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# Optical Design using stop shift theory

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The use of stop shift theory in optical design is demonstrated and several examples show how this very useful conceptual tool can be applied.

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• If you serach on my name - Dave Shafer - at slideshare.net you will find all of my 21 optical design seminars, but they are mixed in with many other of my posts on a variety of other topics.

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### Optical Design using stop shift theory

1. 1. Optical Design Using Stop-Shift Theory Dave Shafer
2. 2. • The use of first and 3rd order stop shift theory can lead to new types of designs and a better understanding of existing designs. • No computations are necessary to benefit from stop-shift theory – it just involves a few basic principles and some temporary changes in aperture stop position. • Experiments can be carried out in your head. Computer calculations only happen after you are done with the conceptual work.
3. 3. Copernicus Ptolemy system The view of Copernicus, that the sun is the center of the solar system, is widely considered to be the correct view and the very complicated system of Ptolemy, with epicycles and with the earth the center of the solar system, is considered wrong. But neither is right or wrong, if they correctly predict the apparent motions of the planets. One system is much simpler and easier to understand. Stop shift, especially temporary shift, helps understanding in optical design through simplicity – just like Copernicus.
4. 4. Let’s start out with 1st order stop-shift theory, which relates lateral and axial color. 1) If a system has axial color then lateral color is linear with stop position. That means that there must be a stop position that makes primary (1st-order) lateral color be zero. 2) If a system is corrected for primary axial color, then primary lateral color is independent of stop position. 3) A thin lens with the stop in contact has no lateral color. 4) A thin lens at a focus has no axial or lateral color.
5. 5. Field lens Design with broad spectral range 3 silica elements and a spherical mirror gives a deep UV high NA objective.
6. 6. What is the aberration theory behind this very simple design? Answer – it involves stop-shift theory
7. 7. Both lenses are same glass type Axial color is linear with lens power, quadratic with beam diameter, so color here cancels between the lenses Schupmann design with virtual focus
8. 8. Field lens Offner improvement – a field lens at the intermediate focus The field lens images the other two lenses onto each other
9. 9. Field lens Low-order theory of design 1) Put stop on first lens, then choose power of field lens to image it onto the lens/mirror element. Stop is then effectively at both places. 2) Then neither of those elements has lateral color. Power of lens/mirror element corrects axial color. 3) Field lens imaging and only one glass type corrects for secondary axial color too (Offner theory). 4) Then can put stop anywhere.
10. 10. • A key point – the aperture stop was only temporarily located at a place where the theory is simple to understand and the aberration correction method becomes obvious. • Then later the stop is moved to where it needs to be – like in order to have a telecentric system. • Once the aberrations are well-corrected they do not change (at the lower-order levels) when the stop is moved.
11. 11. Telecentric design All same glass type Lateral color for front stop position • Lateral color depends on aperture stop position, since axial color is not corrected. • Move the stop around and find out what position makes lateral color be zero. • Then correct axial color at that location. Let’s try using a diffractive surface. 11
12. 12. Aperture stop position that corrects lateral color We move the stop position back and forth until we get lateral color = zero 12
13. 13. Aperture stop position that corrects lateral color If we correct axial color here, with a diffractive surface, then both axial and lateral color will be corrected. Then we can move the stop back to where we want it, and both color types will still be corrected. 13
14. 14. • This same design method indicates where to add lenses for color correction • It minimizes the number of extra lenses needed for color correction • But it may indicate adding color correcting lenses where we don’t want them, because of space constraints • Then we rely on conventional color correcting techniques 14
15. 15. Aperture stop Telecentric image Long working distance design Diffraction-limited monochromatic f/1.0 design with 5.0 mm field diameter 15
16. 16. Aperture stop position for no lateral color Axial color not corrected Aperture stop position for no lateral color may not be in a desirable, place - as in this long working distance design. We don’t want to put axial color correcting lenses there, in the long working 16 distance space.
17. 17. Cemented triplet Cemented doublets In these cases you have to use two separated groups of color correcting lenses, instead of just one, for axial and lateral color correction. 17
18. 18. Correcting secondary lateral color
19. 19. Stop position for best performance SF2 SK16 Design is corrected for primary axial and lateral color, has secondary axial and secondary lateral color.
20. 20. • Suppose primary axial and lateral color are corrected. • If a design has secondary axial color then secondary lateral color is linear with stop position. • So there must be a stop position then that corrects for secondary lateral color. • If you fix secondary axial color at that stop position, then both secondary axial and lateral color will be corrected. • Then you can put the stop anywhere with no effect.
