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Peter Leather Leader, Global SFIA User Forum
    SFIA – Generic levels of responsibility – Suggestions for improvements for
    SFIAv5

    Background
    • The more familiar that users get with SFIA – the more they
      recognise the value of the generic levels of responsibility .
    • The opposite is also true; new users tend to make more use
      of the skill level descriptors and overlook the generic levels
      of responsibility.
    • A couple of things could be done:
         1.    provide more emphasis in the framework documentation and
               how the generic responsibilities are presented.
         2.    I think the wording should be reviewed and refreshed by
               taking an analytical view of the individual elements. When this
               is deconstructed there are some common themes which one
               can see gradually increasing from L1 thru l7. However not
               everything is covered all the way through and for some areas
               the distinction between levels is not clear.


1
Peter Leather Leader, Global SFIA User Forum
    SFIA – the 7 levels of Autonomy - deconstructed


         Level 1:                     Level 2:                      Level 3:                     Level 4:                      Level 5:              Level 6:                 Level 7:

         Works under close            Works under                   Works under          Works under                           Works under broad     Has defined              Has authority and
         supervision.                 routine supervision.          general supervision. general direction                     direction. Is fully   authority and            responsibility for all
                                                                                         within a clear                        accountable for       responsibility for a     aspects of a
                                                                                         framework of                          own technical work    significant area of IS   significant area of IS
                                                                                         accountability.                       or project /          work, including          work, including
                                                                                                                               supervisory           technical, financial     policy formation
                                                                                                                               responsibilities.     and quality aspects.     and application.



         Uses little                  Uses minor                    Uses discretion in           Exercises            Receives                       Establishes
         discretion.                  discretion in                 identifying and              substantial personal assignments in the             organisational
                                      resolving problems            resolving complex            responsibility and   form of objectives.            objectives and
                                      or enquiries                  problems and                 autonomy.                                           delegates
                                                                    assignments.                                                                     assignments.


         Expected to seek             Works without                 Usually receives             Plans own work, to            Establishes own       Accountable for          Is fully accountable
         guidance in                  frequent reference            specific instructions        meet given                    milestones and        actions and              for actions taken
         unexpected                   to others.                    is usually given and         objectives and                team objectives and   decisions taken by       and decisions
         situations.                                                has work reviewed            processes                     delegates             decisions made,          made, both by self
                                                                    at frequent                                                responsibilities.     both by self and self    and subordinates.
                                                                    milestones.                                                Work is often self-   and subordinates.
                                                                    Determines when                                            initiated.
                                                                    issues should be
                                                                    escalated to a
                                                                    higher level.




2         Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
Does the concept of
   supervision fit                                                                                      Peter Leather
                                                                                         RACI is in common usage now and                        Leader, Global SFIA User Forum
 todays workplace?                                                                          refers to Responsibility and
         SFIA – the 7 levels of Autonomy - comments
  How is that term                                                                       Accountability. Could SFIA use that
 perceived by entry-                                                                           instead of “authority” .
       level IT
   professionals?
                   Level 1:
                    Level 1:                   Level 2:
                                                Level 2:                     Level 3:
                                                                              Level 3:                     Level 4:
                                                                                                            Level 4:                    Level 5:
                                                                                                                                         Level 5:             Level 6:
                                                                                                                                                               Level 6:                Level 7:
                                                                                                                                                                                        Level 7:

                   Works under close
                    Works under close          Works under
                                                Works under                  Works under
                                                                              Works under                  Works under
                                                                                                            Works under                 Works under broad
                                                                                                                                         Works under broad    Has defined
                                                                                                                                                               Has defined             Has authority and
                                                                                                                                                                                        Has authority and
                   supervision.
                    supervision.               routine
                                                routine                      general
                                                                              general                      general direction
                                                                                                            general direction           direction. Is fully
                                                                                                                                         direction. Full      authority and
                                                                                                                                                               authority and           responsibility for all
                                                                                                                                                                                        responsibility for all
                                               supervision.
                                                supervision.                 supervision.
                                                                              supervision.                 within a clear
                                                                                                            within a clear              accountability for
                                                                                                                                         accountability for   responsibility for a
                                                                                                                                                               responsibility for a    aspects of a
                                                                                                                                                                                        aspects of a
                                                                                                           framework of
                                                                                                            framework of                own technical work
                                                                                                                                         own technical work   significant area of IS
                                                                                                                                                               significant area of     significant area of IS
                                                                                                                                                                                        significant area of
                                                                                                           accountability.
                                                                                                            accountability.             or project //
                                                                                                                                         or project           work, including
                                                                                                                                                               work, including         work, including
                                                                                                                                                                                        work, including
                                                                                                                                        supervisory
                                                                                                                                         supervisory          technical, financial
                                                                                                                                                               technical, financial    policy formation
                                                                                                                                                                                        policy formation
                                                                                                                                        responsibilities.
                                                                                                                                         responsibilities.    and quality aspects.
                                                                                                                                                               and quality aspects.    and application.
                                                                                                                                                                                        and application.

The concept of
     “using
 discretion” is    Uses little
                   Uses little                 Uses minor
                                                Uses minor                   Uses discretion in
                                                                              Uses discretion in           Exercises
                                                                                                            Substantial         Receives
                                                                                                                                 Receives                     Is accountable for
                                                                                                                                                               Establishes             Is fully accountable
very valuable –    discretion.
                   discretion.                 discretion in
                                                discretion in                identifying and
                                                                              identifying and              substantial personal assignments in the
                                                                                                            personal             assignments in the           actions and
                                                                                                                                                               organisational          for actions taken
it could also be                               resolving problems
                                                resolving problems           resolving complex
                                                                              resolving complex            responsibility and
                                                                                                            responsibility and  form of objectives.
                                                                                                                                 form of objectives.          decisions taken
                                                                                                                                                               objectives and          and decisions
 included in L4                                or enquiries
                                                or enquiries                 problems and
                                                                              problems and                 autonomy.
                                                                                                            autonomy.                                         both by self and self
                                                                                                                                                               delegates               made, both by self
  and beyond.                                                                assignments.
                                                                              assignments.                                                                    and subordinates
                                                                                                                                                               assignments.            and subordinates.


