Banking Supervision


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Banking Supervision

  1. 1. Websites Database Banking Supervision, Basel I&II and Securities Regulations Group Members 1. Triswan Sirivedhin 0630607 2. Shujia, Shao 0656212 3. Aiping, Bao 0652113 4. Carolyne Muziki 0655508 5. Huajin, Song 0651741 6. Rolake Omolefullo 0654652 1
  2. 2. Index Banking Supervision……………………………………………………………………… 3 Basel I&II…................................................................................................................. 25 Securities Regulation………………………………………………………………………34 2
  3. 3. Websites Database 1. Banking Supervision No. Website owner Country Website Summary of Website’s Content Remark (if any) 1 Bank for International Settlements International Publications related to organisation - accounting and auditing - banking problems - transparency and disclosure - Risks 2 Board of Governor’s of the USA The website provides manuals that Federal Reserve System arddocs/supmanual/ intended to provide guidance for conducting inspections of - bank holding companies and their nonbank subsidiaries. - Bank Secrecy Act/Anti-Money Laundering - Commercial Bank - U.S. Branches and Agencies of Foreign Banking Organizations - Trading and Capital-Markets Activities - Bank Holding Company Performance Report 3 Deutshe Budesbank Eurosystem German In this website you will find naufsicht/bankenaufsicht.en.php - An overview of the motives and aims of a Federal supervision on credit and financial institutions and Bundesbank´s specific tasks in the field of banking supervision - the banking supervisory regulations on equity capital and liquidity and on credit transactions 3
  4. 4. No. Website owner Country Website Summary of Website’s Content Remark (if any) - "Reporting" providing all relevant printed forms and regulations for institutions subject to registration. - reporting procedures of Exchange of Data Media and Data Telecommunication - rules and regulations relating to banking supervision 4 Committee of European Banking European Here you will find copies of all CEBS Roles of CEBS are to Supervision (―CEBS‖) Union publications, such as Annual Reports, give advice to the Standards, Guidelines, Consultation European Papers and the responses, the Commission on Commission's calls for advice and the banking policy issues speeches made by high level and promote representatives of CEBS. cooperation and convergence of supervisory practice across the European Union. 5 Financial Services Authority UK Regulations that related to banking FSA is an (―FSA‖) supervision in UK. An area of this independent non- website provides information specifically governmental body. It for consumers on financial products, is a company limited regulation and their rights. by guarantee and financed by the financial services industry. 6 Central Bank of Nigeria (―CBN‖) Nigeria Supervisory function of CBN on/framework.asp 7 Banque de France Eurosystem France http://www.banque- France’s banking regulations and supervision, including speeches and studies that related to banking 4
  5. 5. No. Website owner Country Website Summary of Website’s Content Remark (if any) supervision 8 Bank of England UK Basic principles of banking supervision ducation/ccbs/handbooks/ccbshb 07.htm 9 GT News - gtnews is a free cfm?id=1251 website providing relevant reading for the world's finance and treasury professionals. The library of over 2000 articles, interviews, guides, special reports, directories and rating changes is updated with about 10 new features weekly. 10 Centre of Economic Policy - Cooperation in international Banking Research p/4990.html Supervision 11 The Financial Sector Reform and - Strengthening of Banking Supervision in FIRST supports Strengthening (FIRST) Initiative ts/projectdisplay.cfm?iProjectID=5 Kosovo activities and 32 interventions mainly in the public sector, principally by providing technical assistance grants to policy makers and regulatory bodies. It also supports private sector activities when organised through institutions. FIRST's primary activity is the provision of advisors 5
