( , z  0)
                                                                  x                   "
                                                                                             e                                  x
                                                                                                                                        }   (3)
                                                                            x  x
                  F ( x , z  0)  Eo ( x  K ), with K one spatial frequency
Near Field Optics
Continued from the previous page
                                                                 2 K 2 Z
   Eqn.(1)  f ( x , z  Z )  Eo e i 2 Kx  e i 2                              for K   / C
                                     0,                                                 for K   / C                       (4)
                                                              
                                        i 2  2  K 2                                      i 2  2  x ( Z  )
                                                                                                           2            sin( x  K ) w
    Eqn.(3)  f ( x, z  Z )  Eo e                         2 C
                                                                    d  x e  i 2 x x e                                                (5)
                                                            
                                                              2 C                                                         x  K
Notes: Eqn. (4) fulfills all our notions about far-field microscope and its inability
               to carry information beyond certain spatial frequency

            Eqn. (5) integral doesn’t vanish for K   / C , such that high-frequency
                  elements still contribute to the signal arriving at z=Z (far field).
                                                                                                                   sin( x  K ) w
            Eqn. (4) collapses to (5) when w (aperture width) is large, i.e.                                                         ( x  K )
                                                                                                                      x  K


   In the near-field, evanescent terms must be taken into account, due to the convolution of the
    tip and the sample.
Quantum confinement
  Quantum-confined materials refer to structures which are constrained to
  nanoscale lengths in one, two or all three dimensions. The length along
  which there is Quantum confinement must be small than de Broglie
  wavelength of electrons for thermal energies in the medium.

Thermal Energy, E =              de Broglie Wavelength,


                                       For T = 10 K, the calculated λ in GaAs is
                                       162 nm for Electrons and 62 nm for Holes
                                        For effective Quantum-confinement, one
                                        or more dimensions must be less than
                                        10 nm. Structures which are Quantum-
                                        confined show strong effect on their
                                        Optical Properties. Artificially created
                                        structures with Quantum-confinement
                                        on one, two or three dimensions are
                                        called, Quantum Wells, Quantum Wires
                                        and Quantum Dots respectively.
Quantum Confinement
                                                          Quantization of energy into discrete levels
 Nanoscale Confinement in 1-Dimension                     has applications for fabrication of new solid-
 results in a “Quantum Well”                              state lasers. Two or more Quantum wells
                                                          side-by-side give rise to Multiple Quantum
                                                          Wells (MQM) structure.

                                                          Motion is confined only in the Z-
                  Z                                       direction. For electrons and holes
                                                          moving in the Z-direction in low
                                                          bandgap material, their motion can be
                                                          described by Particle in a Box. If the
At 300 K, The band gap of GaAs is 1.43 eV while it is
1.79 eV for AlxGa1-xAs (x=0.3). Thus the electrons and    depth of Potential Well is V, for
holes in GaAs are confined in a 1-D potential well of     energies E<V, we can write,
length L in the Z-direction.
                                                                                               2      2
                                                                                2
                                                                                nh  2
                                                                                         h 2 (k x  k y )
                                                         En ,k x ,k y  EC       2
                                                                                                 
                                                                               8me L        8 2 me
                                                            n = 1, 2, 3,…..
Quantum Confinement
Quantum Well: 1D Confinement
Due to 1-D confinement, the number of continuous
energy states in the 2-D phase space satisfy
                       2      2
          2mE2D        xp p y



Quantum Wire: 2D Confinement

2D confinement in X and Z directions. For wires
(e.g. of InP, CdSe). with rectangular cross-section,
we can write:
                                                       2
                              2
                            n1 h 2
                                     2
                                   n2 h 2  h2k y
      En1 ,n2 ,k y    EC   2   2  2 
                           8me Lx 8me Lz  8 me

