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Corker - Annual report for calendar 2014

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Corker - Annual report for calendar 2014

  1. 1. Annual Report for Calendar 2014 (Amendment 1) The Honorable Robert P Corker Jr. (Corker, Bob) Filed 07/20/2015 @ 12:41 PM | Print Report The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? No Part 3. Assets Amended Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes
  2. 2. List of assets added to this report Asset Asset Type Owner Value Inco 1 Corker Development Corporation Company: Corker Development Corporation (Chattanooga, TN) Description: Partnership interest in Limited Partnerships Business Entity General Partnership Self $1,001 - $15,000 None, Interest, 2 Corker Properties X, L.P. Company: Corker Properties X, L.P. (Chattanooga, TN) Description: Rental Real Estate Business Entity Limited Partnership (LP) Self 2.1 The Volunteer Buidling Description: 832 Georgia Avenue (Chattanooga, TN) Real Estate Commercial Self $5,000,001 - $25,000,000 Rent/Royalties, 2.2 Raymond James - Wealth Preservation Advisors (Chattanooga, TN) Type: Bank Deposit Self $100,001 - $250,000 Dividends, Intere 2.3 Goodhew - Private Stock Description: Goodhew (Chattanooga, TN) Other Securities Self $15,001 - $50,000 Capital Gains, 2.4 Sweetgreen - Preferred Stock Description: Sweetgreen (Washington, D.C.) Other Securities Self $50,001 - $100,000 Dividends, Capit
  3. 3. List of assets added to this report Asset Asset Type Owner Value Inco 3 Cumberland Trust and Investment Company Description: Trust Services (Nashville, TN) Other Securities Self $15,001 - $50,000 Dividends, Capit 4 Land Description: Dorothy Burchfield Butler Family Limited Partnership (Sevieville, TN) Real Estate Unimproved Land Spouse $250,001 - $500,000 Rent/Royalties, 5 Land Description: Dorothy Burchfield Butler Management Company (Sevierville, TN) Real Estate Unimproved Land Spouse $250,001 - $500,000 Rent/Royalties, 6 Dorothy Burchfield Butler Estate Description: Estate of Dorothy Burchfield (Chattanooga, TN) Other Securities Spouse 6.1 Bank (Sevierville, TN) Type: Bank Deposit Spouse $100,001 - $250,000 Interest, 7 Whole Life Insurance Provider: Northwestern Mutual Life Insurance Whole Self $50,001 - $100,000 Dividends, 8 City of Chattanooga, TN Pension Plan Retirement Plans Self $100,001 - $250,000 Dividends,
  4. 4. List of assets added to this report Asset Asset Type Owner Value Inco Defined Benefit Pension Plan 9 Raymond James - Wealth Preservation Adviosrs Brokerage/Managed Account Self 9.1 ABRYX - Invesco Balanced-Risk Allc Y (NASDAQ) Mutual Funds Mutual Fund Self $250,001 - $500,000 None, 9.2 BREFX - Baron Real Estate Retail (NASDAQ) Mutual Funds Mutual Fund Self $100,001 - $250,000 Dividends, Capit 9.3 HWAIX - Hotchkis & Wiley Value Opps Instl (NASDAQ) Mutual Funds Mutual Fund Self $100,001 - $250,000 Dividends, Capit 9.4 OHYFX - JPMorgan High Yield Select (NASDAQ) Mutual Funds Mutual Fund Self $250,001 - $500,000 Dividends, Intere 9.5 NEFFX - American Funds New Economy F2 (NASDAQ) Mutual Funds Mutual Fund Self $250,001 - $500,000 Dividends, Capit 9.6 OOSYX - Oppenheimer Senior Floating Rate Y (NASDAQ) Mutual Funds Mutual Fund Self $50,001 - $100,000 Dividends, Intere
  5. 5. List of assets added to this report Asset Asset Type Owner Value Inco 9.7 PMCPX - Principal MidCap P (NASDAQ) Mutual Funds Mutual Fund Self $100,001 - $250,000 Dividends, Capit 9.8 HDPSX - Hodges Small Cap Retail (NASDAQ) Mutual Funds Mutual Fund Self $50,001 - $100,000 None, 9.9 THOPX - Thompson Bond (NASDAQ) Mutual Funds Mutual Fund Self $250,001 - $500,000 Dividends, Capit 9.10 TIQIX - Touchstone Large Cap Growth Y (NASDAQ) Mutual Funds Mutual Fund Self $250,001 - $500,000 Dividends, Capit 9.11 HIEMX - Virtus Emerging Markets Opportunities I (NASDAQ) Mutual Funds Mutual Fund Self $100,001 - $250,000 Dividends, Capit 9.12 AQMNX - AQR Managed Futures Strategy N (NASDAQ) Mutual Funds Mutual Fund Self $100,001 - $250,000 None, 9.13 IAU - iShares Gold Trust (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 None, 9.14 EEM - iShares MSCI Emerging Markets (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $250,001 - $500,000 Dividends, Capit
  6. 6. List of assets added to this report Asset Asset Type Owner Value Inco 9.15 EFA - iShares MSCI EAFE (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $500,001 - $1,000,000 Dividends, Capit 9.16 IWO - iShares Russell 2000 Growth (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 Dividends, Capit 9.17 IJJ - iShares S&P Mid-Cap 400 Value (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 Dividends, Capit 9.18 IJS - iShares S&P Small-Cap 600 Value (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 Dividends, Capit 9.19 DBC - PowerShares DB Commodity Tracking ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $50,001 - $100,000 None, 9.20 SCHV - Schwab US Large-Cap Value ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $250,001 - $500,000 Dividends, Capit 9.21 SCHF - Schwab International Equity ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $500,001 - $1,000,000 Dividends, Capit 9.22 XLE - Energy Select Sector SPDR ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 Dividends, Capit
  7. 7. List of assets added to this report Asset Asset Type Owner Value Inco 9.23 DXJ - WisdomTree Japan Hedged Equity ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Self $100,001 - $250,000 Dividends, Capit 9.24 Georgia State Housing and Financial Revenue - Cusip 373539S30 Rate/Coupon: 3.55 Matures: 12/01/2025 Government Securities Municipal Security Self $50,001 - $100,000 Interest, 9.25 Lee County Florida School Board - Cusip 523494MH2 Rate/Coupon: 3.75 Matures: 08/01/2027 Government Securities Municipal Security Self $50,001 - $100,000 Interest, 9.26 Mississippi Development Bond - Cusip 60534TVQ5 Rate/Coupon: 3.25 Matures: 10/01/2024 Government Securities Municipal Security Self $50,001 - $100,000 Interest, 9.27 Oyster Bay New York Public Impact - Cusip 692160KP8 Rate/Coupon: 4 Matures: 03/01/2028 Government Securities Municipal Security Self $50,001 - $100,000 Interest, 9.28 Poughkeepsie Town New York Library Purpose - Cusip 738663Y72 Government Securities Municipal Security Self $50,001 - $100,000 Interest,
  8. 8. List of assets added to this report Asset Asset Type Owner Value Inco Rate/Coupon: 3 Matures: 12/15/19 9.29 St. Landry Parish Louisiana Revenue Bonds - Cusip 791023AK0 Rate/Coupon: 3 Matures: 03/01/2023 Government Securities Municipal Security Self $50,001 - $100,000 Interest, 10 Raymond James - Wealth Preservation Advisors Retirement Plans IRA Spouse 10.1 ABRYX - Invesco Balanced-Risk Allc Y (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 None, 10.2 BREFX - Baron Real Estate Retail (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.3 CDOZX - Columbia Dividend Opportunity Z (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.4 OAKIX - Oakmark International I (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 None,
  9. 9. List of assets added to this report Asset Asset Type Owner Value Inco 10.5 HWIAX - Hotchkis & Wiley Capital Income A (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.6 WHIAX - Ivy High Income A (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.7 NEFFX - American Funds New Economy F2 (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.8 OOSYX - Oppenheimer Senior Floating Rate Y (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.9 PMCPX - Principal MidCap P (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit 10.10 HDPSX - Hodges Small Cap Retail (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 None, 10.11 PNRZX - Prudential Jennison Natural Resources Z (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 None, 10.12 THOPX - Thompson Bond (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Dividends, Capit
  10. 10. List of assets added to this report Asset Asset Type Owner Value Inco 10.13 QAI - IQ Hedge Multi-Strategy Tracker ETF (NYSEArca) Mutual Funds Exchange Traded Funds/Notes Spouse $1,001 - $15,000 Dividends, Capit 10.14 AQMNX - AQR Managed Futures Strategy N (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 None, 11 Pointer LP - Cash Receivable (Chattanooga, TN) Type: Brokerage Sweep Account, Bank Deposit Self $5,000,001 - $25,000,000 None, 12 Pensco IRA Retirement Plans IRA Self 12.1 Pensco (Denver, CO) Type: Brokerage Sweep Account, Bank Deposit Self $1,000,001 - $5,000,000 None, 13 Gerber Taylor - Cash Receivable (Memphis, TN) Type: Brokerage Sweep Account, Bank Deposit Self $500,001 - $1,000,000 None, 14 Minnesota Life - Variable Adjustable Life Insurance Life Insurance Variable Self
  11. 11. List of assets added to this report Asset Asset Type Owner Value Inco Provider: Minnesota Life Insurance Company 14.1 Ivy Growth Subaccount Mutual Funds Mutual Fund Self $100,001 - $250,000 None, 14.2 SFT Advantage Index 500 - Subaccount Mutual Funds Mutual Fund Self $50,001 - $100,000 None, 14.3 Ivy VIP International Core - Subaccount Mutual Funds Mutual Fund Self $15,001 - $50,000 None, 14.4 SFT Ivy Small Growth Mutual Funds Mutual Fund Self $15,001 - $50,000 None, 14.5 Ivy VIP Value Mutual Funds Mutual Fund Self $50,001 - $100,000 None, 15 NLL Holdings, LLC Company: NLL, LLC (Dover, DE) Description: Commercial real estate projects Business Entity Limited Liability Company (LLC) Self $1,000,001 - $5,000,000 Dividends, Intere 16 Third Floor Grantor Trust Trust Self
  12. 12. List of assets added to this report Asset Asset Type Owner Value Inco General (Trust) 16.1 McGowin Park, LLC Company: McGowin Park, LLC (Chattanooga, TN) Description: Commercial Real Estate Project Business Entity Limited Liability Company (LLC) Self $1,000,001 - $5,000,000 None, Part 4a. Periodic Transaction Report Summary In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? No List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 1 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $ 2 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $250,001 - $ 3 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $ 4 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $ 5 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $ 6 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $
  13. 13. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 7 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $ 8 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $ 9 05/20/2014 Self FLEX Flextronics International Ltd. (NASDAQ) Sale (Full) $1,001 - $15 10 05/20/2014 Self AVGO Avago Technologies Limited (NASDAQ) Sale (Full) $1,001 - $15 11 05/20/2014 Self TEL TE Connectivity Ltd. (NYSE) Sale (Full) $1,001 - $15 12 05/20/2014 Self XL XL Group plc (NYSE) Sale (Full) $1,001 - $15 13 05/20/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15 14 05/20/2014 Self ICLR ICON Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15 15 05/20/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Sale (Full) $1,001 - $15 16 05/20/2014 Self DOX Amdocs Limited (NASDAQ) Sale (Full) $1,001 - $15 17 05/20/2014 Self WSM Williams-Sonoma Inc. (NYSE) Sale (Full) $1,001 - $15 18 05/20/2014 Self WNR Western Refining, Inc. (NYSE) Sale (Full) $1,001 - $15 19 05/20/2014 Self WDC Western Digital Corporation (NASDAQ) Sale (Full) $1,001 - $15 20 05/20/2014 Self WR Westar Energy, Inc. (NYSE) Sale (Full) $1,001 - $15 21 05/20/2014 Self WCC WESCO International Inc. (NYSE) Sale (Full) $1,001 - $15 22 05/20/2014 Self -- VNTV-Vantiv, Inc. (NYSE) Sale (Full) $1,001 - $15 23 05/20/2014 Self VAL The Valspar Corporation (NYSE) Sale (Full) $1,001 - $15
