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WOSC 2014 –Ibagué 15-17 October, 2014 
Sustainability and governance 
Complexity and contradictions in Ecuador 
Nicholas Anastasopoulos PhD Prometeo Researcher, IAEN 
Lecturer, National Technical University of Athens
The Ecuadorian experiment 
Ecuador currently represents a paradigm shift. 
Major strategic efforts are being made for a transition to another economic model, less 
dependent on non-renewable resources. The strategic plan revolves around a vision for a 
transition from an extractivist to a social and knowledge-based economy. 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Over the past eight years, Ecuador has been experiencing an undeniable array of changes and 
reforms. These address issues of equality, justice, education and plurality. 
In November 2008, Ecuador became the first country to undertake an examination of the 
legitimacy and structure of its foreign debt. 
The new National Constitution (2009 ) introduces two innovative concepts in legal history 
worldwide, marking a significant departure from western thought: 
The Rights of Nature and the concept of Buen Vivir.
Sustainability is being recognized as a critical goal for every society. 
Sustainability is a relative, normative, dynamic and contestable term and it indicates 
the capacity of being maintained in existence without interruption or diminution. 
(Birkeland, 2002; Edwards, 2010; Fiksel, 2006b). 
As a term being approached through many different disciplines, sustainability is 
heavily discussed and perhaps overused. The term is being freely used in 
architecture, buildings, infrastructures and the economy. 
In addition, given the complex and often conflicting parameters surrounding 
applicability of the term in various fields and contexts, confusion is bound to arise 
while usually, the interwoven intricate relationships between societies and their 
environment tend to be downplayed and misunderstood. 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Scalar Sustainability
Scalar Sustainability 
Global 
National 
Bio-regional 
Regional 
Local 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
Multi-level Sustainability 
Environmental 
Economic Social 
Political 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
Scalar and Multilevel Sustainability diagram for 
the four case studies in Ecuador 
Global, regional and national Spheres of influence 
LOCAL SUSTAINABILITY 
GLOBAL SUSTAINABILITY 
The Yasuni Yachay/ The City of Knowledge 
LOCAL SUSTAINABILITY 
LOCAL SUSTAINABILITY 
REGIONAL SUSTAINABILITY 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
The FLOK Society project 
Free, Libre, Open Knowledge Society 
LOCAL SUSTAINABILITY 
NATIONAL AND REGIONAL 
La Universidad Regional 
Amazónica IKIAM 
The Ecuadorian 
context
Scalar and Multilevel Sustainability diagram for 
the four case studies in Ecuador 
Amazonia Transition of the economy 
Yasuní IKIAM FLOK 
Society 
Yachay 
SCALAR SUSTAINABILITY 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
Yachay, la Ciudad del Conocimiento 
Yachay, la Ciudad del Conocimiento (city of knowledge), is an ambitious project in the province of 
Imbabura which calls for the creation of a city around education, research and innovative production. 
It covers a huge area of 4.200 hectares. 
Its population at the time of maturity which is meant to be 2045 is expected to reach 120.000. 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
La Universidad Regional Amazónica IKIAM 
IKIAM will be a research centre integrated with the environment and a university campus that will 
address the complexity and biodiversity of the Amazon in a highly innovative approach. 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
FLOK Society 
FLOK Society ( FLOK stands for Free Libre, Open Knowledge) is a research 
project which took place between November 2013 and May 2014. It’s main 
task was to generate policy recommendations for a transition to a knowledge-based 
economy took place in Ecuador. 
Recommendation papers produced, as paert of the FLOK Society Research project, 
address among others an 
Institutionality for Social Economy and for a Public Policy for a Partner State, 
Open Technical Infrastructures on Free Hardware and Software, 
Connectivity, Cyber security, 
Commons-oriented Productive Capacities on Distributed energy and sustainable 
agriculture, 
Open and free culture, 
Transitioning to a commons-based society and the Territorial Organization of 
the Knowledge Economy. 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions
Yaneer Bar-Yam 
New England Complex 
Systems Institute 
Governance categories 
The Ecuadorian 
context 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Governance and Sustainability
Es imperante resaltar que gracias al aprovechamiento responsable de nuestros 
recursos naturales no renovables se han fortalecido los sectores de salud, 
educación, infraestructura, y es producto de esta renta petrolera que podemos 
potenciar la estrategia de desarrollo de nuestro país, en tal sentido con nuestros 
recursos naturales bien invertidos podemos mejorar y desarrollar nuestro talento 
humano para salir del extractivismo, y consolidar una sociedad del conocimiento, 
es decir “usar el extractivismo para salir del extractivismo”. 
