RRain
1
Compliance & Governance are Facts of Life
Speakers
2
Tony Baer,
Principal Analyst, Ovum
Ben Weiss
Systems Engineer, RainStor
Topics
 Governance & Compliance issues
 Stringent Regulations Getting More Stringent
 Specific Data Requirements
 Rain...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.4
Data governance encompasses the people, processes, an...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.5
Varies by:
 Industry Sector
 By Geography
 By Data...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.6
Stringent & Constantly Evolving
Basel III
Markets in ...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.7
Management
Business Group MD’s
IT Group Head
IT Team
...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.8
Data: At The Heart of Governance & Compliance
Capture...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.9
Many Technology Approaches Fall Short
Relational Data...
© Copyright Ovum. All rights reserved. Ovum is an Informa business.10 10
Compliance
Archive Solutions
11
Where Big Data & Archive Come Together
Network EDWApps Tape
Derive Business Value from Historical Data
and Meet Complia...
News
12
Named Visionary
In
Structured Data Archive &
App Retirement
Magic Quadrant
RainStor® Product Milestones
13
2008 2009 2010 2011 2012 2013 2014
1st GA
RainStor 4
(Compliance)
Cloud
Enabled
RainStor 4...
14
Solutions
Analytical Archive | Compliance Archive
 SEC 17a-4
 Dodd Frank
WORM StorageSource App
DB/EDW
Active Archive...
Compliance Archive: End-to-end
15
QUERY/
ANALYZE
SQL
BI Tools; Hive,
MapReduce
SCALE / WORM Storage
COMPRESSLOAD/
VALIDATE...
16
Security Features Built-in
 Data Encryption
 Data Masking
 ViewsPrivacy
 Kerberos Authentication
 Authorization
 ...
Document Query
XQUERY
Query - Pick the Best Tool for the Job
17
BI AnalyticsAd-Hoc Query
Interactive
SQL-92
SQL 2013
BI TO...
Governance & Compliance Data Retention
Governance:
 Tamper-proofing
 Audit Trail
 Record-level Delete / Data Dispositio...
SEC 17a-4(f) Compliance Archive Requirements
19
Records stored in non-erasable media (WORM)
Recording process must be veri...
Apache Projects Vendor SpecificRainStor
Top of Stack
SQL 92
(with Oracle,
SQLServer, SybaseIQ
HDFS
MapReduce
Pig 3rd Party...
21
Case Studies
SQL Query Access
Fast Response
(on par with DW)
Compression For Better Scale
Significantly Lower Cost
22
Highly Compressed...
23
Retain Critical Analytics Data at Lowest Cost
Online
Transaction History
Fast Data Growth
 10,000 Users
 10 Years of ...
24
Be an Enterprise Hero
ARCHIVE & COMPLY
www.rainstor.com
QUESTIONS?
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Compliance & Governance are Facts of Life. Select The Right Database Solutions to Check the Box.

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Your business generates sensitive, high value data every day and IT is focused on securing that data, keeping it continuously up, in addition to giving users fast analytic access. As data ages, it does not become any less sensitive (think credit cards, PII, trades) and it needs to be stored and managed with an even wider range of users accessing it. Internal finance and legal teams need immediate access to history and depending on the industry, external regulators demand fast query access or fines and penalties are imposed.

Join this webcast with analyst Tony Baer, Ovum to learn about the criticality of storing and retaining high value data in the enterprise. Learn how solutions built from the ground-up take the headache away and help check the box for a variety of compliance regulations including Dodd Frank and SEC 17a-4, which dictates exactly how long the data should be stored, methods of access and immutability at both the logical and physical storage level.

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Compliance & Governance are Facts of Life. Select The Right Database Solutions to Check the Box.