                   Expected to seek             Works without  Specific instruction                        Plans own work, to            Establishes own      Accountable for        Is fully accountable
                                                                                                                                                                               I think the
                   guidance in                  frequent reference
                                                               is usually given and                        meet given                    milestones, team     actions and            for actions taken
                                                                                                                                                                              incremental
                   unexpected                   to others.     work is reviewed at                         objectives and                objectives and       decisions taken by     and decisions
                                                                                                                                                                            difference is not
                   situations.                                 frequent                                    processes                     delegates            decisions made,
                                                                                                                                                                              precise here both by self
                                                                                                                                                                                     made,
                                                               milestones.                                                               assignments. Work    both by self and self and subordinates.
                                                               Determines when                                                           is often self-       and subordinates.
                   Expected to seek      Works without        Usually receives be
                                                               problems should                             Plans own work, to            initiated.
                                                                                                                                        Establishes own       Establishes
                   guidance in                                 escalated to a
                                         frequent reference specific instructions                          meet given                   milestones, team      organisational
                   unexpected            to others.            higher level.
                                                              is usually given and                         objectives and               objectives and        objectives and              Something
                   situations.                                has work reviewed                            processes                    delegates             delegates                  missing here?
                                                              at frequent                                                               assignments. Work     assignments.
                                                              milestones.                                                               is often self-        .
                                 I think the incremental couldDetermines when                                                           initiated.
                                    be clearer here? L1 could issues should be
                                      include reference to escalated to a
                                            frequency.        higher level.
    3
                    Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
Peter Leather Leader, Global SFIA User Forum
    SFIA – the 7 levels of Influence - deconstructed


      Level 1:                       Level 2:                         Level 3:                        Level 4:                        Level 5:                 Level 6:                 Level 7:


      Interacts with                 Interacts with and               Interacts with and              Influences team, and            Influences               Influences policy        Influences
      immediate                      may influence                    influences                      specialist peers                organisation,            formation on the         developments within
      colleagues.                    immediate                        Department / project            internally. Influences          customers, suppliers     contribution of own      IT industry at highest
                                     colleagues. May have             team members.                   customers at account            and peers within         specialism to            levels. Advances the
                                     more influence in                                                level and suppliers.            industry on              business objectives.     knowledge and/or
                                     own domain.                                                                                      contribution of          Influences a             exploitation of IT
                                                                                                                                      specialisation.          significant part of      within one or more
                                                                                                                                                               own organisation and     organisations and/or
                                                                                                                                                               influences               the advancement of
                                                                                                                                                               customers/suppliers      IS knowledge.
                                                                                                                                                               and industry at senior
                                                                                                                                                               management level..
                                                                                                      Has some                        Has significant
                                                                      In predictable and              responsibility for the          responsibility for the
                                                                      structured areas may            work of others and              work of others and
                                                                      supervise others .              for the allocation of           for the allocation of
                                                                                                      resources.                      resources
                                                                                                                                                               Makes decisions
                                                                                                                                                               which impact the
                                                                                                                                      Makes decisions
                                                                      Makes decisions                                                                          work of employing
                                                                                                      Makes decisions                 which impact on the                               Makes decisions
                                                                      which may impact                                                                         organisations,
                                                                                                      which influence the             success of assigned                               critical to
                                                                      work assigned to                                                                         achievement of
                                                                                                      success projects and            projects i.e. results,                            organisational
                                                                      individual/phases of                                                                     organisational
                                                                                                      team objectives                 deadlines and                                     success.
                                                                      project.                                                                                 objectives and
                                                                                                                                      budget.
                                                                                                                                                               financial
                                                                                                                                                               performance.
                                                                                                                                                                                        Develops long-term
                                     May have some                    May have working                Participates in                                          Develops high-level
                                                                                                                                      Develops business                                 strategic
                                     external contact with            level contact with              external activities                                      relationships with
                                                                                                                                      relationships with                                relationships with
                                     customers and                    customers and                   related to                                               customers suppliers
                                                                                                                                      customers.                                        customers and
                                     suppliers.                       suppliers.                      specialisation.                                          and industry leaders.
                                                                                                                                                                                        industry leaders.
4
                 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
Peter Leather Leader, Global SFIA User Forum for
                                                                                                                                         In my experience ; the requirement
                                                                                                                                                                       industry level influence is heavily
        SFIA – the 7 levels of Influence - deconstructed                                                                                                            organisation dependent. For some orgs
                                                                                                                                                                     this is key - for others much less so. I
                                                                                                                                                                    think the wording could be changed so
                                                                                                                                                                    that that the org context is considered.

           Level 1:                       Level 2:                         Level 3:                        Level 4:                        Level 5:                 Level 6:                Level 7:


