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Edward Xu Form 144 Stock Sales and Grants.pdf

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Edward Xu Form 144 Stock Sales and Grants

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UNITED STATES 0MB APPROVAL SECURITlES AND EXCHANGE COMMISSION 0MB Number: 3235-0 IO I Washington, D.C. 20549 Expires: July 31, 2023 Estimated average burden FORM 144 hours per resoonse ......... 1.00 SEC USE ONLY NOTICE OFPROPOSED SALE OF SECURITIES DOCUMENT SEQUENCE NO. PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmitforfiling 3 copies ofthisform concurrently with either placing an order with a broker lo execute sale CUSIP NUMBER or executing a sale directly with a market maker. I (a) NAME OF ISSUER (Please type orprint) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION EHang Holdings Limited not applicable 001-39151 I (t!) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (c) TELEPHONE NO. :;; CODEI NUMBFR Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People's Republic of China 510700 29028899 2 (q) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES RELATIONSHIP TO (c} ADDRESS STREET CITY STATE ZIP CODE ARE TO BE SOLD ISSUER Room I 102, No.14, Lane 1663, Dongfang Road. Pudong New Area, Shanghai.Peopies Edward Huaxiang Xu ChiefStrategy Officer Republic of China 200120 INSTRUCTION: The personfiling this notice should contact the issuer to obtain the I.RS. Identification Number and the S.E.C. File Number. 3 (a) (h) SEC USE ONLY (c) (,Q (e) (I) (g) Title ofthe Number ofShares Aggregate Number ofShares Approximate Name of Each Class of Name and Address of Each Broker Through Vhom the Broker-De.alcr or Other Units Market or Other Units Date ofSale Securities Securities Securities arc to be Offered or Each Market Maker File Number To Be Sold Value Outstanding (Sec 111s1r. 3(/)) Exchange To Be Sold who is Acquiring the Securities (See 111."lr. J(c)) (See 111s1r. J(d)) (See 111.<fr. J(e)) (MO. DAY YR.) (.'iec instr. J(K)) American Depositary TIGER BROKERS (SINGAPORE) PTE. LTD. 32.500 American 907,725 based 32.317,371 American Shares ( each Depositary Shares on Sep 03 2021 Depositary Shares equal From September 7 50 Raffies Place, #29-04,Singapore Land Tower, equal to 65.000 to 64,634,743 2021 to NASDAQ representing 2 Class A close price $27.93 Ordinary Shares) Singapore 048623 Class A ordinary Class A ordinary September 30 shares shares 2021 INSTRUCTIONS: I. (a) Name ofissuer (b) Issuer's I.R.S. ldenttfication Number (c) Issuer's S.E.C. file number, ifany (d) Issuer's address. including zip code (e) Issuer's telephone number. including area code 2. (a) Name of person for whose account the securities arc to be sold (b) Such person's relationship to the issuer (e.g., officer, director. 10% stockholder. or member ofimmediate family ofany ofthe foregoing) (c) Such person's address. including zip code 3. (a) Title of the class of securities to be sold (b) Name and address ofeach broker through whom the securities are intended to be sold (c) Number ofshares or other units to be sold (ifdebt securities. give the aggregate face amount) (d) Aggregate market value ofthe securuics 10 be sold as ofa specified date within 10 days prior to the filing ofthis notice (e) Number ofshares or other units ofthe class outstanding, or if debt securities the face amount thereofoutstanding, as shown by the most recent report or statement published by the issuer (I) Approximate date on which the securities are to be sold (g) Name of each securities exchange. ifany, on which the securities are intended to be sold Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OM B control number. SEC 1147 (08-07)
TABLE I - SECURITIES TO BE SOLD Furnish thefollowing information with respect to the acquisition ofthe securities to be sold and with respect to the payment ofall or any part of the purchase price or other consideration therefor· Title of Dale you Name ofPerson from Whom Acquired Amount of Date of the Class Acquired NatureofAcquisition Transaction (Jfi,,n, also etve dote donor acamred) SecuritiesAcquired Pavmcnt Nature ofPayment American 132.500 American Depositary Shares August 20 Acquired for employment as CSO or the Depositary Shares not applicable cashless ( each representing 2021 Securities Issuer EHang Holdings Limited equal to 265,000 2 Class A Class A ordinary Ordinary Shares) shares INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration givcn. Ifthe consideration consisted ofany note or other obiigation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II- SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish thefollowing information