  6. 6. No. Website owner Country Website Summary of Website’s Content Remark (if any) (independent consultants, consulting firms or employees of official agencies). 12 Institute of Development Studies UK Submission to the BASEL committee on The Institute of ance/pdfs/Basle_subSGJ_SS.pdf Banking Supervision:CP3 and the Development Studies developing world is a global organisation for research, teaching and communications on international development. 13 Financial Times US and Ben Bernanke defended the Federal Canada 0-9cf7-11db-8ec6- Reserve’s role in banking supervision, 0000779e2340.html pushing back against suggestions that this role should be hived off and given to a single regulator as in the UK and Japan. 14 Reserve bank of New Zealand New Zealand The Banking Supervision Handbook - nking/regulation/0094291.html banking supervision policy documents and regulations. 15 - Germany Keeping the state at arm’s lenth : rs/banking_Germany.pdf banking supervision and deposit insurance in Germany, 1974 - 1984 16 IMF International Observance of the Basel Core for organization c/cmr/banking.htm effective banking supervision 17 Financial Markets Group UK Central banking and banking regulation The Financial ubbookdetail.php?pdid=8 Markets Group Research Centre is now one of the The Organisational Structure of Banking leading centres earchdetail.php?wpdid=572 Supervision by Charles Goodhart in Europe for academic research 6
  7. 7. No. Website owner Country Website Summary of Website’s Content Remark (if any) into financial markets. The Group has developed strong links with the user community, in particular investment banks, commercial banks and regulatory bodies. 18 British Bankers’ Association UK FSA Draft Supervision Manual. The 4/19/89/117114.pdf British Bankers' Association and the London Investment Banking Association have reviewed the draft Supervision Manual and this submission is made on behalf of both organisations 19 One world trust UK The Basel committee process for ments/The%20Basel%20Committ ―Increasing Accountability through ee%20Process.PDF External Stakeholder Engagement‖ 20 The Federal Reserve Education US http://www.federalreserveeducatio From this website you will find a basic understanding for banking supervision, including quizzes that related to banking supervision 21 Banco De Espana Spain Report on banking supervision in Spain pervi/supervie.htm 22 Reserve Bank of India India Duties of the Reserve bank of India to UsDisplay.aspx? inspect and supervise the commercial m banks 23 US Department of the Treasury US International electronic banking is.htm supervision 24 UK Basel II: An introduction to the Capital is part of 7
  8. 8. No. Website owner Country Website Summary of Website’s Content Remark (if any) 7096 Adequacy Accord and the Capital Pinsent Masons, an Requirements Directive international law firm with a long-standing interest in IT and e- commerce. 25 The Association of Corporate UK Basel Committee on Banking The Association of Treasurers al/papers/baselupdate.cfm Supervision : Update on the New Basel Corporate Treasurers Capital Accord (ACT) is the international body for finance professionals working in treasury, risk and corporate finance. 26 Czech National Bank Czech Banking Supervision in Czech rket_supervision/banking_supervi sion/ 27 - - http://web.upmf- EMU and Banking Supervision htm 28 The Federal Reserve Bank of US Banking Supervision and Regulation The Chicago Fed Chicago g_information/ supervises state member banks, bank holding companies and financial holding companies, and also provides these institutions with pertinent information to enhance their risk management processes. 29 Bank of Russia Russia Banking Supervision for Russia andart_acts/currency_regulations/ 8
  9. 9. No. Website owner Country Website Summary of Website’s Content Remark (if any) 30 The Federal Reserve Bank of St. US Banking Supervision and Louise erts/bsr/default.html Regulation organized under following topics: - Consumer Affairs Letters - Discount Rate Changes - H.2 Reports - Other/Miscellaneous - Press Releases - Supervisory & Regulatory Guidance 31 The Federal Reserve Bank of San US Banking Supervision and Regulation Francisco dex.html including - Regulatory Information - Twelfth District Institutions - Banking Data & Resources - BS&R Publications - BS&R Events - BS&R Contacts - Insights for Bank Directors Online Training 32 Austria National Bank Austria Banking Supervision including b/period_pub/finanzmarkt/barev/b - Guidelines on operational risk arev.jsp management and bank – wide management - Guidelines on Market risk - Guidelines on Credit risk - New quantitative models of banking supervision 33 Government of China China China to strengthen banking 01/17/content_160995.htm supervision: 9
