Ib.2009

678 views

Published on

Published in: Business, Economy & Finance
0 Comments
0 Likes
Statistics
Notes
  • Be the first to comment

  • Be the first to like this

No Downloads
Views
Total views
678
On SlideShare
0
From Embeds
0
Number of Embeds
6
Actions
Shares
0
Downloads
4
Comments
0
Likes
0
Embeds 0
No embeds

No notes for slide

Ib.2009

  1. 1. Activity Statement for December 31, 2008 - May 22, 2009 INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT 06830 Equity Summary In Base Currency ( December 31, 2008 - May 22, 2009 ) Current Period Prior Period Total Long Short Total % Change Cash 61,378.34 61,378.34 0.00 117,883.73 -47.93% Stock 151,344.50 151,344.50 0.00 5,184.28 2,819.29% Interest Accruals -0.17 0.00 -0.17 -2.25 92.66% Total 212,722.67 212,722.84 -0.17 123,065.76 72.85%
  2. 2. Activity Statement for December 31, 2008 - May 22, 2009 Page: 2 Equity Value Time Series ( December 31, 2008 - May 22, 2009 ) Equity Value Distribution
  3. 3. Activity Statement for December 31, 2008 - May 22, 2009 Page: 3 Mark-to-Market Performance Summary in Base ( December 31, 2008 - May 22, 2009 ) Quantity Price Mark-to-Market Profit and Loss Symbol Prev Close Close Prev Close Close Transaction Prior Open Corp Action Commissions Dividends Total Stocks 1124 16,000 0 0.3200 -- 10.32 113.52 0.00 -3.14 0.00 120.70 1919 0 0 -- -- -25.80 38.70 0.00 -7.63 0.00 5.26 882 0 0 -- -- -116.10 0.00 0.00 -14.59 0.00 -130.69 ADI 0 0 -- -- 795.00 0.00 0.00 -7.50 0.00 787.50 AKAM 0 0 -- -- -198.64 -126.06 0.00 -3.82 0.00 -328.52 APAC 0 0 -- -- 907.50 -550.00 0.00 -25.00 0.00 332.50 APOL 0 0 -- -- -207.55 -314.67 0.00 -5.00 0.00 -527.22 ARST 0 0 -- -- 683.61 -300.60 0.00 -17.10 0.00 365.91 ARTG 0 0 -- -- 36.94 367.92 0.00 -61.16 0.00 343.70 AZZ 0 0 -- -- -50.61 -1,089.32 0.00 -4.82 0.00 -1,144.75 BARE 0 0 -- -- 684.25 41.00 0.00 -9.50 0.00 715.75 BUCY 0 0 -- -- 694.26 -553.42 0.00 -4.69 0.00 136.15 CMG 0 0 -- -- -742.96 0.00 0.00 -3.00 0.00 -745.96 DDRX 0 3,700 -- 15.7500 -414.25 77,950.35 0.00 -76.68 0.00 77,459.42 DGIT 0 0 -- -- -649.30 1,160.55 0.00 -21.05 0.00 490.20 DRI 0 0 -- -- 925.90 0.00 0.00 -3.94 0.00 921.96 DV 0 0 -- -- 37.70 -52.20 0.00 -2.00 0.00 -16.50 EEM 0 0 -- -- 2.56 -3,984.19 0.00 -12.30 0.00 -3,993.94 ESI 0 0 -- -- 403.00 -1,042.60 0.00 -2.00 0.00 -641.60 EZPW 290 0 14.8100 -- -35.20 -182.70 0.00 -3.11 0.00 -221.01 FIRE 0 0 -- -- 454.00 -270.00 0.00 -5.50 0.00 178.50 FLR 0 0 -- -- -481.95 0.00 0.00 -3.57 0.00 -485.52 FSYS 0 0 -- -- 747.52 -1,051.20 0.00 -5.84 0.00 -309.52 GFRE 750 750 0.3050 0.6200 0.00 236.25 0.00 0.00 0.00 236.25 GTIV 0 0 -- -- -30.55 -620.40 0.00 -2.35 0.00 -653.30 HGRD 0 3,000 -- 3.4100 -765.34 2,023.76 0.00 -25.94 0.00 1,232.48 HLF 0 0 -- -- -618.00 0.00 0.00 -5.15 0.00 -623.15 ICON 0 0 -- -- -320.00 0.00 0.00 -8.00 0.00 -328.00 IMA 0 0 -- -- -184.80 182.40 0.00 -2.00 0.00 -4.40 INOD 0 0 -- -- -320.00 1,470.00 0.00 -10.00 0.00 1,140.00 ITWO 0 0 -- -- 385.63 -930.66 0.00 -39.61 0.00 -584.64 KCI 0 0 -- -- 251.10 18.90 0.00 -2.70 0.00 267.30 LVS 0 0 -- -- 11.80 -271.40 0.00 -5.90 0.00 -265.50 NFLX 0 0 -- -- -64.94 255.94 0.00 -2.00 0.00 189.00 NTCT 0 0 -- -- -192.23 536.61 0.00 -12.29 0.00 332.09 NUVA 0 0 -- -- 120.78 0.00 0.00 -3.98 0.00 116.80 ONXX 0 0 -- -- 375.12 0.00 0.00 -6.24 0.00 368.88 PPDI 0 0 -- -- 355.20 0.00 0.00 -7.40 0.00 347.80 PRXL 0 0 -- -- -226.20 0.00 0.00 -7.54 0.00 -233.74 PSYS 0 0 -- -- 2,827.56 0.00 0.00 -5.84 0.00 2,821.72 QSFT 0 0 -- -- 20.19 -345.24 0.00 -2.52 0.00 -327.57
  4. 4. Activity Statement for December 31, 2008 - May 22, 2009 Page: 4 RCII 0 0 -- -- -120.78 128.10 0.00 -2.00 0.00 5.32 RHT 0 0 -- -- 774.58 0.00 0.00 -8.57 0.00 766.01 RKT 0 0 -- -- -149.14 137.95 0.00 -6.00 0.00 -17.19 RSH 0 0 -- -- -786.67 0.00 0.00 -33.57 0.00 -820.24 SEPR 0 0 -- -- 351.27 -288.10 0.00 -8.63 0.00 54.54 SNDK 0 0 -- -- 617.44 0.00 0.00 -9.08 0.00 608.36 STEC 0 3,850 -- 16.3100 -1,202.50 10,678.50 0.00 -24.25 0.00 9,451.75 SYNA 0 0 -- -- 70.50 0.00 0.00 -2.82 0.00 67.68 TAST 0 2,300 -- 6.9400 573.70 1,243.00 0.00 -37.00 0.00 1,779.70 TNDM 0 0 -- -- 350.97 741.75 0.00 -7.71 0.00 1,085.01 TRLG 0 0 -- -- 828.88 -338.72 0.00 -5.84 0.00 484.32 TYPE 0 700 -- 5.1700 -186.62 -126.00 0.00 -3.50 0.00 -316.12 UHS 0 0 -- -- -188.07 0.00 0.00 -7.15 0.00 -195.22 V 0 0 -- -- 184.76 0.00 0.00 -2.00 0.00 182.76 VMI 0 0 -- -- 144.60 -140.80 0.00 -4.00 0.00 -0.20 VNDA 0 0 -- -- -1,821.30 1,840.80 0.00 -7.80 0.00 11.70 VPRT 0 0 -- -- -24.97 89.28 0.00 -3.40 0.00 60.92 VRSN 0 0 -- -- -263.29 0.00 0.00 -5.86 0.00 -269.15 WGOV 0 0 -- -- -360.00 0.00 0.00 -7.20 0.00 -367.20 P/L on FX Translation (Stocks) -0.04 Total (Stocks) 3,878.88 86,677.00 0.00 -638.78 0.00 89,917.05 Futures MHIF9 0 0 -- -- -256.57 0.00 0.00 -4.38 0.00 -260.95 Total (Futures) -256.57 0.00 0.00 -4.38 0.00 -260.95 Total P/L Mark-to-Market (All Asset Classes) 3,622.31 86,677.00 0.00 -643.16 0.00 89,656.10 Broker Interest Paid and Received -8.09 Other Fees -12.00 Total P/L for Statement Period 89,636.01 Time Weighted Rate of Return 72.85%