It is imperative to note that thanks to the responsible use of our non-renewable 
natural resources we have strengthened the sectors of health, education, 
infrastructure, and thanks to the product of the oil revenues we can enhance the 
development strategy of our country. In this sense it is through our resources natural 
well spent that we can improve and develop our human talent to emerge from 
extraction, and consolidate a knowledge society, ie "use extractivism to exit the 
extractivism" . 
Speech to the National Assembly (Rivadeneira Burbano, 2013, p. 2) 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Governance and Sustainability 
The Ecuadorian 
context
Diagnosis of Sustainability in a high diversity environment 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Global environment 
Indigenous communities 
Petroleum industry 
Other economic activities 
Research, education and visitors 
1 
2 
3 
4 
5 
AMAZONIA 
M 
o 
M 
o 
M 
o 
M 
o 
o 
o 
o 
E 
E 
E 
E 
E 
1 
2 
3 
4 
5 
The Ecuadorian 
context
M 
AMAZONIA 
o 
M 
o 
M 
o 
M 
o 
o 
o 
o 
E 
E 
E 
E 
E 
2 
3 
4 
5 
Global environment 
Indigenous communities 
Petroleum industry 
Other economic activities 
Research, education and visitors 
1 
2 
3 
4 
5 
6 Stability and conflict resolution 
7 Synergy 
1 
6 
7 
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Diagnosis of Sustainability in a high diversity environment 
The Ecuadorian 
context
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Diagnosis of Sustainability in a high diversity environment 
The Ecuadorian 
context 
The managerial approach of getting things done efficiently and while sticking to an original 
schedule and vision or strategy, has been the leitmotif of the country’s governance model. 
This has occurred to the expense of recursiveness and sufficient space of assessment and 
dialog. This has meant more concentration of power to fewer bodies and individuals, and less 
distribution of decision-making responsibilities. The result is often a breakdown in 
communication and exchange of vital information. Self and bottom-up organization is at odds 
with centralization. Provision for appropriate, all-inclusive recursive systems will allow for 
assessment of data and flexible responses.
Sustainability within a 
complexity context 
Scalar and Multilevel 
sustainability 
Case studies in 
Ecuador 
Governance and 
sustainability 
conflicts 
A VSM diagnosis 
Conclusions 
Diagnosis of Sustainability in a high diversity environment 
The Ecuadorian 
context 
The Ecuadorian experiment has succeeded in introducing positive changes towards social 
progress and in achieving improvement in education, health and public services and access by 
all people. The strategic plan addresses scalar and multilevel sustainability through various 
projects, some of which were introduced here. 
In order for the economy and the social well-being to be sustained to the present levels, the 
present model of development is dependent on extractivism and until a transition to a non-extractivist 
economy has been achieved it is unrealistic to de-link social sustainability without 
oil extraction for the foreseeable future. 
But this will not be enough. 
In order for negative feedback cycles to be broken, an alternative model of post-growth 
economy needs to be adopted for environmental sustainability . 
A recursive governance model needs to be examined for social and political sustainability.
Thank you! 
Nicholas Anastasopoulos PhD Prometeo Researcher, IAEN 
Lecturer, National Technical University of Athens

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Anastasopoulos wosc2014

  • 1. WOSC 2014 –Ibagué 15-17 October, 2014 Sustainability and governance Complexity and contradictions in Ecuador Nicholas Anastasopoulos PhD Prometeo Researcher, IAEN Lecturer, National Technical University of Athens
  • 2.
  • 3. The Ecuadorian experiment Ecuador currently represents a paradigm shift. Major strategic efforts are being made for a transition to another economic model, less dependent on non-renewable resources. The strategic plan revolves around a vision for a transition from an extractivist to a social and knowledge-based economy. The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Over the past eight years, Ecuador has been experiencing an undeniable array of changes and reforms. These address issues of equality, justice, education and plurality. In November 2008, Ecuador became the first country to undertake an examination of the legitimacy and structure of its foreign debt. The new National Constitution (2009 ) introduces two innovative concepts in legal history worldwide, marking a significant departure from western thought: The Rights of Nature and the concept of Buen Vivir.