           Interacts with                 Interacts with and               Interacts with and              Influences team, and            Influences               Influences policy       Influences
           immediate                      may influence                    influences                      specialist peers                organisation,            formation on the        developments within
           colleagues.                    immediate                        Department / project            internally. Influences          customers, suppliers     contribution of own     IT industry at highest
                                          colleagues. May have             team members.                   customers at account            and peers within         specialism to           levels. Advances the
                                          more influence in                                                level and suppliers.            industry on              business objectives.    knowledge and/or
                                          own domain.                                                                                      contribution of          Influences a            exploitation of IT
                                                                                                                                           specialisation.          significant part of     within one or more
                                                                                                                                                                    own organisation and    organisations and/or
                                                                                                                                                                    influences              the advancement of
     Allocation of                                                                                                                                                  customers/suppliers     IS knowledge.
    resources is an                                                                                                                                                 and industry at
       important                                                                                                                                                    senior management
differentiator. Could                                                                                                                                               level..
 we be clear what is                                                                                       Has some                        Has significant
    in the scope of                                                        In predictable and              responsibility for the          responsibility for the
  “resources”. Could                                                       structured areas may            work of others and              work of others and
the responsibility be                                                      supervise others .              for the allocation of           for the allocation of
       extended,                                                                                           resources.                      resources
 incrementally to L6                                                                                                                                                  Makes decisions
         & L7.                                                                                                                                                        which impact the
                                                                                                                                           Makes decisions The incremental
                                                                           Makes decisions                                                                            work of employing
                                                                                                           Makes decisions                 which impact on the difference could be          Makes decisions
                                                                           which may impact                                                                           organisations,
                                                                                                           which influence the             success of assigned clearer – e.g. L6            critical to
                                                                           work assigned to                                                                           achievement of
                                                                                                           success projects and                                decisions critical to
                                                                                                                                           projects i.e. results,                           organisational
                                                                           individual/phases of                                                                       organisational
                                                                                                                                                                    functions;
                                                                                                           team objectives                 deadlines and                                    success.
  With much more                                                           project.                                                                                   objectives and
                                                                                                                                                               department, project
  fluid boundaries                                                                                                                         budget.
                                                                                                                                                                      financial
      between                                                                                                                                                         performance.
   organisations –
                                                                                                                                                                                            Develops long-term
 these should refer                       May have some                    May have working                Participates in                                          Develops high-level
                                                                                                                                           Develops business                                strategic
    to internal &                         external contact with            level contact with              external activities                                      relationships with
                                                                                                                                           relationships with                               relationships with
external customers,                       customers and                    customers and                   related to                                               customers suppliers
    5                                                                                                                                      customers.                                       customers and
 suppliers, partners                      suppliers.                       suppliers.                      specialisation.                                          and industry leaders.
                      Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.                                             industry leaders.
Peter Leather Leader, Global SFIA User Forum
    SFIA – the 7 levels of Complexity - deconstructed



        Level 1:                    Level 2:                    Level 3:                      Level 4:                      Level 5:               Level 6:               Level 7:


                                                                                                                                                   Performs highly
                                                                                                                                                   complex work
                                    Performs a range            Performs a broad              Performs a broad              Performs a
                                                                                                                                                   activities covering
        Performs routine            of varied work              range of work,                range of complex              challenging range
                                                                                                                                                   technical, financial
        activities in a             activities in               sometimes complex             technical or                  & variety of                                  Leads on formulation and
                                                                                                                                                   and quality aspects
        structured                  variety of                  and non routine, in           professional work             complex technical                             application of strategy.
                                                                                                                                                   Contributes to the
        environment                 structured                  variety of                    activities, in a              or professional
                                                                                                                                                   formulation
                                    environments.               environments.                 variety of contexts.          work activities.
                                                                                                                                                   formulation of IT
                                                                                                                                                   strategy.

                                                                                                                            Undertakes work
                                                                                                                            which requires         Work involves
        Requires assistance                                                                                                 application of         creative application
                                                                                                                                                                          Applies the highest level
        in resolving                                                                                                        fundamental            of wide range of
                                                                                                                                                                          of management and
        unexpected                                                                                                          principles in a wide   technical and/or
                                                                                                                                                                          leadership skills.
        problems.                                                                                                           and often              management
                                                                                                                            unpredictable          principles.
                                                                                                                            range of contexts.

                                                                                                                            Understands
                                                                                                                                                                          Has deep understanding
                                                                                                                            relationship
                                                                                                                                                                          of the IT industry and the
                                                                                                                            between own
                                                                                                                                                                          implications of emerging
                                                                                                                            specialism and
                                                                                                                                                                          technologies and
                                                                                                                            wider customer /
                                                                                                                                                                          implications for the wider
                                                                                                                            organisational
                                                                                                                                                                          business environment.
                                                                                                                            requirements.




6           Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
Peter Leather Leader, Global SFIA User Forum
                                                                                                                          “Broad” and “Challenging”
          SFIA – the 7 levels of Complexity - deconstructed concepts. I think
                                                       are different
                                                                                                                                                                                            Reference to
                                                                                                                              “challenging” implies
                                                                                                                                                                                    “implementation” of strategy
                                                                                                                              something about the
                                                                                                                                                                                       would make these more
                                                                                                                          individual whereas “broad”
                                                                                                                                                                                    action and outcome oriented
                                                                                                                             refers to the activities:
                                                                                                                         challenging could be replaced

                  Level 1:                    Level 2:                    Level 3:                      Level 4:                      Level 5:               Level 6:               Level 7:


                                                                                                                                                             Performs highly
                                                                                                                                                             complex work
                                              Performs a range            Performs a broad              Performs a broad              Performs a
                                                                                                                                                             activities covering
                  Performs routine            of varied work              range of work,                range of complex              challenging range
                                                                                                                                                             technical, financial   Leads on formulation
 Is there any     activities in a             activities in               sometimes complex             technical or                  & variety of
                                                                                                                                                             and quality aspects    and application of
 significance     structured                  variety of                  and non routine, in           professional work             complex technical
in referring to                                                                                                                                              Contributes to the     strategy.
                  environment                 structured                  variety of                    activities, in a              or professional
environments                                                                                                                                                 formulation
                                              environments.               environments.                 variety of contexts.          work activities.
 & contexts?                                                                                                                                                 formulation of IT
                                                                                                                                                             strategy.

                                                                                                                                      Undertakes work
                                                                                                                                      which requires         Work involves
                  Requires assistance                                                                                                 application of         creative application
                                                       Something missing here? Perhaps reference                                                                                    Applies the highest level
                  in resolving                                                                                                        fundamental            of wide range of
                                                         to problem solving / types of problems?                                                                                    of management and
                  unexpected                                                                                                          principles in a wide   technical and/or
                                                                                                                                                                                    leadership skills.
                  problems.                                                                                                           and often              management
                                                                                                                                      unpredictable          principles.
                                                                                                                                      range of contexts.