  10. 10. No. Website owner Country Website Summary of Website’s Content Remark (if any) 34 Economic Commission for Latin Latin America The banking supervision agenda in America and the Caribbean Latin America 35 Price Water House Coopers - Strengthening confidence in the /ind/gov/ifi/pdf/russia_bank_super Russian banking system vision.pdf 36 Federal Reserve Bank of San US Financial Market Signals and Banking Francisco conomics/review/2006/er17- Supervision are current practices 29.pdf consistent with research findings? 37 The Federal Reserve Bank of US Supervision Manual and other Dallas ex.html interesting publications 38 The Federal Reserve Bank of US Supervision Manual and other Boston interesting publications 39 The Federal Reserve Bank of US Supervision Manual and other New York g/supervisionregulate.html interesting publications 40 The Federal Reserve Bank of US Area of the website includes Philadelphia ml - Examinations & Inspections - Community Regional Supervision - Banking Surveillance - Enforcement - Capital Markets 41 The Federal Reserve Bank of US - Roles and functional areas of Cleveland dex.htm supervision and regulation - Banking Legislation and Policy summarizes and updates pending banking and financial legislation, regulation, and judicial activity at the federal level and for the Third District 10
  11. 11. No. Website owner Country Website Summary of Website’s Content Remark (if any) states (Pennsylvania, New Jersey, and Delaware). 42 The Federal Reserve Bank of US Supervisory study Richmond ng_resources/supervisory_studie s/index.cfm 43 The Federal Reserve Bank of US Supervision Manual and other Atlanta interesting publications 44 The Federal Reserve Bank of US Supervision Manual and other Minneapolis sup/ interesting publications 45 The Federal Reserve Bank of US Supervision Manual and other Minneapolis nce/SupManuals.htm interesting publications including - Commercial Bank Examination Manual (Board) - Consumer Compliance Handbook (Board) - Bank Holding Supervision Manual (Board) - Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual (FFIEC) - Information Technology Examination Handbooks (FFIEC) - User's Guide to the Bank Holding Company Performance Report (Board) - User's Guide for the Uniform Bank Performance Report (Board) 46 The Monetary Authority of Singapore Role of central of bank of Singapore 11
  12. 12. No. Website owner Country Website Summary of Website’s Content Remark (if any) Singapore ownload/Present1_files/v3_docu ment.html 47 The World Bank Group - The updated cross-country survey h/interest/2003_bank_survey/200 (covering 151 countries) of how banks 3_bank_regulation_database.htm are regulated and supervised, including requirements and regulatory powers regarding bank entry, ownership, capital, powers and activities, auditing, organization, liquidity, provisioning, accounting and disclosure, incentives for supervisors, deposit insurance, and disciplining powers including bank exit. The goal of this research is to draw conclusions for policy makers on key priorities in making their regulatory and supervisory framework more robust. 48 Asian Bankers Association - The regulatory and business 2003/Session5-Parrenas.pdf environment for risk management practices in the banking sectors of Apec economics 49 The Monetary Authority of Singapore Regulatory and licensing guidelines for Singapore bin/pt1Financial_Centre_Develop banks, merchant banks, finance ment_Banking.htm companies, notice to money brokers and money charger and remittance business 50 IMF International Publications that related to banking organization rch.aspx?NewQuery=banking+su supervision issues pervision&Site+Search.x=10&Site +Search.y=12 12
