EXECUTIVE SUMMARY<br />February 2010<br />
Stable Two Financial<br />Independent Registered Investment Advisor<br />Exclusively focused on Retirement Plans<br />High...
OUR FOUNDERS ARE RETIREMENT INDUSTRY LEADERS<br /><ul><li>We know that
Benefit costs are increasing
Service providers are reducing services
Pricing and service provider economics are rapidly changing
Employees are increasingly anxious
Department of Labor audit activity is increasing
Retirement plan litigation is escalating</li></ul>Plan sponsors need a new kind of assistance<br />
WE ARE HIGHLY EXPERIENCED<br />Our Team<br />Our Founders<br />Built & helped lead a retirement plan division for a major ...
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Stable Two Financial Executive Summary

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Stable Two Financial Executive Summary

  1. 1. EXECUTIVE SUMMARY<br />February 2010<br />
  2. 2. Stable Two Financial<br />Independent Registered Investment Advisor<br />Exclusively focused on Retirement Plans<br />Highly experienced with deep expertise<br />Uniquely positioned to advocate for clients<br />Low cost<br />
  3. 3. OUR FOUNDERS ARE RETIREMENT INDUSTRY LEADERS<br /><ul><li>We know that
  4. 4. Benefit costs are increasing
  5. 5. Service providers are reducing services
  6. 6. Pricing and service provider economics are rapidly changing
  7. 7. Employees are increasingly anxious
  8. 8. Department of Labor audit activity is increasing
  9. 9. Retirement plan litigation is escalating</li></ul>Plan sponsors need a new kind of assistance<br />
  10. 10. WE ARE HIGHLY EXPERIENCED<br />Our Team<br />Our Founders<br />Built & helped lead a retirement plan division for a major provider<br />Highly connected at senior management level of major service providers<br />Have led teams performing:<br /><ul><li>Pricing
  11. 11. Relationship management, Implementation
  12. 12. Marketing
  13. 13. Sales
  14. 14. Product Developments</li></ul>Has a minimum of 15 years of retirement plan experience<br />Supported thousands of retirement plan sponsors<br />Accredited Investment Fiduciary<br />Certified Employee Benefit Specialist<br />Investment Adviser Representative<br />ERISA Compliance Expert<br />Offices in Cincinnati, Dallas, and Denver<br />
  15. 15. STABLETWO FINANCIAL PROVIDES RETIREMENT PLAN GOVERNANCE AND OVERSIGHT <br />Oversight<br />Governance<br />1) Fiduciary Committee: design, set appointments, facilitate, and document<br />2) Fiduciary Services: investment policy, investment reviews, watch list, specific recommendations<br />3) Annual Fiduciary Record: preparation and retention<br />4) Fiduciary Training: prepare plan officials<br />1) Regulatory Changes: specific guidance and recommendations & manage plan document amendment process<br />2) Plan Expense: immediately reduce your cost and provide ongoing monitoring<br />3) Independent Benchmarking: service providers, participant education, and plan design<br />4) Best Practices: provide key learnings<br />We serve as a fiduciary for your retirement plan<br />
  16. 16. OUR SERVICES<br />Stable Two Financial offers comprehensive services<br /><ul><li>Plan Fiduciary
  17. 17. Fiduciary Process Oversight
  18. 18. Fiduciary Committee Design
  19. 19. Fiduciary Committee Facilitation
  20. 20. Risk Reviews
  21. 21. Plan Expense Analysis
  22. 22. Participant Education Benchmarking
  23. 23. Full Fiduciary Documentation Package
  24. 24. Preparation of Participant Notices
  25. 25. Assistance with VCP Filings
  26. 26. Plan Investment Reviews
  27. 27. Investment Policy Statements
  28. 28. Investment Recommendations
  29. 29. Monitoring of Regulatory Changes
  30. 30. Plan Design Consulting
  31. 31. Service Provider Benchmarking
  32. 32. Negotiating Fee Reductions
  33. 33. Negotiating Service Enhancements
  34. 34. Plan Provider Search and Due Diligence
  35. 35. Oversight of Plan Document Amendment </li></li></ul><li>OUR APPROACH IS UNIQUE<br />By outsourcing to Stable Two Financial you get the experience and resources of well known consulting firms at a fraction of the cost <br />Retirement<br />Consulting of the Past<br />Retirement<br />Consulting of the Future<br />Spend on Client Service<br />Value to Clients<br />Modern Technology <br />Low Cost<br />Plan Fiduciary<br />Focused on Entire Plan<br />Expensive Real Estate<br />Big Marketing Budgets<br />Legacy Systems <br />Inflated Fees<br />No Fiduciary Role<br />Focused on Plan Investments<br />
  36. 36. STABLE TWO FINANCIAL IS DIFFERENT<br />
  37. 37. STABLE TWO FINANCIAL IS DIFFERENT<br />
  38. 38. Stable Two Financial<br />Independent Registered Investment Advisor<br />Exclusively focused on Retirement Plans<br />Highly experienced with deep expertise<br />Uniquely positioned to advocate for clients<br />Low cost<br />

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