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HOW DOES
YOUR COMPLIANCE
PROGRAM
MEASURE UP
BENCHMARK AGAINST THE ANONYMOUS
INDUSTRY POLLING RESULTS FROM
ACI’S 32ND FCPA CONFERENCE | NOVEMBER 2015
FCPACONFERENCE.COM
HAS YOUR COMPANY BEEN
SUBJECT TO OR DO YOU HAVE
EXPERIENCE WITH AN FCPA
SETTLEMENT?
YES: 41%
NO: 59%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
175 ATTENDEES ANSWERED:
HOW DOES YOUR ORGANIZATION
EVALUATE THE EFFECTIVENESS OF
LEGAL AND COMPLIANCE?
AUTOMATION/DATA ANALYTICS: 8%
RISK ASSESSMENTS: 42%
ROI/FINANCIAL EFFECTIVENESS: 2%
ALL OF THE ABOVE: 47%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
170 ATTENDEES ANSWERED:
WHAT IS THE BIGGEST
COMPLIANCE INVESTMENT BY
YOUR COMPANY?
DATA ANALYTICS: 3%
THIRD PARTY DUE DILIGENCE/MONITORING: 51%
HIRING/TRAINING: 22%
RISK ASSESSMENTS AND COMPLIANCE REVIEWS: 17%
OTHER: 7%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
164 ATTENDEES ANSWERED:
BESIDES THE U.S., HOW ARE YOUR
COMPLIANCE RESOURCES
ALLOCATED ACROSS THE GLOBE?
MOSTLY IN CHINA AND SOUTHEAST ASIA: 32%
HEAVIER CONCENTRATION IN BRAZIL AND LATIN AMERICA: 13%
MOSTLY IN RUSSIA: 1%
MIDDLE EAST & AFRICA: 5%
OTHER: 49%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
166 ATTENDEES ANSWERED:
WHEN DO YOU HIRE AN EXTERNAL
PARTY TO CONDUCT A RISK
ASSESSMENT?
ALL THE TIME: 27%
ONLY IF THERE ARE ENFORCEMENT ISSUES OR
POST-SETTLEMENT: 15%
EVERY 2-5 YEARS: 37%
NEVER: 21%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
126 ATTENDEES ANSWERED:
WHO SCORES THE COMPLIANCE
OFFICER IN YOUR COMPANY?
INTERNAL AUDIT/FINANCE: 23%
LEGAL: 25%
THEY SCORE THEMSELVES: 10%
WE DON'T DO SCORING: 43%
AMERICAN CONFERENCE INSTITUTE'S
INTERNATIONAL CONFERENCE ON THE
FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC
FCPACONFERENCE.COM
102 ATTENDEES ANSWERED:
MARK YOUR CALENDARS!
PRE-REGISTER NOW | 888-224-2480 | FCPACONFERENCE.COM
MENTION REGISTRATION CODE: B00-700-LNK17

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How to Measure the Effectiveness of Your Anti-Corruption Compliance Program?

  • 1. HOW DOES YOUR COMPLIANCE PROGRAM MEASURE UP BENCHMARK AGAINST THE ANONYMOUS INDUSTRY POLLING RESULTS FROM ACI’S 32ND FCPA CONFERENCE | NOVEMBER 2015 FCPACONFERENCE.COM
  • 2. HAS YOUR COMPANY BEEN SUBJECT TO OR DO YOU HAVE EXPERIENCE WITH AN FCPA SETTLEMENT? YES: 41% NO: 59% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 175 ATTENDEES ANSWERED:
  • 3. HOW DOES YOUR ORGANIZATION EVALUATE THE EFFECTIVENESS OF LEGAL AND COMPLIANCE? AUTOMATION/DATA ANALYTICS: 8% RISK ASSESSMENTS: 42% ROI/FINANCIAL EFFECTIVENESS: 2% ALL OF THE ABOVE: 47% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 170 ATTENDEES ANSWERED:
  • 4. WHAT IS THE BIGGEST COMPLIANCE INVESTMENT BY YOUR COMPANY? DATA ANALYTICS: 3% THIRD PARTY DUE DILIGENCE/MONITORING: 51% HIRING/TRAINING: 22% RISK ASSESSMENTS AND COMPLIANCE REVIEWS: 17% OTHER: 7% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 164 ATTENDEES ANSWERED:
  • 5. BESIDES THE U.S., HOW ARE YOUR COMPLIANCE RESOURCES ALLOCATED ACROSS THE GLOBE? MOSTLY IN CHINA AND SOUTHEAST ASIA: 32% HEAVIER CONCENTRATION IN BRAZIL AND LATIN AMERICA: 13% MOSTLY IN RUSSIA: 1% MIDDLE EAST & AFRICA: 5% OTHER: 49% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 166 ATTENDEES ANSWERED:
  • 6. WHEN DO YOU HIRE AN EXTERNAL PARTY TO CONDUCT A RISK ASSESSMENT? ALL THE TIME: 27% ONLY IF THERE ARE ENFORCEMENT ISSUES OR POST-SETTLEMENT: 15% EVERY 2-5 YEARS: 37% NEVER: 21% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 126 ATTENDEES ANSWERED:
  • 7. WHO SCORES THE COMPLIANCE OFFICER IN YOUR COMPANY? INTERNAL AUDIT/FINANCE: 23% LEGAL: 25% THEY SCORE THEMSELVES: 10% WE DON'T DO SCORING: 43% AMERICAN CONFERENCE INSTITUTE'S INTERNATIONAL CONFERENCE ON THE FOREIGN CORRUPT PRACTICES ACT |WASHINGTON, DC FCPACONFERENCE.COM 102 ATTENDEES ANSWERED:
  • 8. MARK YOUR CALENDARS! PRE-REGISTER NOW | 888-224-2480 | FCPACONFERENCE.COM MENTION REGISTRATION CODE: B00-700-LNK17