  14. 14. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 24 05/20/2014 Self VLO Valero Energy Corporation (NYSE) Sale (Full) $1,001 - $15 25 05/20/2014 Self TSN Tyson Foods, Inc. (NYSE) Sale (Full) $1,001 - $15 26 05/20/2014 Self TW Towers Watson & Co. (NYSE) Sale (Full) $1,001 - $15 27 05/20/2014 Self TMK Torchmark Corporation (NYSE) Sale (Full) $1,001 - $15 28 05/20/2014 Self TKR Timken Co. (NYSE) Sale (Full) $1,001 - $15 29 05/20/2014 Self TSO Tesoro Corporation (NYSE) Sale (Full) $1,001 - $15 30 05/20/2014 Self TRW TRW Automotive Holdings Corp. (NYSE) Sale (Full) $1,001 - $15 31 05/20/2014 Self AMTD TD Ameritrade Holding Corporation (NYSE) Sale (Full) $1,001 - $15 32 05/20/2014 Self STI SunTrust Banks, Inc. (NYSE) Sale (Full) $1,001 - $15 33 05/20/2014 Self STT State Street Corporation (NYSE) Sale (Full) $1,001 - $15 34 05/20/2014 Self SCHW The Charles Schwab Corporation (NYSE) Sale (Full) $1,001 - $15 35 05/20/2014 Self SWK Stanley Black & Decker, Inc. (NYSE) Sale (Full) $1,001 - $15 36 05/20/2014 Self SLG SL Green Realty Corp. (NYSE) Sale (Full) $1,001 - $15 37 05/20/2014 Self RHI Robert Half International Inc. (NYSE) Sale (Full) $1,001 - $15 38 05/20/2014 Self SEIC SEI Investments Co. (NASDAQ) Sale (Full) $1,001 - $15 39 05/20/2014 Self RKT Rock-Tenn Company (NYSE) Sale (Full) $1,001 - $15 40 05/20/2014 Self RAD Rite Aid Corporation (NYSE) Sale (Full) $1,001 - $15
  15. 15. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 41 05/20/2014 Self RGA Reinsurance Group of America Inc. (NYSE) Sale (Full) $1,001 - $15 42 05/20/2014 Self REG Regency Centers Corporation (NYSE) Sale (Full) $1,001 - $15 43 05/20/2014 Self QEP QEP Resources, Inc. (NYSE) Sale (Full) $1,001 - $15 44 05/20/2014 Self PH Parker-Hannifin Corporation (NYSE) Sale (Full) $1,001 - $15 45 05/20/2014 Self OI Owens-Illinois, Inc. (NYSE) Sale (Full) $1,001 - $15 46 05/20/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Sale (Full) $1,001 - $15 47 05/20/2014 Self OMC Omnicom Group Inc. (NYSE) Sale (Full) $1,001 - $15 48 05/20/2014 Self OCR Omnicare Inc. (NYSE) Sale (Full) $1,001 - $15 49 05/20/2014 Self NBL Noble Energy, Inc. (NYSE) Sale (Full) $1,001 - $15 50 05/20/2014 Self NWL Newell Rubbermaid Inc. (NYSE) Sale (Full) $1,001 - $15 51 05/20/2014 Self NAVI Navient Corporation (NASDAQ) Sale (Full) $1,001 - $15 52 05/20/2014 Self MCO Moody's Corporation (NYSE) Sale (Full) $1,001 - $15 53 05/20/2014 Self MTX Minerals Technologies Inc. (NYSE) Sale (Full) $1,001 - $15 54 05/20/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15 55 05/20/2014 Self MHFI McGraw Hill Financial, Inc. (NYSE) Sale (Full) $1,001 - $15 56 05/20/2014 Self MAS Masco Corporation (NYSE) Sale (Full) $1,001 - $15 57 05/20/2014 Self MMC Marsh & McLennan Companies, Inc. (NYSE) Sale (Full) $1,001 - $15
  16. 16. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 58 05/20/2014 Self MPC Marathon Petroleum Corporation (NYSE) Sale (Full) $1,001 - $15 59 05/20/2014 Self MAN ManpowerGroup Inc. (NYSE) Sale (Full) $1,001 - $15 60 05/20/2014 Self M Macy's, Inc. (NYSE) Sale (Full) $1,001 - $15 61 05/20/2014 Self MAC The Macerich Company (NYSE) Sale (Full) $1,001 - $15 62 05/20/2014 Self LO Lorillard, Inc. (NYSE) Sale (Full) $1,001 - $15 63 05/20/2014 Self L Loews Corporation (NYSE) Sale (Full) $1,001 - $15 64 05/20/2014 Self LEA Lear Corp. (NYSE) Sale (Full) $1,001 - $15 65 05/20/2014 Self KIM Kimco Realty Corporation (NYSE) Sale (Full) $1,001 - $15 66 05/20/2014 Self JBL Jabil Circuit Inc. (NYSE) Sale (Full) $1,001 - $15 67 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15 68 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15 69 05/20/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Sale (Full) $1,001 - $15 70 05/20/2014 Self HII Huntington Ingalls Industries, Inc. (NYSE) Sale (Full) $1,001 - $15 71 05/20/2014 Self HBAN Huntington Bancshares Incorporated (NASDAQ) Sale (Full) $1,001 - $15 72 05/20/2014 Self HUB-B Hubbell Inc. (NYSE) Sale (Full) $1,001 - $15 73 05/20/2014 Self HRS Harris Corporation (NYSE) Sale (Full) $1,001 - $15 74 05/20/2014 Self GXP Great Plains Energy Incorporated (NYSE) Sale (Full) $1,001 - $15
  17. 17. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 75 05/20/2014 Self GPK Graphic Packaging Holding Company (NYSE) Sale (Full) $1,001 - $15 76 05/20/2014 Self FUL HB Fuller Co. (NYSE) Sale (Full) $1,001 - $15 77 05/20/2014 Self FL Foot Locker, Inc. (NYSE) Sale (Full) $1,001 - $15 78 05/20/2014 Self FLS Flowserve Corp. (NYSE) Sale (Full) $1,001 - $15 79 05/20/2014 Self FLR Fluor Corporation (NYSE) Sale (Full) $1,001 - $15 80 05/20/2014 Self FITB Fifth Third Bancorp (NASDAQ) Sale (Full) $1,001 - $15 81 05/20/2014 Self EXPE Expedia Inc. (NASDAQ) Sale (Full) $1,001 - $15 82 05/20/2014 Self EFX Equifax Inc. (NYSE) Sale (Full) $1,001 - $15 83 05/20/2014 Self ESS Essex Property Trust Inc. (NYSE) Sale (Full) $1,001 - $15 84 05/20/2014 Self EQR Equity Residential (NYSE) Sale (Full) $1,001 - $15 85 05/20/2014 Self EGN Energen Corp. (NYSE) Sale (Full) $1,001 - $15 86 05/20/2014 Self EIX Edison International (NYSE) Sale (Full) $1,001 - $15 87 05/20/2014 Self EWBC East West Bancorp, Inc. (NASDAQ) Sale (Full) $1,001 - $15 88 05/20/2014 Self DFS Discover Financial Services (NYSE) Sale (Full) $1,001 - $15 89 05/20/2014 Self EQT EQT Corporation (NYSE) Sale (Full) $1,001 - $15 90 05/20/2014 Self DOV Dover Corporation (NYSE) Sale (Full) $1,001 - $15 91 05/20/2014 Self DVA DaVita HealthCare Partners Inc. (NYSE) Sale (Full) $1,001 - $15
  18. 18. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 92 05/20/2014 Self CW Curtiss-Wright Corporation (NYSE) Sale (Full) $1,001 - $15 93 05/20/2014 Self CCK Crown Holdings Inc. (NYSE) Sale (Full) $1,001 - $15 94 05/20/2014 Self STZ Constellation Brands Inc. (NYSE) Sale (Full) $1,001 - $15 95 05/20/2014 Self CMA Comerica Incorporated (NYSE) Sale (Full) $1,001 - $15 96 05/20/2014 Self CCE Coca-Cola Enterprises Inc. (NYSE) Sale (Full) $1,001 - $15 97 05/20/2014 Self CSL Carlisle Companies Incorporated (NYSE) Sale (Full) $1,001 - $15 98 05/20/2014 Self CFN CareFusion Corporation (NYSE) Sale (Full) $1,001 - $15 99 05/20/2014 Self CAH Cardinal Health, Inc. (NYSE) Sale (Full) $1,001 - $15 100 05/20/2014 Self CAM Cameron International Corporation (NYSE) Sale (Full) $1,001 - $15 101 05/20/2014 Self CI Cigna Corp. (NYSE) Sale (Full) $1,001 - $15 102 05/20/2014 Self CBS CBS Corporation (NYSE) Sale (Full) $1,001 - $15 103 05/20/2014 Self BC Brunswick Corporation (NYSE) Sale (Full) $1,001 - $15 104 05/20/2014 Self BC Brunswick Corporation (NYSE) Sale (Full) $1,001 - $15 105 05/20/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15 106 05/20/2014 Self BSX Boston Scientific Corporation (NYSE) Sale (Full) $1,001 - $15 107 05/20/2014 Self BSX Boston Scientific Corporation (NYSE) Sale (Full) $1,001 - $15 108 05/20/2014 Self BXP Boston Properties Inc. (NYSE) Sale (Full) $1,001 - $15
  19. 19. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 109 05/20/2014 Self BBT BB&T Corporation (NYSE) Sale (Full) $1,001 - $15 110 05/20/2014 Self ARW Arrow Electronics, Inc. (NYSE) Sale (Full) $1,001 - $15 111 05/20/2014 Self AVT Avnet, Inc. (NYSE) Sale (Full) $1,001 - $15 112 05/20/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Sale (Full) $1,001 - $15 113 05/20/2014 Self ADI Analog Devices, Inc. (NASDAQ) Sale (Full) $1,001 - $15 114 05/20/2014 Self ABC AmerisourceBergen Corporation (NYSE) Sale (Full) $1,001 - $15 115 05/20/2014 Self AEP American Electric Power Co., Inc. (NYSE) Sale (Full) $1,001 - $15 116 05/20/2014 Self AEE Ameren Corporation (NYSE) Sale (Full) $1,001 - $15 117 05/20/2014 Self LNT Alliant Energy Corporation (NYSE) Sale (Full) $1,001 - $15 118 05/20/2014 Self ALL The Allstate Corporation (NYSE) Sale (Full) $1,001 - $15 119 05/20/2014 Self ADS Alliance Data Systems Corporation (NYSE) Sale (Full) $1,001 - $15 120 05/20/2014 Self Y Alleghany Corporation (NYSE) Sale (Full) $1,001 - $15 121 05/20/2014 Self -- ATVI-Activision Blizzard, Inc. (NASDAQ) Sale (Full) $1,001 - $15 122 05/20/2014 Self AES The AES Corporation (NYSE) Sale (Full) $1,001 - $15 123 05/20/2014 Self TYC Tyco International Ltd. (NYSE) Sale (Full) $1,001 - $15 124 05/20/2014 Self TEL TE Connectivity Ltd. (NYSE) Sale (Full) $1,001 - $15 125 05/20/2014 Self ACE ACE Limited (NYSE) Sale (Full) $1,001 - $15
  20. 20. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 126 05/20/2014 Self VR Validus Holdings, Ltd. (NYSE) Sale (Full) $1,001 - $15 127 05/20/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15 128 05/20/2014 Self LBTYK Liberty Global plc (NASDAQ) Sale (Full) $1,001 - $15 129 05/20/2014 Self COV Covidien plc (NYSE) Sale (Full) $1,001 - $15 130 05/20/2014 Self ZMH Zimmer Holdings, Inc. (NYSE) Sale (Full) $1,001 - $15 131 05/20/2014 Self WDC Western Digital Corporation (NASDAQ) Sale (Full) $1,001 - $15 132 05/20/2014 Self WFC Wells Fargo & Company (NYSE) Sale (Full) $15,001 - $5 133 05/20/2014 Self VZ Verizon Communications Inc. (NYSE) Sale (Full) $1,001 - $15 134 05/20/2014 Self VLO Valero Energy Corporation (NYSE) Sale (Full) $1,001 - $15 135 05/20/2014 Self TSN Tyson Foods, Inc. (NYSE) Sale (Full) $1,001 - $15 136 05/20/2014 Self TRV The Travelers Companies, Inc. (NYSE) Sale (Full) $1,001 - $15 137 05/20/2014 Self STT State Street Corporation (NYSE) Sale (Full) $1,001 - $15 138 05/20/2014 Self SIX Six Flags Entertainment Corporation (NYSE) Sale (Full) $1,001 - $15 139 05/20/2014 Self SLB Schlumberger Limited (NYSE) Sale (Full) $1,001 - $15 140 05/20/2014 Self SNY Sanofi (NYSE) Sale (Full) $1,001 - $15 141 05/20/2014 Self RKT Rock-Tenn Company (NYSE) Sale (Full) $1,001 - $15 142 05/20/2014 Self RTN Raytheon Co. (NYSE) Sale (Full) $1,001 - $15
  21. 21. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 143 05/20/2014 Self QEP QEP Resources, Inc. (NYSE) Sale (Full) $1,001 - $15 144 05/20/2014 Self DGX Quest Diagnostics Inc. (NYSE) Sale (Full) $1,001 - $15 145 05/20/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Sale (Full) $1,001 - $15 146 05/20/2014 Self PSX Phillips 66 (NYSE) Sale (Full) $15,001 - $5 147 05/20/2014 Self PFE Pfizer Inc. (NYSE) Sale (Full) $15,001 - $5 148 05/20/2014 Self PH Parker-Hannifin Corporation (NYSE) Sale (Full) $1,001 - $15 149 05/20/2014 Self ORCL Oracle Corporation (NYSE) Sale (Full) $1,001 - $15 150 05/20/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Sale (Full) $1,001 - $15 151 05/20/2014 Self OMC Omnicom Group Inc. (NYSE) Sale (Full) $1,001 - $15 152 05/20/2014 Self OCR Omnicare Inc. (NYSE) Sale (Full) $1,001 - $15 153 05/20/2014 Self OXY Occidental Petroleum Corporation (NYSE) Sale (Full) $15,001 - $5 154 05/20/2014 Self NSC Norfolk Southern Corporation (NYSE) Sale (Full) $1,001 - $15 155 05/20/2014 Self NWSA News Corporation (NASDAQ) Sale (Full) $1,001 - $15 156 05/20/2014 Self MSFT Microsoft Corporation (NASDAQ) Sale (Full) $1,001 - $15 157 05/20/2014 Self MET MetLife, Inc. (NYSE) Sale (Full) $1,001 - $15 158 05/20/2014 Self MPC Marathon Petroleum Corporation (NYSE) Sale (Full) $1,001 - $15 159 05/20/2014 Self MDT Medtronic, Inc. (NYSE) Sale (Full) $1,001 - $15
  22. 22. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 160 05/20/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15 161 05/20/2014 Self M Macy's, Inc. (NYSE) Sale (Full) $1,001 - $15 162 05/20/2014 Self LMT Lockheed Martin Corporation (NYSE) Sale (Full) $1,001 - $15 163 05/20/2014 Self LMCA Liberty Media Corporation (NASDAQ) Sale (Full) $1,001 - $15 164 05/20/2014 Self LEA Lear Corp. (NYSE) Sale (Full) $1,001 - $15 165 05/20/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Sale (Full) $1,001 - $15 166 05/20/2014 Self JNJ Johnson & Johnson (NYSE) Sale (Full) $15,001 - $5 167 05/20/2014 Self JPM JPMorgan Chase & Co. (NYSE) Sale (Full) $15,001 - $5 168 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15 169 05/20/2014 Self HUN Huntsman Corporation (NYSE) Sale (Full) $1,001 - $15 170 05/20/2014 Self HON Honeywell International Inc. (NYSE) Sale (Full) $1,001 - $15 171 05/20/2014 Self HD The Home Depot, Inc. (NYSE) Sale (Full) $1,001 - $15 172 05/20/2014 Self GPN Global Payments Inc. (NYSE) Sale (Full) $1,001 - $15 173 05/20/2014 Self FE FirstEnergy Corp. (NYSE) Sale (Full) $1,001 - $15 174 05/20/2014 Self FITB Fifth Third Bancorp (NASDAQ) Sale (Full) $1,001 - $15 175 05/20/2014 Self FIS Fidelity National Information Services, Inc. (NYSE) Sale (Full) $1,001 - $15 176 05/20/2014 Self XOM Exxon Mobil Corporation (NYSE) Sale (Full) $15,001 - $5
