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中国,法律与外国人:国
际舞台上的相互交融
Larry Catá Backer (白 轲)
W. Richard and Mary Eshelman Faculty Scholar Professor of Law and
International Affairs; Pennsylvania State University
Prepared for the Conference: “Foreigners and Modern Chinese Law”,
Tsinghua University School of Law, Beijing, China, July 9-10, 2016;
Organized by Profgessors Xu Zhangrun and Chen Xinyu
简介
• 清末之时已设下现代交流的基
调
• 爱德华·卡彭 《西方影响在中
国》刊载于1913年种族和发展
学刊,(于1922年并入美国外
交事务杂志)
• 西方带来了哪些影响?
• 哪些领域应避免西方影响的破坏?
• 那些领域中国可向西方学习?
• 西方怎样为其提供有效帮助?
Ceiling Louvre Paris
中西交流的形态
• 中西交流讨论的思维定势
• 西方积极主动,中国消极被动
• 西方输出方,中国接受
• 西方先生,中国学生
• 西方随身应变,中国老规矩一眼
望穿
Olga Sacharoff, Els Casats de nou 1929 Catalan
Museum Barcelona
历史上中西交流的形态
• 长久的对外开放(唐朝)与闭
关锁国(明、早清)
• 共和时代的模仿
• 国民党六法全书
• 以欧洲法典为范本
• 接受西方教育的中国学者参与起草
• 西方法律专家的指导
• 新中国时代的交流与开放
• 1949-1957: 苏联和共产国际
• 1957-1965:批苏批修,本土化
与修正派
• 1965-1978:无产阶级文化大革
命
• 1970后期:西方,是社会法制与
社会主义现代化
Juan Corea de Vivar La Nativité Louvre 1535
本文讨论的主旨
• 外国人在中西法律交流中的角
色类似于新中国前的情形。
• 这表明了中西法律交流的典型
形态
• 这表明了中国人自身在“走出
去”的战略中可以从中西法律
交流中摄取经验。
• 内部思考:是否可以从党的“建
设社会主义现代化”中发展出一
套思维—以实事求是的态度来发
展现代化。
• 外部:中国人是否可以避免西方
曾经的错误,从而变成他国之上
的“老外”?
David II Terniers Flemish Misericordia Louvre 1600
中西交流的典型
• 传教士
• 专家
• 奉承人士
• 殖民者
• 中国人在海外
• 企业家
• 社会团体
Yan Liben, Lady Liu and Liu Cong Admonishing in Chains Chain
China Ming Dynasty Smithsonian Washington DC
对外态度
• 受邀的参与
• 管理西方的干涉
• 有益的陌生人
• 实用工具主义
• 联通本土与国际
• 对抗
• 排外
• 控制
• 限制
Reservoir Istanbul 4th century A.D.
传教士
• 传统交流的现代形态
• 建立在高姿态之上
• 交流的主旨是改变对方
• 核心与形式的规范
• 交流预设对方为弱势与落后
• 多元层级
• 宗教
• 政治
• 技术
• 社会
• 他们自持掌握对优越的解释权
Altar Catalunya 8th Century, Barcelona
专家
• 种类
• 律师
• 法官
• 学术
• 关注焦点
• 法律技术方面
• 日常法律和法律机构
• 体系工程师
• 宪政制度
奉承之士
• 表面上与传教士的有色眼镜相
反
• 但实际上可能阻碍发展
• 可能成为接待国或者祖国的工
具
• 尤其是那些有备而来的专家
Bartolomé Bermejo, Retable of Christ and the Ressurection
Barcelona 1475
移民者
• 主权国家受制于域外制度
• 伴随了近代国际化的历史潮流
• 中国虽然被作为主权国家,但
是所有国家在高级体系中都是
利益相关人。
• 国际社会组织和国际机构可能
引领时代
• 一国法律在繁荣,开放边界以
及透明度与国际接轨上存在重
大国家利益。
中国人在海外
• 中西交流中的一个重要连接点,
同时也是一个研究领域
• 两种类型
• 中国人在海外成为该国公民
• 中国人在海外求学
• 信任,滤镜
• 远离现代化的第一线
• 有必要注意海外中国人对西方文
化过度的掌握
• 他们为谁说话?
