Successfully reported this slideshow.
We use your LinkedIn profile and activity data to personalize ads and to show you more relevant ads. You can change your ad preferences anytime.

Marc Oliver Eckart Aktiencamp Berlin Eckart 5

1,109 views

Published on

Marc-Oliver Eckart, Rechtsanwälte Eckart, Köster & Kollegen.
„Worüber Finanzdienstleister aufklären müssen – Informations- und Angabepflichten von Finanzdienstleistern nach Umsetzung der MiFID“

Published in: Economy & Finance
  • DOWNLOAD THAT BOOKS INTO AVAILABLE FORMAT (2019 Update) ......................................................................................................................... ......................................................................................................................... Download Full PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full EPUB Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full doc Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download EPUB Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download doc Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... ......................................................................................................................... ................................................................................................................................... eBook is an electronic version of a traditional print book that can be read by using a personal computer or by using an eBook reader. (An eBook reader can be a software application for use on a computer such as Microsoft's free Reader application, or a book-sized computer that is used solely as a reading device such as Nuvomedia's Rocket eBook.) Users can purchase an eBook on diskette or CD, but the most popular method of getting an eBook is to purchase a downloadable file of the eBook (or other reading material) from a Web site (such as Barnes and Noble) to be read from the user's computer or reading device. Generally, an eBook can be downloaded in five minutes or less ......................................................................................................................... .............. Browse by Genre Available eBooks .............................................................................................................................. Art, Biography, Business, Chick Lit, Children's, Christian, Classics, Comics, Contemporary, Cookbooks, Manga, Memoir, Music, Mystery, Non Fiction, Paranormal, Philosophy, Poetry, Psychology, Religion, Romance, Science, Science Fiction, Self Help, Suspense, Spirituality, Sports, Thriller, Travel, Young Adult, Crime, Ebooks, Fantasy, Fiction, Graphic Novels, Historical Fiction, History, Horror, Humor And Comedy, ......................................................................................................................... ......................................................................................................................... .....BEST SELLER FOR EBOOK RECOMMEND............................................................. ......................................................................................................................... Blowout: Corrupted Democracy, Rogue State Russia, and the Richest, Most Destructive Industry on Earth,-- The Ride of a Lifetime: Lessons Learned from 15 Years as CEO of the Walt Disney Company,-- Call Sign Chaos: Learning to Lead,-- StrengthsFinder 2.0,-- Stillness Is the Key,-- She Said: Breaking the Sexual Harassment Story That Helped Ignite a Movement,-- Atomic Habits: An Easy & Proven Way to Build Good Habits & Break Bad Ones,-- Everything Is Figureoutable,-- What It Takes: Lessons in the Pursuit of Excellence,-- Rich Dad Poor Dad: What the Rich Teach Their Kids About Money That the Poor and Middle Class Do Not!,-- The Total Money Makeover: Classic Edition: A Proven Plan for Financial Fitness,-- Shut Up and Listen!: Hard Business Truths that Will Help You Succeed, ......................................................................................................................... .........................................................................................................................
       Reply 
    Are you sure you want to  Yes  No
    Your message goes here
  • DOWNLOAD THAT BOOKS INTO AVAILABLE FORMAT (2019 Update) ......................................................................................................................... ......................................................................................................................... Download Full PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full EPUB Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full doc Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download EPUB Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download doc Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... ......................................................................................................................... ................................................................................................................................... eBook is an electronic version of a traditional print book that can be read by using a personal computer or by using an eBook reader. (An eBook reader can be a software application for use on a computer such as Microsoft's free Reader application, or a book-sized computer that is used solely as a reading device such as Nuvomedia's Rocket eBook.) Users can purchase an eBook on diskette or CD, but the most popular method of getting an eBook is to purchase a downloadable file of the eBook (or other reading material) from a Web site (such as Barnes and Noble) to be read from the user's computer or reading device. Generally, an eBook can be downloaded in five minutes or less ......................................................................................................................... .............. Browse by Genre Available eBooks .............................................................................................................................. Art, Biography, Business, Chick Lit, Children's, Christian, Classics, Comics, Contemporary, Cookbooks, Manga, Memoir, Music, Mystery, Non Fiction, Paranormal, Philosophy, Poetry, Psychology, Religion, Romance, Science, Science Fiction, Self Help, Suspense, Spirituality, Sports, Thriller, Travel, Young Adult, Crime, Ebooks, Fantasy, Fiction, Graphic Novels, Historical Fiction, History, Horror, Humor And Comedy, ......................................................................................................................... ......................................................................................................................... .....BEST SELLER FOR EBOOK RECOMMEND............................................................. ......................................................................................................................... Blowout: Corrupted Democracy, Rogue State Russia, and the Richest, Most Destructive Industry on Earth,-- The Ride of a Lifetime: Lessons Learned from 15 Years as CEO of the Walt Disney Company,-- Call Sign Chaos: Learning to Lead,-- StrengthsFinder 2.0,-- Stillness Is the Key,-- She Said: Breaking the Sexual Harassment Story That Helped Ignite a Movement,-- Atomic Habits: An Easy & Proven Way to Build Good Habits & Break Bad Ones,-- Everything Is Figureoutable,-- What It Takes: Lessons in the Pursuit of Excellence,-- Rich Dad Poor Dad: What the Rich Teach Their Kids About Money That the Poor and Middle Class Do Not!,-- The Total Money Makeover: Classic Edition: A Proven Plan for Financial Fitness,-- Shut Up and Listen!: Hard Business Truths that Will Help You Succeed, ......................................................................................................................... .........................................................................................................................
       Reply 
    Are you sure you want to  Yes  No
    Your message goes here
  • ..............ACCESS that WEBSITE Over for All Ebooks ................ ......................................................................................................................... DOWNLOAD FULL PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full EPUB Ebook here { http://bit.ly/2m6jJ5M } .........................................................................................................................
       Reply 
    Are you sure you want to  Yes  No
    Your message goes here
  • If you want to download or read this book, copy link or url below in the New tab ......................................................................................................................... DOWNLOAD FULL PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download EPUB Ebook here { http://bit.ly/2m6jJ5M } .........................................................................................................................
       Reply 
    Are you sure you want to  Yes  No
    Your message goes here
  • ACCESS that WEBSITE Over for All Ebooks (Unlimited) ......................................................................................................................... DOWNLOAD FULL PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... DOWNLOAD FULL EPUB Ebook here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download Full PDF EBOOK here { http://bit.ly/2m6jJ5M } ......................................................................................................................... Download EPUB Ebook here { http://bit.ly/2m6jJ5M }
       Reply 
    Are you sure you want to  Yes  No
    Your message goes here
  • Be the first to like this