Quantum Dot: 3D Confinement
For a cubical box with the discrete energy
levels are given by:
                              2    2     2
                     h 2 n1 n2  n3
En1 ,n2 ,n3    EC   ( 2  2  2 )
                    8me Lx  Ly  Lz
Quantum Confinement
Size Dependence of Optical Properties
In general, confinement produces a blue
shift of the band-gap. Location of discrete
energy levels depends on the size and
nature of confinement.
Increase of Oscillator Strengths
This implies increase of optical transition probability. This happens anytime the
energy levels are squeezed into a narrow range, resulting in an increase of
energy density. The oscillator strengths increase as the confinement increases
from Bulk to Quantum Well to Quantum Wire to Quantum Dot.
Computational Nanophotonics
• Analytical approach hampered by over-simplifying
  assumptions
   – Perfect conductivity, zero thickness materials,
     semi-infinite structures, …
• Frequency vs. Time domain?
• Computational resources becoming less constraining
   – Very complex problems being tackled
• Finite Difference Time Domain (FDTD)
• Frequency Domain Integral-differential
Computational Nanophotonics
        Time Domain                               Frequency Domain
•   Numerical integration of                 •   Time harmonic excitation
    Ampere/Faraday                               (steady state)
•   Impulse excitation                       •   Boundary value problem based
•   Numerical integration to get steady          on integro-differential equation
    state                                    •   Big things to invert
•   Relate time series to frequency domain       (stability/accuracy issues
    via F.T.                                     possible)
•   Some problems with highly dispersive     •   Relate to time domain by F.T.
    media (convolutional response)
•   No big things to invert but lots of
    memory
•   Sophisticated variable mesh
Finite Difference Time Domain (FDTD)
Yee Cell – Space/Time
                                                                                t 
                           E x ( n  1, i, j, k )  E x ( n, i, j , k )                  
                                                                             (i, j , k ) 
                                          H z ( n  1 2 , i, j  12 , k )  H z ( n  1 2 , i, j  1 2 , k )
                                                                                                             
                                                                         y
                                          H y ( n  1 2 , i, j , k  1 2 )  H y ( n  1 2 , i, j , k  1 2 ) 
                                                                                                              
                                                                          z                                  




E(0)   H(1/2)   E(1)

 0       1/2     1
                       t
Static State Computation
  Electrostatic Approximation                              Finite Element Simulation
                                                                           16
                                           (b)                                                     4dB

 
                                       y         x
                                            z
                                                                                     |E|/|E0| at 785 nm
             (, )                                                        0

                                      Solve Harmonic Wave Equation                                 9 dB

      Solve Laplace equation
                                             (  1  E )   2E  0
     1     1     2                    ( 1  H )   2 H  0
                      0
           2  2
              
                                                     For Plane Wave
                                                               2
                                                   E z  k 0 E z  0
                                                                                               30 dB
         Charge density                                            2
                          a (  /  ) 1        (H z )  k 0 H z  0
 (  )   E  , 0       
                                          Low-reflecting Boundary Condition
  Singularity near the sharp tip           n   H   E z  2  E0 z
       (   0)                     n   E   H z  2  H 0 z                                     dB
                                                                                30   20   10   0    -10   -20
Plasmonics
                                          Transverse EM wave coupled to
                                          a plasmon (wave of charges on a
                                          metal/dielectric interface) = SPP
                                             (surface plasmon polariton)

                                         Note: the wave has to have the
                                         component of E transverse to the
                                         surface (be TM-polarized).
Polariton – any coupled oscillation of photons and dipoles in a medium




                                                          10 µm



                                                              1 µm
Plasmonics Research




   Details in Prof. Nick Fang’s Lecture
Metamaterials



Hormann et al, Optics Express (2007)




                                       Details in Prof. Nick Fang’s Lecture
Photonic Crystal
The most striking similarity is the Band-Gap within the spectra of Electron
and Photon Energies




                                              Likewise, diffraction of light within a Photonic Crystal is
                                              forbidden for a range of frequencies which gives the
Solution of Schroedinger’s equation in a 3D   concept of Photonic Band-Gap. The forbidden range of
periodic coulomb potential for electron       frequencies depends on the direction of light with respect
crystal forbids propagation of free           to the photonic crystal lattice. However, for a sufficiently
electrons with energies within the Energy     refractive-index contrast (ratio n1/n2), there exists a Band-
Band-Gap.                                     Gap which is omni-directional.
Photonic Crystal
Photonic Crystal
All-Optical Processor
Molecular Nanophotonics
Molecular Nanophotonics




Photosynthetic Solar Cell   Molecular Nano Antenna
Molecular Nanophotonics


      Coupled Spring Model

        r                    r
ωex             ωvib



         Excitation electric field               Nuclear displacement                     Polarizonbility
                                                                                               
        E  E 0 cos(  ex t )                      r  r0 cos(  vib t )              0       r 
                                                                                              r  0
               Dipole moment
                                                   
                  E   0 E 0 cos(  ex t )       r0 E 0 cos(  ex t ) cos(  vib t )
                                                  r  0
                                               1   
                     0 E 0 cos(  ex t )           r0 E 0 cos ( ex   vib )t  cos ( ex   vib )t 
                                               2  r  0
                  Rayleigh Scattering                             Anti-Stokes line           Stokes line
Nanophotonic Interaction
  Raman Spectra of DNA Bases                                                                                         Optical Cross Section
                                                                                                         -14
                 150                                                                                    10
                                                            A                                            -16
                                                                                                        10
                                                            C                                                                                                     SERRS Geometrical
                                                                                                               Rayleigh                                                 cross-section
                                                            G                                            -18
                                                                                                        10     Scattering                                                 of a single




