Compliance Manual Contents Overview

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CEI Compliance Best-selling product is our fully editable UK Authorised firm compliance manual for the small to medium sized firm. It incorporates many of the elements that you may or may not have policies for, giving the reader the detail and reference if required. Covering AML to Training and competence in over 90 pages including quick references to the FSA Handbooks. Available as a Word Doc and full instructions for editing.

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