Dix réflexions sur l’étude des utilisateurs et des usages des archives

Simon Côté-Lapointe
Simon Côté-LapointePh. D. en sciences de l'information spécialisé en archivistique
Simon Côté-Lapointe, candidat au doctorat
École de bibliothéconomie et des sciences de l’information de l’Université de Montréal, EBSI
Avec l'appui financier du Fonds de recherche du Québec – Société et culture (FRQSC) et de la
la Fondation de BAnQ grâce à son Programme de soutien à la recherche
Présentation dans le cadre du 10e Symposium EBSI-SIS
Vendredi le 24 février 2017, Université de Montréal
Dix réflexions sur l’étude des
utilisateurs et des usages des archives /
Ten reflections about the study of users
and uses of archives
Presentation plan
2
1. Context and method
2. Five reflections about users
3. Five reflections about uses
4. Conclusion
Introduction
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
3
Introduction
Context and method
Context
• Doctoral project
• Litterature review on uses and users of archives
Corpus analyzed
• Theoretical and empirical texts in archival science
• Europe and Northern America
• More than 40 texts summarized (english and french)
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
About users
5
1. User needs About users
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
«Need» is a vague and little studied aspect in archival
science
• Synonyms : expectations, intention, reasons, intended
use, requests, etc.
• Different analysis levels of the phenomenon
• No shared theoretical basis in user studies
• Archival users and use have received considerably less
attention than in LIS
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017 6
2. The digital user About users
The digital environment modify the mediation between archives,
users and institutions
« Archives are becoming more aware that the demographics of users, especially in
online environment, is changing, no longer consisting primarily or exclusively of
researchers, but increasingly containing non-researchers [...] who search, browse,
or simply look around according to their personal or everyday-life information
needs (Pugh, 2005; Huvila, 2008; Adams, 2007). […] researchers also are beginning
to have non-traditional expectations of the archives, probably due to their overall
experiences with online databases, digital libraries, etc. » (Vilar et Šauperl, 2015,
p.553)
Impact on theorical and empirical perspectives on users.
7
3. User studies
We study more the user’s expectations in relation to a
specific system or interface than the actual needs
Problematic because :
• Different practices whitin the archival community
• Different contents, kinds and types of archives
• Different interfaces
• Fast and constant evolution of digital dissemination means
• Contextual and technological bias
About users
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
8
4. Actual users / Potential users
We study more the needs of those who already use
archives (traditionnal users) than the needs of potential
users
About users
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
9
5. User typologies
User typologies reflect a vision centered around the
archives rather than the characteristics of users and their
practical uses of archives
Typologies
• Traditionnal / non traditionnal users
• Intern / extern users
• Primary / secondary / passive users
• Records / archives users
• Direct / indirect users
• Vocational / avocational (or lay users)
• Experts / novice users
About users
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
About uses
• Global dissemination
• Facilitate handling et
reuse
• Expansion of uses
11
6. Digital chain of use About uses
The chain of use have change in the digital environment
• More access
• More visibility
• More dissemination means
• More digitized documents
• More types of documents (audio,
video, etc.)
• Less mediation with institutions and
archivists
• Web 2.0 & 3.0
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
12
7. Theoretical basis of use
There is a lack of theorical basis of archives uses
«Use» is vague concept. Synonyms : purpose, function,
utilization, usage, action, activity, task, etc.
About uses
THEORIES & MODELS CHARACTERISTICS
Théorie des trois âges
(Schellenberg, 1956)
Uses based on life cycle of documents and values of archives
Market segmentation
(Yeo, 2005)
2 axis : purpose of use / values sought
Activity theory
(Wilson, 2006)
3 levels for analysing usage : Activity, action, operations
Exploitation of archives
(Lemay & Klein, 2014)
Fifth dimension of the records continuum.
Highlight on conditions of use.
4 axis : activity, finality, materiality, temporality.
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
13
8. Typologies of uses
Typologies of uses reflect a vision centered around the
archives and the traditionnal types of users rather than the
practical uses of archives
About uses
Typologies
• Explicit or implicit uses
• Direct or indirect uses
• Uses based on user type
• Primary or secondary uses / Uses based on archival value,
function or purpose
• Uses by disciplines or sectors
• Uses by dissemination means
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
14
9. Study of uses
There’s a lack of study on uses of archives.