  13. 13. No. Website Summary of Website’s Content Remark (if any) BCBS Consultation Document on Home- Host information sharing for effective Basel II implementation 51 Home-host information By the Basel Committee. A consultative rg/publ/bcbs120.pdf+basell+II+and+home- sharing for effective Basel paper host+relationship&hl=en&ct=clnk&cd=4 II implementation 52 Marion Williams: Basel II – implementation of the New Capital Accord in 7/PDF_enews/0607_SB_05_EN.pdf+basell+II+and+home- Barbados host+relationship&hl=en&ct=clnk&cd=9 53 Remarks on the alterations of Basel II on the home-host relationship host+relationship&hl=en&ct=clnk&cd=16 54 Strengthening the Financial System of the Effect of Basel II on disclosure 202282/default.htm 21st Century through Sound Accounting and Disclosure 55 Disclosure as a Supervisory Tool: Pillar 3 of -22.html Basel II 56 Accounting disclosures +and+accounting+and+disclosure&hl=en&ct=clnk&cd=8 57;jsessionid Basel II and Fostering the Disclosure of ARTICLES =FBA4829A5B4D073D45482D167E845743.tomcat1?fromPag Banks' Internal Credit Ratings e=online&aid=672008 58 THIRD PILLAR OF BASEL II 59 Does greater disclosure increase 13
  14. 14. No. Website Summary of Website’s Content Remark (if any) 19/en.aspx transparency? 60 Viewpoint: Basel II Will Not Unify Global Rules on Capital nd+accounting+and+disclosure&hl=en&ct=clnk&cd=19 61 Can the Basel II approach to The operational risk provisions of the new governance work for SOX? capital accord could fill big gaps in 2DDE86256F65006F0CD0/%24File/BASELIIAPPROACHTO Sarbanes Oxley GOVERNANCEOCT04.PDF!OpenElement+basell+II+and+ac for managers of all companies, says counting+and+disclosure&hl=en&ct=clnk&cd=31 guest contributor Bruce McCuaig 62 Challenges for implementing Basel II for European supervisors and+accounting+and+disclosure&hl=en&ct=clnk&cd=34 63 PILLAR 3 OF BASEL:Disclosure as a pdf nd+disclosure+&hl=en& supervisory tool US&start=30&sa=N 64 Enhancing disclosure by Hong Kong banks 65 Valuing a Bank Under IAS/IFRS and Basel 297213&t=e&cat_id= II 66 BASEL II: THE REVISED FRAMEWORK OF d%3D5970%26lang%3D1%26intItemID%3D2101+basell+II+a JUNE 2004 nd+accounting+and+disclosure&hl=en&ct=clnk&cd=40 67 Issues in credit risk modeling of retail 135937492692 markets 68 Procyclicality in Basel II: Can We Treat the Disease Without Killing sell+II+and+interest+rate+risk+in+the+banking+book the Patient? 14
  15. 15. No. Website Summary of Website’s Content Remark (if any) 69 Ruin Theory Revisited: Stochastic Models for ell+II+and+interest+rate+risk+in+the+banking+book Operational Risk 70 Credit Risk Versus Capital Requirements under Basel II: Are SME Loans and Retail Credit Really Different 71 The Basel 2 Approach To Bank Operational Risk: +II+and+interest+rate+risk+in+the+banking+book Regulation On The Wrong Track 72 ORPORATE DISTRESS PREDICTION MODELS IN A TURBULENT CDM-02- ECONOMIC AND BASEL II 11.pdf+basell+II+and+interest+rate+risk+in+the+banking+boo ENVIRONMENT k 73 Beyond Pillar 3 in International Banking Speeches on this issue p040921.html Regulation: Disclosure and Market Discipline of Financial Firms 74 Beyond the Third Pillar of Basel Two: Taking Bond Market Signals Seriously 22Rochet%22+%22Rebalancing+*+Three+Pillars%22&hl=en& ct=clnk&cd=17 75 Principles for the management of interest article org/publ/bcbs29a.pdf+basell+II+and+interest+rate+risk+in+the rate risk +banking+book&hl=en&ct=clnk&cd=2 76 INTEREST RATE RISK IN THE BANKING article BOOK e.cfm%26PageID%3D5983+basell+II+and+interest+rate+risk+ in+the+banking+book&hl=en&ct=clnk&cd=3 15
  16. 16. No. Website Summary of Website’s Content Remark (if any) 77 Guidelines on interest rate risk Article***** in the banking est%2520rate%2520risk%2520banking%2520book%2520_E N__tcm13- 59184.pdf+basell+II+and+interest+rate+risk+in+the+banking+ book&hl=en&ct=clnk&cd=6 78 Guideline Impact Analysis Statement Article****** i- Guideline B-12 - Interest Rate Risk Management es/B12_IRR_GIAS_Feb2005_e.pdf+basell+II+and+interest+ra te+risk+in+the+banking+book&hl=en&ct=clnk&cd=7 16
  17. 17. Articles Database for Banking Supervision No. Article Author Published year Web links 1 When Does Financial William C.Gruben, - Liberalization Make Jahyeong Koo, and 903.pdf Banks Risky? An Robert R. Moore Empirical Examination of Argentina, Canada and Mexico - CLAE Working Paper 9903 - Dallas Fed 2 Latin American Central David M. Gould, Senior Economist 1998 Banking: Have Reforms and Policy Advisor Federal Reserve d9805.pdf Made a Difference? - In Bank of Dallas and Depth, June 1998 - Dallas Fed Mary S. Rosenbaum, Vice President Federal Reserve Bank of Atlanta 3 Can the Stock Market Jeffery W Gunther 2001 Tell Bank Supervisors Mark E. Levonian, and 02a.pdf Anything They Don't Robert R. Moore Already Know? 4 Mexican Banks open to Thomas F. Siems, and 1995 Foreign Investors Skip Edmonds 5 Privitization, William C. Gruben, Federal Reserve - Competition, and Bank of Dallas and 901.pdf Supercompetition in the Robert P. McComb, Texas Tech Mexican Commercial University Banking System, 6 Center for Latin - 2003 American Economics 0301.pdf Research Abstracts 7 The Mack Dollarization Kurt Schuler and 2006 Plan: An Analysis Robert Stein uler.pdf ―Dollarization : A Common Currency for the Americas? ‖ 17
