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Risk-Benefit Framework to Evaluate Gene-Expression Profiling in Early-Stage Breast Cancer:
                                                                                                                                                    A Decision Model Developed in Collaboration with Stakeholders

                                                                                                                                                         Joshua A. Roth and David L. Veenstra
                                                                                                                                    University of Washington, Pharmaceutical Outcomes Research and Policy Program


                                                    INTRODUCTION	
                                                                                                             MODEL	
  STRUCTURE	
  &	
  INPUTS	
                                                                                                                                RESULTS	
  
 • The clinical utility of genetic tests is often unknown at time of                                                                                                                                                                                                                                                          Proportion
   market entry                                                                                                                                                                                                                                                                                                            Receiving Adjuvant
                                                                                                                                                                                                                                                                                                                                                        Distant
                                                                                                                                                                                                                                                                                                                                                      Recurrences
                                                                                                                                                                                                                                                                                                                                                                                               Life Expectancy
                                                                                                                                                                                                                                                                                                                                                                                                                       Quality-Adjusted
                                                                                                                                                                                                                                                                                                                                                                                                                      Life Years (QALYs)
                                                                                                                                                                                                                                                                                                                             Chemotherapy


 • There is a lack of standard methods to evaluate the clinical utility                                                                                                                                                                                                                      MammaPrint®                           50.0%                     0.117                                       32.93                   29.34

   of genetic tests                                                                                                                                                                                                                                                                        Oncotype Dx®                            46.0%                     0.110                                       33.10                   29.50
                                                                                                                                                                                                                                                                                                       NCCN                        92.1%                     0.111                                       33.09                   29.41

 • Risk-benefit analysis (RBA) methods can be used to inform                                                                                                                                                                                                                    Base Case Model Results: These results are for a patient with 10-year distant recurrence risk of
   decisions, given the limitations noted above1                                                                                                                                                                                                                                15% and with a chemotherapy relative risk reduction of 25%.


                                                                                                                                                                                                                                                                                                    0.080                                                                          0.100
 • We applied this approach to evaluate the health outcomes of
   different risk stratification strategies to inform adjuvant                                                                                                                                                                                                                                      0.040




                                                                                                                                                                                                                                                                                Incremental QALYs




                                                                                                                                                                                                                                                                                                                                                               Incremental QALYs
                                                                                                                                                                                                                                                                                                                                                                                   0.096


   chemotherapy decisions in early-stage breast cancer                                                                                                                                                                                                                                              0.000
                                                                                                                                                                                                                                                                                                                                                                                   0.092
                                                                                                                                                      Adjuvant Chemotherapy Decision Structure: Patients enter the model after local-regional treatment
                                                                                                                                                                                                                                                                                                    -0.040
                                                                                                                                                      and choose either a GEP or NCCN guideline strategy to inform their adjuvant chemotherapy decision.
 • Clinical Guidelines: Risk stratification based on node status,                                                                                                                                                                                                                                   -0.080
                                                                                                                                                                                                                                                                                                                                                                                   0.088


   tumor histology & size                                                                                                                                                                                                                                                                                                                                                          0.084
                                                                                                                                                                                                                                                                                                    -0.120
                      -National Comprehensive Cancer Network (NCCN)
                                                                                                                                                                                                                                                                                                    -0.160                                                                         0.080
                                                                                                                                                                                                                                                                                                          0.05   0.10     0.15   0.20   0.25   0.30   0.35                              0.05      0.10      0.15   0.20   0.25     0.30   0.35
 • Gene-Expression Profiling (GEP): Risk stratification based on                                                                                                                                                                                                                                             Chemotherapy Relative Risk Reduction                                              Chemotherapy Relative Risk Reduction

   genomic signature from a sample of tumor tissue                                                                                                                                                                                                                                                                      MammaPrint vs NCCN                                                                Oncotype Dx vs NCCN

                      -Oncotype Dx® (21-Gene Signature; 3 Risk Strata: Low, Intermediate, High)
                      -MammaPrint® (70-Gene Signature; 2 Risk Strata: Low, High)                                                                                                                                                                                                Incremental QALYs by Chemotherapy Relative Risk Reduction Level: Results are for a patient
                                                                                                                                                                                                                                                                                with an average 10-year distant recurrence rate of 15% if untreated.