  23. 23. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 177 05/20/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Sale (Full) $1,001 - $15 178 05/20/2014 Self EGN Energen Corp. (NYSE) Sale (Full) $1,001 - $15 179 05/20/2014 Self EQT EQT Corporation (NYSE) Sale (Full) $1,001 - $15 180 05/02/2014 Self EOG EOG Resources, Inc. (NYSE) Sale (Full) $1,001 - $15 181 05/20/2014 Self EMC EMC Corporation (NYSE) Sale (Full) $1,001 - $15 182 05/20/2014 Self DOV Dover Corporation (NYSE) Sale (Full) $1,001 - $15 183 05/20/2014 Self CCK Crown Holdings Inc. (NYSE) Sale (Full) $1,001 - $15 184 05/20/2014 Self DFS Discover Financial Services (NYSE) Sale (Full) $1,001 - $15 185 05/20/2014 Self CR Crane Co. (NYSE) Sale (Full) $1,001 - $15 186 05/20/2014 Self CMCSA Comcast Corporation (NASDAQ) Sale (Full) $1,001 - $15 187 05/02/2014 Self C Citigroup Inc. (NYSE) Sale (Full) $15,001 - $5 188 05/20/2014 Self COF Capital One Financial Corporation (NYSE) Sale (Full) $15,001 - $5 189 05/20/2014 Self CSCO Cisco Systems, Inc. (NASDAQ) Sale (Full) $15,001 - $5 190 05/20/2014 Self CVS CVS Caremark Corporation (NYSE) Sale (Full) $15,001 - $5 191 05/20/2014 Self CBS CBS Corporation (NYSE) Sale (Full) $1,001 - $15 192 05/20/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15 193 05/20/2014 Self BBT BB&T Corporation (NYSE) Sale (Full) $1,001 - $15
  24. 24. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 194 05/20/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $15,001 - $5 195 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $15,001 - $5 196 05/20/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Sale (Full) $1,001 - $15 197 05/20/2014 Self AMH American Homes 4 Rent (NYSE) Sale (Full) $1,001 - $15 198 05/20/2014 Self AGNC American Capital Agency Corp. (NASDAQ) Sale (Full) $1,001 - $15 199 05/20/2014 Self ALL The Allstate Corporation (NYSE) Sale (Full) $1,001 - $15 200 05/20/2014 Self ABBV AbbVie Inc. (NYSE) Sale (Full) $1,001 - $15 201 05/20/2014 Self AES The AES Corporation (NYSE) Sale (Full) $1,001 - $15 202 05/20/2014 Self PRGO Perrigo Company Public Limited Company (NYSE) Sale (Full) $15,001 - $5 203 05/20/2014 Self V Visa Inc. (NYSE) Sale (Full) $15,001 - $5 204 05/20/2014 Self VRSK Verisk Analytics, Inc. (NASDAQ) Sale (Full) $15,001 - $5 205 05/20/2014 Self VAR Varian Medical Systems, Inc. (NYSE) Sale (Full) $15,001 - $5 206 05/20/2014 Self SRCL Stericycle, Inc. (NASDAQ) Sale (Full) $15,001 - $5 207 05/20/2014 Self SLB Schlumberger Limited (NYSE) Sale (Full) $15,001 - $5 208 05/20/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Sale (Full) $50,001 - $1 209 05/20/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Sale (Full) $15,001 - $5 210 05/20/2014 Self NOV National Oilwell Varco, Inc. (NYSE) Sale (Full) $15,001 - $5
  25. 25. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 211 05/20/2014 Self MJN Mead Johnson Nutrition Company (NYSE) Sale (Full) $15,001 - $5 212 05/20/2014 Self MTB M&T Bank Corporation (NYSE) Sale (Full) $50,001 - $1 213 05/20/2014 Self LKQ LKQ Corp. (NASDAQ) Sale (Full) $15,001 - $5 214 05/20/2014 Self GOOG Google Inc. (NASDAQ) Sale (Full) $15,001 - $5 215 05/20/2014 Self GOOGL Google Inc. (NASDAQ) Sale (Full) $15,001 - $5 216 05/20/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Sale (Full) $50,001 - $1 217 05/02/2014 Self EMC EMC Corporation (NYSE) Sale (Full) $50,001 - $1 218 05/20/2014 Self CMI Cummins Inc. (NYSE) Sale (Full) $15,001 - $5 219 05/20/2014 Self CTSH Cognizant Technology Solutions Corporation (NASDAQ) Sale (Full) $50,001 - $1 220 05/20/2014 Self COH Coach, Inc. (NYSE) Sale (Full) $15,001 - $5 221 05/20/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $50,001 - $1 222 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $50,001 - $1 223 05/20/2014 Self DDAIF Daimler AG (OTC Markets) Sale (Full) $15,001 - $5 224 05/20/2014 Self YARIY Yara International ASA (OTC Markets) Sale (Full) $1,001 - $15 225 05/20/2014 Self WTKWY Wolters Kluwer NV (OTC Markets) Sale (Full) $1,001 - $15 226 05/20/2014 Self WBK Westpac Banking Corporation (NYSE) Sale (Full) $1,001 - $15 227 05/20/2014 Self WFC Wells Fargo & Company (NYSE) Sale (Full) $1,001 - $15
  26. 26. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 228 05/20/2014 Self WM Waste Management, Inc. (NYSE) Sale (Full) $1,001 - $15 229 05/20/2014 Self MRWSY Wm. Morrison Supermarkets plc (OTC Markets) Sale (Full) $1,001 - $15 230 05/20/2014 Self VOD Vodafone Group Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15 231 05/20/2014 Self VIVHY Vivendi Soci (OTC Markets) Sale (Full) $1,001 - $15 232 05/20/2014 Self VCISY VINCI S.A. (OTC Markets) Sale (Full) $15,001 - $5 233 05/20/2014 Self VZ Verizon Communications Inc. (NYSE) Sale (Full) $15,001 - $5 234 05/20/2014 Self UUGRY United Utilities Group PLC (OTC Markets) Sale (Full) $15,001 - $5 235 05/20/2014 Self UL Unilever plc (NYSE) Sale (Full) $1,001 - $15 236 05/20/2014 Self UNRDY Unibail-Rodamco SE (OTC Markets) Sale (Full) $1,001 - $15 237 05/20/2014 Self TOT Total SA (NYSE) Sale (Full) $15,001 - $5 238 05/20/2014 Self TEZNY TERNA - Rete Elettrica Nazionale Societ (OTC Markets) Sale (Full) $15,001 - $5 239 05/20/2014 Self TLSYY Telstra Corporation Limited (OTC Markets) Sale (Full) $15,001 - $5 240 05/20/2014 Self NGLS Targa Resources Partners LP (NYSE) Sale (Full) $1,001 - $15 241 05/20/2014 Self TE TECO Energy, Inc. (NYSE) Sale (Full) $1,001 - $15 242 05/20/2014 Self SCMWY Swisscom AG (OTC Markets) Sale (Full) $15,001 - $5 243 05/20/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Sale (Full) $1,001 - $15 244 05/20/2014 Self STO Statoil ASA (NYSE) Sale (Full) $1,001 - $15
  27. 27. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 245 05/20/2014 Self SO Southern Company (NYSE) Sale (Full) $1,001 - $15 246 05/20/2014 Self SJR Shaw Communications, Inc. (NYSE) Sale (Full) $1,001 - $15 247 05/20/2014 Self STRNY SEVERN TRENT PLC (OTC Markets) Sale (Full) $1,001 - $15 248 05/20/2014 Self SNY Sanofi (NYSE) Sale (Full) $1,001 - $15 249 05/20/2014 Self SSEZY SSE plc (OTC Markets) Sale (Full) $15,001 - $5 250 05/20/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Sale (Full) $15,001 - $5 251 05/20/2014 Self RCI Rogers Communications Inc. (NYSE) Sale (Full) $1,001 - $15 252 05/20/2014 Self RHHBY Roche Holding AG (OTC Markets) Sale (Full) $1,001 - $15 253 05/20/2014 Self RAI Reynolds American Inc. (NYSE) Sale (Full) $15,001 - $5 254 05/20/2014 Self RGC Regal Entertainment Group (NYSE) Sale (Full) $1,001 - $15 255 05/20/2014 Self POT Potash Corp. of Saskatchewan, Inc. (NYSE) Sale (Full) $1,001 - $15 256 05/20/2014 Self PHI Philippine Long Distance Telephone Company (NYSE) Sale (Full) $1,001 - $15 257 05/20/2014 Self PM Philip Morris International, Inc. (NYSE) Sale (Full) $1,001 - $15 258 05/20/2014 Self PEP Pepsico, Inc. (NYSE) Sale (Full) $1,001 - $15 259 05/20/2014 Self PSO Pearson plc (NYSE) Sale (Full) $1,001 - $15 260 05/20/2014 Self PPL PPL Corporation (NYSE) Sale (Full) $15,001 - $5 261 05/20/2014 Self ORKLY Orkla ASA (OTC Markets) Sale (Full) $1,001 - $15
  28. 28. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 262 05/20/2014 Self NVS Novartis AG (NYSE) Sale (Full) $1,001 - $15 263 05/20/2014 Self NSRGY Nestl (OTC Markets) Sale (Full) $1,001 - $15 264 05/20/2014 Self NGG National Grid plc (NYSE) Sale (Full) $15,001 - $5 265 05/20/2014 Self -- MURGY - Munich RE Group ADR Sale (Full) $1,001 - $15 266 05/20/2014 Self MCHP Microchip Technology Inc. (NASDAQ) Sale (Full) $1,001 - $15 267 05/20/2014 Self MSFT Microsoft Corporation (NASDAQ) Sale (Full) $1,001 - $15 268 05/20/2014 Self MRK Merck & Co. Inc. (NYSE) Sale (Full) $1,001 - $15 269 05/20/2014 Self MCD McDonald's Corp. (NYSE) Sale (Full) $1,001 - $15 270 05/20/2014 Self MAT Mattel, Inc. (NASDAQ) Sale (Full) $1,001 - $15 271 05/20/2014 Self MWE MarkWest Energy Partners, L.P. (NYSE) Sale (Full) $1,001 - $15 272 05/20/2014 Self LO Lorillard, Inc. (NYSE) Sale (Full) $15,001 - $5 273 05/20/2014 Self LMT Lockheed Martin Corporation (NYSE) Sale (Full) $1,001 - $15 274 05/20/2014 Self KMP Kinder Morgan Energy Partners, L.P. (NYSE) Sale (Full) $1,001 - $15 275 05/20/2014 Self KMB Kimberly-Clark Corporation (NYSE) Sale (Full) $1,001 - $15 276 05/20/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Sale (Full) $1,001 - $15 277 05/20/2014 Self JNJ Johnson & Johnson (NYSE) Sale (Full) $1,001 - $15 278 05/20/2014 Self TEG Integrys Energy Group, Inc. (NYSE) Sale (Full) $1,001 - $15
  29. 29. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 279 05/20/2014 Self ITYBY Imperial Tobacco Group plc (OTC Markets) Sale (Full) $15,001 - $5 280 05/20/2014 Self HCN Health Care REIT, Inc. (NYSE) Sale (Full) $15,001 - $5 281 05/20/2014 Self GSK GlaxoSmithKline plc (NYSE) Sale (Full) $15,001 - $5 282 05/20/2014 Self AJG Arthur J Gallagher & Co. (NYSE) Sale (Full) $1,001 - $15 283 05/20/2014 Self EPD Enterprise Products Partners L.P. (NYSE) Sale (Full) $1,001 - $15 284 05/20/2014 Self EMR Emerson Electric Co. (NYSE) Sale (Full) $1,001 - $15 285 05/20/2014 Self ECIFY Electricite de France SA (OTC Markets) Sale (Full) $15,001 - $5 286 05/20/2014 Self DUK Duke Energy Corporation (NYSE) Sale (Full) $15,001 - $5 287 05/20/2014 Self DOW The Dow Chemical Company (NYSE) Sale (Full) $1,001 - $15 288 05/20/2014 Self RRD R.R. Donnelley & Sons Company (NASDAQ) Sale (Full) $1,001 - $15 289 05/20/2014 Self D Dominion Resources, Inc. (NYSE) Sale (Full) $1,001 - $15 290 05/20/2014 Self DD E. I. du Pont de Nemours and Company (NYSE) Sale (Full) $1,001 - $15 291 05/20/2014 Self DO Diamond Offshore Drilling, Inc. (NYSE) Sale (Full) $1,001 - $15 292 05/20/2014 Self DEO Diageo plc (NYSE) Sale (Full) $1,001 - $15 293 05/20/2014 Self DPSGY Deutsche Post AG (OTC Markets) Sale (Full) $1,001 - $15 294 05/20/2014 Self DTEGY Deutsche Telekom AG (OTC Markets) Sale (Full) $15,001 - $5 295 05/20/2014 Self DE Deere & Company (NYSE) Sale (Full) $1,001 - $15
  30. 30. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 296 05/20/2014 Self CXW Corrections Corporation of America (NYSE) Sale (Full) $1,001 - $15 297 05/20/2014 Self COP ConocoPhillips (NYSE) Sale (Full) $1,001 - $15 298 05/20/2014 Self CMPGY Compass Group PLC (OTC Markets) Sale (Full) $1,001 - $15 299 05/20/2014 Self CMWAY Commonwealth Bank of Australia (OTC Markets) Sale (Full) $1,001 - $15 300 05/20/2014 Self CTL CenturyLink, Inc. (NYSE) Sale (Full) $15,001 - $5 301 05/20/2014 Self CPYYY Centrica plc (OTC Markets) Sale (Full) $15,001 - $5 302 05/20/2014 Self CME CME Group Inc. (NASDAQ) Sale (Full) $1,001 - $15 303 05/20/2014 Self BTI British American Tobacco plc (AMEX) Sale (Full) $1,001 - $15 304 05/20/2014 Self BCE BCE Inc. (NYSE) Sale (Full) $15,001 - $5 305 05/20/2014 Self BHP BHP Billiton Limited (NYSE) Sale (Full) $1,001 - $15 306 05/20/2014 Self BASFY BASF SE (OTC Markets) Sale (Full) $1,001 - $15 307 05/20/2014 Self BAESY BAE Systems plc (OTC Markets) Sale (Full) $15,001 - $5 308 05/20/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15 309 05/20/2014 Self AEE Ameren Corporation (NYSE) Sale (Full) $1,001 - $15 310 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15 311 05/20/2014 Self BUD Anheuser-Busch InBev SA/NV (NYSE) Sale (Full) $1,001 - $15 312 05/20/2014 Self MO Altria Group Inc. (NYSE) Sale (Full) $15,001 - $5