as to all securities ofthe issuer sold during the past 3 months by the personfor whose account the securities are to be sold. Amount of Name and Address ofSeller Title ofSecurities Sold Date ofSale Securities Sold Gross Proceeds not applicable not applicable not not applicable applicable not applicable REMARKS: INSTRUCTIONS: See the definition of"person" in paragraph (a) of Rule 144. lnfonnation is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) ofRule 144 to be aggregated with sales for the account ofthe person filing this notice. September 6 2021 ATTENTION: The personfor whose account the securities lo 11'/11clt 1/11s nonce relates are lo he sold hereby represents by s,gmng 1/11s 11011ce that he does 1101 know any material adverse mforma11011 111 regard to the current andprospectn-c operations of the Issuer ofthe securities 10 be sold wluch has 1101 been pubitcly disclosed. If such person has adopted a wr111e11 trading plan or gll'en tradmg ms1r11c11011s to sausfy Rule /0b5-I under the Exchange Act. by s1g11mg the form and mdicanng the date that the plan was adopted or the 111str11c1to11 g11·e11. that perw11 makes such ep_ :•ma/ion?p/011 adop1to11 or 11tstruc1to11 date. DATE OF NOTICE DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 1005•1 The notice shall be signed by the person for whose account rhe securities are to be sold. At least one copy of the notice shall be 111a1111ally signed.Any copies 1101 111a1111ally signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) SEC 1147 (02-08)
I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMBAPPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response ........... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER 1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. AREA CODE NUMBER 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD RELATIONSHIP TO ISSUER (c) ADDRESS STREET CITY STATE ZIP CODE INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. 3 (a) (b) SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value (See instr. 3(d)) (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) (g) Name of Each Securities Exchange (See instr. 3(g)) Title of the Class of Securities To Be Sold Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer File Number INSTRUCTIONS: 3. (a) Title of the class of securities to be sold 1. (a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold (b) Issuer’s I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (c) Issuer’s S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (d) Issuer’s address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown (e) Issuer’s telephone number, including area code by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold 2. (a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person’s address, including zip code Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07) + +86 EHang Holdings Limited Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People’s Republic of China 510700 29028899 Edward Huaxiang Xu Chief Strategy Officer Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 001-39151 not applicable American Depositary Shares ( each representing 2 Class A Ordinary Shares) TIGER BROKERS (SINGAPORE) PTE. LTD. 50 Raffles Place, #29-04,Singapore Land Tower, Singapore 048623 132,500American Depositary Shares equal to 265,000 Class A ordinary shares 2,162,400based on December 03 2021 close price $16.32 32,317,371American Depositary Shares equal to 64,634,743 Class A ordinary shares From December 6 2021 to December 31 2021 NASDAQ
Edward Xu Form 144 Stock Sales and Grants.pdf
I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMBAPPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response ........... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER 1 (a) NAME OF ISSUER (Please type or print) (c) S.E.C. FILE NO. WORK LOCATION 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. AREA CODE NUMBER 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD RELATIONSHIP TO ISSUER (c) ADDRESS STREET CITY STATE ZIP CODE INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. 3 (a) (b) SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value (See instr. 3(d)) (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) (g) Name of Each Securities Exchange (See instr. 