  1. 1. RRain 1 Compliance & Governance are Facts of Life
  2. 2. Speakers 2 Tony Baer, Principal Analyst, Ovum Ben Weiss Systems Engineer, RainStor
  3. 3. Topics  Governance & Compliance issues  Stringent Regulations Getting More Stringent  Specific Data Requirements  RainStor’s Compliance Solutions  Real-world Case-studies  Q&A 3
  4. 4. © Copyright Ovum. All rights reserved. Ovum is an Informa business.4 Data governance encompasses the people, processes, and technology required to create a consistent and proper handling of an organization's data across the business enterprise. Purpose: • Improving data security • Designating accountability for information quality • Avoid Duplicates / redundant copies • Minimizing or eliminating re-work • Establish process performance baselines to enable improvements Data Governance & Compliance
  5. 5. © Copyright Ovum. All rights reserved. Ovum is an Informa business.5 Varies by:  Industry Sector  By Geography  By Data/Information Type  By Usage  Timeframe External Industry Compliance Regulations (SEC, Sarbanes Oxley, US Patriot Act, HIPPA, Dodd Frank Reform, EU Data Retention, Japan Comm’s Intercept Act…) Compliance
  6. 6. © Copyright Ovum. All rights reserved. Ovum is an Informa business.6 Stringent & Constantly Evolving Basel III Markets in Financial Instruments Directive (MiFID) Dodd Frank Packaged Retail Investment Products(PRIP) Sarbanes/Oxley SEPA - single euro payments area Know Your Customer (KYC) Insurance Mediation Directive (IMD) Anti Money Laundering (AML) Solvency II Consumer Financial Protection Bureau(CFPB) Federal Housing Finance Agency (FHFA) Financial Services Authority/UK banking law Financial Industry Regulatory Authority (FINRA) rules Office of the Comptroller of the Currency (OCC) European Securities and Markets Authority (ESMA) guidelines International Financial Reporting Standards (IFRF) U.S. Securities and Exchange Commission (SEC) rules $50 Billion (US Banks Alone) 20% Technology
  7. 7. © Copyright Ovum. All rights reserved. Ovum is an Informa business.7 Management Business Group MD’s IT Group Head IT Team Legal Finance Data Governance Risk Officers US: Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) [157] Federal Reserve System ("Fed") Federal Deposit Insurance Corporation (FDIC) Financial Industry Regulatory Authority (FINRA) [158] Office of the Comptroller of the Currency (OCC) National Credit Union Administration (NCUA) Consumer Financial Protection Bureau (CFPB) UK: Financial Conduct Authority (FCA) - [154]) Prudential Regulation Authority (PRA) - [155]) Panel on Takeovers and Mergers (PANEL) - [156]) Multiple Stakeholders & External Regulators – Creating Compliance Silos
  8. 8. © Copyright Ovum. All rights reserved. Ovum is an Informa business.8 Data: At The Heart of Governance & Compliance Capture (from 000’s Sources) Integrity EvolveSecureRetain Immutable DisposeWhich Data? Query
  9. 9. © Copyright Ovum. All rights reserved. Ovum is an Informa business.9 Many Technology Approaches Fall Short Relational Database Management Systems (e.g. Oracle) Data Warehouse Analytical Systems (e.g. Teradata, Netezza, SybaseIQ) Offline Tape Drives (e.g. In-house or Outsourced) Legacy / MainFrame Systems (Legacy file formats) Not Scalable. No Compliance (Retention / Disposition) Costly to Scale. No Compliance. Cannot Query. Very Slow. Error-prone. Costly. Difficult to Integrate. Non- standard
  10. 10. © Copyright Ovum. All rights reserved. Ovum is an Informa business.10 10 Compliance Archive Solutions
  11. 11. 11 Where Big Data & Archive Come Together Network EDWApps Tape Derive Business Value from Historical Data and Meet Compliance Regulatory Demands.
  12. 12. News 12 Named Visionary In Structured Data Archive & App Retirement Magic Quadrant
  13. 13. RainStor® Product Milestones 13 2008 2009 2010 2011 2012 2013 2014 1st GA RainStor 4 (Compliance) Cloud Enabled RainStor 4.5 Machine Data / Big Data RainStor 5 Native HDFS (SQL) RainStor 5.5 Security & Search RainStor 6.0 Hadoop 2.0 Support Complex Query