  31. 31. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 313 05/20/2014 Self ADP Automatic Data Processing, Inc. (NASDAQ) Sale (Full) $1,001 - $15 314 05/20/2014 Self AZSEY Allianz SE (OTC Markets) Sale (Full) $1,001 - $15 315 05/20/2014 Self ABBV AbbVie Inc. (NYSE) Sale (Full) $1,001 - $15 316 05/20/2014 Self T AT&T, Inc. (NYSE) Sale (Full) $15,001 - $5 317 05/16/2014 Self AVGO Avago Technologies Limited (NASDAQ) Sale (Full) $1,001 - $15 318 05/14/2014 Self STZ Constellation Brands Inc. (NYSE) Sale (Full) $1,001 - $15 319 05/09/2014 Self VTR Ventas, Inc. (NYSE) Sale (Full) $1,001 - $15 320 05/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $1,001 - $15 321 05/08/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15 322 05/08/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15 323 05/07/2014 Self MRO Marathon Oil Corporation (NYSE) Sale (Full) $1,001 - $15 324 05/07/2014 Self NTAP NetApp, Inc. (NASDAQ) Sale (Full) $1,001 - $15 325 05/07/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15 326 05/07/2014 Self VZ Verizon Communications Inc. (NYSE) Purchase $1,001 - $15 327 05/07/2014 Self EGN Energen Corp. (NYSE) Purchase $1,001 - $15 328 05/06/2014 Self CR Crane Co. (NYSE) Purchase $1,001 - $15 329 05/02/2014 Self MPC Marathon Petroleum Corporation (NYSE) Purchase $1,001 - $15
  32. 32. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 330 05/02/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15 331 05/02/2014 Self CMI Cummins Inc. (NYSE) Sale (Full) $15,001 - $5 332 05/02/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $1,001 - $15 333 05/02/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15 334 05/02/2014 Self V Visa Inc. (NYSE) Purchase $1,001 - $15 335 05/01/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15 336 05/01/2014 Self VOD Vodafone Group Public Limited Company (NASDAQ) Purchase $1,001 - $15 337 04/30/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15 338 04/29/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15 339 04/29/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15 340 04/28/2014 Self ROSE Rosetta Resources, Inc. (NASDAQ) Sale (Full) $1,001 - $15 341 04/28/2014 Self WNR Western Refining, Inc. (NYSE) Purchase $1,001 - $15 342 04/28/2014 Self SIEGY Siemens Aktiengesellschaft (OTC Markets) Sale (Full) $1,001 - $15 343 04/28/2014 Self CI Cigna Corp. (NYSE) Sale (Full) $1,001 - $15 344 04/28/2014 Self BAC Bank of America Corporation (NYSE) Sale (Full) $15,001 - $5 345 04/28/2014 Self AMGN Amgen Inc. (NASDAQ) Sale (Full) $1,001 - $15 346 04/28/2014 Self VLO Valero Energy Corporation (NYSE) Purchase $1,001 - $15
  33. 33. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 347 04/28/2014 Self TRV The Travelers Companies, Inc. (NYSE) Purchase $1,001 - $15 348 04/28/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15 349 04/28/2014 Self MPC Marathon Petroleum Corporation (NYSE) Purchase $1,001 - $15 350 04/28/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Purchase $1,001 - $15 351 04/28/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15 352 04/28/2014 Self HUN Huntsman Corporation (NYSE) Purchase $1,001 - $15 353 04/28/2014 Self HD The Home Depot, Inc. (NYSE) Purchase $1,001 - $15 354 04/28/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15 355 04/28/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15 356 04/28/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15 357 04/28/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15 358 04/28/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15 359 04/28/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15 360 04/28/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15 361 04/24/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15 362 04/23/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Purchase $1,001 - $15 363 04/23/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Purchase $1,001 - $15
  34. 34. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 364 04/22/2014 Self MRO Marathon Oil Corporation (NYSE) Sale (Full) $1,001 - $15 365 04/21/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15 366 04/21/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15 367 04/21/2014 Self WTKWY Wolters Kluwer NV (OTC Markets) Purchase $1,001 - $15 368 04/17/2014 Self GILD Gilead Sciences Inc. (NASDAQ) Sale (Full) $15,001 - $5 369 04/16/2014 Self WTKWY Wolters Kluwer NV (OTC Markets) Purchase $1,001 - $15 370 04/11/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Sale (Full) $1,001 - $15 371 04/11/2014 Self GCI Gannett Co., Inc. (NYSE) Sale (Full) $1,001 - $15 372 04/11/2014 Self EQR Equity Residential (NYSE) Sale (Full) $1,001 - $15 373 04/11/2014 Self RTN Raytheon Co. (NYSE) Purchase $1,001 - $15 374 04/11/2014 Self QEP QEP Resources, Inc. (NYSE) Purchase $1,001 - $15 375 04/11/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15 376 04/11/2014 Self ORCL Oracle Corporation (NYSE) Purchase $1,001 - $15 377 04/11/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15 378 04/11/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Purchase $1,001 - $15 379 04/11/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15 380 04/11/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15
  35. 35. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 381 04/11/2014 Self TWX Time Warner Inc. (NYSE) Sale (Full) $1,001 - $15 382 04/11/2014 Self LMT Lockheed Martin Corporation (NYSE) Sale (Full) $1,001 - $15 383 04/11/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Sale (Full) $1,001 - $15 384 04/11/2014 Self EMR Emerson Electric Co. (NYSE) Sale (Full) $1,001 - $15 385 04/11/2014 Self CPYYY Centrica plc (OTC Markets) Purchase $1,001 - $15 386 04/08/2014 Self RAD Rite Aid Corporation (NYSE) Purchase $1,001 - $15 387 04/08/2014 Self GS The Goldman Sachs Group, Inc. (NYSE) Sale (Full) $1,001 - $15 388 04/08/2014 Self BBBY Bed Bath & Beyond Inc. (NASDAQ) Sale (Full) $1,001 - $15 389 04/04/2014 Self SNY Sanofi (NYSE) Sale (Full) $1,001 - $15 390 04/04/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15 391 04/04/2014 Self CMCSA Comcast Corporation (NASDAQ) Sale (Full) $1,001 - $15 392 04/04/2014 Self BBBY Bed Bath & Beyond Inc. (NASDAQ) Sale (Full) $1,001 - $15 393 04/04/2014 Self QEP QEP Resources, Inc. (NYSE) Purchase $1,001 - $15 394 04/04/2014 Self EQT EQT Corporation (NYSE) Purchase $1,001 - $15 395 04/03/2014 Self ACGL Arch Capital Group Ltd. (NASDAQ) Sale (Full) $1,001 - $15 396 04/03/2014 Self ACGL Arch Capital Group Ltd. (NASDAQ) Sale (Full) $1,001 - $15 397 04/03/2014 Self XL XL Group plc (NYSE) Purchase $1,001 - $15
  36. 36. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 398 03/31/2014 Self SLB Schlumberger Limited (NYSE) Sale (Full) $1,001 - $15 399 03/31/2014 Self UL Unilever plc (NYSE) Purchase $1,001 - $15 400 03/28/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15 401 03/28/2014 Self UL Unilever plc (NYSE) Purchase $1,001 - $15 402 03/27/2014 Self TYC Tyco International Ltd. (NYSE) Sale (Full) $1,001 - $15 403 03/27/2014 Self -- CI-Cigna Corp. (NYSE) Sale (Full) $1,001 - $15 404 03/27/2014 Self FIS Fidelity National Information Services, Inc. (NYSE) Purchase $1,001 - $15 405 03/27/2014 Self SO Southern Company (NYSE) Sale (Full) $1,001 - $15 406 03/27/2014 Self SSEZY SSE plc (OTC Markets) Purchase $1,001 - $15 407 03/26/2014 Self SO Southern Company (NYSE) Sale (Full) $1,001 - $15 408 03/26/2014 Self SSEZY SSE plc (OTC Markets) Purchase $1,001 - $15 409 03/20/2014 Self T AT&T, Inc. (NYSE) Purchase $1,001 - $15 410 03/19/2014 Self ORCL Oracle Corporation (NYSE) Purchase $1,001 - $15 411 03/18/2014 Self NTAP NetApp, Inc. (NASDAQ) Sale (Full) $1,001 - $15 412 03/18/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15 413 03/12/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Sale (Full) $1,001 - $15 414 03/07/2014 Self MDT Medtronic, Inc. (NYSE) Purchase $1,001 - $15
  37. 37. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 415 03/06/2014 Self UNRDY Unibail-Rodamco SE (OTC Markets) Purchase $1,001 - $15 416 03/06/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Purchase $1,001 - $15 417 03/05/2014 Self MNST Monster Beverage Corporation (NASDAQ) Sale (Full) $15,001 - $5 418 03/05/2014 Self MJN Mead Johnson Nutrition Company (NYSE) Purchase $15,001 - $5 419 03/05/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Purchase $1,001 - $15 420 03/04/2014 Self VLO Valero Energy Corporation (NYSE) Purchase $1,001 - $15 421 03/04/2014 Self SYMC Symantec Corporation (NASDAQ) Sale (Full) $1,001 - $15 422 03/04/2014 Self ZMH Zimmer Holdings, Inc. (NYSE) Purchase $1,001 - $15 423 03/04/2014 Self HON Honeywell International Inc. (NYSE) Sale (Full) $1,001 - $15 424 03/03/2014 Self DOX Amdocs Limited (NASDAQ) Purchase $1,001 - $15 425 03/03/2014 Self WDC Western Digital Corporation (NASDAQ) Purchase $1,001 - $15 426 03/03/2014 Self TW Towers Watson & Co. (NYSE) Purchase $1,001 - $15 427 03/03/2014 Self TMK Torchmark Corporation (NYSE) Purchase $1,001 - $15 428 03/03/2014 Self TRW TRW Automotive Holdings Corp. (NYSE) Purchase $1,001 - $15 429 03/03/2014 Self AMTD TD Ameritrade Holding Corporation (NYSE) Purchase $1,001 - $15 430 03/03/2014 Self RHI Robert Half International Inc. (NYSE) Purchase $1,001 - $15 431 03/03/2014 Self PH Parker-Hannifin Corporation (NYSE) Purchase $1,001 - $15
  38. 38. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 432 03/03/2014 Self OCR Omnicare Inc. (NYSE) Purchase $1,001 - $15 433 03/03/2014 Self NWL Newell Rubbermaid Inc. (NYSE) Purchase $1,001 - $15 434 03/03/2014 Self MCK McKesson Corporation (NYSE) Purchase $1,001 - $15 435 03/03/2014 Self MMC Marsh & McLennan Companies, Inc. (NYSE) Purchase $1,001 - $15 436 03/03/2014 Self M Macy's, Inc. (NYSE) Purchase $1,001 - $15 437 03/03/2014 Self LEA Lear Corp. (NYSE) Purchase $1,001 - $15 438 03/03/2014 Self LSI LSI Corporation (NASDAQ) Purchase $1,001 - $15 439 03/03/2014 Self HII Huntington Ingalls Industries, Inc. (NYSE) Purchase $1,001 - $15 440 03/03/2014 Self GPK Graphic Packaging Holding Company (NYSE) Purchase $1,001 - $15 441 03/03/2014 Self FLS Flowserve Corp. (NYSE) Purchase $1,001 - $15 442 03/03/2014 Self FITB Fifth Third Bancorp (NASDAQ) Purchase $1,001 - $15 443 03/03/2014 Self EQR Equity Residential (NYSE) Purchase $1,001 - $15 444 03/03/2014 Self EWBC East West Bancorp, Inc. (NASDAQ) Purchase $1,001 - $15 445 03/03/2014 Self DOV Dover Corporation (NYSE) Purchase $1,001 - $15 446 03/03/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15 447 03/03/2014 Self CCK Crown Holdings Inc. (NYSE) Purchase $1,001 - $15 448 03/03/2014 Self STZ Constellation Brands Inc. (NYSE) Purchase $1,001 - $15
  39. 39. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 449 03/03/2014 Self CFN CareFusion Corporation (NYSE) Purchase $1,001 - $15 450 03/03/2014 Self CI Cigna Corp. (NYSE) Purchase $1,001 - $15 451 03/03/2014 Self CBS CBS Corporation (NYSE) Purchase $1,001 - $15 452 03/03/2014 Self BXP Boston Properties Inc. (NYSE) Purchase $1,001 - $15 453 03/03/2014 Self BBT BB&T Corporation (NYSE) Purchase $1,001 - $15 454 03/03/2014 Self ARW Arrow Electronics, Inc. (NYSE) Purchase $1,001 - $15 455 03/03/2014 Self ADI Analog Devices, Inc. (NASDAQ) Purchase $1,001 - $15 456 03/03/2014 Self ABC AmerisourceBergen Corporation (NYSE) Purchase $1,001 - $15 457 03/03/2014 Self TWC Time Warner Cable Inc. (NYSE) Sale (Full) $1,001 - $15 458 03/03/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $1,001 - $15 459 03/03/2014 Self QEP QEP Resources, Inc. (NYSE) Purchase $1,001 - $15 460 03/03/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15 461 03/03/2014 Self PFE Pfizer Inc. (NYSE) Purchase $1,001 - $15 462 03/03/2014 Self OXY Occidental Petroleum Corporation (NYSE) Purchase $1,001 - $15 463 03/03/2014 Self MCK McKesson Corporation (NYSE) Purchase $1,001 - $15 464 03/03/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $1,001 - $15 465 03/03/2014 Self JPM JPMorgan Chase & Co. (NYSE) Purchase $1,001 - $15