3(g)) Title of the Class of Securities To Be Sold Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer File Number INSTRUCTIONS: 3. (a) Title of the class of securities to be sold 1. (a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold (b) Issuer’s I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (c) Issuer’s S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (d) Issuer’s address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown (e) Issuer’s telephone number, including area code by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold 2. (a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person’s address, including zip code Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07) + +86 EHang Holdings Limited Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People’s Republic of China 510700 29028899 Edward Huaxiang Xu Chief Strategy Officer $413,400 based on September 08 2022 close price $6.24 Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 001-39151 (b) IRS IDENT. NO. Not Applicable American Depositary Shares ( each representing 2 Class A Ordinary Shares) TIGER BROKERS (SINGAPORE) PTE. LTD. 1 Raffles Place, #35-61 One Raffles Place Tower 2, Singapore 048616 66,250American Depositary Shares equal to 132,500 Class A ordinary shares 36,861,818American Depositary Shares equal to 73,723,637 Class A ordinary shares From September 13 2022 to September 30 2022 NASDAQ
TABLE I –– SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: Title of the Class Date you Acquired Nature of Acquisition Transaction Name of Person from Whom Acquired (If gift, also give date donor acquired) Amount of Securities Acquired Date of Payment Nature of Payment INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. Name and Address of Seller Title of Securities Sold Date of Sale Amount of Securities Sold Gross Proceeds REMARKS: INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. DATE OF NOTICE (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) SEC 1147 (02-08) American Depositary Shares ( each representing 2 Class A Ordinary Shares) EHang Holdings Limited Acquired for employment as CSO of the Securities Issuer September 13 2022 Cashless Not Applicable September 6 2022 66,250 American Depositary Shares equal to 132,500 Class A ordinary shares Edward Huaxiang Xu Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 American Depositary Shares ( each representing 2 Class A Ordinary Shares) June 27 2022 June 29 2022 3,057American Depositary Shares equal to 6,114 Class A ordinary shares 499,399American Depositary Shares equal to 998,798 Class A ordinary shares June 28 2022 46,943American Depositary Shares equal to 93,886 Class A ordinary shares $3912431.60 $470148.24 $30876.90

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Edward Xu Form 144 Stock Sales and Grants.pdf

  • 1. UNITED STATES 0MB APPROVAL SECURITlES AND EXCHANGE COMMISSION 0MB Number: 3235-0 IO I Washington, D.C. 20549 Expires: July 31, 2023 Estimated average burden FORM 144 hours per resoonse ......... 1.00 SEC USE ONLY NOTICE OFPROPOSED SALE OF SECURITIES DOCUMENT SEQUENCE NO. PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmitforfiling 3 copies ofthisform concurrently with either placing an order with a broker lo execute sale CUSIP NUMBER or executing a sale directly with a market maker. I (a) NAME OF ISSUER (Please type orprint) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION EHang Holdings Limited not applicable 001-39151 I (t!) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (c) TELEPHONE NO. :;; CODEI NUMBFR Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People's Republic of China 510700 29028899 2 (q) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES RELATIONSHIP TO (c} ADDRESS STREET CITY STATE ZIP CODE ARE TO BE SOLD ISSUER Room I 102, No.14, Lane 1663, Dongfang Road. Pudong New Area, Shanghai.Peopies Edward Huaxiang Xu ChiefStrategy Officer Republic of China 200120 INSTRUCTION: The personfiling this notice should contact the issuer to obtain the I.RS. Identification Number and the S.E.C. File Number. 3 (a) (h) SEC USE ONLY (c) (,Q (e) (I) (g) Title ofthe Number ofShares Aggregate Number ofShares Approximate Name of Each Class of Name and Address of Each Broker Through Vhom the Broker-De.alcr or Other Units Market or Other Units Date ofSale Securities Securities Securities arc to be Offered or Each Market Maker File Number To Be Sold Value Outstanding (Sec 111s1r. 3(/)) Exchange To Be Sold who is Acquiring the Securities (See 111."lr. J(c)) (See 111s1r. J(d)) (See 111.<fr. J(e)) (MO. DAY YR.) (.'iec instr. J(K)) American Depositary TIGER BROKERS (SINGAPORE) PTE. LTD. 32.500 American 907,725 based 32.317,371 American Shares ( each Depositary Shares on Sep 03 2021 Depositary Shares equal From September 7 50 Raffies Place, #29-04,Singapore Land Tower, equal to 65.000 to 64,634,743 2021 to NASDAQ representing 2 Class A close price $27.93 Ordinary Shares) Singapore 048623 Class A ordinary Class A ordinary September 30 shares shares 2021 INSTRUCTIONS: I. (a) Name ofissuer (b) Issuer's I.R.S. ldenttfication Number (c) Issuer's S.E.C. file number, ifany (d) Issuer's address. including zip code (e) Issuer's telephone number. including area code 2. (a) Name of person for whose account the securities arc to be sold (b) Such person's relationship to the issuer (e.g., officer, director. 