                                                           METHODS	
  
                                                                                                                                                                                                                                                                                                                                               DISCUSSION	
  
 • Interactive RBA model structured to evaluate the comparative
                                                                                                                                                                                                                                                                                • The base case results show differences between GEP
   health outcomes of adjuvant chemotherapy decision strategies
                                                                                                                                                                                                                                                                                  strategies:
   based on GEP (Oncotype Dx® or MammaPrint®) and NCCN                                                                                                                                                                                                                                                                  -Oncotype Dx® is expected to slightly reduce recurrences and
   guidelines                                                                                                                                                                                                                                                                                                           slightly increase life expectancy and QALYs relative to NCCN
                                                                                                                                                      Markov Model Structure: Patients enter the Markov model after they make their adjuvant
                                                                                                                                                      chemotherapy decision and are tracked for their lifetime.                                                                                                         -MammaPrint® is expected to slightly increase recurrences and
 • Users can vary: Chemotherapy relative risk reduction, 10-year                                                                                                                                                                                                                                                        slightly decrease life expectancy and QALYs relative to NCCN

   distant recurrence rate, age, cohort size, chemotherapy uptake,                                                                                   MammaPrint®
   and health state utility values                                                                                                                                                                                                                                              • Differences in recurrences, life expectancy, and QALYs
                                                                                                                                                                                                      Low Risk                        High Risk                    Reference
                                                                                                                                                                                                                                                                                  vary moderately with changes in chemotherapy
                                                                                                                                                      Proportion of Patients in Risk
 • Patients: Stage I or II disease, estrogen receptor positive, lymph                                                                                           Stratum
                                                                                                                                                                                                         50%                             50%                                3
                                                                                                                                                                                                                                                                                  relative risk reduction (see figures above)
   node negative                                                                                                                                         Proportion with Distant
                                                                                                                                                                                                         4.7%                           25.3%                        Imputed
                                                                                                                                                         Recurrence by 10 Years
                                                                                                                                                                                                                                                                                • Overall, the GEP strategies are expected to lead to
 • Base case assumes:                                                                                                                                Oncotype Dx®
                                                                                                                                                                                                                                                                                  very small changes in recurrences, survival, and
                       -Patients are age 44 at model entry                                                                                                                                        Low Risk
                                                                                                                                                                                                                    Intermediate
                                                                                                                                                                                                                        Risk
                                                                                                                                                                                                                                            High Risk              Reference      QALYs relative to NCCN guidelines
                       -All patients receive hormone therapy
                       -No low risk patients receive adjuvant chemotherapy                                                                            Proportion of Patients in Risk
                                                                                                                                                                                                                                                                                                                                               REFERENCES	
  