  5. 5. Activity Statement for December 31, 2008 - May 22, 2009 Page: 5 Realized & Unrealized Performance Summary in Base ( December 31, 2008 - May 22, 2009 ) Realized Unrealized Symbol S/T Profit S/T Loss L/T Profit L/T Loss Total Profit Loss Total Total Stocks 1124 0 -47.5984 0 0 -47.5984 0 0 0 -47.5984 1919 5.2641 0 0 0 5.2641 0 0 0 5.2641 882 0 -130.6886 0 0 -130.6886 0 0 0 -130.6886 ADI 787.5 0 0 0 787.5 0 0 0 787.5 AKAM 0 -328.52 0 0 -328.52 0 0 0 -328.52 APAC 332.5 0 0 0 332.5 0 0 0 332.5 APOL 0 -527.22 0 0 -527.22 0 0 0 -527.22 ARST 673.01 -307.1 0 0 365.91 0 0 0 365.91 ARTG 385.7 -42 0 0 343.7 0 0 0 343.7 AZZ 0 -1,144.75 0 0 -1,144.75 0 0 0 -1,144.75 BARE 715.74 0 0 0 715.74 0 0 0 715.74 BUCY 136.15 0 0 0 136.15 0 0 0 136.15 CMG 0 -745.96 0 0 -745.96 0 0 0 -745.96 DDRX 37,104.92 0 0 0 37,104.92 40,354.5 0 40,354.5 77,459.42 DGIT 630.59 -140.39 0 0 490.2 0 0 0 490.2 DRI 921.96 0 0 0 921.96 0 0 0 921.96 DV 0 -16.5 0 0 -16.5 0 0 0 -16.5 EEM 0 -3,993.94 0 0 -3,993.94 0 0 0 -3,993.94 ESI 0 -641.6 0 0 -641.6 0 0 0 -641.6 EZPW 0 -422.56 0 0 -422.56 0 0 0 -422.56 FIRE 178.5 0 0 0 178.5 0 0 0 178.5 FLR 0 -485.52 0 0 -485.52 0 0 0 -485.52 FSYS 0 -309.52 0 0 -309.52 0 0 0 -309.52 GFRE 0 0 0 0 0 0 -1,001.25 -1,001.25 -1,001.25 GTIV 0 -653.3 0 0 -653.3 0 0 0 -653.3 HGRD 0 -186.52 0 0 -186.52 1,419 0 1,419 1,232.48 HLF 0 -623.16 0 0 -623.16 0 0 0 -623.16 ICON 0 -328.01 0 0 -328.01 0 0 0 -328.01 IMA 0 -4.4 0 0 -4.4 0 0 0 -4.4 INOD 1,139.99 0 0 0 1,139.99 0 0 0 1,139.99 ITWO 9 -593.66 0 0 -584.66 0 0 0 -584.66 KCI 267.3 0 0 0 267.3 0 0 0 267.3 LVS 0 -265.5 0 0 -265.5 0 0 0 -265.5 NFLX 189 0 0 0 189 0 0 0 189 NTCT 375.44 -43.34 0 0 332.1 0 0 0 332.1 NUVA 156.41 -39.61 0 0 116.8 0 0 0 116.8 ONXX 368.88 0 0 0 368.88 0 0 0 368.88 PPDI 347.8 0 0 0 347.8 0 0 0 347.8 PRXL 0 -233.74 0 0 -233.74 0 0 0 -233.74 PSYS 2,821.72 0 0 0 2,821.72 0 0 0 2,821.72 QSFT 0 -327.57 0 0 -327.57 0 0 0 -327.57
  6. 6. Activity Statement for December 31, 2008 - May 22, 2009 Page: 6 RCII 5.32 0 0 0 5.32 0 0 0 5.32 RHT 766.01 0 0 0 766.01 0 0 0 766.01 RKT 301.67 -318.86 0 0 -17.19 0 0 0 -17.19 RSH 0 -820.24 0 0 -820.24 0 0 0 -820.24 SEPR 424.35 -369.8 0 0 54.55 0 0 0 54.55 SNDK 608.36 0 0 0 608.36 0 0 0 608.36 STEC 40 0 0 0 40 9,411.75 0 9,411.75 9,451.75 SYNA 67.68 0 0 0 67.68 0 0 0 67.68 TAST 1,607.5 0 0 0 1,607.5 172.2 0 172.2 1,779.7 TNDM 1,092.11 -7.1 0 0 1,085.01 0 0 0 1,085.01 TRLG 484.32 0 0 0 484.32 0 0 0 484.32 TYPE 0 0 0 0 0 0 -316.12 -316.12 -316.12 UHS 14.16 -209.38 0 0 -195.22 0 0 0 -195.22 V 182.76 0 0 0 182.76 0 0 0 182.76 VMI 19.28 -19.48 0 0 -0.2 0 0 0 -0.2 VNDA 171.6 -159.9 0 0 11.7 0 0 0 11.7 VPRT 60.9 0 0 0 60.9 0 0 0 60.9 VRSN 0 -269.15 0 0 -269.15 0 0 0 -269.15 WGOV 0 -367.2 0 0 -367.2 0 0 0 -367.2 Total (Stocks) 53,393.3941 -15,123.787 0 0 38,269.6071 51,357.45 -1,317.37 50,040.08 88,309.6871 Futures MHIF9 0 -260.9543 0 0 -260.9543 0 0 0 -260.9543 Total (Futures) 0 -260.9543 0 0 -260.9543 0 0 0 -260.9543 Total (All Asset Classes) 53,393.3941 -15,384.7413 0 0 38,008.6527 51,357.45 -1,317.37 50,040.08 88,048.7327