10% stockholder. or member ofimmediate family ofany ofthe foregoing) (c) Such person's address. including zip code 3. (a) Title of the class of securities to be sold (b) Name and address ofeach broker through whom the securities are intended to be sold (c) Number ofshares or other units to be sold (ifdebt securities. give the aggregate face amount) (d) Aggregate market value ofthe securuics 10 be sold as ofa specified date within 10 days prior to the filing ofthis notice (e) Number ofshares or other units ofthe class outstanding, or if debt securities the face amount thereofoutstanding, as shown by the most recent report or statement published by the issuer (I) Approximate date on which the securities are to be sold (g) Name of each securities exchange. ifany, on which the securities are intended to be sold Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OM B control number. SEC 1147 (08-07)
  • 2. TABLE I - SECURITIES TO BE SOLD Furnish thefollowing information with respect to the acquisition ofthe securities to be sold and with respect to the payment ofall or any part of the purchase price or other consideration therefor· Title of Dale you Name ofPerson from Whom Acquired Amount of Date of the Class Acquired NatureofAcquisition Transaction (Jfi,,n, also etve dote donor acamred) SecuritiesAcquired Pavmcnt Nature ofPayment American 132.500 American Depositary Shares August 20 Acquired for employment as CSO or the Depositary Shares not applicable cashless ( each representing 2021 Securities Issuer EHang Holdings Limited equal to 265,000 2 Class A Class A ordinary Ordinary Shares) shares INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration givcn. Ifthe consideration consisted ofany note or other obiigation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II- SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish thefollowing information as to all securities ofthe issuer sold during the past 3 months by the personfor whose account the securities are to be sold. Amount of Name and Address ofSeller Title ofSecurities Sold Date ofSale Securities Sold Gross Proceeds not applicable not applicable not not applicable applicable not applicable REMARKS: INSTRUCTIONS: See the definition of"person" in paragraph (a) of Rule 144. lnfonnation is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) ofRule 144 to be aggregated with sales for the account ofthe person filing this notice. September 6 2021 ATTENTION: The personfor whose account the securities lo 11'/11clt 1/11s nonce relates are lo he sold hereby represents by s,gmng 1/11s 11011ce that he does 1101 know any material adverse mforma11011 111 regard to the current andprospectn-c operations of the Issuer ofthe securities 10 be sold wluch has 1101 been pubitcly disclosed. If such person has adopted a wr111e11 trading plan or gll'en tradmg ms1r11c11011s to sausfy Rule /0b5-I under the Exchange Act. by s1g11mg the form and mdicanng the date that the plan was adopted or the 111str11c1to11 g11·e11. that perw11 makes such ep_ :•ma/ion?p/011 adop1to11 or 11tstruc1to11 date. DATE OF NOTICE DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 1005•1 The notice shall be signed by the person for whose account rhe securities are to be sold. At least one copy of the notice shall be 111a1111ally signed.Any copies 1101 111a1111ally signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) SEC 1147 (02-08)
  • 3. I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMBAPPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response ........... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER 1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. AREA CODE NUMBER 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD RELATIONSHIP TO ISSUER (c) ADDRESS STREET CITY STATE ZIP CODE INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. 3 (a) (b) SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value (See instr. 3(d)) (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) (g) Name of Each Securities Exchange (See instr. 