21. 21. Stop position for best monochromatic performance Stop position for no secondary lateral color
22. 22. Semiconducter wafer metrology inspection design
23. 23. • KLA-Tencor in 2005 wanted a “perfect” .80 NA design for .488u - .720u • Requires correction of primary, secondary, and tertiary axial color to get .999 polychromatic Strehl over that spectral range. • Needs correction of primary lateral color, and secondary lateral color is a very big problem – doesn’t hurt image quality but gives wafer measurement error. • Olympus, Tropel, and ORA all worked on this and could not get any better than 10 to 20X more secondary lateral color than was acceptable (needed = 1.0 nanometer over a 80u field diameter). • I tried a design and also was about 10X too much lateral color
24. 24. • The solution – use stop-shift theory • I corrected primary axial and lateral color and partially corrected secondary axial color. • I found out where the stop position is then where secondary lateral color is zero • I corrected the remaining secondary axial color at that stop position • Then I moved the stop back to its telecentric position
25. 25. Telecentric stop position Stop position for no secondary lateral color, when secondary axial color is partly uncorrected. Here I add a very low power “dense flint” lens (SF6 glass) with anomalous dispersion and fixed secondary and tertiary axial color. Result is a design with <1.0 nanometer of lateral color, but with telecentric stop in very different stop position from this lens location.
26. 26. Aperture stop for telecentric design Semiconducter wafer metrology inspection design .80 NA microscope objective, 80u field, .999 polychromatic Strehl from .488u-.720u, lateral color <1.0 nanometer.
27. 27. A 1.0X catadioptric relay system developed using stop shift theory
28. 28. Bad coma Small obscuration Spherical mirrors, same radius, corrected for 3rd order spherical aberration
29. 29. • If a design has spherical aberration then coma is linear with stop position and astigmatism is quadratic with stop position • If spherical aberration is corrected then coma is constant with stop position and astigmatism is linear with stop position. Then, for non-zero coma, there is always a stop position that corrects for astigmatism. • If both spherical aberration and coma are corrected then astigmatism is a constant
30. 30. Pupil position for no astigmatism Two symmetrical systems make coma cancel, give a 1.0X magnification aplanat Each half has a stop position which eliminates astigmatism, since each half has coma. But pupil can’t be in both places at the same time.
31. 31. Astigmatism-correcting pupil positions are imaged onto each other by positive power field lens. System is then corrected for spherical aberration, coma, and astigmatism, but there is Petzval from field lens.
32. 32. Thick meniscus field lens pair has positive power but no Petzval or axial or lateral color Result is corrected for all 5 Seidel aberrations, plus axial and lateral color. This shows how a simple building block of two spherical mirrors was turned into something quite useful. Plus, how stop shift theory is useful for thinking of a new design.
33. 33. Aft-Schmidt Design
34. 34. • If spherical aberration is uncorrected then coma is linear with stop position and astigmatism is quadratic with stop position. • So then, for non-zero spherical aberration, there is always a stop position that corrects for coma and either 2 or none that correct for astigmatism. • In some cases (like the Schmidt telescope) the stop position which corrects coma also corrects astigmatism.
35. 35. Aperture stop at center of curvature of M1 Much spherical aberration Field mirror Pupil at center of curvature of M3, due to field mirror power Three spherical mirrors with decentered pupil Field mirror images M1 center of curvature onto M3 center of curvature
36. 36. Aspheric plate Not there Exit pupil Because of field mirror power the aspheric acts like it is in both the aperture stop and the exit pupil, at the centers of curvature of M1 and M3 Design is good for rectangular strip fields
37. 37. Aspheric plate Smaller aspheric but more higher-order aberrations Aspheric acts like it is at the centers of curvature of both M1 and M3, due to power of field mirror
38. 38. Aspheric mirror and aperture stop All-reflective - 3 spheres and one asphere In all of these designs the image is curved
39. 39. After the system is given good correction, with the Schmidt aspheric, the aperture stop can be moved if that is wanted, maybe to minimize the size of M1. Higher-order aberrations will be affected and the best stop position is at the centers of curvatures of M1 and M3
40. 40. 2 X afocal pupil relay For afocal case, Petzval is zero Aspheric plate at either pupil or a concentric Bouwers lens in either place does the spherical aberration correction
41. 41. Afocal version of system Can be a building block in other designs Best for rectangular fields, with long direction in X field direction.