                                                                                                                                      Understands
                                                                                                                                                                                    Has deep understanding
                                                                                                                                      relationship
                                                                                                                                                                                    of the IT industry and the
                                                                                                                                      between own
                                                                                                                                                                                    implications of emerging
                                                                                                                                      specialism and
                                                                                                                                                                                    technologies and
                                                                                                                                      wider customer /
                                                                                                                                                                                    implications for the wider
                                                                                                                                      organisational
                                                                                                                                                                                    business environment.
                                                                                                                                      requirements.


                                                                                                                                                  Reference to management and leadership could
                                                                                                                                                  be enhanced; e.g. why principles at L6 and skills
                                                                                                                                                     at L7? L5 could also be expected to apply
     7                Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.     management principles / skills? What does
                                                                                                                                                               “highest level” mean?
Peter Leather Leader, Global SFIA User Forum
    SFIA – the 7 levels of Business Skills - deconstructed


      Level 1:                             Level 2:                             Level 3:                             Level 4:                             Level 5:                             Level 6:                              Level 7:
     Uses basic information systems       Understands and uses appropriate Understands and uses appropriate Selects appropriately from                   Advises on the available standards, Assess and evaluates risk.             Understands, explains and
     and technology functions,            methods tools and applications.  methods tools and applications.  applicable standards, methods,               methods, tools and applications in Understands the implications of         presents complex technical ideas
     applications, and processes.                                                                           tools and applications and use.              own area of specialisation and can new technologies.                       to both technical and non-technical
                                                                                                                                                         make correct choices from                                                  audiences at all levels up to the
                                                                                                                                                         alternatives.                                                              highest in a persuasive and
                                                                                                                                                                                                                                    convincing manner.
     Demonstrates an organised            Demonstrates a rational and       Demonstrates an analytical and          Demonstrates an analytical and       Analyses, diagnoses, designs,        Demonstrates clear leadership         Has a full range of strategic
     approach to work.                    organised approach to work. Able systematic approach to problem           systematic approach to problem       plans, executes and evaluates        skills and the ability to influence   management and leadership skills.
                                          to work in a team.                solving. Contributes fully to the       solving.                             work to time, cost and quality       and persuade.
                                                                            work of teams.                                                               targets. Demonstrates leadership.
                                          Is able to plan, schedule and      Can plan, schedule and monitor         Plans, schedules and monitors        Understands the relationship of      Promotes compliance with              Assesses the impact of legislation,
                                          monitor own work within short     own work (and that of others            work to meet time and quality        own area of responsibility /         relevant legislation.                 and actively promotes compliance.
                                          time horizons. Is aware of health where applicable) competently           targets and in accordance with       specialisation to the employing
                                          and safety issues.                within limited deadlines and            relevant legislation and             organisation. Takes customer
                                                                            according to relevant legislation       procedures.                          requirements into account when
                                                                            and procedures.                                                              making proposals.
     Basic oral and written               Sufficient communication skills for Demonstrates effective                Communicates fluently orally and     Communicates effectively,             Communicates effectively at all
     communication skills.                effective dialogue with colleagues. communication skills.                 in writing and can present complex   formally and informally, with        levels to both technical and non-
                                                                                                                    technical information to both        colleagues, subordinates and         technical audiences
                                                                                                                    technical and non-technical          customers. Facilitates
                                                                                                                    audiences. Facilitates               collaboration between
                                                                                                                    collaboration between                stakeholders who have diverse
                                                                                                                    stakeholders who share common        objectives.
                                                                                                                    objectives.
     Capable of learning new skills and   Absorbs technical information       Absorbs and applies technical         Rapidly absorbs new technical                                             Absorbs complex technical
     applying newly acquired              when it is presented systematically information. Works to required        information and applies it                                                information.
     knowledge.                           and apply it effectively.           standards. Understands and uses       effectively.
                                                                              appropriate methods, tools and
                                                                              applications.
     Contributes to identifying own       Identifies and negotiates own       Takes initiative in identifying and Maintains awareness of                 Takes initiative to keep skills up to Takes initiative to keep both own  Takes initiative to keep both own
     development opportunities.           development opportunities.          negotiating appropriate             developing technologies and their      date. Mentors more junior             and subordinates skills up to date and subordinates skills up to date
                                                                              development opportunities.          application and takes some             colleagues.                           and to maintain awareness of       and to maintain awareness of
                                                                                                                  responsibility for personal                                                  developments in the IT industry.   developments in IT in own area(s)
                                                                                                                  development.                                                                                                    of expertise.
                                                                               Appreciates the wider field of     Has a good appreciation of wider       Maintains awareness of               Has a broad understanding of all    Has a broad and deep IT
                                                                               information systems, and how own field of information systems, their      developments in the industry.        aspects of IT and deep              knowledge coupled with
                                                                               role relates to other roles and to use in relevant employment areas       Analyses requirements and advises understanding of area(s) of            equivalent knowledge of the
                                                                               the business of the employer or    and how they relate to the             on scope and options for             specialism(s). Understands and      activities of those businesses and
                                                                               client.                            business activities of the employer    operational improvement.             communicates the role and impact other organisations who use and
                                                                                                                  or client.                             Demonstrates creativity and          of IT in the employing organisation exploit IT. Communicates the
                                                                                                                                                         innovation in applying solutions for and promotes compliance with        potential impact of emerging
                                                                                                                                                         the benefit of the user.             relevant legislation.               technologies on organisations and
                                                                                                                                                                                                                                  individuals and can analyse the
                                                                                                                                                                                                                                  risks of using or not using such
                                                                                                                                                                                                                                  technologies.




