Alignment Assessment of industry programmes against the OECD Due Di...

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Alignment Assessment of industry programmes
against the OECD Due Diligence Guidance
Hannah Koep-Andrieu – Policy Advisor, ...

Presentation contents
Project background and participants
Alignment Assessment methodology
Key findings – across all progr...

Industry programmes in the Due
Diligence Guidance
The OECD Guidance encourages collaboration and cooperation
of companies ...

Project objectives
Design and test a methodology for assessing the alignment of industry programmes
with the OECD Due Dili...

Pilot nature of the project
Draft assessment methodology will be revised after pilot assessment
of the five industry progr...

Alignment Assessment: participants
Participating industry programmes
Informal Advisory Group
Oversight
and delivery
With s...

Presentation contents
Project background and participants
Alignment Assessment methodology
Key findings – across all progr...

Alignment Assessment methodology (1/4)
Alignment Assessment of programme design
and implementation
 Overarching due dilig...

Alignment Assessment methodology (2/4)
Alignment Assessment Tool accompanied by a descriptive Alignment
Assessment Methodo...

Alignment Assessment methodology (3/4)
Alignment Assessment rating
Do audits challenge whether companies
implement the cri...

Alignment Assessment methodology (4/4)
Confirm scope
of the
assessment
Appoint an
external
evaluator
Engage
relevant
stake...

Presentation contents
Project background and participants
Alignment Assessment methodology
Key findings on 5-step due dili...

Step 1: Establish strong management
systems
Ensure that due diligence extends beyond Tier 1 (direct suppliers) for
red-fla...

Step 2: Risk assessment
Map the supply chain – including both origin of minerals and activities
of suppliers
Perform enhan...

Step 3: Respond to identified risks
Report risk assessment findings to senior management
Common strengths across programme...

Step 4: Audit
Subject-matter knowledge of audit personnel – mineral supply chains
and OECD Due Diligence Guidance recommen...

Step 5: Reporting
Ensure consistent, annual and public reporting by companies on due
diligence processes and performance
E...

Programme governance review
Monitoring of emerging risks and communicating these to companies,
auditors or relevant stakeh...

Presentation contents
Project background and participants
Alignment Assessment methodology
Key findings – across all progr...

Broader themes and considerations
Relating to industry programmes
• Programmes report that the rigorous assessment process...

Broader themes and considerations
Relating to companies
• Importance of due diligence implementation – particularly beyond...

Broader themes and considerations
Relating to audits
• Urgent need to improve the mineral supply chain and due diligence
k...

Broader themes and considerations
Relating to civil society
• CSOs play a critical role in monitoring risks and company be...

Hannah Koep-Andrieu
hannah.koep-andrieu@oecd.org
Andrew Britton
abritton@kumi.consulting
http://mneguidelines.oecd.org/
ht...

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