  40. 40. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 466 03/03/2014 Self XOM Exxon Mobil Corporation (NYSE) Purchase $1,001 - $15 467 03/03/2014 Self CMCSA Comcast Corporation (NASDAQ) Purchase $1,001 - $15 468 03/03/2014 Self C Citigroup Inc. (NYSE) Purchase $1,001 - $15 469 03/03/2014 Self CSCO Cisco Systems, Inc. (NASDAQ) Purchase $1,001 - $15 470 03/03/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15 471 03/03/2014 Self CVS CVS Caremark Corporation (NYSE) Purchase $1,001 - $15 472 03/03/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $1,001 - $15 473 03/03/2014 Self BAC Bank of America Corporation (NYSE) Purchase $1,001 - $15 474 03/03/2014 Self PRGO Perrigo Company Public Limited Company (NYSE) Purchase $1,001 - $15 475 03/03/2014 Self V Visa Inc. (NYSE) Purchase $1,001 - $15 476 03/03/2014 Self VRSK Verisk Analytics, Inc. (NASDAQ) Purchase $1,001 - $15 477 03/03/2014 Self VAR Varian Medical Systems, Inc. (NYSE) Purchase $1,001 - $15 478 03/03/2014 Self SLB Schlumberger Limited (NYSE) Purchase $1,001 - $15 479 03/03/2014 Self SRCL Stericycle, Inc. (NASDAQ) Purchase $1,001 - $15 480 03/03/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Purchase $1,001 - $15 481 03/03/2014 Self NOV National Oilwell Varco, Inc. (NYSE) Purchase $1,001 - $15 482 03/03/2014 Self MTB M&T Bank Corporation (NYSE) Purchase $1,001 - $15
  41. 41. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 483 03/03/2014 Self LKQ LKQ Corp. (NASDAQ) Purchase $1,001 - $15 484 03/03/2014 Self GOOGL Google Inc. (NASDAQ) Purchase $1,001 - $15 485 03/03/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15 486 03/03/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15 487 03/03/2014 Self CTSH Cognizant Technology Solutions Corporation (NASDAQ) Purchase $1,001 - $15 488 03/03/2014 Self COH Coach, Inc. (NYSE) Purchase $1,001 - $15 489 03/03/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $15,001 - $5 490 03/03/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $1,001 - $15 491 03/03/2014 Self DDAIF Daimler AG (OTC Markets) Purchase $1,001 - $15 492 03/03/2014 Self YARIY Yara International ASA (OTC Markets) Purchase $1,001 - $15 493 03/03/2014 Self WBK Westpac Banking Corporation (NYSE) Purchase $1,001 - $15 494 03/03/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $1,001 - $15 495 03/03/2014 Self WM Waste Management, Inc. (NYSE) Purchase $1,001 - $15 496 03/03/2014 Self VOD Vodafone Group Public Limited Company (NASDAQ) Purchase $1,001 - $15 497 03/03/2014 Self MRWSY Wm. Morrison Supermarkets plc (OTC Markets) Purchase $1,001 - $15 498 03/03/2014 Self VIVHY Vivendi Soci (OTC Markets) Purchase $1,001 - $15 499 03/03/2014 Self UUGRY United Utilities Group PLC (OTC Markets) Purchase $1,001 - $15
  42. 42. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 500 03/03/2014 Self CMI Cummins Inc. (NYSE) Purchase $1,001 - $15 501 03/03/2014 Self VCISY VINCI S.A. (OTC Markets) Purchase $1,001 - $15 502 03/03/2014 Self VZ Verizon Communications Inc. (NYSE) Purchase $1,001 - $15 503 03/03/2014 Self TOT Total SA (NYSE) Purchase $1,001 - $15 504 03/03/2014 Self TWX Time Warner Inc. (NYSE) Purchase $1,001 - $15 505 03/03/2014 Self TEZNY TERNA - Rete Elettrica Nazionale Societ (OTC Markets) Purchase $1,001 - $15 506 03/03/2014 Self TLSYY Telstra Corporation Limited (OTC Markets) Purchase $1,001 - $15 507 03/03/2014 Self NGLS Targa Resources Partners LP (NYSE) Purchase $1,001 - $15 508 03/03/2014 Self TE TECO Energy, Inc. (NYSE) Purchase $1,001 - $15 509 03/03/2014 Self SCMWY Swisscom AG (OTC Markets) Purchase $1,001 - $15 510 03/03/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Purchase $1,001 - $15 511 03/03/2014 Self STO Statoil ASA (NYSE) Purchase $1,001 - $15 512 03/03/2014 Self SO Southern Company (NYSE) Purchase $1,001 - $15 513 03/03/2014 Self SJR Shaw Communications, Inc. (NYSE) Purchase $1,001 - $15 514 03/03/2014 Self STRNY SEVERN TRENT PLC (OTC Markets) Purchase $1,001 - $15 515 03/03/2014 Self SNY Sanofi (NYSE) Purchase $1,001 - $15 516 03/03/2014 Self SSEZY SSE plc (OTC Markets) Purchase $1,001 - $15
  43. 43. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 517 03/03/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Purchase $1,001 - $15 518 03/03/2014 Self RHHBY Roche Holding AG (OTC Markets) Purchase $1,001 - $15 519 03/03/2014 Self RCI Rogers Communications Inc. (NYSE) Purchase $1,001 - $15 520 03/03/2014 Self RAI Reynolds American Inc. (NYSE) Purchase $1,001 - $15 521 03/03/2014 Self RGC Regal Entertainment Group (NYSE) Purchase $1,001 - $15 522 03/03/2014 Self POT Potash Corp. of Saskatchewan, Inc. (NYSE) Purchase $1,001 - $15 523 03/03/2014 Self PHI Philippine Long Distance Telephone Company (NYSE) Purchase $1,001 - $15 524 03/03/2014 Self PM Philip Morris International, Inc. (NYSE) Purchase $1,001 - $15 525 03/03/2014 Self PEP Pepsico, Inc. (NYSE) Purchase $1,001 - $15 526 03/03/2014 Self PSO Pearson plc (NYSE) Purchase $1,001 - $15 527 03/03/2014 Self PPL PPL Corporation (NYSE) Purchase $1,001 - $15 528 03/03/2014 Self ORKLY Orkla ASA (OTC Markets) Purchase $1,001 - $15 529 03/03/2014 Self NVS Novartis AG (NYSE) Purchase $1,001 - $15 530 03/03/2014 Self NSRGY Nestl (OTC Markets) Purchase $1,001 - $15 531 03/03/2014 Self NGG National Grid plc (NYSE) Purchase $1,001 - $15 532 03/03/2014 Self -- MURGY - MUNICH RE GROUP ADR (Germany) Purchase $1,001 - $15 533 03/03/2014 Self MCHP Microchip Technology Inc. (NASDAQ) Purchase $1,001 - $15
  44. 44. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 534 03/03/2014 Self MSFT Microsoft Corporation (NASDAQ) Purchase $1,001 - $15 535 03/03/2014 Self MRK Merck & Co. Inc. (NYSE) Purchase $1,001 - $15 536 03/03/2014 Self MCD McDonald's Corp. (NYSE) Purchase $1,001 - $15 537 03/03/2014 Self MAT Mattel, Inc. (NASDAQ) Purchase $1,001 - $15 538 03/03/2014 Self MWE MarkWest Energy Partners, L.P. (NYSE) Purchase $1,001 - $15 539 03/03/2014 Self LO Lorillard, Inc. (NYSE) Purchase $1,001 - $15 540 03/03/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15 541 03/03/2014 Self KMP Kinder Morgan Energy Partners, L.P. (NYSE) Purchase $1,001 - $15 542 03/03/2014 Self KMB Kimberly-Clark Corporation (NYSE) Purchase $1,001 - $15 543 03/03/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Purchase $1,001 - $15 544 03/03/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $1,001 - $15 545 03/03/2014 Self TEG Integrys Energy Group, Inc. (NYSE) Purchase $1,001 - $15 546 03/03/2014 Self ITYBY Imperial Tobacco Group plc (OTC Markets) Purchase $1,001 - $15 547 03/03/2014 Self HON Honeywell International Inc. (NYSE) Purchase $1,001 - $15 548 03/03/2014 Self HCN Health Care REIT, Inc. (NYSE) Purchase $1,001 - $15 549 03/03/2014 Self GSK GlaxoSmithKline plc (NYSE) Purchase $1,001 - $15 550 03/03/2014 Self AJG Arthur J Gallagher & Co. (NYSE) Purchase $1,001 - $15
  45. 45. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 551 03/03/2014 Self EPD Enterprise Products Partners L.P. (NYSE) Purchase $1,001 - $15 552 03/03/2014 Self EMR Emerson Electric Co. (NYSE) Purchase $1,001 - $15 553 03/03/2014 Self ECIFY Electricite de France SA (OTC Markets) Purchase $1,001 - $15 554 03/03/2014 Self DUK Duke Energy Corporation (NYSE) Purchase $1,001 - $15 555 03/03/2014 Self DD E. I. du Pont de Nemours and Company (NYSE) Purchase $1,001 - $15 556 03/03/2014 Self DOW The Dow Chemical Company (NYSE) Purchase $1,001 - $15 557 03/03/2014 Self RRD R.R. Donnelley & Sons Company (NASDAQ) Purchase $1,001 - $15 558 03/03/2014 Self D Dominion Resources, Inc. (NYSE) Purchase $1,001 - $15 559 03/03/2014 Self DO Diamond Offshore Drilling, Inc. (NYSE) Purchase $1,001 - $15 560 03/03/2014 Self DEO Diageo plc (NYSE) Purchase $1,001 - $15 561 03/03/2014 Self DPSGY Deutsche Post AG (OTC Markets) Purchase $1,001 - $15 562 03/03/2014 Self DTEGY Deutsche Telekom AG (OTC Markets) Purchase $1,001 - $15 563 03/03/2014 Self DE Deere & Company (NYSE) Purchase $1,001 - $15 564 03/03/2014 Self CXW Corrections Corporation of America (NYSE) Purchase $1,001 - $15 565 03/03/2014 Self COP ConocoPhillips (NYSE) Purchase $1,001 - $15 566 03/03/2014 Self CMPGY Compass Group PLC (OTC Markets) Purchase $1,001 - $15 567 03/03/2014 Self CMWAY Commonwealth Bank of Australia (OTC Markets) Purchase $1,001 - $15
  46. 46. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 568 03/03/2014 Self CTL CenturyLink, Inc. (NYSE) Purchase $1,001 - $15 569 03/03/2014 Self CPYYY Centrica plc (OTC Markets) Purchase $1,001 - $15 570 03/03/2014 Self CME CME Group Inc. (NASDAQ) Purchase $1,001 - $15 571 03/03/2014 Self BTI British American Tobacco plc (AMEX) Purchase $1,001 - $15 572 03/03/2014 Self BHP BHP Billiton Limited (NYSE) Purchase $1,001 - $15 573 03/03/2014 Self BCE BCE Inc. (NYSE) Purchase $1,001 - $15 574 03/03/2014 Self BASFY BASF SE (OTC Markets) Purchase $1,001 - $15 575 03/03/2014 Self BAESY BAE Systems plc (OTC Markets) Purchase $1,001 - $15 576 03/03/2014 Self ADP Automatic Data Processing, Inc. (NASDAQ) Purchase $1,001 - $15 577 03/03/2014 Self AZN AstraZeneca PLC (NYSE) Purchase $1,001 - $15 578 03/03/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15 579 03/03/2014 Self BUD Anheuser-Busch InBev SA/NV (NYSE) Purchase $1,001 - $15 580 03/03/2014 Self AEE Ameren Corporation (NYSE) Purchase $1,001 - $15 581 03/03/2014 Self MO Altria Group Inc. (NYSE) Purchase $1,001 - $15 582 03/03/2014 Self ABBV AbbVie Inc. (NYSE) Purchase $1,001 - $15 583 03/03/2014 Self T AT&T, Inc. (NYSE) Purchase $1,001 - $15 584 02/28/2014 Self SSEZY SSE plc (OTC Markets) Sale (Full) $1,001 - $15
  47. 47. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 585 02/28/2014 Self NVS Novartis AG (NYSE) Sale (Full) $1,001 - $15 586 02/28/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15 587 02/28/2014 Self RHHBY Roche Holding AG (OTC Markets) Purchase $1,001 - $15 588 02/28/2014 Self BTI British American Tobacco plc (AMEX) Purchase $1,001 - $15 589 02/27/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $1,001 - $15 590 02/27/2014 Self LKQ LKQ Corp. (NASDAQ) Purchase $15,001 - $5 591 02/26/2014 Self CR Crane Co. (NYSE) Purchase $1,001 - $15 592 02/25/2014 Self QEP QEP Resources, Inc. (NYSE) Purchase $1,001 - $15 593 02/24/2014 Self SIX Six Flags Entertainment Corporation (NYSE) Purchase $1,001 - $15 594 02/24/2014 Self JPM JPMorgan Chase & Co. (NYSE) Purchase $1,001 - $15 595 02/18/2014 Self FLS Flowserve Corp. (NYSE) Sale (Full) $1,001 - $15 596 02/14/2014 Self A Agilent Technologies Inc. (NYSE) Sale (Full) $1,001 - $15 597 02/13/2014 Self CMCSK Comcast Corporation (NASDAQ) Sale (Full) $1,001 - $15 598 02/12/2014 Self NVS Novartis AG (NYSE) Purchase $1,001 - $15 599 02/10/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Sale (Full) $1,001 - $15 600 02/10/2014 Self CI Cigna Corp. (NYSE) Sale (Full) $1,001 - $15 601 02/10/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Purchase $1,001 - $15
  48. 48. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 602 02/07/2014 Self GSK GlaxoSmithKline plc (NYSE) Purchase $1,001 - $15 603 01/08/2014 Self -- SLM Corporation - SLM Purchase $1,001 - $15 604 02/06/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15 605 02/06/2014 Self GSK GlaxoSmithKline plc (NYSE) Purchase $1,001 - $15 606 02/05/2014 Self AGCO AGCO Corporation (NYSE) Sale (Full) $1,001 - $15 607 02/03/2014 Self M Macy's, Inc. (NYSE) Sale (Full) $1,001 - $15 608 02/03/2014 Self ACE ACE Limited (NYSE) Purchase $1,001 - $15 609 02/03/2014 Self TRV The Travelers Companies, Inc. (NYSE) Purchase $1,001 - $15 610 01/31/2014 Self VR Validus Holdings, Ltd. (NYSE) Purchase $1,001 - $15 611 01/31/2014 Self TSN Tyson Foods, Inc. (NYSE) Purchase $1,001 - $15 612 01/31/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15 613 01/30/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Sale (Full) $1,001 - $15 614 01/30/2014 Self DGX Quest Diagnostics Inc. (NYSE) Purchase $1,001 - $15 615 01/30/2014 Self C Citigroup Inc. (NYSE) Purchase $1,001 - $15 616 01/29/2014 Self V Visa Inc. (NYSE) Sale (Full) $1,001 - $15 617 01/29/2014 Self AXP American Express Company (NYSE) Sale (Full) $15,001 - $5 618 01/29/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $15,001 - $5