• « [...] less is known about what users do with records when they
consult them. » (Yeo, 2005, p.42)
• « Use is hardly discussed at all, while users have gained some
attention since the 1980s. The literature provides a somewhat
abstract view of use and users, not explicitly grounded in
theoretical reasoning or empirical studies. » (Sundqvist, 2007,
p.647)
About uses
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
15
10. Kinds and types of archives
We must take account of the kinds and types of archival
documents in the study of uses
• Multiple kinds and types of documents in archives leads to
multiple uses
• Lack of study about uses linked to medium and content
types
« More research is needed to determine whether new content is
leading to new uses of archives. » (McCausland, 2011, p.316)
About uses
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
16
What to do next ? Conclusion
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
Propose a new model to study the uses of archives
Avenues for further research :
• Exploitation of archives
• Sociologie des usages (sociology of uses)
• Activity theory
• Archival principles, values and functions of archives
• Kinds and types of archives (medium and content)
Questions ?
18
Bibliography
• Adams, M. (2007). Analyzing archives and finding facts: use and users of digital data records. Archival Science, 7(1), 21-36.
doi:10.1007/s10502-007-9056-4
• Bertrand, A. (2014). Valeurs, usages et usagers des archives. Dans Y. Lemay et A. Klein (dir.), Archives et création : nouvelles
perspectives sur l'archivistique. Cahier 1 (p. 121-150) Montréal, QC : Papyrus. Repéré à
https://papyrus.bib.umontreal.ca/xmlui/bitstream/handle/1866/11324/lemay-y-klein-a-collaborateurs-archives-creation-
cahier1.pdf.
• Chevallier, P., Rioust, L. et Bouvier-Ajam, L. (2012). Consulting Manuscripts Online: A Qualitative Study of Three Potential User
Categories. Digital Medievalist 8. Repéré à http://www.digitalmedievalist.org/journal/8/chevallier/
• Coeuré, S. et Duclert, V. (2011). V / Publics des Archives, usages des archives. Dans Les archives (p.79-91). Paris, France : La
Découverte.
• Cook, T. (2013). Evidence, memory, identity, and community: four shifting archival paradigms. Archival Science, 13(2), 95-120. doi:
10.1007/s10502-012-9180-7.
• Costa, M. et Silva, M. J. (2011). Characterizing search behavior in web archives. Communication présentée au Temporal Web
Analytics Workshop du 20th International World Wide Web Conference, Hyderabad, Inde. Repéré à http://ceur-ws.org/Vol-
707/TWAW2011.pdf
• Duff, W. (2002). Understanding the information-seeking behaviour of archival researchers in a digital age: Paths, processes and
preferences. Communication présentée DLM-Forum 2002, Barcelona, Espagne. Repéré à http://www.project-
consult.net/files/DLM%20Conference%202002.pdf#page=333
• Duff, W. M. et Johnson, C. A. (2001). A virtual expression of need: An analysis of e-mail reference questions. American Archivist,
64(1), 43-60. Repéré à http://www.jstor.org/stable/40294158
• Dupeyrat, M. et Malherbe, C. (2014). Panorama des nouveaux usages des archives audiovisuelles. Dans E-Dossier de l’audiovisuel :
L’Extension des usages de l’archive audiovisuelle (p.183-206). Repéré à http://www.ina-expert.com/e-dossiers-de-l-
audiovisuel/panorama-des-nouveaux-usages-des-archives-audiovisuelles.html
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
19
• Feliciati, P. et Alfier, A. (2013). Archives on the web and users expectations: Towards a convergence with digital libraries.
Review of the National Center for Digitization, (22), 81-92. Repéré à http://eudml.org/doc/26131
• Freund, L. et Toms, E. G. (2016). Interacting with archival finding aids. Journal of the Association for Information Science and
Technology, 67(4), 994-1008. doi:10.1002/asi.23436
• Heo, M. (2013). Assessing user needs of Web portals: A measurement model. Information Research, 18(2). Repéré à
http://InformationR.net/ir/18-2/paper578.html
• Huvila, I. (2008). Participatory archive: Towards decentralised curation, radical user orientation, and broader
contextualisation of records management. Archival Science, 8(1), 15-36. doi:10.1007/s10502-008-9071-0.
• Johnson, A. (2008). Users, use and context: Supporting interaction between users and digital archives. Dans L. Craven (dir.),
What are archives (p.145-166). Burlington, VT: Ashgate.