Marc Oliver Eckart Aktiencamp Berlin Eckart 5

  1. 1. „ Informations- und Angabepflichten von Finanzdienstleistern nach Umsetzung der MiFID“ Worüber Finanzdienstleister aufklären müssen 28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  2. 2. „ Bankkunden sollten ihren Bankberater eher als Verkäufer begreifen!“ 28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  3. 3. „ MiFID – Markets in Financial Instruments Directive“ <ul><li>Teil des Financial Services Action Plan der </li></ul><ul><li>Europäischen Kommission für Finanzdienstleistungen </li></ul><ul><li>Ins nationale Recht umgesetzt durch: </li></ul><ul><li>FRUG – Finanzmarktrichtlinie-Umsetzungsgesetz </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  4. 4. Maßnahmenstrauß: <ul><li>Explorationspflichten </li></ul><ul><li>Zulassungspflichten </li></ul><ul><li>Verhaltenspflichten </li></ul><ul><li>Organisationspflichten </li></ul><ul><li>Berichtspflichten </li></ul><ul><li>Dokumentationspflichten </li></ul><ul><li>Aufklärungs- und Informationspflichten </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  5. 5. Umsetzung durch FRUG in (auszugsweise): <ul><li>Änderungen des Wertpapierhandelsgesetzes (WpHG) </li></ul><ul><li>Schaffung der Wertpapierdienstleistungs-, Verhaltens- und Organisationsverordnung (WpDVerOV) </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  6. 6. Informationspflichten: Wer? <ul><li>Geeignete Gegenparteien </li></ul><ul><li>Professionelle Kunden </li></ul><ul><li>Privatkunden </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen Kategorisierung in drei Kundengruppen:  Aufklärungspflichten bestehen nur gegenüber Privatkunden vollumfänglich
  7. 7. Informationspflichten: Wann? <ul><li>Bei Anbahnung der Geschäftsbeziehung </li></ul><ul><li>Vor Vornahme eines Geschäftes </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen in verständlicher Form
  8. 8. Informationspflichten: Worüber? <ul><li>Name, Anschrift, Kommunikationsmöglichkeiten des Wertpapierdienstleistungsunternehmens </li></ul><ul><li>Sprache, in der kommuniziert werden kann </li></ul><ul><li>Name und Anschrift der zuständigen Aufsichtsbehörde </li></ul><ul><li>Art, Häufigkeit, Zeitpunkt der Berichte über die erbrachten Dienstleistungen </li></ul><ul><li>Beschreibung der Maßnahmen zum Schutz verwahrter Vermögenswerte </li></ul><ul><li>Grundsätze für den Umgang mit Interessenkonflikten </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen
  9. 9. Interessenkonfliktpotenzial <ul><li>Vermögensverwaltung </li></ul><ul><li>Anlageberatung </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen im Regelfall resultierend aus kollidierenden wirtschaftlichen Interessen Zwei Fallgruppen:
  10. 10. Rechtsprechung des Bundesgerichtshofes <ul><li>Urteil vom 19.12.2000, Az. XI ZR 349/99, Kick-Back I </li></ul><ul><li>(bei Vermögensverwaltung) </li></ul><ul><li>Urteil vom 19.12.2006, Az. XI ZR 56/05, Kick-Back II </li></ul><ul><li>(bei Anlageberatung) </li></ul>28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen Abrufbar unter: www.bundesgerichtshof.de
  11. 11. „ Vielen Dank für Ihre Aufmerksamkeit!“ 28. Februar 2009 Rechtsanwälte Eckart, Köster und Kollegen

×