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Forms under Companies Act, 2013

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Forms under Companies Act, 2013

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Forms under Companies Act, 2013

  1. 1. CompaniesAct, 2013 CS Prince Kumar proglobalcorp@gmail.com VARIOUS FORMS UNDER COMPANIES ACT, 2013 Forms of Chapter II INC-1 –Application for reservation of name INC-2- Form for Incorporation and nomination (One Person Company) INC-3- Form for consent of nominee of One Person Company INC-4- Form for change in member/nominee of One Person Company INC-5- Form for intimation of exceeding threshold of One Person Company INC-6- Application for Conversion INC-7- Application for Incorporation of Company (Other than One Person Company) INC-8- Declaration from the professional as to compliance INC-9 – Affidavit from subscribers INC-10- Form for verification of signature of subscribers by witness. INC-11 – Certificate of Incorporation INC-12 – Application to C.G by Section 8 Company for not using the word “Limited” in its name INC-13- Memorandum of Association INC -14 & INC-15 – Declaration regarding section 8 Company INC-16 & 17- Licence under Section 8 Company INC-18- Application to Regional Director for conversion of section 8 company into any other kind of company INC-19 – Notice by applicant under Section 8 INC-20 - Intimation to Registrar of revocation or surrender of license issued under section 8 INC-21- Declaration prior to the commencement of business INC-22- Notice of situation or change of situation of registered office and verification INC-23- ApplicationtoRegional directorforapproval toshiftthe registeredoffice from one state to another state or from jurisdiction of one registrar to another within the state INC-24- Application for approval of Central Government for change of name INC-25- Certificate of incorporation pursuant to change of name INC-26 – Advertisement to be published in newspaper for licence for existing companies INC-27- Conversion of public company into private company or private company into public company INC-28- Notice of order of the Court or other authority INC-29- Integrated form for the incorporation of companies except section 8 company. Forms of Chapter III PAS 1- Advertisementgivingthe detailsof specialresolutionvaryingthe termsof contractreferredinthe prospectus. PAS 2- InformationMemorandum PAS 3- Returnof allotment PAS 4- Private placementofferletter PAS 5- Record of private placementoffer Forms of Chapter IV SH 1 – Share Certificate SH 2- Register of renewed or duplicate share certificates. SH 3- Register of Sweat equity shares. SH 4- Securities transfer form
  2. 2. CompaniesAct, 2013 CS Prince Kumar proglobalcorp@gmail.com SH 5- Notice for transfer of partly paid-up shares SH 6 – Register of Employee Stock Option SH 7- Notice to Registrar for alteration of share capital SH 8- letter of offer SH 9- Declaration of solvency SH 10 – Register of Securities bought back SH 11- Return in respect of buy back of securities SH 12- Debenture Trust Deed SH 13- Nomination form SH 14- Cancellation or variation of nomination SH 15- Certificate of compliance in respect of buy back of securities. Forms of Chapter V DPT 1- Circular in the form of advertisement inviting deposits DPT 2- Deposit Trust deed DPT 3 – Return of Deposits DPT 4 – Statement regarding deposits existing on the commencement of the Act Forms of Chapter VI CHG 1- Application for registration of creation, modification of charge (other than those related to debentures) Includingparticularsof modificationof charge byAssetReconstructionCompanyintermsof Securitization and Reconstruction of Financial Assets and Enforcement of Securities Interest Act, 2002 (SARFAESI) CHG 2- Certificate of Registration of charge. CHG 3- Certificate of registration of Modification of Charge CHG 4- Particulars for satisfaction of charge CHG 5- Memorandum of satisfaction of charge. CHG 6- Notice of appointment or cessation of receiver or manager CHG 7- Register of charges CHG 8- Application for condonation of delay to the Central Government. CHG 9- Application for registration of creation or modification of charge for debentures or rectification of particulars filed in respect of creation or modification of charge for debentures. Forms of Chapter VII MGT 1- Register of Members MGT 2- Register of debenture holders/other security holders MGT 3- Notice regarding place of keeping the registers MGT 4- Declaration of beneficial interest (by registered owners) MGT 5- Declaration of beneficial interest by persons holding beneficial interest. MGT 6- Return to registrar regarding beneficial interest. MGT 7- Annual Return MGT 8- Certificate by Company Secretary in Practice MGT 9- Extract of Annual Return MGT 10 – Changes in the shareholding position of promoters and top ten shareholders. MGT 11- Proxy form MGT 12 –polling paper MGT 13- Report of the Scrutinizer MGT 14- Filing of Resolutions and agreements to the Registrar under section 117. MGT 15- Form for filing the report on AGM.