8                  Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
Peter Leather Leader, Global SFIA User Forum
                 SFIA – the 7 levels of Business Skills - deconstructed ofto technical technical
                                                                    The concept presenting
                                                                      information          & non-
                                                                                                                                                                                                                                                                    These seem to
                                                                                                                                                                                                                                                                 overlap / duplicate
                                                                                                                                                             technical information is important. I                                                                information in the
                                                                                                                                                            don’t think the incremental differences                                                                “complexity” and
                                                                                                                                                                from L4 through to L7 are clear                                                                  “influence” sections


                      Level 1:                            Level 2:                             Level 3:                            Level 4:                             Level 5:                             Level 6:                                 Level 7:
                     Uses basic information systems      Understands and uses appropriate Understands and uses appropriate Selects appropriately from                  Advises on the available standards, Assess and evaluates risk.             Understands, explains and
                     and technology functions,           methods tools and applications.  methods tools and applications.  applicable standards, methods,              methods, tools and applications in Understands the implications of         presents complex technical ideas
                     applications, and processes.                                                                          tools and applications and use.             own area of specialisation and can new technologies.                       to both technical and non-
                                                                                    The incremental                                                                    make correct choices from                                                  technical audiences at all levels up
                                                                                   difference could be                                                                 alternatives.                                                              to the highest in a persuasive and
                                                                                          clearer                                                                                                                                                 convincing manner.
                     Demonstrates an organised           Demonstrates a rational and       Demonstrates an analytical and       Demonstrates an analytical and         Analyses, diagnoses, designs,        Demonstrates clear leadership         Has a full range of strategic
                     approach to work.                   organised approach to work. Able systematic approach to problem        systematic approach to problem         plans, executes and evaluates        skills and the ability to influence   management and leadership
                                                         to work in a team.                solving. Contributes fully to the    solving.                               work to time, cost and quality       and persuade.                         skills.
L1 looks too low?                                                                          work of teams.                                                              targets. Demonstrates leadership.
At entry point we                                        Is able to plan, schedule and      Can plan, schedule and monitor      Plans, schedules and monitors                                                                                     .
could reasonably                                         monitor own work within short     own work (and that of others         work to meet time and quality
expect “Sufficient                                                                                                The incremental and in accordance with                                    Something missing here? Perhaps reference to
                                                         time horizons. Is aware of health where applicable) competently        targets
 communication                                           and safety issues.                                     difference could belegislation and
                                                                                           within limited deadlines and         relevant                                                   length of planning horizon e.g. – annual, multi-
skills for effective                                                                                                      clearer
                                                                                           according to relevant legislation    procedures.                                                    year, medium, long-term, strategic etc
  dialogue with                                                                            and procedures.
 colleagues.” L2 Basic oral and written                 Sufficient communication skills for Demonstrates effective                 Communicates fluently orally and    Communicates effectively,             Communicates effectively at all
should be able to communication skills.                 effective dialogue with colleagues. communication skills.                  in writing and can present          formally and informally, with        levels to both technical and non-
  communicate                                                                                                                      complex technical information to    colleagues, subordinates and         technical audiences                                               Is “deep” IT
with customers /                                                                                                                   both technical and non-technical    customers. Facilitates                                                                                 knowledge”
 suppliers – see                                                                                                                   audiences. Facilitates              collaboration between                                                                                  expected for
influence section                                                                                                                  collaboration between               stakeholders who have diverse                                                                               L7 –
 re contact with                                                                                                                   stakeholders who share common       objectives.                                                                                             leadership
 customers and                                                                                                                     objectives.                                                                                                                                skills should
      suppliers      Capable of learning new skills and Absorbs technical information       Absorbs and applies technical          Rapidly absorbs new technical                                            Absorbs complex technical                                         focus on big
                     applying newly acquired             when it is presented systematically information. Works to required        information and applies it                                               information.                                                       picture not
                     knowledge.                          and apply it effectively.           standards. Understands and uses       effectively.                                                                                                                                the detail?
                                                                                             appropriate methods, tools and
                                                                                             applications.
                     Contributes to identifying own      Identifies and negotiates own       Takes initiative in identifying and Maintains awareness of                Takes initiative to keep skills up to Takes initiative to keep both own  Takes initiative to keep both own
                     development opportunities.          development opportunities.          negotiating appropriate             developing technologies and their     date. Mentors more junior             and subordinates skills up to date and subordinates skills up to date
                                                                                             development opportunities.          application and takes some            colleagues.                           and to maintain awareness of       and to maintain awareness of
                                                                                                                                 responsibility for personal                                                 developments in the IT industry.   developments in IT in own area(s)
                                                                                                                                 development.                                                                                                   of expertise.
                                                                                              Appreciates the wider field of     Has a good appreciation of wider      Maintains awareness of               Has a broad understanding of all    Has a broad and deep IT
                                                                                              information systems, and how own field of information systems, their     developments in the industry.        aspects of IT and deep              knowledge coupled with
                                                                                              role relates to other roles and to use in relevant employment areas      Analyses requirements and advises understanding of area(s) of            equivalent knowledge of the
                               Could it be                                                    the business of the employer or    and how they relate to the            on scope and options for             specialism(s). Understands and      activities of those businesses and
                              clearer what                                                    client.                            business activities of the employer   operational improvement.             communicates the role and impact other organisations who use and
                              “negotiating                                                                                       or client.                            Demonstrates creativity and          of IT in the employing organisation exploit IT. Communicates the
                               ” means in                                                                                                                              innovation in applying solutions for and promotes compliance with        potential impact of emerging
                              this context?                                                                                                                            the benefit of the user.             relevant legislation.               technologies on organisations and
                                                                                                                                                                       Understands the relationship of                                          individuals and can analyse the
                                                                                                                                                                       own area of responsibility /                                             risks of using or not using such
                                                                                                                                                                       specialisation to the employing                                          technologies. Assesses the impact
                                                                                                                                                                       organisation. Takes customer                     “analyse”               of legislation, and actively
                                                                                                                                                                       requirements into account when                  sounds very              promotes compliance.
                                                                                                                                                                       making proposals.                               hands on for
                                                                                                                                                                                                                     L7 – “assess”
          9                                                                                                                                                                                                          maybe more
                                                                                                                                                                                                                      appropriate
                                   Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.