  18. 18. No. Article Author Published year Web links 8 Dollarization and William C. Gruben, - Monetary Unions: Mark A. Wynne, and 102.pdf Implementation Carlos E.J.M Zarazaga Guidelines 9 The United States’ Ken Robinson, Senior Economist 2004 Monetary History and Policy Advisor Federal Reserve csummit-robinson.pdf Bank of Dallas 10 Capital Flows to Bill Block and 2004 Emerging Markets : The Kristin Forbes, Council of Economic global_forbes1.pdf Myths and Realities Advisers 11 When to Dollarize Barry Eichengreen, University of 2000 California Berkeley engr.pdf 12 An Overview of Banking, Richard W. Fisher 2005 and the U.S. and Texas 050912.html Economies 13 What is the balance of Norman S. Fieleke, vice president 1996 payments? and economist, Federal Reserve lofpay.pdf Bank of London 14 Depository Institutions - - Deregulation and .pdf Monetary Control Act of 1980 Federal Reserve Bank of Boston 15 The Federal Reserve - - System: Purposes and mplete.pdf Functions 16 Managing the Risk in Richard W. Kopcke 2006 Pension Plans and 6/ppdp067.pdf Recent Pension Reforms 17 Do Households Benefit Kristopher Gerardi, 2006 from Financial Harvey S. Rosen, and x.htm Deregulation and Paul Willen Innovation? The Case of the Mortgage Market‖ 18
  19. 19. No. Article Author Published year Web links 18 ―Collateralized Paul Willen and 2006 Borrowing and Life- Felix Kubler 6/ppdp064.pdf Cycle Portfolio Choice‖ 19 ―Risk Bearing, Implicit J. Christina Wang and 2006 Financial Services, and Susanto Basu x.htm Specialization in the Financial Industry‖ 20 ―Pension Accounting Peter Fortune 2006 and Corporate Earnings: 6/ppdp062.pdf The World According to GAAP‖ 21 ―Alternative Measures of Michelle L. Barnes and 2005 the Federal Reserve Jose A. Lopez 5/ppdp052.pdf Banks’ Cost of Equity Capital‖ 22 ―Do Bank Mergers Affect Joanna Stavins 2004 Federal Reserve Check 4/ppdp0407.pdf Volume?‖ 23 ―Financial Development, Borja Larrain 2004 Financial Constraints, 4/ppdp0406.pdf and the Volatility of Industrial Output‖ 24 Financial Innovation and - 2002 Monetary Transmission 02n1.html 25 Beyond Pillar 3 in - 2004 International Banking 04n2.html Regulation: Disclosure and Market Discipline of Financial Firms 26 The Corporate Jonathan R. Macey and Maureen - Governance of Banks O’Hara v09n1/0304mace.pdf 19
  20. 20. No. Article Author Published year Web links 27 Is Corporate Renée Adams and Hamid Mehran 2003 Governance Different for v09n1/0304adam.pdf Bank Holding Companies? 28 Incentive Features in Kose John and 2003 CEO Compensation in Yiming Qian v09n1/0304john.pdf the Banking Industry 29 What Market Risk Beverly J. Hirtle 2003 Capital Reporting Tells v09n3/0309hirt.pdf Us about Bank Risk 30 Using Collateral to Yaron Leitner - Secure Loans 2_using-collateral.pdf 31 Debt Maturity: What Do Mitchell Berlin - Economists Say? What Maturity.pdf Do CFOs Say? 32 A Review of Inflation Mike Dotsey - Targeting in Developed 2_review_inflation.pdf Countries 33 An assessment of the Robert A. Greene, 2004 Corporate Governance C. Benjamin Jones, Jr. and rces/supervisory_studies/pdfs/063004_cor Practices of Fifith David W. Powers, Jr., CPA pgovernance.pdf Federal Reserve District Banking Institutions 34` The Federal Reserve - - Today : Financial ucator_resources/federal_reserve_today/p Regulation and df/frtoday.pdf Supervision 35 Cross-Border Banking : Robert A. Eisenbeis and George G. 2007 Challenges for deposit Kaufman ydocs/wp0615a.pdf insurance and financial stability in this European Union 20
  21. 21. No. Article Author Published year Web links 36 The Major Supervisory Robert A. Eisenbeis and 2002 Initiatives Post FDICIA: Larry D.Wall 0231.pdf Are they based on the goals of PCA? Should they be? 37 Agency Problems and Robert A. Eisesnbeis 2004 Goal Conflicts 0424.pdf 40 Preconditions for a Maria J. Nieto and 2006 Successful Larry D. Wall 0627.pdf Implementation of Supervisors’ Prompt Corrective Action: Is there a case for a banking standard in the European Union? 41 Bank Instability, Janice Boucher Breuer 2003 Conflicts of Interests, 04/breuer.pdf and Institutions 42 Home country versus Robert A. Eisenbeis 2006 Cross-Border Negative ydocs/wp0618.pdf Externalities in Large Banking Organisation Failures and How to avoid them 43 Bank Crisis Resolution Robert A. Eisenbeis and George G. - and Foreign-owned Kaufman 405_eisenbeis.pdf Banks 44 Financial Regulatory Larry D. Wall and 1999 Structure and the Robert A. Eisenbeis 9912.pdf Resolution of Conflicting Goals 45 Is bank regulation Gary H. Stern 1999 necessary s1099.cfm?js=0 46 Rethinking Bank James R. Barth, 2006 21