  • 4. Sustainability is being recognized as a critical goal for every society. Sustainability is a relative, normative, dynamic and contestable term and it indicates the capacity of being maintained in existence without interruption or diminution. (Birkeland, 2002; Edwards, 2010; Fiksel, 2006b). As a term being approached through many different disciplines, sustainability is heavily discussed and perhaps overused. The term is being freely used in architecture, buildings, infrastructures and the economy. In addition, given the complex and often conflicting parameters surrounding applicability of the term in various fields and contexts, confusion is bound to arise while usually, the interwoven intricate relationships between societies and their environment tend to be downplayed and misunderstood. The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Scalar Sustainability
  • 5. Scalar Sustainability Global National Bio-regional Regional Local The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 6. Multi-level Sustainability Environmental Economic Social Political The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 7. Scalar and Multilevel Sustainability diagram for the four case studies in Ecuador Global, regional and national Spheres of influence LOCAL SUSTAINABILITY GLOBAL SUSTAINABILITY The Yasuni Yachay/ The City of Knowledge LOCAL SUSTAINABILITY LOCAL SUSTAINABILITY REGIONAL SUSTAINABILITY Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions The FLOK Society project Free, Libre, Open Knowledge Society LOCAL SUSTAINABILITY NATIONAL AND REGIONAL La Universidad Regional Amazónica IKIAM The Ecuadorian context
  • 8. Scalar and Multilevel Sustainability diagram for the four case studies in Ecuador Amazonia Transition of the economy Yasuní IKIAM FLOK Society Yachay SCALAR SUSTAINABILITY The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 9. Yachay, la Ciudad del Conocimiento Yachay, la Ciudad del Conocimiento (city of knowledge), is an ambitious project in the province of Imbabura which calls for the creation of a city around education, research and innovative production. It covers a huge area of 4.200 hectares. Its population at the time of maturity which is meant to be 2045 is expected to reach 120.000. The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 10. La Universidad Regional Amazónica IKIAM IKIAM will be a research centre integrated with the environment and a university campus that will address the complexity and biodiversity of the Amazon in a highly innovative approach. The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 11. FLOK Society FLOK Society ( FLOK stands for Free Libre, Open Knowledge) is a research project which took place between November 2013 and May 2014. It’s main task was to generate policy recommendations for a transition to a knowledge-based economy took place in Ecuador. Recommendation papers produced, as paert of the FLOK Society Research project, address among others an Institutionality for Social Economy and for a Public Policy for a Partner State, Open Technical Infrastructures on Free Hardware and Software, Connectivity, Cyber security, Commons-oriented Productive Capacities on Distributed energy and sustainable agriculture, Open and free culture, Transitioning to a commons-based society and the Territorial Organization of the Knowledge Economy. The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions
  • 12. Yaneer Bar-Yam New England Complex Systems Institute Governance categories The Ecuadorian context Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Governance and Sustainability
  • 13. Es imperante resaltar que gracias al aprovechamiento responsable de nuestros recursos naturales no renovables se han fortalecido los sectores de salud, educación, infraestructura, y es producto de esta renta petrolera que podemos potenciar la estrategia de desarrollo de nuestro país, en tal sentido con nuestros recursos naturales bien invertidos podemos mejorar y desarrollar nuestro talento humano para salir del extractivismo, y consolidar una sociedad del conocimiento, es decir “usar el extractivismo para salir del extractivismo”. It is imperative to note that thanks to the responsible use of our non-renewable natural resources we have strengthened the sectors of health, education, infrastructure, and thanks to the product of the oil revenues we can enhance the development strategy of our country. In this sense it is through our resources natural well spent that we can improve and develop our human talent to emerge from extraction, and consolidate a knowledge society, ie "use extractivism to exit the extractivism" . Speech to the National Assembly (Rivadeneira Burbano, 2013, p. 2) Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Governance and Sustainability The Ecuadorian context
  • 14. Diagnosis of Sustainability in a high diversity environment Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Global environment Indigenous communities Petroleum industry Other economic activities Research, education and visitors 1 2 3 4 5 AMAZONIA M o M o M o M o o o o E E E E E 1 2 3 4 5 The Ecuadorian context
  • 15. M AMAZONIA o M o M o M o o o o E E E E E 2 3 4 5 Global environment Indigenous communities Petroleum industry Other economic activities Research, education and visitors 1 2 3 4 5 6 Stability and conflict resolution 7 Synergy 1 6 7 Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Diagnosis of Sustainability in a high diversity environment The Ecuadorian context
  • 16. Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Diagnosis of Sustainability in a high diversity environment The Ecuadorian context The managerial approach of getting things done efficiently and while sticking to an original schedule and vision or strategy, has been the leitmotif of the country’s governance model. This has occurred to the expense of recursiveness and sufficient space of assessment and dialog. This has meant more concentration of power to fewer bodies and individuals, and less distribution of decision-making responsibilities. The result is often a breakdown in communication and exchange of vital information. Self and bottom-up organization is at odds with centralization. Provision for appropriate, all-inclusive recursive systems will allow for assessment of data and flexible responses.