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2011-04-25 Comments on SFIA generic levels for v5 consultation

  • 1. Peter Leather Leader, Global SFIA User Forum SFIA – Generic levels of responsibility – Suggestions for improvements for SFIAv5 Background • The more familiar that users get with SFIA – the more they recognise the value of the generic levels of responsibility . • The opposite is also true; new users tend to make more use of the skill level descriptors and overlook the generic levels of responsibility. • A couple of things could be done: 1. provide more emphasis in the framework documentation and how the generic responsibilities are presented. 2. I think the wording should be reviewed and refreshed by taking an analytical view of the individual elements. When this is deconstructed there are some common themes which one can see gradually increasing from L1 thru l7. However not everything is covered all the way through and for some areas the distinction between levels is not clear. 1
  • 2. Peter Leather Leader, Global SFIA User Forum SFIA – the 7 levels of Autonomy - deconstructed Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Works under close Works under Works under Works under Works under broad Has defined Has authority and supervision. routine supervision. general supervision. general direction direction. Is fully authority and responsibility for all within a clear accountable for responsibility for a aspects of a framework of own technical work significant area of IS significant area of IS accountability. or project / work, including work, including supervisory technical, financial policy formation responsibilities. and quality aspects. and application. Uses little Uses minor Uses discretion in Exercises Receives Establishes discretion. discretion in identifying and substantial personal assignments in the organisational resolving problems resolving complex responsibility and form of objectives. objectives and or enquiries problems and autonomy. delegates assignments. assignments. Expected to seek Works without Usually receives Plans own work, to Establishes own Accountable for Is fully accountable guidance in frequent reference specific instructions meet given milestones and actions and for actions taken unexpected to others. is usually given and objectives and team objectives and decisions taken by and decisions situations. has work reviewed processes delegates decisions made, made, both by self at frequent responsibilities. both by self and self and subordinates. milestones. Work is often self- and subordinates. Determines when initiated. issues should be escalated to a higher level. 2 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
  • 3. Does the concept of supervision fit Peter Leather RACI is in common usage now and Leader, Global SFIA User Forum todays workplace? refers to Responsibility and SFIA – the 7 levels of Autonomy - comments How is that term Accountability. Could SFIA use that perceived by entry- instead of “authority” . level IT professionals? Level 1: Level 1: Level 2: Level 2: Level 3: Level 3: Level 4: Level 4: Level 5: Level 5: Level 6: Level 6: Level 7: Level 7: Works under close Works under close Works under Works under Works under Works under Works under Works under Works under broad Works under broad Has defined Has defined Has authority and Has authority and supervision. supervision. routine routine general general general direction general direction direction. Is fully direction. Full authority and authority and responsibility for all responsibility for all supervision. supervision. supervision. supervision. within a clear within a clear accountability for accountability for responsibility for a responsibility for a aspects of a aspects of a framework of framework of own technical work own technical work significant area of IS significant area of significant area of IS significant area of accountability. accountability. or project // or project work, including work, including work, including work, including supervisory supervisory technical, financial technical, financial policy formation policy formation responsibilities. responsibilities. and quality aspects. and quality aspects. and application. and application. The concept of “using discretion” is Uses little Uses little Uses minor Uses minor Uses discretion in Uses discretion in Exercises Substantial Receives Receives Is accountable for Establishes Is fully accountable very valuable – discretion. discretion. discretion in discretion in identifying and identifying and substantial personal assignments in the personal assignments in the actions and organisational for actions taken it could also be resolving problems resolving problems resolving complex resolving complex responsibility and responsibility and form of objectives. form of objectives. decisions taken objectives and and decisions included in L4 or enquiries or enquiries problems and problems and autonomy. autonomy. both by self and self delegates made, both by self and beyond. assignments. assignments. and subordinates assignments. and subordinates. Expected to seek Works without Specific instruction Plans own work, to Establishes own Accountable for Is fully accountable I think the guidance in frequent reference is usually given and meet given milestones, team actions and for actions taken incremental unexpected to others. work is reviewed at objectives and objectives and decisions taken by and decisions difference is not situations. frequent processes delegates decisions made, precise here both by self made, milestones. assignments. Work both by self and self and subordinates. Determines when is often self- and subordinates. Expected to seek Works without Usually receives be problems should Plans own work, to initiated. Establishes own Establishes guidance in escalated to a frequent reference specific instructions meet given milestones, team organisational unexpected to others. higher level. is usually given and objectives and objectives and objectives and Something situations. has work reviewed processes delegates delegates missing here? at frequent assignments. Work assignments. milestones. is often self- . I think the incremental couldDetermines when initiated. be clearer here? L1 could issues should be include reference to escalated to a frequency. higher level. 3 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
  • 4. Peter Leather Leader, Global SFIA User Forum SFIA – the 7 levels of Influence - deconstructed Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Interacts with Interacts with and Interacts with and Influences team, and Influences Influences policy Influences immediate may influence influences specialist peers organisation, formation on the developments within colleagues. immediate Department / project internally. Influences customers, suppliers contribution of own IT industry at highest colleagues. May have team members. customers at account and peers within specialism to levels. Advances the more influence in level and suppliers. industry on business objectives. knowledge and/or own domain. contribution of Influences a exploitation of IT specialisation. significant part of within one or more own organisation and organisations and/or influences the advancement of customers/suppliers IS knowledge. and industry at senior management level.. Has some Has significant In predictable and responsibility for the responsibility for the structured areas may work of others and work of others and supervise others . for the allocation of for the allocation of resources. resources Makes decisions which impact the Makes decisions Makes decisions work of employing Makes decisions which impact on the Makes decisions which may impact organisations, which influence the success of assigned critical to work assigned to achievement of success projects and projects i.e. results, organisational individual/phases of organisational team objectives deadlines and success. project. objectives and budget. financial performance. Develops long-term May have some May have working Participates in Develops high-level Develops business strategic external contact with level contact with external activities relationships with relationships with relationships with customers and customers and related to customers suppliers customers. customers and suppliers. suppliers. specialisation. and industry leaders. industry leaders. 4 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