• Katuu, S. (2015). User studies and user education programmes in archival institutions. Aslib Journal of Information
Management, 67(4), 442-457. doi:10.1108/AJIM-01-2015-0005
• Lemay, Y. et Klein, A. (2014). Les archives définitives: un début de parcours. Revisiter le cycle de vie et le Records continuum.
Archivaria, 77, 73-102.
• McCausland, S. (2011). A future without mediation? Online access, archivists, and the future of archival research. Australian
Academic & Research Libraries, 42(4), 309-319. doi:10.1080/00048623.2011.10722243
• Noël, G. (2001). La division des archives de la Ville de Quebec à l'écoute de ses clientèles. Archives, 33(1), 47-82.
• Ongena, G., Van De Wijngaert, L. et Huizer, E. (2013). Acceptance of online audio-visual cultural heritage Archive Services: A
Study of the General Public. Information Research, 18(2).
• Proulx, S. (2015). La sociologie des usages, et après? Revue française des sciences de l’information et de la
communication(6). Repéré à https://rfsic.revues.org/1230
• Pugh, M. J. (2005). Providing reference services for archives and manuscripts (Archival Fundamentals Series II). Chicago, IL:
Society of American Archivists.
• Ranjard, S. (2012). Usages et usagers de l’information : quelles pratiques hier et aujourd’hui? Paris, France : ADBS.
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
20
• Roy, J. (2006-2007). Les usagers indirects des archives : d’un concept théorique à son application dans les études d’usagers.
Archives, 38(2), 119-142.
• Schellenberg, T.R. (1956). Modern archives: Principles and techniques (Édition de 2003). Chicago, IL: The Society of American
Archivists. Repéré à http://www.archivists.org/publications/epubs/ModernArchives-Schellenberg.pdf
• Senturk, B. (2011). The concept of user satisfaction in archival institutions. Library Management, 33(1/2), 66-72.
doi:10.1108/01435121211203329
• Stirling, P., Chevallier, P. et Illien, G. (2012). Web archives for researchers: Representations, expectations and potential uses. D-
Lib Magazine, 18(3-4). Repéré à http://www.dlib.org/dlib/march12/stirling/03stirling.html
• Sundqvist, A. (2007). The use of records – a literature review. Archives & Social Studies, 1(1), 623-653. Repéré à
http://archivo.cartagena.es/files/36-184-DOC_FICHERO1/sundqvist_use.pdf
• Turock, B. J. et Friedrich, G. W. (2009). Access in a Digital Age. Dans M. J. Bates & M. N. Maack (dir.), Encyclopedia of Library
and Information Sciences, Third Edition (p.23-33). New York, NY: Taylor & Francis. doi:10.1081/E-ELIS3-120043096
• Vilar, P. et Šauperl, A. (2015). Archives, quo vadis et cum quibus?: Archivists’ self-perceptions and perceptions of users of
contemporary archives. International Journal of Information Management(35), 551–560. doi: 10.1016/j.ijinfomgt.2015.06.001
• Wilson, T. D. (2006). A re-examination of information seeking behaviour in the context of activity theory. Information Research,
11(4), 1. Repéré à http://www.informationr.net/ir/11-4/paper260.html
• Yakel, E. et Torres, D. (2003). AI: archival intelligence and user expertise. The American Archivist, 66(1), 51-78.
doi:10.17723/aarc.66.1.q022h85pn51n5800
• Yeo, G. (2005). Understanding users and use: A market segmentation approach. Journal of the Society of Archivists, 26(1), 25-
53. doi:10.1080/00039810500047425
S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
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Dix réflexions sur l’étude des utilisateurs et des usages des archives

  • 1. Simon Côté-Lapointe, candidat au doctorat École de bibliothéconomie et des sciences de l’information de l’Université de Montréal, EBSI Avec l'appui financier du Fonds de recherche du Québec – Société et culture (FRQSC) et de la la Fondation de BAnQ grâce à son Programme de soutien à la recherche Présentation dans le cadre du 10e Symposium EBSI-SIS Vendredi le 24 février 2017, Université de Montréal Dix réflexions sur l’étude des utilisateurs et des usages des archives / Ten reflections about the study of users and uses of archives
  • 2. Presentation plan 2 1. Context and method 2. Five reflections about users 3. Five reflections about uses 4. Conclusion Introduction S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 3. 3 Introduction Context and method Context • Doctoral project • Litterature review on uses and users of archives Corpus analyzed • Theoretical and empirical texts in archival science • Europe and Northern America • More than 40 texts summarized (english and french) S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 5. 5 1. User needs About users S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017 «Need» is a vague and little studied aspect in archival science • Synonyms : expectations, intention, reasons, intended use, requests, etc. • Different analysis levels of the phenomenon • No shared theoretical basis in user studies • Archival users and use have received considerably less attention than in LIS
  • 6. S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017 6 2. The digital user About users The digital environment modify the mediation between archives, users and institutions « Archives are becoming more aware that the demographics of users, especially in online environment, is changing, no longer consisting primarily or exclusively of researchers, but increasingly containing non-researchers [...] who search, browse, or simply look around according to their personal or everyday-life information needs (Pugh, 2005; Huvila, 2008; Adams, 2007). […] researchers also are beginning to have non-traditional expectations of the archives, probably due to their overall experiences with online databases, digital libraries, etc. » (Vilar et Šauperl, 2015, p.553) Impact on theorical and empirical perspectives on users.