  22. 22. No. Article Author Published year Web links Regulation : Till Angels Gerard Capro Jr., and 06-12/review.cfm?js=0 Govern Ross Levine 47 The Supervisory Richard J. Sullivan 2006 Framework Surrounding wp/Sullivan_Supervision_nonbank_pmt_pr Nonbank Participation in oviders_WP0403.pdf the US retail Payments Systems : An Overview 48 Financial Regulation, Thomas M. Hoenic 1999 Prudential Supervision, nanreg.htm and Market discipline : Striking a balance 49 Corporate governance in Wafik Grais and 2006 http://www- institutions offering Matteo Pellegrini Islamic financial services ontentServer/WDSP/IB/2006/10/26/000016 406_20061026114045/Rendered/PDF/wps 4052.pdf 50 Corporate governance Wafik Grais and 2006 http://www- and Shariah compliance Matteo Pellegrini in institutions offering ontentServer/WDSP/IB/2006/10/26/000016 Islamic financial services 406_20061026114045/Rendered/PDF/wps (English) 4052.pdf 51 Corporate governance Wafik Grais and 2006 http://www- and stakeholders' Matteo Pellegrini financial interests in ontentServer/WDSP/IB/2006/10/26/000016 institutions offering 406_20061026114045/Rendered/PDF/wps Islamic financial services 4052.pdf (English) 52 Financial development in Augusto de la Torre, 2006 http://www- Latin America : big Juan Carlos Gozzi and emerging issues, limited Sergio L. Scmukler ontentServer/WDSP/IB/2006/07/11/000016 policy answers 406_20060711115557/Rendered/PDF/wps 3963.pdf 22
  23. 23. No. Article Author Published year Web links 53 Banking on the Asli Dermirguc-Kunt 2006 http://www- Principles: Compliance Enrica Detragiache and with Basel Core Thierry Tressel ontentServer/WDSP/IB/2006/06/23/000016 Principles and Bank 406_20060623142348/Rendered/PDF/wps Soundness 3954.pdf 54 Banking Supervision in a Michael Foot 2006 Smaller Financial centre: _p.asp?lprogram=4&objectid=229957 Problems and Recipes for Success 55 Core principles for - 1997 effective banking JUSTINST/Resources/BasleCorePrinciples supervision 2.pdf 56 Banking on the Asli Demirguc – Kunt, 2006 Principles : Compliance Enrica Detragiache, esources/3_DemirgucKunt-Banking with Basel Core And Thierry Tressel Principles 57 Basel Committee on - 1997 Banking Supervision /155591/finsecissues/pdf/basle-core.pdf 58 Islamic Banking : Issues Luca Errico and 1998 in Prudential Mitra Farahbaksh /155591/finsecissues/pdf/wp9830.pdf Regulations and Supervision 59 Islamic Bank – Issues in Errico, Luca and 1998 Prudential Regulations Farahbaksh, Mitra s.cfm?sk=2524.0 and Supervision 60 IMF Staff Comments on - 2000 Proposals of the Basel tcom.htm Committee on Banking Supervision for a New Capital Adequacy Framework 61 Toward an Effective Jorge Cayazzo, 2006 Supervision of Partially Antonio Garcia Pascual, /wp0632.pdf 23
  24. 24. No. Article Author Published year Web links Dollarized Banking Eva Gutierrez, and Systems Socorro Heysen , 62 Implementation of Basel - 2005 II -- Implications for the /072205.htm World Bank and the IMF 63 Emerging Issues in Chami, Ralph, 2003 Banking Regulation Khan, Mohsin S., and s.cfm?sk=16519.0 Sharma, Sunil 64 Does Deposit Insurance Demirgüç-Kunt, 2000 Increase Banking Asli /wp0003.pdf System Stability? Detragiache and Enrica 65 Financial Development Susan Creane, Rishi Goyal, A. 2003 in the Middle East and Mushfiq Mobarak, and Randa 03/eng/creane/index.htm North Africa Sab 66 Does Compliance with Richard Podpiera 2006 Basel Core Principles 2006/02/pdf/podpiera.pdf Bring Any Measurable Benefits? 67 Foreign Bank Inwong Song 2004 Supervision and /wp0482.pdf Challenges to Emerging Market Supervisors 68 Supervision of Financial Michael Gruson 2004 Conglomerated in the 4/cdmfl/eng/gruson.pdf European Union 69 Is One Watchdog Better Martin Cihák and 2006 Than Three? Richard Podpiera /wp0657.pdf International Experience with Integrated Financial Sector Supervision; 70 Regulatory Capture in by Daniel C. Hardy 2006 Banking, /wp0634.pdf 24