42. 42. Infrared Target Simulator Design
43. 43. External pupil of simulator matches internal pupil of missile head A system from 1984 – customer wanted an infrared target simulator to test missile heat seeking heads. Requires a distant external pupil. Goals – all-reflective, inexpensive, 8 X 8 degree square field, f/4.5, 200 mm aperture, unobscured, .05 to .10 millirad spot on a flat image
44. 44. Two oblate spheroid mirrors Part of the solution – two aspheric mirrors with same radius. Corrected for spherical aberration, coma, astigmatism and Petzval. One of Schwarzschild’s designs from the 1890’s
45. 45. Field is all set to one side of axis. Stop could be on either mirror. Here it is on the larger mirror to minimize its size due to field size. Now how do we get an external pupil?
46. 46. Reed patent – images one pupil to another. Offner independently invented this system but with finite conjugates, imaging an object to an image, not pupils – which is done here.
47. 47. Reed 1X afocal pupil relay Center of curvature of monocentric Reed system is imaged by convex Schwarzschild mirror onto concave Schwarzschild mirror Also a pupil
48. 48. Schmidt aspheric needed to correct Reed system could be placed either at first pupil or at second one. By putting Schmidt aspheric onto this pupil an oblate spheroid becomes a sphere!!!
49. 49. Only one asphere and that is a centered one, not an off-axis one Fold flat is made a very long radius sphere.
50. 50. New idea for design – get almost constant astigmatism over field and then correct with weak sphere on tilted fold flat mirror
51. 51. Only one asphere and that is a centered one, not an off-axis one Fold flat is made a very long radius sphere. This gives a 3X improvement in performance.
52. 52. Two-Axis Asphere Design
53. 53. Hard to baffle image Schmidt aspheric is sum of what corrects the spherical aberration of the primary mirror + what corrects for the secondary mirror
54. 54. Two-Axis Aspheric Design Easy to baffle Separate part of aspheric for primary mirror from that for secondary mirror, and place on opposite sides of aspheric plate. Then tilt secondary mirror and decenter its aspheric to follow secondary’s center of curvature.
55. 55. Instead of two rotationally symmetric aspherics on opposite sides of the Schmidt plate, with decentered axis, combine aspherics into a single non-rotationally symmetric aspheric.
56. 56. Early warning missile defense system Work I did in 1972, 40 years ago.
57. 57. If a missile comes over the rim of the earth it will be seen here by a satellite against a black sky, but it will be very close to an extremely bright earth, which gives an unwanted signal that vastly exceeds the missile’s heat signal. But that is the easy case. Much worse is when the satellite is on the night side and the missile is seen against a sun-lit earth’s limb.
58. 58. With the sun behind the horizon, the earth’s limb is 1.0 e+10 times brighter than the missile signal.
59. 59. Rim of aperture stop is source of diffracted light Light from earth limb Two confocal parabolic mirrors give well-corrected imagery (Mersenne design) Lyot stop principle Second aperture stop is smaller than image of first stop, blocks out-of-field diffracted light from earth limb.
60. 60. Aperture stop M1 Lyot stop M3 Image from M3 is not accessible M2 Put Schmidt aspheric for M3 onto M2, then M2 parabola becomes a hyperbola Add M3, a spherical mirror with M2 at center of curvature
61. 61. Parabola + Schmidt aspheric = hyperbola Accessible image with conventional aspheres, but a long system parabola sphere Image of M1 by M2, at center of curvature of M3 Alternate design, with Schmidt aspheric added to M1 instead of M2
62. 62. parabola Parabola + decentered Schmidt aspheric = 2-axis aspheric sphere 2-axis aspheric Well-corrected image in an accessible location Image is curved because of Petzval
63. 63. High NA laser beam expander
64. 64. Surface at focus of first surface Aplanatic surface Surface radius chosen to correct spherical aberration of first surface (There are two different values that do this, on either side of the perpendicular incidence condition. One speeds up the divergence, and we choose that, while the other one slows down the beam divergence.)
65. 65. Put stop at center of curvature of first surface Choose curvature of surface at the focus to make the chief ray go through the center of curvature of the 4th surface 1st surface has no coma or astigmatism. 2nd surface is at an image, 3rd surface is aplanatic, so no coma or astigmatism, 4th surface has no coma or astigmatism because of where pupil is. Spherical aberration cancels between 1st and 4th surface
66. 66. Stop can be placed anywhere, once aberrations are corrected. Then computer optimize the design
67. 67. So system is insensitive to tilt of entering collimated beam