• 考察
• 共产党员
• 考察
企业家
• 售卖知识—知识商人
• 教育及其他领域,中国是一个
占优势的外部市场
• 对理论的轻视,对优势的重视,
利益相关者的思路
• 但是法律产品的消费者在成熟
• 成熟消费者对全球其他市场的
影响
Marinus van Reymerswaele, The Tax
Collectors, 1535 Louvre
公司雇员
• 外国人推行机构的利益与价值
而非国家的
• 企业
• 金融市场及其他
• 社会组织
• 这些专业技能最终落入了传教
士,专家与奉承者的套路
• 其推行不是个人价值而是机构价
值
• 中国面临识别国家和非国家行为,
尽管两者产生了相似的效果
回应
• 传统
• 受邀的参与
• 有益的陌生人(实用工具主义)
• 对抗(义和团,文化大革命)
• 当代
• 恐惧,控制和必要
• 传统的对抗被拉进现实
• 社会主义现代化和建设社会主义法律体
系
• 初步阶段:法律移植于特区实验
• 通过海外教育者进行法律本土化
• 建立一个与本土政治体制更契合的自制
体制
• 党的政治工作
Bartolomé Bermejo Resurrection from a Diptych
Barcelona 1475
对内经验
• 四条倒着腿的动物怎么能向前直
走
• 外国人是法律革新的重要元素
• 国际接轨的问题
• 条理性问题
• 本土适应性问题
• 警惕指出
• 关注影响而非抄袭
• 关注构建的实力
• 避免消极接受
• 调理的意识形态分析
• 避免腐朽死板与官僚主义
• 打破教条与思维定势从而开放解
放思想
• 国家之本体制根基
• 实施
• 解放思想,开动脑筋,实事求是,
团结一致向前看,首先是解放思
想。只有思想解放了,我们才能
正确地以马列主义、毛泽东思想
为指导,解决过去遗留的问题,
解决新出现的一些列问题,正确
地改革同生产力迅速发展不相适
应的生产关系和上层建筑,根据
我国的实际情况,确定实现四个
现代话的具体道路、方针和措施
.
• 邓小平, 解放思想,实事求是,团
结一致向前进(Dec. 13,
1978).
勇往直前
• 国内问题,国际问题
• 外国人与中国法大的议题已经融入
到国际体制下的中国法以及中国法
在国际这一议题
• 跨国国际社团
• 国际法与制度的兴起
• 跨国企业作为立法者的问题
• 国际秩序的重要性
• 这些时代变迁改变了外国和本土,
和国家。中国应当主动参与这个
国际社会,发出自己的声音
• 回到过去恐有违党的基本路线
对外的经验
• 中国作为“外国人”的新型关系
• 走出去战略
• 国有企业
• 与国际组织的交流
• 在国际化下,对外开放的未来
• 依法为民
• 旧思维阻碍中国政策引领全球
African traditional figures, Barcelona 2014
结论
• 自清以后,中国社会与外国人处于一种
复杂关系
• 爱德华·卡彭对中西交流所分析不得不
给予重视,从中也认识到中西交流的形
态,但是这是中国社会参与国际法律事
务所应避免的圈套,我们应当追问:
• 中国影响力在何处?
• 中国影响力应该避免怎样的破坏?
• 中国影响力怎样做出贡献?
• 这些问题都是那些踏上非洲,拉美以及
亚洲土地的中国人所应当思考的。
• 中国可以避免西方社会在上个世纪与中
国交流中曾经走过的弯路?
• 中国可以避免工具主义以及压迫的旧思
维?
• 避免这些圈套将是中国在国际社会中国
际社会中实施“走出去”战略中面临的
最大挑战。
Japanese Kamakura period; Louvre
感谢
• 更多内容,请搜索Backer in
Law

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中国,法律与外国人:国际舞台上的相互交融 ("China, Law, and the Foreigner: Mutual Engagements on a Global Stage,")