  49. 49. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 619 01/23/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Sale (Full) $1,001 - $15 620 01/17/2014 Self UNH UnitedHealth Group Incorporated (NYSE) Sale (Full) $1,001 - $15 621 01/17/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15 622 01/17/2014 Self BAC Bank of America Corporation (NYSE) Purchase $1,001 - $15 623 01/15/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Purchase $1,001 - $15 624 01/15/2014 Self TWC Time Warner Cable Inc. (NYSE) Sale (Full) $1,001 - $15 625 01/15/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Purchase $1,001 - $15 626 01/10/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Sale (Full) $1,001 - $15 627 01/10/2014 Self UNH UnitedHealth Group Incorporated (NYSE) Sale (Full) $1,001 - $15 628 01/10/2014 Self OCR Omnicare Inc. (NYSE) Sale (Full) $1,001 - $15 629 01/10/2014 Self LEA Lear Corp. (NYSE) Sale (Full) $1,001 - $15 630 01/10/2014 Self -- VLO-Valero Energy Corporation (NYSE) Purchase $1,001 - $15 631 01/10/2014 Self GPN Global Payments Inc. (NYSE) Purchase $1,001 - $15 632 01/10/2014 Self BAC Bank of America Corporation (NYSE) Purchase $1,001 - $15 633 01/10/2014 Self AGNC American Capital Agency Corp. (NASDAQ) Purchase $1,001 - $15 634 01/08/2014 Self AVGO Avago Technologies Limited (NASDAQ) Purchase $1,001 - $15 635 01/08/2014 Self FLEX Flextronics International Ltd. (NASDAQ) Purchase $1,001 - $15
  50. 50. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 636 01/08/2014 Self TEL TE Connectivity Ltd. (NYSE) Purchase $1,001 - $15 637 01/08/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Purchase $1,001 - $15 638 01/08/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Purchase $1,001 - $15 639 01/08/2014 Self DOX Amdocs Limited (NASDAQ) Purchase $1,001 - $15 640 01/08/2014 Self WDC Western Digital Corporation (NASDAQ) Purchase $1,001 - $15 641 01/08/2014 Self WR Westar Energy, Inc. (NYSE) Purchase $1,001 - $15 642 01/08/2014 Self WCC WESCO International Inc. (NYSE) Purchase $1,001 - $15 643 01/08/2014 Self VNTV Vantiv, Inc. (NYSE) Purchase $1,001 - $15 644 01/08/2014 Self TSN Tyson Foods, Inc. (NYSE) Purchase $1,001 - $15 645 01/08/2014 Self TW Towers Watson & Co. (NYSE) Purchase $1,001 - $15 646 01/08/2014 Self TMK Torchmark Corporation (NYSE) Purchase $1,001 - $15 647 01/08/2014 Self TRW TRW Automotive Holdings Corp. (NYSE) Purchase $1,001 - $15 648 01/08/2014 Self AMTD TD Ameritrade Holding Corporation (NYSE) Purchase $1,001 - $15 649 01/08/2014 Self SYMC Symantec Corporation (NASDAQ) Purchase $1,001 - $15 650 01/08/2014 Self STI SunTrust Banks, Inc. (NYSE) Purchase $1,001 - $15 651 01/08/2014 Self STT State Street Corporation (NYSE) Purchase $1,001 - $15 652 01/08/2014 Self -- SCHW-The Charles Schwab Corporation (NYSE) Purchase $1,001 - $15
  51. 51. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 653 01/08/2014 Self SLG SL Green Realty Corp. (NYSE) Purchase $1,001 - $15 654 01/08/2014 Self SEIC SEI Investments Co. (NASDAQ) Purchase $1,001 - $15 655 01/08/2014 Self RHI Robert Half International Inc. (NYSE) Purchase $1,001 - $15 656 01/08/2014 Self RGA Reinsurance Group of America Inc. (NYSE) Purchase $1,001 - $15 657 01/08/2014 Self REG Regency Centers Corporation (NYSE) Purchase $1,001 - $15 658 01/08/2014 Self PH Parker-Hannifin Corporation (NYSE) Purchase $1,001 - $15 659 01/08/2014 Self OI Owens-Illinois, Inc. (NYSE) Purchase $1,001 - $15 660 01/08/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Purchase $1,001 - $15 661 01/08/2014 Self OMC Omnicom Group Inc. (NYSE) Purchase $1,001 - $15 662 01/08/2014 Self OCR Omnicare Inc. (NYSE) Purchase $1,001 - $15 663 01/08/2014 Self NBL Noble Energy, Inc. (NYSE) Purchase $1,001 - $15 664 01/08/2014 Self NWL Newell Rubbermaid Inc. (NYSE) Purchase $1,001 - $15 665 01/08/2014 Self MTX Minerals Technologies Inc. (NYSE) Purchase $1,001 - $15 666 01/08/2014 Self MCK McKesson Corporation (NYSE) Purchase $1,001 - $15 667 01/08/2014 Self MHFI McGraw Hill Financial, Inc. (NYSE) Purchase $1,001 - $15 668 01/08/2014 Self MAS Masco Corporation (NYSE) Purchase $1,001 - $15 669 01/08/2014 Self MMC Marsh & McLennan Companies, Inc. (NYSE) Purchase $1,001 - $15
  52. 52. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 670 01/08/2014 Self -- MAN-ManpowerGroup Inc. (NYSE) Purchase $1,001 - $15 671 01/08/2014 Self M Macy's, Inc. (NYSE) Purchase $1,001 - $15 672 01/08/2014 Self MAC The Macerich Company (NYSE) Purchase $1,001 - $15 673 01/08/2014 Self LO Lorillard, Inc. (NYSE) Purchase $1,001 - $15 674 01/08/2014 Self L Loews Corporation (NYSE) Purchase $1,001 - $15 675 01/08/2014 Self LEA Lear Corp. (NYSE) Purchase $1,001 - $15 676 01/08/2014 Self LSI LSI Corporation (NASDAQ) Purchase $1,001 - $15 677 01/08/2014 Self KIM Kimco Realty Corporation (NYSE) Purchase $1,001 - $15 678 01/08/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15 679 01/08/2014 Self HII Huntington Ingalls Industries, Inc. (NYSE) Purchase $1,001 - $15 680 01/08/2014 Self HBAN Huntington Bancshares Incorporated (NASDAQ) Purchase $1,001 - $15 681 01/08/2014 Self HRS Harris Corporation (NYSE) Purchase $1,001 - $15 682 01/08/2014 Self GPK Graphic Packaging Holding Company (NYSE) Purchase $1,001 - $15 683 01/08/2014 Self FUL HB Fuller Co. (NYSE) Purchase $1,001 - $15 684 01/08/2014 Self FL Foot Locker, Inc. (NYSE) Purchase $1,001 - $15 685 01/08/2014 Self FLS Flowserve Corp. (NYSE) Purchase $1,001 - $15 686 01/08/2014 Self FLR Fluor Corporation (NYSE) Purchase $1,001 - $15
  53. 53. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 687 01/08/2014 Self FE FirstEnergy Corp. (NYSE) Purchase $1,001 - $15 688 01/08/2014 Self FITB Fifth Third Bancorp (NASDAQ) Purchase $1,001 - $15 689 01/08/2014 Self FCN FTI Consulting, Inc. (NYSE) Purchase $1,001 - $15 690 01/08/2014 Self EXPE Expedia Inc. (NASDAQ) Purchase $1,001 - $15 691 01/08/2014 Self EQR Equity Residential (NYSE) Purchase $1,001 - $15 692 01/08/2014 Self EFX Equifax Inc. (NYSE) Purchase $1,001 - $15 693 01/08/2014 Self EGN Energen Corp. (NYSE) Purchase $1,001 - $15 694 01/08/2014 Self EIX Edison International (NYSE) Purchase $1,001 - $15 695 01/08/2014 Self EWBC East West Bancorp, Inc. (NASDAQ) Purchase $1,001 - $15 696 01/08/2014 Self EQT EQT Corporation (NYSE) Purchase $1,001 - $15 697 01/08/2014 Self DPS Dr Pepper Snapple Group, Inc. (NYSE) Purchase $1,001 - $15 698 01/08/2014 Self DOV Dover Corporation (NYSE) Purchase $1,001 - $15 699 01/08/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15 700 01/08/2014 Self DVA DaVita HealthCare Partners Inc. (NYSE) Purchase $1,001 - $15 701 01/08/2014 Self CW Curtiss-Wright Corporation (NYSE) Purchase $1,001 - $15 702 01/08/2014 Self CUB Cubic Corporation (NYSE) Purchase $1,001 - $15 703 01/08/2014 Self CCK Crown Holdings Inc. (NYSE) Purchase $1,001 - $15
  54. 54. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 704 01/08/2014 Self STZ Constellation Brands Inc. (NYSE) Purchase $1,001 - $15 705 01/08/2014 Self CMA Comerica Incorporated (NYSE) Purchase $1,001 - $15 706 01/08/2014 Self CCE Coca-Cola Enterprises Inc. (NYSE) Purchase $1,001 - $15 707 01/08/2014 Self CSL Carlisle Companies Incorporated (NYSE) Purchase $1,001 - $15 708 01/08/2014 Self CFN CareFusion Corporation (NYSE) Purchase $1,001 - $15 709 01/08/2014 Self CAH Cardinal Health, Inc. (NYSE) Purchase $1,001 - $15 710 01/08/2014 Self CAM Cameron International Corporation (NYSE) Purchase $1,001 - $15 711 01/08/2014 Self CI Cigna Corp. (NYSE) Purchase $1,001 - $15 712 01/08/2014 Self CBS CBS Corporation (NYSE) Purchase $1,001 - $15 713 01/08/2014 Self BC Brunswick Corporation (NYSE) Purchase $1,001 - $15 714 01/08/2014 Self BC Brunswick Corporation (NYSE) Purchase $1,001 - $15 715 01/08/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Purchase $1,001 - $15 716 01/08/2014 Self BSX Boston Scientific Corporation (NYSE) Purchase $1,001 - $15 717 01/08/2014 Self BXP Boston Properties Inc. (NYSE) Purchase $1,001 - $15 718 01/08/2014 Self BLL Ball Corporation (NYSE) Purchase $1,001 - $15 719 01/08/2014 Self -- Bre Properties Incorporated Purchase $1,001 - $15 720 01/08/2014 Self BBT BB&T Corporation (NYSE) Purchase $1,001 - $15
  55. 55. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 721 01/08/2014 Self AVT Avnet, Inc. (NYSE) Purchase $1,001 - $15 722 01/08/2014 Self ARW Arrow Electronics, Inc. (NYSE) Purchase $1,001 - $15 723 01/08/2014 Self ADI Analog Devices, Inc. (NASDAQ) Purchase $1,001 - $15 724 01/08/2014 Self ABC AmerisourceBergen Corporation (NYSE) Purchase $1,001 - $15 725 01/08/2014 Self AEP American Electric Power Co., Inc. (NYSE) Purchase $1,001 - $15 726 01/08/2014 Self AAT American Assets Trust, Inc. (NYSE) Purchase $1,001 - $15 727 01/08/2014 Self AEE Ameren Corporation (NYSE) Purchase $1,001 - $15 728 01/08/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15 729 01/08/2014 Self LNT Alliant Energy Corporation (NYSE) Purchase $1,001 - $15 730 01/08/2014 Self ADS Alliance Data Systems Corporation (NYSE) Purchase $1,001 - $15 731 01/08/2014 Self MCK McKesson Corporation (NYSE) Purchase $1,001 - $15 732 01/08/2014 Self MSFT Microsoft Corporation (NASDAQ) Purchase $1,001 - $15 733 01/08/2014 Self MET MetLife, Inc. (NYSE) Purchase $1,001 - $15 734 01/08/2014 Self NTAP NetApp, Inc. (NASDAQ) Purchase $1,001 - $15 735 01/08/2014 Self NWSA News Corporation (NASDAQ) Purchase $1,001 - $15 736 01/08/2014 Self NSC Norfolk Southern Corporation (NYSE) Purchase $1,001 - $15 737 01/08/2014 Self OXY Occidental Petroleum Corporation (NYSE) Purchase $1,001 - $15
  56. 56. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 738 01/08/2014 Self OCR Omnicare Inc. (NYSE) Purchase $1,001 - $15 739 01/08/2014 Self OMC Omnicom Group Inc. (NYSE) Purchase $1,001 - $15 740 01/08/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Purchase $1,001 - $15 741 01/08/2014 Self PH Parker-Hannifin Corporation (NYSE) Purchase $1,001 - $15 742 01/08/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15 743 01/08/2014 Self PFE Pfizer Inc. (NYSE) Purchase $1,001 - $15 744 01/08/2014 Self DGX Quest Diagnostics Inc. (NYSE) Purchase $1,001 - $15 745 01/08/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Purchase $1,001 - $15 746 01/08/2014 Self RKT Rock-Tenn Company (NYSE) Purchase $1,001 - $15 747 01/08/2014 Self SNY Sanofi (NYSE) Purchase $1,001 - $15 748 01/08/2014 Self SLB Schlumberger Limited (NYSE) Purchase $1,001 - $15 749 01/08/2014 Self SIEGY Siemens Aktiengesellschaft (OTC Markets) Purchase $1,001 - $15 750 01/08/2014 Self SIX Six Flags Entertainment Corporation (NYSE) Purchase $1,001 - $15 751 01/08/2014 Self STT State Street Corporation (NYSE) Purchase $1,001 - $15 752 01/08/2014 Self SYMC Symantec Corporation (NASDAQ) Purchase $1,001 - $15 753 01/08/2014 Self TWX Time Warner Inc. (NYSE) Purchase $1,001 - $15 754 01/08/2014 Self TWC Time Warner Cable Inc. (NYSE) Purchase $1,001 - $15
  57. 57. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 755 01/08/2014 Self TRV The Travelers Companies, Inc. (NYSE) Purchase $1,001 - $15 756 01/08/2014 Self TSN Tyson Foods, Inc. (NYSE) Purchase $1,001 - $15 757 01/08/2014 Self UNH UnitedHealth Group Incorporated (NYSE) Purchase $1,001 - $15 758 01/08/2014 Self VLO Valero Energy Corporation (NYSE) Purchase $1,001 - $15 759 01/08/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $15,001 - $5 760 01/08/2014 Self WDC Western Digital Corporation (NASDAQ) Purchase $1,001 - $15 761 01/08/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Purchase $1,001 - $15 762 01/08/2014 Self COV Covidien plc (NYSE) Purchase $1,001 - $15 763 01/08/2014 Self LBTYK Liberty Global plc (NASDAQ) Purchase $1,001 - $15 764 01/08/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Purchase $1,001 - $15 765 01/08/2014 Self VR Validus Holdings, Ltd. (NYSE) Purchase $1,001 - $15 766 01/08/2014 Self ACE ACE Limited (NYSE) Purchase $1,001 - $15 767 01/08/2014 Self TYC Tyco International Ltd. (NYSE) Purchase $1,001 - $15 768 01/08/2014 Self TYC Tyco International Ltd. (NYSE) Purchase $1,001 - $15 769 01/08/2014 Self AVGO Avago Technologies Limited (NASDAQ) Purchase $1,001 - $15 770 01/08/2014 Self AES The AES Corporation (NYSE) Purchase $1,001 - $15 771 01/08/2014 Self ATVI Activision Blizzard, Inc. (NASDAQ) Purchase $1,001 - $15