                                                                          Optical Cross Section [cm ]
                                                                          2
                 100                                        T                                                           Fluorescence                                      biomolecule
    Intensity [a.u]




                                                                                                         -20
                                                                                                        10                                                   SERS
                                                                                                         -22
                                                                                                                                                    12 orders
                                                                                                        10                                          of magnitude
                      50                                                                                 -24
                                                                                                        10                             FTIR

                                                                                                         -26                                        Resonance Raman
                                                                                                        10
                                                                                                         -28
                      0                                                                                 10
                                                                                                         -30
                                                                                                        10
                                                                                                                                          Raman scattering
                           500         1000          1500
                                                -1
                                 Raman Shift [cm ]
      Electromagnetic Enhancement                                                                                 Chemical Enhancement
                                                                                                                                                                             LUMO
hωinc                                                       hωinc±hωvib

                                                                                                             hω               hω’


                                                                          EFermi
                                                                                                                                                                             HOMO
Nanophotonic Field Enhancement




          Cresyl blue SERS spectra. Adapted from Stöckle et al., Chem. Phys. Lett. 2000, 318, 131.
Hybrid Nanophotonics
• Inorganic-organic hybrid structures
Fabrication of Nanophotonics
Nanophotonic Bioimaging
Nanoparticles are also used for bioimaging by non-optical techniques like Magnetic
Resonance Imaging (MRI), Radioactive Nanoparticles as tracers to detect drug pathways
or imaging by Positron Emission Tomography (PET), and Ultrasonic Imaging. For MRI, the
magnetic nanoparticles could be made of
                                            oxide particles which are coated with some
                                            biocompatible polymer.
                                            Newer Nanoparticle Heterostructures have
                                            been investigated which offer the possibility
                                            of imaging by several techniques
                                            simultaneously. An example is Magnetic
                                            Quantum Dot.
Nanophotonic Bioimaging
    Dual-Functional Nanoprobes for Dual-Modality Animal Imaging


                                                           Fluorescence




Photoacoustic    T2 MRI
                                                  T1 MRI




                     Bouchard and Liu et al, PNAS 2009
Nanophotonic Energy Conversion
                                                                  Joule Heat due to
                                                                  Plasmon Current
                                                      Q  j plasmon (t )  E plasmon (t )
                                                                                              t
                                                                                                  2
                                                               1         3 medium                 
                  PRET
                                                        Re i NP E 02                              
                                                                8      2 medium   NP             
                                                                                                     
             Chemical/Biomolecules
                                                                                       2
           Electron-Lattice Collision                    2      3 medium
                                                          E0                  Im  NP
      (Electron-Phonon Relaxation)                      8    2 medium   NP
                                                           Temperature Increase due to
 E0e-jωt                                                    Photothermal Conversion
                                Metal lattice
                                                      At steady state        Light Intensity
                                                                   2
                                                                a Q
                                Conduction Electron        T  NP           I 0  cE 02  0 / 8
                                                                  3
                                                                                          2
                                                                      2
                                                               I 0 a NP    3 medium
                                                       T                                  Im  NP
                                                              3c  0    2 medium   NP
                                                                        NRL 1, 84-90 (2006)
Nanophotonics Therapy




                 H. Atwater, Scientific
                 American 2007
Nanophotonic Molecular Manipulation
                                                             Steady State            57 οC
                                                                                     52 οC
                                                                                     47 οC
                                                                                     42 οC
                                                                                     37 οC
                                                                                     32 οC
                                                                                     27 οC
                                                        60                   Steady state
                                                                             0 ns




                                     Temperature ( C)
                                                                             1 ns
                                                                             3 ns
                                                        50                   32 ns


                                                        40


                                                        30

   50 nm                                                      0     50      100      150
                                                                  Distance (nm)
              Lee et al, Nano Letter (2009)
Nanophotonic Fluidic Manipulation




    Liu et al, Nature Materials (2006)
Optofluidic Molecular Manipulation
                        Light Ilumination




Microfluidic Channel


                                               Optical Pre-Concentration of DNA

                       Photothermal Nanofilm




 Biomolecule
concentrating
Nanophotonic Particle Manipulation




  Conveyer             Rotor                        Stirrer




             Liu et al. Manuscript in preparation
Nanophotonics Market
Nanophotonics Market
Research Trends