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Valuation risk overview

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Operational Risk Support for the valuation of financial instruments

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Valuation risk overview

  1. 1. Policy Review • Valuation Policy Construction • Valuation Policy Review Process Review • Sound Practice Review • Valuation Risk Check • Method & Source Review Due Diligence • Service Provider Review • Data Provider Review • Model Provider Review Advisory • Valuation Committee Practice • As Required Advice • Independent Valuation Expertise Briefing • Industry Updates • Board Briefings • Staff Training • Investment Advisers Act (204b rule 206(4)-7) • Investment Company Act Rule 38a-1 • AIFMD Article 19 • FCA - FUND • AIF Chapter 1.1vii & 2.1.iii Regulations • IFRS 7,9 & 13 • FAS 133/ASC Topic 815 • FAS 157/ASC Topic 820 • FAS159/Topic 825 Standards • IOSCO - Principles • HFSB – Section B 5-8 • AIM – 16 Principles • PWG/AMC – Best Practice Section 2 • MFA Sound Practices – Chapter 2 Principles Independent Operational Support & Advisory Addressing Buy-Side Operational Risk Arising from:
  2. 2. 2 Contact Us Voltaire Advisors LLP No.1 Poultry London EC2R 8JR UK +44 800 677 1694 info@voltaireadvisors.com www.voltaireadvisors.com

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