  7. 7. Activity Statement for December 31, 2008 - May 22, 2009 Page: 7 Cash Report ( December 31, 2008 - May 22, 2009 ) Cash Detail Total Securities Commodities Base Currency Summary Starting Cash 117,883.73 117,883.72 0.01 Commissions -636.45 -632.07 -4.38 Internal Transfers 0.00 -260.95 260.95 Broker Interest Paid and Received -8.09 -8.09 0.00 Cash Settling MTM -256.57 0.00 -256.57 Net Trades (Sales) 853,938.06 853,938.06 0.00 Net Trades (Purchase) -909,518.45 -909,518.45 0.00 Other Fees -12.00 -12.00 0.00 Transaction Tax -11.71 -11.71 0.00 Cash FX Translation Gain/Loss -0.18 -0.18 0.00 Ending Cash 61,378.34 61,378.33 0.01 Ending Settled Cash 36,007.99 36,007.98 0.01 EUR Starting Cash 43.67 43.67 0.00 Net Trades (Sales) 50,000.00 50,000.00 0.00 Net Trades (Purchase) -50,000.00 -50,000.00 0.00 Ending Cash 43.67 43.67 0.00 Ending Settled Cash 43.67 43.67 0.00 HKD Starting Cash -10,565.24 -10,565.24 0.00 Commissions -139.83 -105.83 -34.00 Internal Transfers 0.00 -2,024.00 2,024.00 Broker Interest Paid and Received -61.39 -61.39 0.00 Cash Settling MTM -1,990.00 0.00 -1,990.00 Net Trades (Sales) 46,280.00 46,280.00 0.00 Net Trades (Purchase) -41,000.00 -41,000.00 0.00 Transaction Tax -90.77 -90.77 0.00 Ending Cash -7,567.23 -7,567.23 0.00 Ending Settled Cash -7,567.23 -7,567.23 0.00 USD Starting Cash 119,185.50 119,185.49 0.01 Commissions -618.42 -618.42 0.00 Broker Interest Paid and Received -0.17 -0.17 0.00 Net Trades (Sales) 778,713.05 778,713.05 0.00 Net Trades (Purchase) -834,974.67 -834,974.67 0.00 Other Fees -12.00 -12.00 0.00 Ending Cash 62,293.29 62,293.28 0.01 Ending Settled Cash 36,922.94 36,922.93 0.01
  8. 8. Activity Statement for December 31, 2008 - May 22, 2009 Page: 8 Change In Position Value ( December 31, 2008 - May 22, 2009 ) Stocks Base Currency Summary Prior Period Value 5,184.28 Transactions 55,604.39 MTM P/L On Prior Period 86,677.00 MTM P/L On Transactions 3,878.88 Other -0.04 End Of Period Value 151,344.50 HKD Prior Period Value 5,120.00 Transactions -5,280.00 MTM P/L On Prior Period 1,180.00 MTM P/L On Transactions -1,020.00 End Of Period Value 0.00 USD Prior Period Value 4,523.65 Transactions 56,285.62 MTM P/L On Prior Period 86,524.78 MTM P/L On Transactions 4,010.45 End Of Period Value 151,344.50 Futures Base Currency Summary Prior Period Value 0.00 MTM P/L On Transactions -256.57 Settled Cash -256.57 End Of Period Value 0.00 HKD Prior Period Value 0.00 MTM P/L On Transactions -1,990.00 Settled Cash -1,990.00 End Of Period Value 0.00 Codes Code Meaning A Assignment B Automatic Buy-in C Closing Trade Ca Cancelled Trade Cc Cancelled Corporate Action Co Corrected Trade E External Transfer Ep Resulted from an Expired Position Ex Exercise I Internal Transfer L Ordered by IB (Margin Violation) LI Last In, First Out (LIFO) tax basis election