  58. 58. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 772 01/08/2014 Self Y Alleghany Corporation (NYSE) Purchase $1,001 - $15 773 01/08/2014 Self MRO Marathon Oil Corporation (NYSE) Purchase $1,001 - $15 774 01/08/2014 Self M Macy's, Inc. (NYSE) Purchase $1,001 - $15 775 01/08/2014 Self LSI LSI Corporation (NASDAQ) Purchase $1,001 - $15 776 01/08/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15 777 01/08/2014 Self LMCA Liberty Media Corporation (NASDAQ) Purchase $1,001 - $15 778 01/08/2014 Self LEA Lear Corp. (NYSE) Purchase $1,001 - $15 779 01/08/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $15,001 - $5 780 01/08/2014 Self JPM JPMorgan Chase & Co. (NYSE) Purchase $15,001 - $5 781 01/08/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15 782 01/08/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Purchase $1,001 - $15 783 01/08/2014 Self HON Honeywell International Inc. (NYSE) Purchase $1,001 - $15 784 01/08/2014 Self GS The Goldman Sachs Group, Inc. (NYSE) Purchase $1,001 - $15 785 01/08/2014 Self GCI Gannett Co., Inc. (NYSE) Purchase $1,001 - $15 786 01/08/2014 Self GPN Global Payments Inc. (NYSE) Purchase $1,001 - $15 787 01/08/2014 Self FITB Fifth Third Bancorp (NASDAQ) Purchase $1,001 - $15 788 01/08/2014 Self XOM Exxon Mobil Corporation (NYSE) Purchase $15,001 - $5
  59. 59. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 789 01/08/2014 Self FE FirstEnergy Corp. (NYSE) Purchase $1,001 - $15 790 01/08/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15 791 01/08/2014 Self EQR Equity Residential (NYSE) Purchase $1,001 - $15 792 01/08/2014 Self EOG EOG Resources, Inc. (NYSE) Purchase $1,001 - $15 793 01/08/2014 Self CCK Crown Holdings Inc. (NYSE) Purchase $1,001 - $15 794 01/08/2014 Self DOV Dover Corporation (NYSE) Purchase $1,001 - $15 795 01/08/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15 796 01/08/2014 Self CMCSA Comcast Corporation (NASDAQ) Purchase $1,001 - $15 797 01/08/2014 Self C Citigroup Inc. (NYSE) Purchase $15,001 - $5 798 01/08/2014 Self CSCO Cisco Systems, Inc. (NASDAQ) Purchase $1,001 - $15 799 01/08/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15 800 01/08/2014 Self CVS CVS Caremark Corporation (NYSE) Purchase $1,001 - $15 801 01/08/2014 Self CI Cigna Corp. (NYSE) Purchase $1,001 - $15 802 01/08/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Purchase $1,001 - $15 803 01/08/2014 Self CBS CBS Corporation (NYSE) Purchase $1,001 - $15 804 01/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $1,001 - $15 805 01/08/2014 Self BBBY Bed Bath & Beyond Inc. (NASDAQ) Purchase $1,001 - $15
  60. 60. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 806 01/08/2014 Self BAC Bank of America Corporation (NYSE) Purchase $1,001 - $15 807 01/08/2014 Self BBT BB&T Corporation (NYSE) Purchase $1,001 - $15 808 01/08/2014 Self AMGN Amgen Inc. (NASDAQ) Purchase $1,001 - $15 809 01/08/2014 Self AMH American Homes 4 Rent (NYSE) Purchase $1,001 - $15 810 01/08/2014 Self AGNC American Capital Agency Corp. (NASDAQ) Purchase $1,001 - $15 811 01/08/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15 812 01/08/2014 Self A Agilent Technologies Inc. (NYSE) Purchase $1,001 - $15 813 01/08/2014 Self ABBV AbbVie Inc. (NYSE) Purchase $1,001 - $15 814 01/08/2014 Self AES The AES Corporation (NYSE) Purchase $1,001 - $15 815 01/08/2014 Self AGCO AGCO Corporation (NYSE) Purchase $1,001 - $15 816 01/08/2014 Self PRGO Perrigo Company Public Limited Company (NYSE) Purchase $15,001 - $5 817 01/08/2014 Self V Visa Inc. (NYSE) Purchase $15,001 - $5 818 01/08/2014 Self VRSK Verisk Analytics, Inc. (NASDAQ) Purchase $15,001 - $5 819 01/08/2014 Self VAR Varian Medical Systems, Inc. (NYSE) Purchase $15,001 - $5 820 01/08/2014 Self SRCL Stericycle, Inc. (NASDAQ) Purchase $15,001 - $5 821 01/08/2014 Self SLB Schlumberger Limited (NYSE) Purchase $15,001 - $5 822 01/08/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Purchase $50,001 - $1
  61. 61. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 823 01/08/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Purchase $15,001 - $5 824 01/08/2014 Self NOV National Oilwell Varco, Inc. (NYSE) Purchase $15,001 - $5 825 01/08/2014 Self MNST Monster Beverage Corporation (NASDAQ) Purchase $15,001 - $5 826 01/08/2014 Self MTB M&T Bank Corporation (NYSE) Purchase $15,001 - $5 827 01/08/2014 Self GOOGL Google Inc. (NASDAQ) Purchase $15,001 - $5 828 01/08/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $50,001 - $1 829 01/08/2014 Self GILD Gilead Sciences Inc. (NASDAQ) Purchase $15,001 - $5 830 01/08/2014 Self EMC EMC Corporation (NYSE) Purchase $50,001 - $1 831 01/08/2014 Self CMI Cummins Inc. (NYSE) Purchase $15,001 - $5 832 01/08/2014 Self CTSH Cognizant Technology Solutions Corporation (NASDAQ) Purchase $15,001 - $5 833 01/08/2014 Self COH Coach, Inc. (NYSE) Purchase $15,001 - $5 834 01/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $50,001 - $1 835 01/08/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $50,001 - $1 836 01/08/2014 Self AXP American Express Company (NYSE) Purchase $15,001 - $5 837 01/08/2014 Self DDAIF Daimler AG (OTC Markets) Purchase $1,001 - $15 838 01/08/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $1,001 - $15 839 01/08/2014 Self -- YARIY-Yara International ASA (OTC Markets) Purchase $1,001 - $15
  62. 62. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 840 01/08/2014 Self WBK Westpac Banking Corporation (NYSE) Purchase $1,001 - $15 841 01/08/2014 Self WM Waste Management, Inc. (NYSE) Purchase $1,001 - $15 842 01/08/2014 Self MRWSY Wm. Morrison Supermarkets plc (OTC Markets) Purchase $1,001 - $15 843 01/08/2014 Self VODPF Vodafone Group Public Limited Company (OTC Markets) Purchase $1,001 - $15 844 01/08/2014 Self VIVHY Vivendi Soci (OTC Markets) Purchase $1,001 - $15 845 01/08/2014 Self VCISY VINCI S.A. (OTC Markets) Purchase $1,001 - $15 846 01/08/2014 Self VZ Verizon Communications Inc. (NYSE) Purchase $1,001 - $15 847 01/08/2014 Self UUGRY United Utilities Group PLC (OTC Markets) Purchase $1,001 - $15 848 01/08/2014 Self TOT Total SA (NYSE) Purchase $1,001 - $15 849 01/08/2014 Self TWX Time Warner Inc. (NYSE) Purchase $1,001 - $15 850 01/08/2014 Self TEZNY TERNA - Rete Elettrica Nazionale Societ (OTC Markets) Purchase $1,001 - $15 851 01/08/2014 Self TLSYY Telstra Corporation Limited (OTC Markets) Purchase $1,001 - $15 852 01/08/2014 Self NGLS Targa Resources Partners LP (NYSE) Purchase $1,001 - $15 853 01/08/2014 Self TE TECO Energy, Inc. (NYSE) Purchase $1,001 - $15 854 01/08/2014 Self SCMWY Swisscom AG (OTC Markets) Purchase $1,001 - $15 855 01/08/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Purchase $1,001 - $15 856 01/08/2014 Self STO Statoil ASA (NYSE) Purchase $1,001 - $15
  63. 63. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 857 01/08/2014 Self SJR Shaw Communications, Inc. (NYSE) Purchase $1,001 - $15 858 01/08/2014 Self SO Southern Company (NYSE) Purchase $1,001 - $15 859 01/08/2014 Self STRNY SEVERN TRENT PLC (OTC Markets) Purchase $1,001 - $15 860 01/08/2014 Self SNY Sanofi (NYSE) Purchase $1,001 - $15 861 01/08/2014 Self SSEZY SSE plc (OTC Markets) Purchase $1,001 - $15 862 01/08/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Purchase $1,001 - $15 863 01/08/2014 Self RCI Rogers Communications Inc. (NYSE) Purchase $1,001 - $15 864 01/08/2014 Self RHHBY Roche Holding AG (OTC Markets) Purchase $1,001 - $15 865 01/08/2014 Self RAI Reynolds American Inc. (NYSE) Purchase $1,001 - $15 866 01/08/2014 Self RGC Regal Entertainment Group (NYSE) Purchase $1,001 - $15 867 01/08/2014 Self POT Potash Corp. of Saskatchewan, Inc. (NYSE) Purchase $1,001 - $15 868 01/08/2014 Self PHI Philippine Long Distance Telephone Company (NYSE) Purchase $1,001 - $15 869 01/08/2014 Self PM Philip Morris International, Inc. (NYSE) Purchase $1,001 - $15 870 01/08/2014 Self PEP Pepsico, Inc. (NYSE) Purchase $1,001 - $15 871 01/08/2014 Self PSO Pearson plc (NYSE) Purchase $1,001 - $15 872 01/08/2014 Self PPL PPL Corporation (NYSE) Purchase $1,001 - $15 873 01/08/2014 Self ORKLY Orkla ASA (OTC Markets) Purchase $1,001 - $15
  64. 64. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 874 01/08/2014 Self NVS Novartis AG (NYSE) Purchase $1,001 - $15 875 01/08/2014 Self NSRGY Nestl (OTC Markets) Purchase $1,001 - $15 876 01/08/2014 Self NGG National Grid plc (NYSE) Purchase $1,001 - $15 877 01/08/2014 Self MURGY M (OTC Markets) Purchase $1,001 - $15 878 01/08/2014 Self MCHP Microchip Technology Inc. (NASDAQ) Purchase $1,001 - $15 879 01/08/2014 Self MSFT Microsoft Corporation (NASDAQ) Purchase $1,001 - $15 880 01/08/2014 Self MRK Merck & Co. Inc. (NYSE) Purchase $1,001 - $15 881 01/08/2014 Self MCD McDonald's Corp. (NYSE) Purchase $1,001 - $15 882 01/08/2014 Self MAT Mattel, Inc. (NASDAQ) Purchase $1,001 - $15 883 01/08/2014 Self MWE MarkWest Energy Partners, L.P. (NYSE) Purchase $1,001 - $15 884 01/08/2014 Self LO Lorillard, Inc. (NYSE) Purchase $1,001 - $15 885 01/08/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15 886 01/08/2014 Self KMP Kinder Morgan Energy Partners, L.P. (NYSE) Purchase $1,001 - $15 887 01/08/2014 Self KMB Kimberly-Clark Corporation (NYSE) Purchase $1,001 - $15 888 01/08/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Purchase $1,001 - $15 889 01/08/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $1,001 - $15 890 01/08/2014 Self TEG Integrys Energy Group, Inc. (NYSE) Purchase $1,001 - $15
  65. 65. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 891 01/08/2014 Self ITYBY Imperial Tobacco Group plc (OTC Markets) Purchase $1,001 - $15 892 01/08/2014 Self HON Honeywell International Inc. (NYSE) Purchase $1,001 - $15 893 01/08/2014 Self HCN Health Care REIT, Inc. (NYSE) Purchase $1,001 - $15 894 01/08/2014 Self AJG Arthur J Gallagher & Co. (NYSE) Purchase $1,001 - $15 895 01/08/2014 Self GSK GlaxoSmithKline plc (NYSE) Purchase $1,001 - $15 896 01/08/2014 Self EPD Enterprise Products Partners L.P. (NYSE) Purchase $1,001 - $15 897 01/08/2014 Self EMR Emerson Electric Co. (NYSE) Purchase $1,001 - $15 898 01/08/2014 Self ECIFY Electricite de France SA (OTC Markets) Purchase $1,001 - $15 899 01/08/2014 Self DUK Duke Energy Corporation (NYSE) Purchase $1,001 - $15 900 01/08/2014 Self DD E. I. du Pont de Nemours and Company (NYSE) Purchase $1,001 - $15 901 01/08/2014 Self DOW The Dow Chemical Company (NYSE) Purchase $1,001 - $15 902 01/08/2014 Self RRD R.R. Donnelley & Sons Company (NASDAQ) Purchase $1,001 - $15 903 01/08/2014 Self DO Diamond Offshore Drilling, Inc. (NYSE) Purchase $1,001 - $15 904 01/08/2014 Self DEO Diageo plc (NYSE) Purchase $1,001 - $15 905 01/08/2014 Self D Dominion Resources, Inc. (NYSE) Purchase $1,001 - $15 906 01/08/2014 Self DE Deere & Company (NYSE) Purchase $1,001 - $15 907 01/08/2014 Self DPSGY Deutsche Post AG (OTC Markets) Purchase $1,001 - $15
  66. 66. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 908 01/08/2014 Self DTEGY Deutsche Telekom AG (OTC Markets) Purchase $1,001 - $15 909 01/08/2014 Self CXW Corrections Corporation of America (NYSE) Purchase $1,001 - $15 910 01/08/2014 Self CMWAY Commonwealth Bank of Australia (OTC Markets) Purchase $1,001 - $15 911 01/08/2014 Self COP ConocoPhillips (NYSE) Purchase $1,001 - $15 912 01/08/2014 Self CMPGY Compass Group PLC (OTC Markets) Purchase $1,001 - $15 913 01/08/2014 Self CMCSK Comcast Corporation (NASDAQ) Purchase $1,001 - $15 914 01/08/2014 Self CTL CenturyLink, Inc. (NYSE) Purchase $1,001 - $15 915 01/08/2014 Self CPYYY Centrica plc (OTC Markets) Purchase $1,001 - $15 916 01/08/2014 Self CME CME Group Inc. (NASDAQ) Purchase $1,001 - $15 917 01/08/2014 Self BTI British American Tobacco plc (AMEX) Purchase $1,001 - $15 918 01/08/2014 Self BHP BHP Billiton Limited (NYSE) Purchase $1,001 - $15 919 01/08/2014 Self BCE BCE Inc. (NYSE) Purchase $1,001 - $15 920 01/08/2014 Self BASFY BASF SE (OTC Markets) Purchase $1,001 - $15 921 01/08/2014 Self BAESY BAE Systems plc (OTC Markets) Purchase $1,001 - $15 922 01/08/2014 Self ADP Automatic Data Processing, Inc. (NASDAQ) Purchase $1,001 - $15 923 01/08/2014 Self AZN AstraZeneca PLC (NYSE) Purchase $1,001 - $15 924 01/08/2014 Self BUD Anheuser-Busch InBev SA/NV (NYSE) Purchase $1,001 - $15