  • 7. 7 3. User studies We study more the user’s expectations in relation to a specific system or interface than the actual needs Problematic because : • Different practices whitin the archival community • Different contents, kinds and types of archives • Different interfaces • Fast and constant evolution of digital dissemination means • Contextual and technological bias About users S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 8. 8 4. Actual users / Potential users We study more the needs of those who already use archives (traditionnal users) than the needs of potential users About users S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 9. 9 5. User typologies User typologies reflect a vision centered around the archives rather than the characteristics of users and their practical uses of archives Typologies • Traditionnal / non traditionnal users • Intern / extern users • Primary / secondary / passive users • Records / archives users • Direct / indirect users • Vocational / avocational (or lay users) • Experts / novice users About users S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 11. • Global dissemination • Facilitate handling et reuse • Expansion of uses 11 6. Digital chain of use About uses The chain of use have change in the digital environment • More access • More visibility • More dissemination means • More digitized documents • More types of documents (audio, video, etc.) • Less mediation with institutions and archivists • Web 2.0 & 3.0 S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 12. 12 7. Theoretical basis of use There is a lack of theorical basis of archives uses «Use» is vague concept. Synonyms : purpose, function, utilization, usage, action, activity, task, etc. About uses THEORIES & MODELS CHARACTERISTICS Théorie des trois âges (Schellenberg, 1956) Uses based on life cycle of documents and values of archives Market segmentation (Yeo, 2005) 2 axis : purpose of use / values sought Activity theory (Wilson, 2006) 3 levels for analysing usage : Activity, action, operations Exploitation of archives (Lemay & Klein, 2014) Fifth dimension of the records continuum. Highlight on conditions of use. 4 axis : activity, finality, materiality, temporality. S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 13. 13 8. Typologies of uses Typologies of uses reflect a vision centered around the archives and the traditionnal types of users rather than the practical uses of archives About uses Typologies • Explicit or implicit uses • Direct or indirect uses • Uses based on user type • Primary or secondary uses / Uses based on archival value, function or purpose • Uses by disciplines or sectors • Uses by dissemination means S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 14. 14 9. Study of uses There’s a lack of study on uses of archives. • « [...] less is known about what users do with records when they consult them. » (Yeo, 2005, p.42) • « Use is hardly discussed at all, while users have gained some attention since the 1980s. The literature provides a somewhat abstract view of use and users, not explicitly grounded in theoretical reasoning or empirical studies. » (Sundqvist, 2007, p.647) About uses S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 15. 15 10. Kinds and types of archives We must take account of the kinds and types of archival documents in the study of uses • Multiple kinds and types of documents in archives leads to multiple uses • Lack of study about uses linked to medium and content types « More research is needed to determine whether new content is leading to new uses of archives. » (McCausland, 2011, p.316) About uses S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 16. 16 What to do next ? Conclusion S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017 Propose a new model to study the uses of archives Avenues for further research : • Exploitation of archives • Sociologie des usages (sociology of uses) • Activity theory • Archival principles, values and functions of archives • Kinds and types of archives (medium and content)