  25. 25. Basel & II No. Website Summary of Website’s Content Remark (if any) 1. http://www.bisorg/publ/bcbs107.htm Report on Basel II 2 http://www.bisorg/publ/bcbs128.htm Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised framework- Comprehensive version. st nd rd 1 2 and 3 pillars. 3 http://www.bisorg/publ/bcbs129.htm 2006 Core principles of effective banking supervision 4 http://www.bisorg/publ/bcbs130.htm Revised version of the 1999 core principles methodology(2006) 5 Report on the business impact of Basel EY_GFSRM_Basel_II_survey2006.pdf Financial_Services_-_Risk_Management_- II by Ernest & Young _Basel_II_Report_2006 6 Can Basel II enhance financial stability? ppb_84.pdf for a full text of this w&pubID=10b8b8481c7 A pessimistic view by Levy Economic document. institute of Bard college. 7 Impact of Basel II on emerging r041117a.pdf _content&task=search&x=17&y=4 economies 8 Implementation of Basel II: issues on 004/20041004/default.htm cross-border banking. 9 Impact of the Basel Accord on the credit 0 flow in Latin America 10 History, the accord, the accord in Gives links to all the different types of operation, pillars, criticisms, updates. risk and how they are managed. 11 Operational Risk – BIS Examines Progress Banking Systems Have in Emerging Economies in New Report 12 The new Basel Accord and Developing This is a working paper ter_id=481&kwd=+basel#14 countries: Problems and alternatives 25
  26. 26. No. Website Summary of Website’s Content Remark (if any) 13 Implementation of basel II: Implications m on World Bank and the IMF 14 A paper on a range of practice on advanced management approaches by the Basel Committee 15 Background notes on Risk sensitivity in ter_id=481&kwd=+basel#14 bank capital requirements 16 SA move on Basel II How the SA is address the n=com_content&task=search&x=20&y=3 implementation issues of Basel II 17 Africa must be apart of Basel II News paper extract, Accra Mail n=com_content&task=search&x=20&y=3 18 Minimum capital requirements for banks South African business report eId=2401917 to stay steady. 19 Emerging market banks may struggle South African business report ArticleId=2079877 with basel 2. 20 Africa must be part of Basel 2 accord ACCRA MAIL 21 Can Basel II really define uniform oft%3AenUS&q=enforcement+of+basel+II&btnG=Sea standards around the world? rch 22 Comments on the principles of Basel II By the Gorvernor of Bank of Kenya Mr oft%3AenUS&q=enforcement+of+basel+II&btnG=Sea Andrew J Mullei rch 23 One and a half cheers for the Statement of the shadow financial oft%3AenUS&q=enforcement+of+basel+II&btnG=Sea standardized approach regulatory committee. rch 26
  27. 27. No. Website Summary of Website’s Content Remark (if any) 24 Cyclical implications of Basel II capital oft%3AenUS&q=implications+of+basel+II&btnG=Sear standards ch 25 Basel II : implications for risk 3/rut030917.html management William L. Rutledge, Executive Vice President in charge Bank Supervision Group 26 A guide to Basel II New capital adequacy standards for lenders 27 The New Basel Capital Accord: 1-08.htm Implications for US Agricultural Lenders 28 Challenges and implications of Basel II ASIA oft%3AenUS&q=implications+of+basel+II&btnG=Sear for Asia ch 29 Implications of Basel II on Latin America Various articles on this matter 30 Enhancing bank transparency 31 Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised Framework 32 Measuring operational risk management systems under Basel II 33 Home-host information sharing for June 2006 effective Basel II implementation 27
  28. 28. No. Website Summary of Website’s Content Remark (if any) 34 Management of liquidity risk in financial groups 35 Final Report of the Multidisciplinary Working Group on Enhanced Disclosure 36 Credit Risk Transfer 37 Basel II and risk management Methodology of measuring risk c.html 38 Risk management and solutions inancial_services/risk_management_home.cfm 39 Enhancing Risk Management under Remarks by Governor Susan Schmidt 005/20050608/default.htm Basel II Bies 40 Can International Capital Standards By Liliana Rojas-Suarez 00895 Strengthen Banks In Emerging Markets? 41 Will Basel II Contribute to Convergence Helmut Reisen n%22+intitle:%22Will+Basel+II+Contribute+to+Conver in gence+in+International+...%22+&hl=en&rls=com.micr International Capital Flows?* osoft:en-US&oi=scholarr 42 Basel II pdf +adequacy&sourceid=ie7& US&ie=utf8&oe=utf8 43 Basel II and developing countries: By S Griffith-Jones, M Segoviano, S diversification2.pdf diversification and portfolio effects Spratt - 44 Can the interest of developing countries By S Griffith-Jones, M Segoviano, S be protected Spratt - 45 implications of Basel II in Domestic 28