                                                                                                                                                                                                     54%                  21%                   25%                         2
                                                                                                                                                                Stratum
                       -All intermediate and high risk patients receive adjuvant chemotherapy
                                                                                                                                                         Proportion with Distant
                                                                                                                                                                                                     3.2%                9.1%                 39.5%                         2   1Veenstra DL, Roth JA, Garrison LP, Ramsey SD, Burke W. A Formal Risk-Benefit Framework for
                                                                                                                                                         Recurrence by 10 Years
 • Patients are followed for distant recurrence until death                                                                                                                                                                                                                     Genomic Tests: Facilitating the Appropriate Translation of Genomics Into Clinical Practice. Genetics in
                                                                                                                                                                                                                                                                                Medicine. 2010; DOI: 10.1097/GIM.0b013e3181eff533.
                                                                                                                                                     NCCN Guidelines
                                                                                                                                                                                                                                                                                2Paik S. et al. Gene Expression and Benefit of Chemotherapy in Women With Node-
                                                                                                                                                                                                      Low Risk                        High Risk                    Reference
 • Model parameters were derived from GEP validation                                                                 trials2,3,4                                                                                                                                                Negative, Estrogen Receptor–Positive Breast Cancer. Journal of Clinical Oncology. 2006; 24
                                                                                                                                                                                                                                                                                (23): 1-12.
                                                                                                                                                      Proportion of Patients in Risk
                                                                                                                                                                                                         7.9%                           92.1%                               4
                                                                                                                                                                Stratum                                                                                                         3Buyse   M et al. Validation and Clinical Utility of a 70-Gene Prognostic Signature
 • Model development was informed by GEP stakeholder                                                                                                     Proportion with Distant
                                                                                                                                                                                                                                                                                 for Women With Node-Negative Breast Cancer. Journal of the National Cancer
                                                                                                                                                                                                                                                                                Institute. 2006; 98(17): 1183-1192.
                                                                                                                                                                                                         1.1%                           16.2%                        Imputed
   workshops involving: physicians, patients, payers, test                                                                                               Recurrence by 10 Years                                                                                                 4Fisher B et al. Treatment of Lymph-Node-Negative, Oestrogen-Receptor-
   developers, and researchers                                                                                                                        Selected Base Case Model Parameters: Risk stratification and 10-year distant recurrence rate
                                                                                                                                                                                                                                                                                Positive Breast Cancer: Long-Term Findings from National Surgical
                                                                                                                                                                                                                                                                                Adjuvant Breast and Bowel Project Randomised Clinical Trials. Lancet.
                                                                                                                                                                                                                                                                                2004; 364: 858-868.

Supported by Cooperative Agreement No. 1U18GD000005 from the Centers for Disease Control and Prevention. The contents are solely the responsibility of the authors and do not necessarily represent the official views of the Centers for Disease Control and Prevention.

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Roth_San Antonio Breast Cancer Symposium 2010-Risk-Benefit Framework to Evaluate Gene-Expression Profiling in Early-Stage Breast Cancer: A Decision Model Developed in Collaboration with Stakeholders