  • 18. 18 Bibliography • Adams, M. (2007). Analyzing archives and finding facts: use and users of digital data records. Archival Science, 7(1), 21-36. doi:10.1007/s10502-007-9056-4 • Bertrand, A. (2014). Valeurs, usages et usagers des archives. Dans Y. Lemay et A. Klein (dir.), Archives et création : nouvelles perspectives sur l'archivistique. Cahier 1 (p. 121-150) Montréal, QC : Papyrus. Repéré à https://papyrus.bib.umontreal.ca/xmlui/bitstream/handle/1866/11324/lemay-y-klein-a-collaborateurs-archives-creation- cahier1.pdf. • Chevallier, P., Rioust, L. et Bouvier-Ajam, L. (2012). Consulting Manuscripts Online: A Qualitative Study of Three Potential User Categories. Digital Medievalist 8. Repéré à http://www.digitalmedievalist.org/journal/8/chevallier/ • Coeuré, S. et Duclert, V. (2011). V / Publics des Archives, usages des archives. Dans Les archives (p.79-91). Paris, France : La Découverte. • Cook, T. (2013). Evidence, memory, identity, and community: four shifting archival paradigms. Archival Science, 13(2), 95-120. doi: 10.1007/s10502-012-9180-7. • Costa, M. et Silva, M. J. (2011). Characterizing search behavior in web archives. Communication présentée au Temporal Web Analytics Workshop du 20th International World Wide Web Conference, Hyderabad, Inde. Repéré à http://ceur-ws.org/Vol- 707/TWAW2011.pdf • Duff, W. (2002). Understanding the information-seeking behaviour of archival researchers in a digital age: Paths, processes and preferences. Communication présentée DLM-Forum 2002, Barcelona, Espagne. Repéré à http://www.project- consult.net/files/DLM%20Conference%202002.pdf#page=333 • Duff, W. M. et Johnson, C. A. (2001). A virtual expression of need: An analysis of e-mail reference questions. American Archivist, 64(1), 43-60. Repéré à http://www.jstor.org/stable/40294158 • Dupeyrat, M. et Malherbe, C. (2014). Panorama des nouveaux usages des archives audiovisuelles. Dans E-Dossier de l’audiovisuel : L’Extension des usages de l’archive audiovisuelle (p.183-206). Repéré à http://www.ina-expert.com/e-dossiers-de-l- audiovisuel/panorama-des-nouveaux-usages-des-archives-audiovisuelles.html S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
  • 19. 19 • Feliciati, P. et Alfier, A. (2013). Archives on the web and users expectations: Towards a convergence with digital libraries. Review of the National Center for Digitization, (22), 81-92. Repéré à http://eudml.org/doc/26131 • Freund, L. et Toms, E. G. (2016). Interacting with archival finding aids. Journal of the Association for Information Science and Technology, 67(4), 994-1008. doi:10.1002/asi.23436 • Heo, M. (2013). Assessing user needs of Web portals: A measurement model. Information Research, 18(2). Repéré à http://InformationR.net/ir/18-2/paper578.html • Huvila, I. (2008). Participatory archive: Towards decentralised curation, radical user orientation, and broader contextualisation of records management. Archival Science, 8(1), 15-36. doi:10.1007/s10502-008-9071-0. • Johnson, A. (2008). Users, use and context: Supporting interaction between users and digital archives. Dans L. Craven (dir.), What are archives (p.145-166). Burlington, VT: Ashgate. • Katuu, S. (2015). User studies and user education programmes in archival institutions. Aslib Journal of Information Management, 67(4), 442-457. doi:10.1108/AJIM-01-2015-0005 • Lemay, Y. et Klein, A. (2014). Les archives définitives: un début de parcours. Revisiter le cycle de vie et le Records continuum. Archivaria, 77, 73-102. • McCausland, S. (2011). A future without mediation? Online access, archivists, and the future of archival research. Australian Academic & Research Libraries, 42(4), 309-319. doi:10.1080/00048623.2011.10722243 • Noël, G. (2001). La division des archives de la Ville de Quebec à l'écoute de ses clientèles. Archives, 33(1), 47-82. • Ongena, G., Van De Wijngaert, L. et Huizer, E. (2013). Acceptance of online audio-visual cultural heritage Archive Services: A Study of the General Public. Information Research, 18(2). • Proulx, S. (2015). La sociologie des usages, et après? Revue française des sciences de l’information et de la communication(6). Repéré à https://rfsic.revues.org/1230 • Pugh, M. J. (2005). Providing reference services for archives and manuscripts (Archival Fundamentals Series II). Chicago, IL: Society of American Archivists. • Ranjard, S. (2012). Usages et usagers de l’information : quelles pratiques hier et aujourd’hui? Paris, France : ADBS. S. Côté-Lapointe – Ten reflections about the study of users and uses of archives – 10e Symposium EBSI-SIS – 2017
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