  3. 3. CompaniesAct, 2013 CS Prince Kumar proglobalcorp@gmail.com Forms of Chapter VIII No forms prescribed Forms of Chapter IX AOC 1- Statementcontainingsalientfeaturesof the financial statementof subsidiaries/associate companies/joint ventures AOC 2- Related party disclosure AOC 3- Statement containing salient features of Balance Sheet and Profit and Loss Account AOC 4- Form for filing financial statement and other documents with the registrar. AOC 5- Form to intimate the place of keeping the books of accounts and other documents at a place other than the registered office. Forms of Chapter X ADT 1- Notice of appointment of Auditors ADT 2- Application for removal of auditors before the expiry of term. ADT 3- Notice of Resignation of Auditor ADT 4- Report to Central Government, suspecting offence involving fraud. Forms of Chapter XI DIR 1- Application for inclusion in databank of independent directors DIR 2- Consent to act as director DIR 3- Application for allotment of Director Identification Number DIR 4- verification of applicant for application for DIN DIR 5- Application for surrender of DIN DIR 6- Intimation of change in particulars of Director to be given to the Central Government DIR 7- Verification of applicant for change in DIN particulars DIR 8- Intimation by director about other directorships / previous disqualification if any etc. DIR 9- report by a company to registrar DIR 10 – For of application for removal of disqualification. DIR 11- Notice of Resignationof Directortothe Registrar. DIR 12- Particulars of Appointmentof Directors,KeyManagerial Personnel andChange amongstthem. Forms of Chapter XII MBP 1- Notice of interest by Director MBP 2- Register of loans etc MBP 3- Register of investments not in own name MBP 4- Register of contracts with related party. Forms of Chapter XIII MR 1- Returnof appointmentof managingdirectororwhole time directorormanager MR 2- Formof applicationtothe Central Governmentforapproval of appointmentorreappointmentand remunerationorincrease inremunerationorwaiverforexcessoroverpaymenttomanagingdirector or whole time directorormanagerandcommissionorremunerationtodirectors MR 3- Secretarial AuditReport
  4. 4. CompaniesAct, 2013 CS Prince Kumar proglobalcorp@gmail.com Forms of Chapter XXI URC 1- Application by a company for registration under section 366 URC 2- Advertisement giving notice about registration under Part I of Chapter XXI Forms of Chapter XXII FC 1- Information to be filed by foreign company FC 2- Return of alteration in the documents filed for registration by foreign company FC 3- List of all principal places of business in India established by foreign company FC 4- Annual Return Forms of Chapter XXIV GNL 1 Form for filing an application with Registrar of Companies GNL 2 Form for submission of documents with Registrar of Companies GNL 3 Particulars of person(s) or director(s) or charged or specified for the purpose of section 2(60) Forms of Chapter XXVI NDH 1- Return of statutory compliances NDH 2- Application for extension of time NDH 3- Half yearly Return Forms of Chapter XXIX ADJ - Memorandum of Appeal MSC 1- Application to ROC for obtaining the status of dormant company MSC 2- Certificate of statusof a Dormant Company MSC 3- Return of dormant companies MSC 4- Application for seeking status of active company MSC 5- Certificate of Status of an Active Company Note: If you are facing any other problems while filing any forms or need any assistance, do write to us we will assist you in all possible manner. Best regards, Prince Kumar | Associate Proglobal Corp Address: 46A, 1st Floor, Amar Plaza, IP Extension, Delhi-110092 Contact: 011-43558440| Email:proglobalcorp@gmail.com www.proglobalcorp.com

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