  • 5. Peter Leather Leader, Global SFIA User Forum for In my experience ; the requirement industry level influence is heavily SFIA – the 7 levels of Influence - deconstructed organisation dependent. For some orgs this is key - for others much less so. I think the wording could be changed so that that the org context is considered. Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Interacts with Interacts with and Interacts with and Influences team, and Influences Influences policy Influences immediate may influence influences specialist peers organisation, formation on the developments within colleagues. immediate Department / project internally. Influences customers, suppliers contribution of own IT industry at highest colleagues. May have team members. customers at account and peers within specialism to levels. Advances the more influence in level and suppliers. industry on business objectives. knowledge and/or own domain. contribution of Influences a exploitation of IT specialisation. significant part of within one or more own organisation and organisations and/or influences the advancement of Allocation of customers/suppliers IS knowledge. resources is an and industry at important senior management differentiator. Could level.. we be clear what is Has some Has significant in the scope of In predictable and responsibility for the responsibility for the “resources”. Could structured areas may work of others and work of others and the responsibility be supervise others . for the allocation of for the allocation of extended, resources. resources incrementally to L6 Makes decisions & L7. which impact the Makes decisions The incremental Makes decisions work of employing Makes decisions which impact on the difference could be Makes decisions which may impact organisations, which influence the success of assigned clearer – e.g. L6 critical to work assigned to achievement of success projects and decisions critical to projects i.e. results, organisational individual/phases of organisational functions; team objectives deadlines and success. With much more project. objectives and department, project fluid boundaries budget. financial between performance. organisations – Develops long-term these should refer May have some May have working Participates in Develops high-level Develops business strategic to internal & external contact with level contact with external activities relationships with relationships with relationships with external customers, customers and customers and related to customers suppliers 5 customers. customers and suppliers, partners suppliers. suppliers. specialisation. and industry leaders. Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk. industry leaders.
  • 6. Peter Leather Leader, Global SFIA User Forum SFIA – the 7 levels of Complexity - deconstructed Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Performs highly complex work Performs a range Performs a broad Performs a broad Performs a activities covering Performs routine of varied work range of work, range of complex challenging range technical, financial activities in a activities in sometimes complex technical or & variety of Leads on formulation and and quality aspects structured variety of and non routine, in professional work complex technical application of strategy. Contributes to the environment structured variety of activities, in a or professional formulation environments. environments. variety of contexts. work activities. formulation of IT strategy. Undertakes work which requires Work involves Requires assistance application of creative application Applies the highest level in resolving fundamental of wide range of of management and unexpected principles in a wide technical and/or leadership skills. problems. and often management unpredictable principles. range of contexts. Understands Has deep understanding relationship of the IT industry and the between own implications of emerging specialism and technologies and wider customer / implications for the wider organisational business environment. requirements. 6 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
  • 7. Peter Leather Leader, Global SFIA User Forum “Broad” and “Challenging” SFIA – the 7 levels of Complexity - deconstructed concepts. I think are different Reference to “challenging” implies “implementation” of strategy something about the would make these more individual whereas “broad” action and outcome oriented refers to the activities: challenging could be replaced Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Performs highly complex work Performs a range Performs a broad Performs a broad Performs a activities covering Performs routine of varied work range of work, range of complex challenging range technical, financial Leads on formulation Is there any activities in a activities in sometimes complex technical or & variety of and quality aspects and application of significance structured variety of and non routine, in professional work complex technical in referring to Contributes to the strategy. environment structured variety of activities, in a or professional environments formulation environments. environments. variety of contexts. work activities. & contexts? formulation of IT strategy. Undertakes work which requires Work involves Requires assistance application of creative application Something missing here? Perhaps reference Applies the highest level in resolving fundamental of wide range of to problem solving / types of problems? of management and unexpected principles in a wide technical and/or leadership skills. problems. and often management unpredictable principles. range of contexts. Understands Has deep understanding relationship of the IT industry and the between own implications of emerging specialism and technologies and wider customer / implications for the wider organisational business environment. requirements. Reference to management and leadership could be enhanced; e.g. why principles at L6 and skills at L7? L5 could also be expected to apply 7 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk. management principles / skills? What does “highest level” mean?
  • 8. Peter Leather Leader, Global SFIA User Forum SFIA – the 7 levels of Business Skills - deconstructed Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Uses basic information systems Understands and uses appropriate Understands and uses appropriate Selects appropriately from Advises on the available standards, Assess and evaluates risk. Understands, explains and and technology functions, methods tools and applications. methods tools and applications. applicable standards, methods, methods, tools and applications in Understands the implications of presents complex technical ideas applications, and processes. tools and applications and use. own area of specialisation and can new technologies. to both technical and non-technical make correct choices from audiences at all levels up to the alternatives. highest in a persuasive and convincing manner. Demonstrates an organised Demonstrates a rational and Demonstrates an analytical and Demonstrates an analytical and Analyses, diagnoses, designs, Demonstrates clear leadership Has a full range of strategic approach to work. organised approach to work. Able systematic approach to problem systematic approach to problem plans, executes and evaluates skills and the ability to influence management and leadership skills. to work in a team. solving. Contributes fully to the solving. work to time, cost and quality and persuade. work of teams. targets. Demonstrates leadership. Is able to plan, schedule and Can plan, schedule and monitor Plans, schedules and monitors Understands the relationship of Promotes compliance with Assesses the impact of legislation, monitor own work within short own work (and that of others work to meet time and quality own area of responsibility / relevant legislation. and actively promotes compliance. time horizons. Is aware of health where applicable) competently targets and in accordance with specialisation to the employing and safety issues. within limited deadlines and relevant legislation and organisation. Takes customer according to relevant legislation procedures. requirements into account when and procedures. making proposals. Basic oral and written Sufficient communication skills for Demonstrates effective Communicates fluently orally and Communicates effectively, Communicates effectively at all communication skills. effective dialogue with colleagues. communication skills. in writing and can present complex formally and informally, with levels