  9. 9. Activity Statement for December 31, 2008 - May 22, 2009 Page: 9 Lt Long Term P/L M Entered manually by IB ML Maximize Losses tax basis election N Late Trade. Profit or Loss will be recognized on next day's statement O Opening Trade P Partial Execution PI Price Improvement Plc P/L affected by Corporate Action Plt P/L affected by Transfer Po Interest or Dividend Accrual Posting R Dividend Reinvestment Re Interest or Dividend Accrual Reversal St Short Term P/L T Transfer
  10. 10. Activity Statement for December 31, 2008 - May 22, 2009 Page: 10 Notes/Legal Notes Notes 1. Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled. 2. Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation. 3. Quantities preceded by a quot;-quot; sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions settle on trade date + 1 business day. 4. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only. 5. All times are local to the exchange. 6. Click here (http://www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php) to view the applicable commodity Regulatory Fees for your transactions. Fixed Income Notes 1. Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com.If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances. Legal Notes 1. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA). Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.) Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl) Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.) 2. Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Goodmorning Shinhan Securities Co., Ltd., Newedge Group S.A., Skandinaviska Enskilda Banken AB, Société Générale Zurich branch. 3. IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC. 4. Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction. 5. All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction. 6. Except for liquidity rebates that may be paid by ECNs for certain orders routed to those ECNs, IB does not generally accept payment for order flow for stock orders. ECN liquidity rebates are credited against the fees charged by the ECNs to execute other orders. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or email help@interactivebrokers.com. 7. For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer. 8. Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation. 9. A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request. SIPC Member Generated at: 2009-05-24, 12:04:41 EDT

×