  67. 67. List of transactions added to this report # Transaction Date Owner Ticker Asset Name Type Amo 925 01/08/2014 Self AEE Ameren Corporation (NYSE) Purchase $1,001 - $15 926 01/08/2014 Self ABBV AbbVie Inc. (NYSE) Purchase $1,001 - $15 927 01/08/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15 928 01/08/2014 Self MO Altria Group Inc. (NYSE) Purchase $1,001 - $15 929 01/08/2014 Self T AT&T, Inc. (NYSE) Purchase $1,001 - $15 930 03/11/2014 Self -- Oyster Bay NY Municipal Bond Purchase $50,001 - $1 931 03/19/2014 Self -- MISSISSIPPI DEV BK SPL OBLIG SPL OBLIG BDS, HORN LAKE MS Purchase $50,001 - $1 932 03/18/2014 Self -- ST LANDRY PARISH LA RD DIST NO1 SALES TAX REV, REV BDS Purchase $50,001 - $1 933 03/13/2014 Self -- POUGHKEEPSIE TOWN N Y, LIBR PURPOSE BDS, SER 2014 BUILD Purchase $50,001 - $1 934 03/11/2014 Self -- GEORGIA ST HSG & FIN AUTH REV, MTG BDS, SER 2014A-4 Purchase $50,001 - $1 935 03/11/2014 Self -- Lee CNTY FL SCH BRD CTFS PARTN, COPS, SER 20212B Purchase $50,001 - $1 Part 4b. Transactions Amended Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 1 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 01/09/2014 $100,00
  68. 68. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 2 Self GLD SPDR Gold Shares (NYSEArca) Purchase 01/09/2014 $100,00 3 Self DBC PowerShares DB Commodity Tracking ETF (NYSEArca) Purchase 01/09/2014 $50,001 4 Self BREFX Baron Real Estate Retail (NASDAQ) Purchase 02/19/2014 $100,00 5 Self OAKIX Oakmark International I (NASDAQ) Purchase 02/19/2014 $250,00 6 Self MAPIX Matthews Asia Dividend Investor (NASDAQ) Purchase 02/19/2014 $100,00 7 Self EEM iShares MSCI Emerging Markets (NYSEArca) Purchase 02/19/2014 $250,00 8 Self GLD SPDR Gold Shares (NYSEArca) Purchase 02/19/2014 $100,00 9 Self DBC PowerShares DB Commodity Tracking ETF (NYSEArca) Purchase 02/19/2014 $15,001 10 Self IWO iShares Russell 2000 Growth (NYSEArca) Purchase 02/19/2014 $50,001 11 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 02/19/2014 $100,00 12 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 02/19/2014 $250,00 13 Self WHIAX Ivy High Income A (NASDAQ) Purchase 02/19/2014 $250,00 14 Self PMCPX Principal MidCap P (NASDAQ) Purchase 02/19/2014 $100,00 15 Self SNWAX Snow Capital Small Cap Value A (NASDAQ) Purchase 02/19/2014 $50,001 16 Self OAKIX Oakmark International I (NASDAQ) Purchase 03/03/2014 $250,00 17 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 03/03/2014 $100,00 18 Self IJJ iShares S&P Mid-Cap 400 Value (NYSEArca) Purchase 03/03/2014 $50,001
  69. 69. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 19 Self EEM iShares MSCI Emerging Markets (NYSEArca) Purchase 03/03/2014 $50,001 20 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 03/03/2014 $100,00 21 Self IJS iShares S&P Small-Cap 600 Value (NYSEArca) Purchase 03/03/2014 $50,001 22 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 03/03/2014 $100,00 23 Self WHIAX Ivy High Income A (NASDAQ) Purchase 03/03/2014 $50,001 24 Self CVSIX Calamos Market Neutral Income A (NASDAQ) Purchase 03/03/2014 $100,00 25 Self PMYRX Pioneer Multi-Asset Real Return Y (NASDAQ) Purchase 03/03/2014 $100,00 26 Self BICPX BlackRock Conservative Prepared Instl (NASDAQ) Purchase 03/03/2014 $100,00 27 Self BREFX Baron Real Estate Retail (NASDAQ) Sale (Full) 06/30/2014 $100,00 28 Self MAPIX Matthews Asia Dividend Investor (NASDAQ) Sale (Full) 06/30/2014 $100,00 29 Self OAKIX Oakmark International I (NASDAQ) Sale (Full) 06/30/2014 $500,00 30 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Sale (Full) 06/30/2014 $100,00 31 Self CVSIX Calamos Market Neutral Income A (NASDAQ) Sale (Full) 06/30/2014 $100,00 32 Self WHIAX Ivy High Income A (NASDAQ) Sale (Full) 06/30/2014 $500,00 33 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Full) 06/30/2014 $500,00 34 Self PMYRX Pioneer Multi-Asset Real Return Y (NASDAQ) Sale (Full) 06/30/2014 $100,00 35 Self PMCPX Principal MidCap P (NASDAQ) Sale (Full) 06/30/2014 $100,00
  70. 70. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 36 Self SNWAX Snow Capital Small Cap Value A (NASDAQ) Sale (Full) 06/30/2014 $100,00 37 Self BICPX BlackRock Conservative Prepared Instl (NASDAQ) Sale (Full) 07/01/2014 $100,00 38 Self HDPSX Hodges Small Cap Retail (NASDAQ) Purchase 07/17/2014 $50,001 39 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 07/17/2014 $100,00 40 Self CDOZX Columbia Dividend Opportunity Z (NASDAQ) Purchase 07/17/2014 $250,00 41 Self OAKIX Oakmark International I (NASDAQ) Purchase 07/17/2014 $500,00 42 Self BREFX Baron Real Estate Retail (NASDAQ) Purchase 07/17/2014 $100,00 43 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Purchase 07/17/2014 $100,00 44 Self DXJ WisdomTree Japan Hedged Equity ETF (NYSEArca) Purchase 07/17/2014 $100,00 45 Self THOPX Thompson Bond (NASDAQ) Purchase 07/17/2014 $250,00 46 Self HWAIX Hotchkis & Wiley Value Opps Instl (NASDAQ) Purchase 07/17/2014 $100,00 47 Self NEFFX American Funds New Economy F2 (NASDAQ) Purchase 07/17/2014 $100,00 48 Self TIQIX Touchstone Large Cap Growth Y (NASDAQ) Purchase 07/17/2014 $100,00 49 Self PMCPX Principal MidCap P (NASDAQ) Purchase 07/17/2014 $100,00 50 Self TEMIX Franklin Mutual European A (NASDAQ) Purchase 07/17/2014 $500,00 51 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 07/17/2014 $250,00 52 Self OOSYX Oppenheimer Senior Floating Rate Y (NASDAQ) Purchase 07/17/2014 $50,001
  71. 71. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 53 Self WHIAX Ivy High Income A (NASDAQ) Purchase 07/17/2014 $250,00 54 Self PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Purchase 07/17/2014 $250,00 55 Self ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 07/17/2014 $100,00 56 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Sale (Partial) 11/06/2014 $15,001 57 Self GLD SPDR Gold Shares (NYSEArca) Sale (Partial) 11/06/2014 $50,001 58 Self THOPX Thompson Bond (NASDAQ) Sale (Partial) 11/06/2014 $50,001 59 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Partial) 11/06/2014 $50,001 60 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Partial) 12/17/2014 $50,001 61 Self CDOZX Columbia Dividend Opportunity Z (NASDAQ) Sale (Full) 12/22/2014 $250,00 62 Self OHYFX JPMorgan High Yield Select (NASDAQ) Purchase 12/22/2014 $250,00 63 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Sale (Full) 12/22/2014 $100,00 64 Self OAKIX Oakmark International I (NASDAQ) Sale (Full) 12/22/2014 $500,00 65 Self GLD SPDR Gold Shares (NYSEArca) Sale (Full) 12/22/2014 $100,00 66 Self IAU iShares Gold Trust (NYSEArca) Purchase 12/22/2014 $100,00 67 Self SCHV Schwab US Large-Cap Value ETF (NYSEArca) Purchase 12/22/2014 $250,00 68 Self XLE Energy Select Sector SPDR ETF (NYSEArca) Purchase 12/22/2014 $100,00 69 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 12/22/2014 $250,00
  72. 72. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 70 Self SCHF Schwab International Equity ETF (NYSEArca) Purchase 12/22/2014 $500,00 71 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Full) 12/22/2014 $100,00 72 Self HIEMX Virtus Emerging Markets Opportunities I (NASDAQ) Purchase 12/22/2014 $250,00 73 Self WHIAX Ivy High Income A (NASDAQ) Sale (Full) 12/22/2014 $250,00 74 Self ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 12/22/2014 $100,00 75 Self PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Sale (Full) 12/22/2014 $100,00 76 Self TEMIX Franklin Mutual European A (NASDAQ) Sale (Full) 12/22/2014 $500,00 77 Self EEM iShares MSCI Emerging Markets (NYSEArca) Sale (Full) 12/30/2014 $15,001 78 Spouse MGFIX AMG Managers Bond Service (NASDAQ) Sale (Full) 07/22/2014 $1,001 79 Spouse EAASX Eaton Vance Atlanta Capital SMID-Cap A (NASDAQ) Sale (Full) 07/22/2014 $1,001 80 Spouse SGENX First Eagle Global A (NASDAQ) Sale (Full) 07/22/2014 $1,001 81 Spouse GFAFX American Funds Growth Fund of Amer F1 (NASDAQ) Sale (Full) 07/22/2014 $1,001 82 Spouse NEFZX Loomis Sayles Strategic Income A (NASDAQ) Sale (Full) 07/22/2014 $1,001 83 Spouse MEIAX MFS Value A (NASDAQ) Sale (Full) 07/22/2014 $1,001 84 Spouse TPINX Templeton Global Bond A (NASDAQ) Sale (Full) 07/22/2014 $1,001 85 Spouse NEFJX Natixis Vaughan Nelson Small Cap Value A (NASDAQ) Sale (Full) 07/22/2014 $1,001 86 Spouse BREFX Baron Real Estate Retail (NASDAQ) Purchase 07/23/2014 $1,001
  73. 73. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 87 Spouse AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 07/23/2014 $1,001 88 Spouse CDOZX Columbia Dividend Opportunity Z (NASDAQ) Purchase 07/23/2014 $1,001 89 Spouse HDPSX Hodges Small Cap Retail (NASDAQ) Purchase 07/23/2014 $1,001 90 Spouse OAKIX Oakmark International I (NASDAQ) Purchase 07/23/2014 $1,001 91 Spouse QAI IQ Hedge Multi-Strategy Tracker ETF (NYSEArca) Purchase 07/23/2014 $1,001 92 Spouse WHIAX Ivy High Income A (NASDAQ) Purchase 07/23/2014 $1,001 93 Spouse PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Purchase 07/23/2014 $1,001 94 Spouse ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 07/23/2014 $1,001 95 Spouse NEFFX American Funds New Economy F2 (NASDAQ) Purchase 07/23/2014 $1,001 96 Spouse PMCPX Principal MidCap P (NASDAQ) Purchase 07/23/2014 $1,001 97 Spouse HWAIX Hotchkis & Wiley Value Opps Instl (NASDAQ) Purchase 07/23/2014 $1,001 98 Spouse THOPX Thompson Bond (NASDAQ) Purchase 07/23/2014 $1,001 99 Spouse OOSYX Oppenheimer Senior Floating Rate Y (NASDAQ) Purchase 07/23/2014 $1,001 100 Self -- Pointer Management Investment Fund Sale (Full) 12/31/2014 $5,000, 101 Self -- TSWII Investment Fund Sale (Full) 12/31/2014 $1,000, 102 Self -- Gerber Taylor - Midland U.S. Equity LP Sale (Full) 02/19/2014 $500,00 103 Self -- Gerber Taylor Emerging Markets LP Sale (Full) 02/19/2014 $250,00
  74. 74. List of transactions added to this report # Owner Ticker Asset Name Transaction Type Transaction Date 104 Self -- Gerber Taylor Partners LP Sale (Full) 02/19/2014 $1,000, 105 Self -- Gerber Taylor Global Hedge LP Sale (Full) 02/19/2014 $1,000, 106 Self -- Gerber Taylor - Midland International Equity LP Sale (Full) 07/16/2014 $1,000, 107 Self -- Gerber Taylor - Midland Fixed Income LP Sale (Full) 07/16/2014 $1,000, 108 Self -- Gerber Taylor Special Opportunities LP Sale (Full) 07/16/2014 $100,00 109 Self -- Gerber Taylor MLP LP Sale (Full) 07/16/2014 $100,00 110 Self -- NLL Holdings, LLC Purchase 05/29/2014 $1,000, 111 Self -- McGowin Park, LLC Purchase 07/11/2014 $1,000, Part 5. Gifts Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No Part 6. Travel Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? No Part 7. Liabilities Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes
  75. 75. List of liabilities added to this report # Incurred Debtor Type Points Rate (Term) Amount 1 2014 Self Line of Credit - 1.48% (revolving line) $1,000,001 - $5,000,000 Raym St. Pe Part 8. Positions Did you hold any outside positions during the reporting period? Yes List of outside employment added to this report # Position Dates Position Held Organization Organiz 1 Apr 2005 to present Officer Corker Development Corporation Chattanooga, TN Corporation 2 Dec 1997 to present Director Corker Properties X, LP Chattanooga, TN Other (Tennessee Limited Pa 3 Aug 2006 to present Trustee Emily Corker 2006 Trust Chattanooga, TN Other (Trust) 4 Aug 2006 to present Trustee Julia Corker 2006 Trust Chattanooga, TN Other (Trust)

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