to both technical and non- technical information to both colleagues, subordinates and technical audiences technical and non-technical customers. Facilitates audiences. Facilitates collaboration between collaboration between stakeholders who have diverse stakeholders who share common objectives. objectives. Capable of learning new skills and Absorbs technical information Absorbs and applies technical Rapidly absorbs new technical Absorbs complex technical applying newly acquired when it is presented systematically information. Works to required information and applies it information. knowledge. and apply it effectively. standards. Understands and uses effectively. appropriate methods, tools and applications. Contributes to identifying own Identifies and negotiates own Takes initiative in identifying and Maintains awareness of Takes initiative to keep skills up to Takes initiative to keep both own Takes initiative to keep both own development opportunities. development opportunities. negotiating appropriate developing technologies and their date. Mentors more junior and subordinates skills up to date and subordinates skills up to date development opportunities. application and takes some colleagues. and to maintain awareness of and to maintain awareness of responsibility for personal developments in the IT industry. developments in IT in own area(s) development. of expertise. Appreciates the wider field of Has a good appreciation of wider Maintains awareness of Has a broad understanding of all Has a broad and deep IT information systems, and how own field of information systems, their developments in the industry. aspects of IT and deep knowledge coupled with role relates to other roles and to use in relevant employment areas Analyses requirements and advises understanding of area(s) of equivalent knowledge of the the business of the employer or and how they relate to the on scope and options for specialism(s). Understands and activities of those businesses and client. business activities of the employer operational improvement. communicates the role and impact other organisations who use and or client. Demonstrates creativity and of IT in the employing organisation exploit IT. Communicates the innovation in applying solutions for and promotes compliance with potential impact of emerging the benefit of the user. relevant legislation. technologies on organisations and individuals and can analyse the risks of using or not using such technologies. 8 Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.
  • 9. Peter Leather Leader, Global SFIA User Forum SFIA – the 7 levels of Business Skills - deconstructed ofto technical technical The concept presenting information & non- These seem to overlap / duplicate technical information is important. I information in the don’t think the incremental differences “complexity” and from L4 through to L7 are clear “influence” sections Level 1: Level 2: Level 3: Level 4: Level 5: Level 6: Level 7: Uses basic information systems Understands and uses appropriate Understands and uses appropriate Selects appropriately from Advises on the available standards, Assess and evaluates risk. Understands, explains and and technology functions, methods tools and applications. methods tools and applications. applicable standards, methods, methods, tools and applications in Understands the implications of presents complex technical ideas applications, and processes. tools and applications and use. own area of specialisation and can new technologies. to both technical and non- The incremental make correct choices from technical audiences at all levels up difference could be alternatives. to the highest in a persuasive and clearer convincing manner. Demonstrates an organised Demonstrates a rational and Demonstrates an analytical and Demonstrates an analytical and Analyses, diagnoses, designs, Demonstrates clear leadership Has a full range of strategic approach to work. organised approach to work. Able systematic approach to problem systematic approach to problem plans, executes and evaluates skills and the ability to influence management and leadership to work in a team. solving. Contributes fully to the solving. work to time, cost and quality and persuade. skills. L1 looks too low? work of teams. targets. Demonstrates leadership. At entry point we Is able to plan, schedule and Can plan, schedule and monitor Plans, schedules and monitors . could reasonably monitor own work within short own work (and that of others work to meet time and quality expect “Sufficient The incremental and in accordance with Something missing here? Perhaps reference to time horizons. Is aware of health where applicable) competently targets communication and safety issues. difference could belegislation and within limited deadlines and relevant length of planning horizon e.g. – annual, multi- skills for effective clearer according to relevant legislation procedures. year, medium, long-term, strategic etc dialogue with and procedures. colleagues.” L2 Basic oral and written Sufficient communication skills for Demonstrates effective Communicates fluently orally and Communicates effectively, Communicates effectively at all should be able to communication skills. effective dialogue with colleagues. communication skills. in writing and can present formally and informally, with levels to both technical and non- communicate complex technical information to colleagues, subordinates and technical audiences Is “deep” IT with customers / both technical and non-technical customers. Facilitates knowledge” suppliers – see audiences. Facilitates collaboration between expected for influence section collaboration between stakeholders who have diverse L7 – re contact with stakeholders who share common objectives. leadership customers and objectives. skills should suppliers Capable of learning new skills and Absorbs technical information Absorbs and applies technical Rapidly absorbs new technical Absorbs complex technical focus on big applying newly acquired when it is presented systematically information. Works to required information and applies it information. picture not knowledge. and apply it effectively. standards. Understands and uses effectively. the detail? appropriate methods, tools and applications. Contributes to identifying own Identifies and negotiates own Takes initiative in identifying and Maintains awareness of Takes initiative to keep skills up to Takes initiative to keep both own Takes initiative to keep both own development opportunities. development opportunities. negotiating appropriate developing technologies and their date. Mentors more junior and subordinates skills up to date and subordinates skills up to date development opportunities. application and takes some colleagues. and to maintain awareness of and to maintain awareness of responsibility for personal developments in the IT industry. developments in IT in own area(s) development. of expertise. Appreciates the wider field of Has a good appreciation of wider Maintains awareness of Has a broad understanding of all Has a broad and deep IT information systems, and how own field of information systems, their developments in the industry. aspects of IT and deep knowledge coupled with role relates to other roles and to use in relevant employment areas Analyses requirements and advises understanding of area(s) of equivalent knowledge of the Could it be the business of the employer or and how they relate to the on scope and options for specialism(s). Understands and activities of those businesses and clearer what client. business activities of the employer operational improvement. communicates the role and impact other organisations who use and “negotiating or client. Demonstrates creativity and of IT in the employing organisation exploit IT. Communicates the ” means in innovation in applying solutions for and promotes compliance with potential impact of emerging this context? the benefit of the user. relevant legislation. technologies on organisations and Understands the relationship of individuals and can analyse the own area of responsibility / risks of using or not using such specialisation to the employing technologies. Assesses the impact organisation. Takes customer “analyse” of legislation, and actively requirements into account when sounds very promotes compliance. making proposals. hands on for L7 – “assess” 9 maybe more appropriate Text from the Skills Framework for the Information Age quoted by kind permission of The SFIA Foundation: www.SFIA.org.uk.