  • 17. Sustainability within a complexity context Scalar and Multilevel sustainability Case studies in Ecuador Governance and sustainability conflicts A VSM diagnosis Conclusions Diagnosis of Sustainability in a high diversity environment The Ecuadorian context The Ecuadorian experiment has succeeded in introducing positive changes towards social progress and in achieving improvement in education, health and public services and access by all people. The strategic plan addresses scalar and multilevel sustainability through various projects, some of which were introduced here. In order for the economy and the social well-being to be sustained to the present levels, the present model of development is dependent on extractivism and until a transition to a non-extractivist economy has been achieved it is unrealistic to de-link social sustainability without oil extraction for the foreseeable future. But this will not be enough. In order for negative feedback cycles to be broken, an alternative model of post-growth economy needs to be adopted for environmental sustainability . A recursive governance model needs to be examined for social and political sustainability.
  • 18. Thank you! Nicholas Anastasopoulos PhD Prometeo Researcher, IAEN Lecturer, National Technical University of Athens

Editor's Notes

  1. My presentation is a brief report of the framework of my ongoing project as Prometeo Researcher
  2. Poverty has fallen by 11% (and the Gini coefficient by 12 %), and figures confirm a growth of the economy which has favoured the underprivileged and a process of socioeconomic convergence in Ecuadorian society (Correa, 2014; “Ecuador in Figures,” 2008).
  3. Sustainability is a relative, normative, dynamic and contestable term and it indicates the capacity of being maintained in existence without interruption or diminution.
  4. Sustainability is being applied to various disciplines. We may discuss the topic of social sustainability, political sustainability, environmental sustainability, financial sustainability and energy sustainability among many. The problem is that what may be deemed sustainable in one area, may not be in another. Furthermore, it may be downright conflicting. So social sustainability in some case could be argued to be at odds with environmental sustainability
  5. Sustainability is being applied to various disciplines. We may discuss the topic of social sustainability, political sustainability, environmental sustainability, financial sustainability and energy sustainability among many. The problem is that what may be deemed sustainable in one area, may not be in another. Furthermore, it may be downright conflicting. So social sustainability in some case could be argued to be at odds with environmental sustainability
  6. La Ciudad del Conocimiento (city of knowledge), is an ambitious project in the province of Imbabura which calls for the creation of a city around education, research and innovative production. It covers a huge area of 4.200 hectares. Its population at the time of maturity which is meant to be 2045 is expected to reach 120.000.
  7. La Ciudad del Conocimiento (city of knowledge), is an ambitious project in the province of Imbabura which calls for the creation of a city around education, research and innovative production. It covers a huge area of 4.200 hectares. Its population at the time of maturity which is meant to be 2045 is expected to reach 120.000.
  8. FLOK Society ( FLOK stands for Free Libre, Open Knowledge) is a research project which took place between November 2013 and May 2014. It’s main task was to generate policy recommendations for a transition to a knowledge-based economy took place in Ecuador.
  9. Sustainability is a relative, normative, dynamic and contestable term and it indicates the capacity of being maintained in existence without interruption or diminution.