3(g)) Title of the Class of Securities To Be Sold Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer File Number INSTRUCTIONS: 3. (a) Title of the class of securities to be sold 1. (a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold (b) Issuer’s I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (c) Issuer’s S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (d) Issuer’s address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown (e) Issuer’s telephone number, including area code by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold 2. (a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person’s address, including zip code Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07) + +86 EHang Holdings Limited Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People’s Republic of China 510700 29028899 Edward Huaxiang Xu Chief Strategy Officer Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 001-39151 not applicable American Depositary Shares ( each representing 2 Class A Ordinary Shares) TIGER BROKERS (SINGAPORE) PTE. LTD. 50 Raffles Place, #29-04,Singapore Land Tower, Singapore 048623 132,500American Depositary Shares equal to 265,000 Class A ordinary shares 2,162,400based on December 03 2021 close price $16.32 32,317,371American Depositary Shares equal to 64,634,743 Class A ordinary shares From December 6 2021 to December 31 2021 NASDAQ
  • 5. I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMBAPPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response ........... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER 1 (a) NAME OF ISSUER (Please type or print) (c) S.E.C. FILE NO. WORK LOCATION 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. AREA CODE NUMBER 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD RELATIONSHIP TO ISSUER (c) ADDRESS STREET CITY STATE ZIP CODE INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. 3 (a) (b) SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value (See instr. 3(d)) (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) (g) Name of Each Securities Exchange (See instr. 3(g)) Title of the Class of Securities To Be Sold Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer File Number INSTRUCTIONS: 3. (a) Title of the class of securities to be sold 1. (a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold (b) Issuer’s I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (c) Issuer’s S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (d) Issuer’s address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown (e) Issuer’s telephone number, including area code by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold 2. (a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person’s address, including zip code Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07) + +86 EHang Holdings Limited Building C, Yixiang Technology Park, No.72 Nanxiang Second Road, Huangpu District, Guangzhou, People’s Republic of China 510700 29028899 Edward Huaxiang Xu Chief Strategy Officer $413,400 based on September 08 2022 close price $6.24 Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 001-39151 (b) IRS IDENT. NO. Not Applicable American Depositary Shares ( each representing 2 Class A Ordinary Shares) TIGER BROKERS (SINGAPORE) PTE. LTD. 1 Raffles Place, #35-61 One Raffles Place Tower 2, Singapore 048616 66,250American Depositary Shares equal to 132,500 Class A ordinary shares 36,861,818American Depositary Shares equal to 73,723,637 Class A ordinary shares From September 13 2022 to September 30 2022 NASDAQ
  • 6. TABLE I –– SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: Title of the Class Date you Acquired Nature of Acquisition Transaction Name of Person from Whom Acquired (If gift, also give date donor acquired) Amount of Securities Acquired Date of Payment Nature of Payment INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. Name and Address of Seller Title of Securities Sold Date of Sale Amount of Securities Sold Gross Proceeds REMARKS: INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. DATE OF NOTICE (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) SEC 1147 (02-08) American Depositary Shares ( each representing 2 Class A Ordinary Shares) EHang Holdings Limited Acquired for employment as CSO of the Securities Issuer September 13 2022 Cashless Not Applicable September 6 2022 66,250 American Depositary Shares equal to 132,500 Class A ordinary shares Edward Huaxiang Xu Room 1102, No.14, Lane 1663, Dongfang Road, Pudong New Area, Shanghai,People’s Republic of China 200120 American Depositary Shares ( each representing 2 Class A Ordinary Shares) June 27 2022 June 29 2022 3,057American Depositary Shares equal to 6,114 Class A ordinary shares 499,399American Depositary Shares equal to 998,798 Class A ordinary shares June 28 2022 46,943American Depositary Shares equal to 93,886 Class A ordinary shares $3912431.60 $470148.24 $30876.90