  14. 14. 14 Solutions Analytical Archive | Compliance Archive  SEC 17a-4  Dodd Frank WORM StorageSource App DB/EDW Active Archive - Meets Needs of Business & Compliance Stakeholders  Seamless offload from Enterprise Data Warehouse (re-instate from Tape)  Security built-in (LDAP / Kerberos/ Encryption / Masking)  Governs data retention/immutable and maintains full audit trail  Fast Query - SQL, Interactive. Supports Hadoop Analytics (if HDFS). Source App DB/EDW •HDFS •NAS •Cloud
  15. 15. Compliance Archive: End-to-end 15 QUERY/ ANALYZE SQL BI Tools; Hive, MapReduce SCALE / WORM Storage COMPRESSLOAD/ VALIDATE Billions Records/Day 10-40X (90%+) AVAILABILITY Replication Source DB/EDW Move RETAIN /DISPOSE Rules Based IN STORE QUERY GOVERN SECURE - Enterprise-grade
  16. 16. 16 Security Features Built-in  Data Encryption  Data Masking  ViewsPrivacy  Kerberos Authentication  Authorization  LDAP / Active Directory  Linux PAM Support Trust  Tamper-proofing  Audit Trail  Record-level Delete  Data Disposition Integrity
  17. 17. Document Query XQUERY Query - Pick the Best Tool for the Job 17 BI AnalyticsAd-Hoc Query Interactive SQL-92 SQL 2013 BI TOOLS DASHBOARD Hadoop Tools Hadoop on DAS/ Scale-out NAS / Cloud MAPREDUCE PIG, HIVE
  18. 18. Governance & Compliance Data Retention Governance:  Tamper-proofing  Audit Trail  Record-level Delete / Data Disposition  Support Compliance regulations (e.g. Lawful intercept, HIPPA)  Protects valuable data on Hadoop / DAS or NAS. Compliance: 18 “Retain loaded records for 6 months from this time forward.” EMC WORM Storage / Meets SEC 17a-4 “Retain loaded records for 6 months after their transaction date value.” SELECT dateadd(month, 6, transaction_ts) rs_retention_date FROM transactions;  Rules-based Retention upon load  Ties retention period to the data values.
  19. 19. SEC 17a-4(f) Compliance Archive Requirements 19 Records stored in non-erasable media (WORM) Recording process must be verifiable Fully Accessible to Authorities & Backed-up Records should be Recognizable & Identifiable Downloadable to any acceptable medium
  20. 20. Apache Projects Vendor SpecificRainStor Top of Stack SQL 92 (with Oracle, SQLServer, SybaseIQ HDFS MapReduce Pig 3rd Party Access / Open APIs 3rd Party Access Tools Integration & Dashboards Load/ Compress Security & Encryption 20 RainStor Archive Operates Natively on Hadoop 2.0 / WORM Storage Connectors Query Govern Manage Archive App Storage / Platform Proven Enterprise-grade Application for High Value, Sensitive Data Ambari/ HCatalog Secure EMC Isilon
  21. 21. 21 Case Studies
  22. 22. SQL Query Access Fast Response (on par with DW) Compression For Better Scale Significantly Lower Cost 22 Highly Compressed Fast Query WORM  SEC 17a-4 Compliant  Avoid Fines & Penalties  Runs on EMC WORM Storage Wall Street Investment Bank Case-study ~ 2TB per Day Loaded Into Archive from 40+ Apps • Fast Data Load • Built “self-service” GUI-based Monitoring & Management Tools to facilitate Archive EMC WORM Storage Custom Applications on Oracle DB / IBM DW’s  40+ Diverse Applications  Sensitive Data - needs to be Retained
  23. 23. 23 Retain Critical Analytics Data at Lowest Cost Online Transaction History Fast Data Growth  10,000 Users  10 Years of History Enterprise DW 400TB 40X Compressed Fast Query App running on Hadoop  Data Retained Online  Fully Query-able  Hadoop in Production! Hadoop Deployed ~ 60 TB’s of History Offloaded • Set-up Hadoop Cluster (Cloudera) on Dell servers • Poll Business Functions for Key Archive Requirements • (Sales, Marketing, Finance, Legal, Customer Service) Dell Servers R720s Capacity Buy-back Policy-driven Archive Fast Query, Predictable Scale Lowest Cost!
  24. 24. 24 Be an Enterprise Hero ARCHIVE & COMPLY www.rainstor.com QUESTIONS?

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