  • 1. Risk-Benefit Framework to Evaluate Gene-Expression Profiling in Early-Stage Breast Cancer: A Decision Model Developed in Collaboration with Stakeholders Joshua A. Roth and David L. Veenstra University of Washington, Pharmaceutical Outcomes Research and Policy Program INTRODUCTION   MODEL  STRUCTURE  &  INPUTS   RESULTS   • The clinical utility of genetic tests is often unknown at time of Proportion market entry Receiving Adjuvant Distant Recurrences Life Expectancy Quality-Adjusted Life Years (QALYs) Chemotherapy • There is a lack of standard methods to evaluate the clinical utility MammaPrint® 50.0% 0.117 32.93 29.34 of genetic tests Oncotype Dx® 46.0% 0.110 33.10 29.50 NCCN 92.1% 0.111 33.09 29.41 • Risk-benefit analysis (RBA) methods can be used to inform Base Case Model Results: These results are for a patient with 10-year distant recurrence risk of decisions, given the limitations noted above1 15% and with a chemotherapy relative risk reduction of 25%. 0.080 0.100 • We applied this approach to evaluate the health outcomes of different risk stratification strategies to inform adjuvant 0.040 Incremental QALYs Incremental QALYs 0.096 chemotherapy decisions in early-stage breast cancer 0.000 0.092 Adjuvant Chemotherapy Decision Structure: Patients enter the model after local-regional treatment -0.040 and choose either a GEP or NCCN guideline strategy to inform their adjuvant chemotherapy decision. • Clinical Guidelines: Risk stratification based on node status, -0.080 0.088 tumor histology & size 0.084 -0.120 -National Comprehensive Cancer Network (NCCN) -0.160 0.080 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.05 0.10 0.15 0.20 0.25 0.30 0.35 • Gene-Expression Profiling (GEP): Risk stratification based on Chemotherapy Relative Risk Reduction Chemotherapy Relative Risk Reduction genomic signature from a sample of tumor tissue MammaPrint vs NCCN Oncotype Dx vs NCCN -Oncotype Dx® (21-Gene Signature; 3 Risk Strata: Low, Intermediate, High) -MammaPrint® (70-Gene Signature; 2 Risk Strata: Low, High) Incremental QALYs by Chemotherapy Relative Risk Reduction Level: Results are for a patient with an average 10-year distant recurrence rate of 15% if untreated. METHODS   DISCUSSION   • Interactive RBA model structured to evaluate the comparative • The base case results show differences between GEP health outcomes of adjuvant chemotherapy decision strategies strategies: based on GEP (Oncotype Dx® or MammaPrint®) and NCCN -Oncotype Dx® is expected to slightly reduce recurrences and guidelines slightly increase life expectancy and QALYs relative to NCCN Markov Model Structure: Patients enter the Markov model after they make their adjuvant chemotherapy decision and are tracked for their lifetime. -MammaPrint® is expected to slightly increase recurrences and • Users can vary: Chemotherapy relative risk reduction, 10-year slightly decrease life expectancy and QALYs relative to NCCN distant recurrence rate, age, cohort size, chemotherapy uptake, MammaPrint® and health state utility values • Differences in recurrences, life expectancy, and QALYs Low Risk High Risk Reference vary moderately with changes in chemotherapy Proportion of Patients in Risk • Patients: Stage I or II disease, estrogen receptor positive, lymph Stratum 50% 50% 3 relative risk reduction (see figures above) node negative Proportion with Distant 4.7% 25.3% Imputed Recurrence by 10 Years • Overall, the GEP strategies are expected to lead to • Base case assumes: Oncotype Dx® very small changes in recurrences, survival, and -Patients are age 44 at model entry Low Risk Intermediate Risk High Risk Reference QALYs relative to NCCN guidelines -All patients receive hormone therapy -No low risk patients receive adjuvant chemotherapy Proportion of Patients in Risk REFERENCES   54% 21% 25% 2 Stratum -All intermediate and high risk patients receive adjuvant chemotherapy Proportion with Distant 3.2% 9.1% 39.5% 2 1Veenstra DL, Roth JA, Garrison LP, Ramsey SD, Burke W. A Formal Risk-Benefit Framework for Recurrence by 10 Years • Patients are followed for distant recurrence until death Genomic Tests: Facilitating the Appropriate Translation of Genomics Into Clinical Practice. Genetics in Medicine. 2010; DOI: 10.1097/GIM.0b013e3181eff533. NCCN Guidelines 2Paik S. et al. Gene Expression and Benefit of Chemotherapy in Women With Node- Low Risk High Risk Reference • Model parameters were derived from GEP validation trials2,3,4 Negative, Estrogen Receptor–Positive Breast Cancer. Journal of Clinical Oncology. 2006; 24 (23): 1-12. Proportion of Patients in Risk 7.9% 92.1% 4 Stratum 3Buyse M et al. Validation and Clinical Utility of a 70-Gene Prognostic Signature • Model development was informed by GEP stakeholder Proportion with Distant for Women With Node-Negative Breast Cancer. Journal of the National Cancer Institute. 2006; 98(17): 1183-1192. 1.1% 16.2% Imputed workshops involving: physicians, patients, payers, test Recurrence by 10 Years 4Fisher B et al. Treatment of Lymph-Node-Negative, Oestrogen-Receptor- developers, and researchers Selected Base Case Model Parameters: Risk stratification and 10-year distant recurrence rate Positive Breast Cancer: Long-Term Findings from National Surgical Adjuvant Breast and Bowel Project Randomised Clinical Trials. Lancet. 2004; 364: 858-868. Supported by Cooperative Agreement No. 1U18GD000005 from the Centers for Disease Control and Prevention. The contents are solely the responsibility of the authors and do not necessarily represent the official views of the Centers for Disease Control and Prevention.