  29. 29. No. Website Summary of Website’s Content Remark (if any) developing countries 46 Challenges for Basel II implementation +on+developing+countries&hl=en& in Chile en-US&start=10&sa=N 47 Basel II business impact +on+developing+countries&hl=en& en-US&start=10&sa=N 48 Impact of Basel II .Domestic financial By Liliana Rojas-Suarez regulations in developing countries:can suarez.pdf+impact+of+basel+II+on+developing+count they effectively limit the impact of ries&hl=en&ct=clnk&cd=21 capital account volatility? 49 Base II capital requirements and A political economy perspective by developing countries Stijin Claessens 0and%2520Developing%2520Countries%2520Versio n%25203.pdf+impact+of+basel+II+on+developing+co untries&hl=en&ct=clnk&cd=34 50 Credit risk management gaining prominence in the global banking pdf+basel+II+on+credit+risk&hl=en&ct=clnk&cd=9 industry 51 Measuring and managing operational posures+to+related+parties&hl=en& risk :en-US&oi=scholart 52 CREDIT RISK MEASUREMENT ARTICLE good :- UNDER BASEL II, An overview and TtfvnxSiSEJ: implementation issues for developing 520susitarimas/BaselII87.pdf+basell+II+and+exposur countries es+to+related+parties 53 Bank Capital and Loan Loss Reserves Giovanni Majnoni, Margaret Miller, and 29
  30. 30. No. Website Summary of Website’s Content Remark (if any) 5Z- under Basel II Andrew Powell* ARTICLE ectorWeb.nsf/(attachmentweb)/39677_wps3437/%24 Implications for emerging economies FILE/39677_wps3437.pdf+related:- 54 Financial Stability Review By Bank of England themesandissues0212.htm Themes and Issues, Issue 13 12 December 2002 Article ***** 55 THE NEW BASEL CAPITAL by Frank Dierick,Fatima Pires FRAMEWORK AND ITS Martin Scheicher s%22+%22Impact+*+*+New+Basel%22&hl=en&ct=cl IMPLEMENTATION IN and Kai Gereon Spitzer nk&cd=3 THE EUROPEAN UNION 56 IMPLEMENTATION OF THE NEW MARUSA MRAK BASEL CAPITAL ACCORD IN %3D518+%22Hayes%22+%22Impact+*+*+New+Bas EMERGING MARKET ECONOMIES – dIssertation Warwick student el%22&hl=en&ct=clnk&cd=4 PROBLEMS AND ALTERNATIVES 57 Implementation and Implications for Presented By: Nigerian Banks and Supervisory %22Hayes%22+%22Impact+*+*+New+Basel%22&hl= Authority. Simeon Adelowo Oyelade en&ct=clnk&cd=7 ARTICLE AFRICA****** 58 Basel II: What Legal Advisors Need To By John Jason Know ARTICLE ******* 59 Basel II Introduces New Capital Rules By John Jason ink=rss for Securitizations ARTICLE ******* 60 THE GLOBAL IMPLEMENTATION OF by Andrew Cornford 30
  31. 31. No. Website Summary of Website’s Content Remark (if any) BASEL II: PROSPECTS AND o+related+parties&hl=en&ct=clnk&cd=15 OUTSTANDING PROBLEMS ARTICLE ****** 61 Bank for international settlements =14&tmdid=0&fmdid=0&dtid=1&y=now official website 62 Basel II: Revised international capital framework 63 Other BIS-hosted organizations—(FsF) 64 Other BIS-hosted organizations—(IAIS) 65 Other BIS-hosted organizations—(IAID) 66 Definition of Basel Committee king_Supervision 67 Basel committee decision on Calibration s/EU/other_documentation/general/calibration.shtml of Basel 2 68 The new Basel Capital Accord 2.pdf 69 Explanation bank term of Basel 1 banking-supervision 70 Explanation bank term of Basel 2 71 News docID=506 Senior official of the China Banking China Regulatory Commission (CBRC) speaking to the press on the newly 31
  32. 32. No. Website Summary of Website’s Content Remark (if any) issued Regulation Governing Capital Adequacy of Commercial Banks 72 http://www.osfi- Basel Committee on Banking Canada Supervision (Canada site) 73 News about Brasel 2 News tm Taiwan(Written in English) 74 Paper: risk-based capital (from Basel 1 to Basel 2) 75 Paper: Basel Capital accord and Asia 9/basel.pdf impact 76 Capital Reform – Basel 1-A and Basel II pital_reform_.html 77 Basel II Capital Accord 78 Capital Requirements Directive/Basel 2 /basel/index.shtml 79 Improved risk management key News e/News/olmc2006045-cn.pdf objective of Basel 2 Chinese version 80 Basel 2 for SMEs 81 BASEL II Compliance mpli.html 82 do Basel II Contracts, Contractor Rates for Basel Capital Accord (Basel II) Skills 32